James Pello v. State of Indiana ( 2014 )

Pursuant to Ind.Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of Jun 30 2014, 10:03 am
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
STEPHEN T. OWENS GREGORY F. ZOELLER
Public Defender of Indiana Attorney General of Indiana
JONATHAN O. CHENOWETH ELLEN H. MEILAENDER
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JAMES PELLO, )
)
Appellant-Petitioner, )
)
vs. ) No. 20A03-1312-PC-488
)
STATE OF INDIANA, )
)
Appellee-Respondent. )
APPEAL FROM THE ELKHART SUPERIOR COURT
The Honorable George W. Biddlecome, Judge
Cause No. 20D03-1212-PC-118
June 30, 2014
MEMORANDUM DECISION - NOT FOR PUBLICATION
VAIDIK, Chief Judge
Case Summary
In 2007, James Pello had a jury trial for two counts of child molesting and one count
of dissemination of matter harmful to minors. At trial, the victim testified, and Pello’s
videotaped statement, during which he made several admissions, was played for the jury.
The jury convicted him as charged, and the trial court sentenced him to sixty-one years.
We affirmed Pello’s convictions and sentence on direct appeal. He later sought post-
conviction relief arguing that counsel was ineffective for failing to ensure that he received
unanimous verdicts on the child-molesting counts. The post-conviction court denied his
petition.
We find that Pello has failed to establish the prejudice prong of his ineffective-
assistance claim. Specifically, there is not a reasonable probability that the result of the
trial would have been any different had the jury been instructed that it had to unanimously
agree on the specific act Pello committed. We therefore affirm the post-conviction court.
Facts and Procedural History
The underlying facts in this case, taken from this Court’s opinion on direct appeal,
are as follows:
In 2004, K.G. was in the third grade. K.G. knew Pello since she could
remember and referred to him as “Grandpa.” Pello was not, in fact, K.G.’s
grandfather but rather a good friend of the family. K.G. visited Pello every
other weekend. During these visits, K.G. spent the night. On many
occasions, Pello made K.G. watch “[n]asty movies,” that is, “grownup
movie[s]” with “[u]nclothed” people doing “nasty” things. While the movie
was playing, Pello undressed K.G. and himself, and the two sat by each other
on the couch. Pello touched K.G. at a place she identified as “where I pee”
with his fingers and his “di**.” Pello either got on top of K.G. or sat K.G.
on his lap and then Pello placed his penis “where [K.G.] peed.” Pello also
licked the same area with his tongue. On another occasion, Pello tried to
insert his penis into K.G.’s “butt.” In addition, Pello put his penis in K.G.’s
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mouth. K.G. told Pello that these various activities hurt her and pulled away
or resisted him. As a result, Pello either pulled K.G. back or let her go.
When K.G. was in the latter part of her third grade year, she told her
mom what happened with Pello, and when she was in the fourth grade, she
told the principal at her school what happened with Pello. She waited so long
to tell her mother because she was afraid.
In August 2006, Pello went to the Elkhart Police Department to give
a statement because of the allegations that had surfaced and met with
Detective Michal Miller of the Sex Crimes Unit. The interview with Pello
was videotaped. During the interview, Pello admitted to showering with
K.G., “lick[ing] her privates,” watching pornographic videos, K.G. putting
her “mouth” on his “penis,” rubbing up against K.G.’s body with his “penis,”
and ejaculating on at least five different occasions. State’s Ex. 3 (videotape).
Thereafter, the State charged Pello with [Count I:] Class A felony child
molesting (deviate sexual conduct: oral sex), [Count II:] Class C felony child
molesting (fondling or touching), and [Count III:] Class D felony
dissemination of matter harmful to minors (pornography). At Pello’s
December 2007 jury trial, which was nearly three years after the events, K.G.
testified, and Pello’s videotaped statement was played.
Pello v. State, No. 20A03-0803-CR-137 (Ind. Ct. App. Oct. 10, 2008) (citations and
footnotes omitted), trans. denied.
During closing arguments, the State made the following arguments for Count I:
Class A felony child molesting, which was based on deviate sexual conduct for oral sex:
[Pello] tells you that they would take showers together. He’s known her since
she was in diapers. He stated, “I licked her privates a couple of times,” which
was later clarified to be her vaginal area. There’s your Count I right there.
He goes on later to talk about how his penis would be placed into
K.G.’s mouth. There’s another Count I element, whether you choose to see
the oral sex in the form of licking her vagina, or the oral sex in the form of
having his penis placed in her mouth. There is the evidence for Count I.
Trial Tr. Vol. II. p. 110. As for Count II: Class C felony child molesting, which was based
on fondling or touching, the State argued:
As far as the second count, the fondling and touching, you will remember in
the video, that [Pello] would cause her to take her hand and place it on his
penis. You also remember in the video through his own words that he would
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take his penis and he would rub it on her belly. He would rub it by her butt,
and he would rub also on her front area. That’s touching and fondling.
Id. at 111. Defense counsel did not object to either of the State’s arguments.
The trial court gave several final instructions. For Count I, the trial court instructed
the jury that Pello must have knowingly “[p]erformed or submitted to deviate sexual
conduct with [K.G.]” when she was under fourteen years old and he was at least twenty-
one years old. Appellant’s Trial App. p. 83. “Deviate sexual conduct” was defined as “an
act involving the sex organ of one person and the mouth of another person.” Id. at 89. For
Count II, the trial court instructed the jury that Pello must have knowingly “performed or
submitted to any fondling or touching of either [K.G.] or the defendant” when she was
under fourteen years old with the intent to arouse or satisfy the sexual desires of either K.G.
or the defendant. Id. at 84. In addition, the trial court instructed the jury: “Your verdict
must represent the considered judgment of each juror. In order to return a verdict of guilt
or innocence you must all agree.”1 Id. at 108. Defense counsel did not object to these
instructions or tender any of his own regarding jury unanimity. The jury convicted Pello
of all three counts as charged, and the trial court sentenced the sixty-five-year-old Pello to
an aggregate sentence of sixty-one years.
Pello sought a direct appeal raising two issues: (1) the trial court erred in allowing
the State to ask twelve-year-old K.G. a leading question and (2) his sixty-one-year sentence
was inappropriate. We found that the trial court did not abuse its discretion in allowing the
1
At the beginning of voir dire, the trial court explained to the panel, “The verdict of the jury must
be unanimous.” Trial Tr. Vol. I p. 10.
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State to ask K.G. the question and that Pello’s sentence was not inappropriate. We affirmed
Pello’s convictions and sentence in 2008.
Pello filed a pro se petition for post-conviction relief in 2012, which was amended
by counsel in 2013. Pello made two allegations. First, he alleged that his trial counsel was
ineffective for not objecting to those portions of the prosecutor’s closing argument
identified above and for not tendering a more specific instruction on jury unanimity.
Second, he alleged that his appellate counsel was ineffective for not arguing on direct
appeal that the trial court’s failure to instruct the jury that it must unanimously agree on the
specific act that the defendant committed was fundamental error. Following a hearing, the
post-conviction court found that Pello failed to prove that either his trial or appellate
counsel was ineffective. Appellant’s App. p. 63.
Pello now appeals.
Discussion and Decision
Pello contends that the post-conviction court erred in denying his petition for post-
conviction relief. Post-conviction proceedings do not provide criminal defendants with a
“super-appeal.” Garrett v. State, 992 N.E.2d 710, 718 (Ind. 2013). Rather, they provide a
narrow remedy to raise issues that were not known at the time of the original trial or were
unavailable on direct appeal. Id. The petitioner in a post-conviction proceeding bears the
burden of establishing grounds for relief by a preponderance of the evidence. Ind. Post-
Conviction Rule 1(5); Fisher v. State, 810 N.E.2d 674, 679 (Ind. 2004). When appealing
from the denial of post-conviction relief, the petitioner stands in the position of one
appealing from a negative judgment. Fisher, 810 N.E.2d at 679. To prevail from the denial
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of post-conviction relief, a petitioner must show that the evidence as a whole leads
unerringly and unmistakably to a conclusion opposite that reached by the post-conviction
court. Garrett, 992 N.E.2d at 718.
To establish a post-conviction claim alleging a violation of the Sixth Amendment
right to effective assistance of counsel, a defendant must establish the two components set
forth in Strickland v. Washington, 466 U.S. 668 (1984). See Williams v. Taylor, 529 U.S.
362, 390 (2000). “First, a defendant must show that counsel’s performance was deficient.”
Strickland, 466 U.S. at 687. This requires a showing that counsel’s representation fell
below an objective standard of reasonableness and that counsel made errors so serious that
counsel was not functioning as “counsel” guaranteed to the defendant by the Sixth
Amendment. Id. “Second, a defendant must show that the deficient performance
prejudiced the defense.” Id. This requires a showing that counsel’s errors were so serious
as to deprive the defendant of a fair trial, meaning a trial whose result is reliable. Id. To
establish prejudice, a defendant must show that “there is a reasonable probability that, but
for counsel’s unprofessional errors, the result of the proceeding would have been
different.” Id. at 694. A reasonable probability is one that is sufficient to undermine
confidence in the outcome. Id.
Pello argues that his trial counsel was ineffective “by failing to ensure that the jury
returned unanimous verdicts on counts I and II.” Appellant’s Br. p. 9. Pello asserts that
while all jurors voted to convict him on Count I, some may have done so upon finding that
he caused K.G. to perform deviate sexual conduct, while others may have done so upon
finding that he caused her to submit to such conduct. Likewise, while all jurors voted to
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convict Pello on Count II, some jurors may have done so upon finding that he caused K.G.
to fondle him, while others may have done so upon finding that he caused her to submit to
fondling. Pello claims this is a problem because performing and submitting to deviate
sexual conduct (as well as performing and submitting to fondling) are distinct crimes, not
merely distinct means of committing a single crime.
Although the United States Supreme Court has never held that jury unanimity is a
requirement of due process of law, see Johnson v. Louisiana, 406 U.S. 356, 359 (1972),2
Indiana has long required that a verdict of guilty in a criminal case “must be unanimous.”
Baker v. State, 948 N.E.2d 1169, 1173-74 (Ind. 2011) (citing Fisher v. State, 259 Ind. 633,
291 N.E.2d 76, 92 (1973)). While jury unanimity is required as to the defendant’s guilt, it
is not required as to the theory of the defendant’s culpability. Taylor v. State, 840 N.E.2d
324, 333 (Ind. 2006).
After Pello’s trial and appeal, our Supreme Court decided Baker, a case similar to
the one before us. Baker was charged with one count of child molesting for each of the
three alleged victims; however, the jury heard evidence of multiple acts of molestation for
each victim. Baker argued that some jurors may have relied on different evidence than the
other jurors to convict him on each of the three counts. Our Supreme Court held that the
State may, in its discretion, designate a specific act or acts on which it relies to prove a
particular charge. Baker, 948 N.E.2d at 1177. However, if the State decides not to do so,
then the jurors should be instructed that in order to convict the defendant, they must either
unanimously agree that the defendant committed the same act or acts or that the defendant
2
But see Richardson v. United States, 526 U.S. 813, 817 (1999) (“[A] jury in a federal criminal
case cannot convict unless it unanimously finds that the Government has proved each element.”).
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committed all of the acts described by the victim and included within the time period
charged. Id. Our Supreme Court added that the general jury-unanimity instruction—which
states “Your verdicts must represent the considered judgment of each juror. In order to
return a verdict of guilt or innocence you must all agree”—is not sufficient.3 Id. at 1178.
Baker’s jury received only the general jury-unanimity instruction, which did not
advise it that in order to convict Baker, it must either unanimously agree that he committed
the same act or acts or that he committed all of the acts described by the victims and
included within the time period charged. Id. But because Baker neither objected nor
offered an instruction of his own, our Supreme Court analyzed the issue using the
fundamental-error doctrine. The Court found that because the only issue was the credibility
of the victims and the jury resolved the basic credibility dispute against Baker and would
have convicted him of any of the various offenses shown by the evidence to have been
committed, there was no fundamental error. Id. at 1179.
Here, the State argues that trial counsel was not deficient for failing to anticipate
this 2011 case at the time of Pello’s 2007 trial. However, we do not need to decide whether
Baker created a new rule of law or whether Baker was consistent with earlier cases.
Although the two parts of the Strickland test are separate inquiries, a claim may be disposed
of on either prong. Grinstead v. State, 845 N.E.2d 1027, 1031 (Ind. 2006). That is, the
object of an ineffectiveness claim is not to grade counsel’s performance; if it is easier to
dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, then that
course should be followed. Id.
3
Our Supreme Court noted that a slightly modified version of California’s instruction was a “useful
model for this jurisdiction.” Baker, 948 N.E.2d at 1177 n.4.
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We find that there is not a reasonable probability that the result of the trial would
have been any different had the jury been instructed that it had to unanimously agree on
the specific act Pello committed. This is because the evidence of Pello’s guilt in this case
is overwhelming. During the interview with Detective Miller, Pello admitted to showering
with K.G., “lick[ing] her privates,” watching pornographic videos, K.G. putting her
“mouth” on his “penis,” rubbing up against K.G.’s body with his “penis,” and ejaculating
on at least five different occasions. State’s Ex. 3 (videotape). Notably, Pello did not
challenge his confession on appeal or on post-conviction. And this is not a case where the
defendant admitted to some of the charged acts and disputed others. Instead, Pello admitted
to performing deviate sexual conduct by performing oral sex on K.G. and submitting to
deviate sexual conduct by receiving oral sex from K.G. as well as touching and fondling
K.G. and being touched and fondled by K.G. Given this evidence, there is no reason why
the jury would have been divided as to which specific act or acts were committed. The
evidence shows that all the acts were committed, and the jury did not have to make a
credibility determination to reach that conclusion. In Baker, our Supreme Court found no
fundamental error because, “Ultimately the jury resolved the basic credibility dispute
against [Baker] and would have convicted the defendant of any of the various offenses
shown by the evidence to have been committed.” 948 N.E.2d at 1179 (quotation omitted).
The same rationale applies here. We acknowledge that the bar establishing fundamental
error is higher than that for prejudice of ineffective assistance of trial counsel. See
Benefield v. State, 945 N.E.2d 791, 805 (Ind. Ct. App. 2011). In other words, it is easier
to prove the prejudice prong for an ineffective-assistance-of-counsel claim than
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fundamental error. However, the nature of the evidence in this case leads only to the
conclusion that counsel’s performance did not impact the outcome: because Pello himself
joined the victim in saying that all of the charged acts happened, there is no reason to think
that the jury did not take their word for it. We therefore affirm the post-conviction court’s
denial of Pello’s petition for post-conviction relief.4
Affirmed.
NAJAM, J., and BROWN, J., concur.
4
Pello also argues that his appellate counsel was ineffective for failing to argue on direct appeal
that it was fundamental error that the jury was not instructed that it had to unanimously agree on the specific
act Pello committed for Counts I and II. For the same reasons as above, we find no fundamental error on
this issue, see Baker, 948 N.E.2d at 1178-79; therefore, appellate counsel was not ineffective for failing to
raise this issue on direct appeal.
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