David A. Shane v. Sheila Shane ( 2014 )

Pursuant to Ind.Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of Mar 21 2014, 10:30 am
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
APPELLANT PRO SE: ATTORNEYS FOR APPELLEE:
DAVID A. SHANE GREGORY F. ZOELLER
Pendleton, Indiana Attorney General of Indiana
FRANCES BARROW
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
DAVID A. SHANE )
)
Appellant-Petitioner, )
)
vs. ) No. 18A04-1308-DR-439
)
SHEILA SHANE, )
)
Appellee-Respondent. )
APPEAL FROM THE DELAWARE CIRCUIT COURT
The Honorable John M. Feick, Judge
The Honorable Brian M. Pierce, Magistrate
Cause No. 18D03-9005-DR-161
March 21, 2014
MEMORANDUM DECISION - NOT FOR PUBLICATION
NAJAM, Judge
STATEMENT OF THE CASE
David Shane appeals the trial court’s denial of his petition to eliminate his child
support arrearage or to modify the trial court’s income withholding order. Shane raises
two issues for our review, but we address the following dispositive issue sua sponte:
whether Shane timely filed his notice of appeal. We dismiss.
FACTS AND PROCEDURAL HISTORY
On June 18, 1997, Shane was sentenced to sixty years imprisonment for, among
other things, murder. His earliest possible release date is November 3, 2021. While in
jail, Shane was ordered to pay child support for his daughter. He did not do so fully, and
he accrued a child support arrearage. His daughter, Ashlie, died in a fire on April 30,
2006.
On December 13, 2012, the Delaware County Title IV-D office, on behalf of
Sheila Shane, Ashlie’s mother, obtained an income withholding order to eliminate
Shane’s child support arrearage. At the time, Shane was working, for pay, at the
Correctional Industrial Facility (“CIF”). Pursuant to the income withholding order, the
CIF withheld 55% of Shane’s pay from each paycheck.
On June 17, 2013, Shane wrote a letter to the trial court. In his letter, Shane
requested that the court “close out my child support case. My daughter is gone and
nothing can bring her back. . . . Shouldn’t [the arrearage] have stopped since Ashlie has
been gone 7 years?” Appellant’s Confidential App. at 6. The next day, the trial court
issued an order “denying [Shane’s] request to close child support case.” Appellant’s
App. at 14 (emphases removed). In particular, the court found that Shane “does owe
2
child support arrearages in this case. Child support arrearages do not cease with the
death . . . of the child.” Id. Shane did not appeal that order.
On July 8, Shane filed a “petition for modification of child support.” Id. at 9
(emphases removed). Again, Shane asserted that Ashlie’s death justified modification of
the income withholding order. In particular, Shane asserted that he “is willing to pay $10
a month, until released from prison.” Id. On July 18, the trial court issued an order
“denying [Shane’s] request to disallow income withholding order.” Id. at 13. In
particular, the court found that Shane “does owe child support arrearages in this case”
even though Ashlie “is deceased and current child support was stopped” in April of 2006.
Id. The trial court’s July 18 order was noted in the Chronological Case Summary
(“CCS”) that same day. On August 26, 2013, thirty-nine days after the entry of the July
18 order in the CCS, Shane filed his notice of appeal.
DISCUSSION AND DECISION
On appeal, Shane asserts that the trial court erred when it denied his request to
eliminate his child support arrearage or to modify the income withholding order. But
Shane did not timely file his notice of appeal. As such, we are without jurisdiction to
consider Shane’s arguments.1
Neither party raises the issue of the timeliness of Shane’s appeal in their briefs.
Nonetheless, the timely filing of a notice of appeal is a jurisdictional prerequisite that can
be raised sua sponte even if the parties do not question jurisdiction. Tarrance v. State,
1
It is of no moment that Shane proceeds pro se. A pro se litigant “cannot take refuge in the
sanctuary of his amateur status.” Peters v. Perry, 873 N.E.2d 676, 677 (Ind. Ct. App. 2007). “As we have
noted many times before, a litigant who chooses to proceed pro se will be held to the same rules of
procedure as trained legal counsel and must be prepared to accept the consequences of his action.” Id. at
678.
3
947 N.E.2d 494, 495 (Ind. Ct. App. 2011). Article 7, Section 6 of the Indiana
Constitution expressly declares that the Court of Appeals “shall exercise appellate
jurisdiction under such terms and conditions as the Supreme Court shall specify by
rules . . . .” “This court’s subject matter jurisdiction is specified by the Indiana Rules of
Appellate Procedure adopted by our Supreme Court.” Indiana Newspapers, Inc. v.
Miller, 980 N.E.2d 852, 856 (Ind. Ct. App. 2012), aff’d on reh’g, 980 N.E.2d 863, trans.
denied.
Our Supreme Court has unambiguously and repeatedly held that an untimely
direct appeal “involves subject matter jurisdiction” and not the “procedural requirements
to invoke a court’s jurisdiction over a particular case.” Greer v. State, 685 N.E.2d 700,
703-04 (Ind. 1997); see also Davis v. State, 771 N.E.2d 647, 649-50 (Ind. 2002) (relying
on Greer and dismissing an untimely direct appeal “for lack of subject matter
jurisdiction”); Claywell v. Review Bd. of Ind. Dep’t of Emp’t & Training Servs., 643
N.E.2d 330, 330 (Ind. 1994) (“This Court has considered perfecting a timely appeal a
jurisdictional matter.”). Our Supreme Court has further held that an appellee’s failure to
promptly challenge this court’s jurisdiction in an untimely appeal does not result in
waiver of that question. Greer, 685 N.E.2d at 703-04. And the timeliness of an appeal
“contrasts with [this court’s] authority on matters such as tardy briefs, for example, which
merely subject the appeal to summary dismissal.” Davis, 771 N.E.2d at 649 (quotation
omitted). And this court has relied on our Supreme Court’s authority for the proposition
that an untimely appeal fails to invoke this court’s subject matter jurisdiction. See, e.g.,
Marlett v. State, 878 N.E.2d 860, 864 (Ind. Ct. App. 2007) (citing Davis for the
4
proposition that “[t]his court lacks subject matter jurisdiction over appeals that are not
timely initiated”), trans. denied; Hancock v. State, 786 N.E.2d 1142, 1143-44 (Ind. Ct.
App. 2003) (same). Thus, given this abundant authority, we cannot agree with the
dissent’s contention that the failure to file a timely notice of appeal is not jurisdictional
but is akin to legal error.
Here, at the time of the trial court’s July 18 order, Indiana Appellate Rule 9(A)(1)
provided that “[a] party initiates an appeal by filing a Notice of Appeal with the
Clerk . . . within thirty (30) days after the entry of a Final Judgment is noted in the
Chronological Case Summary.” Because the timely filing of a notice of appeal is a
prerequisite to invoking this court’s subject matter jurisdiction, Davis, 771 N.E.2d at 649-
50, because subject matter jurisdiction may not be waived by the parties and “can be
raised at any time,” including sua sponte, Georgos v. Jackson, 790 N.E.2d 448, 451 (Ind.
2003); see Greer, 685 N.E.2d at 703-04, and because the failure to conform to the
applicable time limits results in forfeiture of an appeal, Ind. Appellate Rule 9(A)(5), we
are obliged to address the timeliness of Shane’s appeal as a threshold issue.
On July 18, the trial court entered its order denying Shane’s petition to eliminate
his support arrearage or to modify the income withholding order.2 The court’s judgment
was noted in the CCS the same day. But Shane did not file his notice of appeal until
August 26, thirty-nine days after the judgment was noted in the CCS. As such, Shane did
not timely file his notice of appeal.
2
We need not consider whether Shane’s July 8 petition was repetitive of his June 17 request to
close the case, but, if it were, Shane’s notice of appeal would have been filed late by an additional thirty
days.
5
The State, arguing on behalf of Sheila in this appeal, suggests that, “although the
notice of appeal was . . . late, the trial court probably accepted the late filing
because . . . the July 18, 2013[,] order was sent to Shane at the wrong address and was
returned to the court.” Appellee’s Br. at 2. But the timeliness of the notice of appeal in
these circumstances is not a question for the trial court. See Greer, 685 N.E.2d at 703.
The timeliness of an appeal under Appellate Rule 9 is contingent on the date the order is
noted in the CCS, not on the date the appellant actually received the order from which he
seeks to appeal. App. R. 9(A)(1). It is the appellant’s burden to properly invoke this
court’s jurisdiction, and Shane does not suggest or cite any evidence in the record that he
did not actually receive the trial court’s order with enough time to file a timely notice. In
other words, Shane has done nothing to impeach the CCS entry.
In Indiana, the timely filing of a notice of appeal is of the utmost importance. This
is evidenced in part by Indiana Appellate Rule 9(A)(5), which states that, “[u]nless the
Notice of Appeal is timely filed, the right of appeal shall be forfeited . . . .” We cannot
ignore the jurisdictional requirement of Appellate Rule 9. The proper time for Shane to
appeal the trial court’s denial of his petition to eliminate his arrearage or modify the
income withholding order was within thirty days of the date that order was noted in the
CCS, which he did not do. Accordingly, we must conclude that Shane did not timely file
his notice of appeal. Thus, we lack subject matter jurisdiction to consider his appeal.
Nevertheless, we note that, if Shane had properly invoked our subject matter
jurisdiction, we would have affirmed the trial court’s judgment on the merits. “For at
least seventy-five years, Indiana has held that[,] after support obligations have accrued, a
6
court may not retroactively reduce or eliminate such obligations.” Whited v. Whited, 859
N.E.2d 657, 661 (Ind. 2007); see also Ind. Code § 31-16-16-6 (prohibiting such
retroactive modifications); I.C. § 31-16-15-2.6 (requiring an income withholding order to
remain in effect until the child support obligation, including any arrearage, is paid in
full). And the income withholding order here was based on Shane’s actual income during
his incarceration. See Lambert v. Lambert, 861 N.E.2d 1176, 1177 (Ind. 2007).
Accordingly, there is no question that the trial court here properly denied Shane’s request
to eliminate his arrearage or modify the income withholding order.
Dismissed.
CRONE, J., concurs in result without opinion.
BAKER, J., concurs in part and dissents in part with separate opinion.
7
IN THE
COURT OF APPEALS OF INDIANA
DAVID A. SHANE, )
)
Appellant-Petitioner, )
)
vs. ) No. 18A04-1308-DR-439
)
SHEILA SHANE, )
)
Appellee-Respondent. )
BAKER, Judge, concurring in part and dissenting in part.
While I agree with the majority’s determination that the trial court’s judgment
should be affirmed on the merits, I respectfully dissent from the majority’s conclusion
that this Court lacks subject matter jurisdiction and the resulting dismissal of this appeal.
Initially, I cannot agree that this appeal should be dismissed when the State concedes that
the order was sent to Shane at the wrong address and returned to the court. To reach such
an outcome is to not see the proverbial forest for the trees. Further, I cannot agree with
the majority’s rationale for dismissing this appeal for lack of subject matter jurisdiction.
At the outset, I observe that although recent jurisprudence has strived to dispel
confusion from previous opinions regarding subject matter jurisdiction, it still exists, and
I think that it has occurred in the instant case.
8
To begin, Appellate Rule 5, titled “Court Of Appeals Jurisdiction,” outlines this
Court’s basic jurisdiction, including “all appeals from Final Judgments of Circuit,
Superior, Probate, and County Courts, notwithstanding any law, statute or rule providing
for appeal directly to the Supreme Court of Indiana.” Appellate Rule 9, titled “Initiation
Of The Appeal,” provides as cited by the majority, “a Notice of Appeal must be filed
within thirty (30) days after the court’s ruling on such motion is noted in the
Chronological Case Summary or thirty (30) days after the motion is deemed denied under
Trial Rule 53.3, whichever occurs first.” Accordingly, the very structure of the Appellate
Rules appears to negate the majority’s conclusion that this Court loses subject matter
jurisdiction if the Notice of Appeal is not filed within thirty days.
Moving to caselaw, in K.S. v. State, 849 N.E.2d 538 (2006), our Supreme Court
undertook the formidable task of distinguishing jurisdiction from procedural error. The
K.S. Court instructed that a “[r]eal jurisdictional problem would be, say, a juvenile
delinquency adjudication entered in a small claims court, or a judgment rendered without
any service of process. Thus, characterizing other sorts of procedural defects as
‘jurisdictional’ misapprehends the concepts.” Id. at 542 (emphasis in original). See also
Clark Cnty. Bd. of Aviation Comm’rs v. Dreyer, 986 N.E.2d 286, 291 (Ind. Ct. App.
2013) (holding that the failure to file exceptions to an assessment within the statutory
time frame was, at most legal error, rather than a real jurisdictional issue), summarily
affirmed by 993 N.E.2d 624 (Ind. 2013). Again, these cases negate the majority’s
assertion that this Court loses subject matter jurisdiction when an appellant fails to file a
Notice of Appeal within thirty days; such failure is more akin to legal error.
9
I certainly have not ignored our Supreme Court’s opinions to which the majority
cites for the proposition that “an untimely appeal ‘involves subject matter jurisdiction’
and not the ‘procedural requirements to invoke a court’s jurisdiction over a particular
case.’” Slip op. at 4 (quoting Greer v. State, 685 N.E.2d 700, 703-04 (Ind. 1997)).
However, I also cannot ignore that these opinions pre-date K.S.
Perhaps even more compelling, as recently as 2011, our Supreme Court cited K.S.
in a footnote citation for the definition of subject matter jurisdiction: “Subject matter is
the power of a court to hear and decide a particular class of cases to which a particular
class belongs.” State ex rel. Zoeller v. Aisin USA Mfg., Inc., 946 N.E.2d 1148, 1152 n.7
(Ind. 2011) (citing K.S., 849 N.E.2d at 540, 542). This basic definition does not seem to
correspond to appeals for which the notice of appeal was not timely filed. Moreover,
given the potential for draconian outcomes if belated appeals are dismissed, regardless of
the reason, we might hope that our Supreme Court will clarify this issue. For all these
reasons, I dissent from the majority’s dismissal of the appeal.
10