Mark Mikesell v. State of Indiana ( 2014 )

Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not
be regarded as precedent or cited
before any court except for the
purpose of establishing the defense of
res judicata, collateral estoppel, or the Oct 16 2014, 9:16 am
law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ANDREW J. SICKMANN GREGORY F. ZOELLER
Boston Bever Klinge Cross & Chidester Attorney General of Indiana
Richmond, Indiana
IAN McLEAN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MARK MIKESELL, )
)
Appellant-Defendant, )
)
vs. ) No. 89A01-1402-CR-51
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WAYNE CIRCUIT COURT
The Honorable David A. Kolger, Judge
Cause No. 89C01-1206-MR-9
October 16, 2014
MEMORANDUM DECISION - NOT FOR PUBLICATION
ROBB, Judge
Case Summary and Issues
Following a jury trial, Mark Mikesell was convicted of murder and received a
sentence of fifty-seven years imprisonment. Mikesell appeals his conviction and
corresponding sentence, raising five issues for review: (1) whether the trial court erred
by denying Mikesell’s motion to appoint a special prosecutor; (2) whether there was
sufficient evidence to support Mikesell’s murder conviction, where Mikesell was the only
eye witness and claimed self-defense; (3) whether the trial court abused its discretion by
prohibiting Mikesell from introducing hearsay statements from a deceased witness; (4)
whether Mikesell is entitled to a new trial due to improper communication by a juror and
an alternate juror; and (5) whether the trial court abused its discretion in sentencing by
declining to find certain facts in mitigation. We conclude the trial court did not abuse its
discretion with respect to any of the issues raised by Mikesell and that the jury was
presented with sufficient evidence to convict Mikesell of murder. Accordingly, we
affirm.
Facts and Procedural History
Around eight o’clock in the evening on May 26, 2012, two pedestrians noticed a
man, Pat Perkins, slumped over a picnic table near South 10th Street in Richmond,
Indiana, and flagged down a police officer who was driving past. The officer observed
that Perkins’s throat had been cut and that he was deceased. Additional officers arrived
on scene and discovered a blood trail leading from Perkins’s body to a nearby apartment
at 113 South 10th Street. This apartment was shared by Perkins, Mikesell, and Sue
Holliday.
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When police arrived at the apartment, it was unoccupied. A search of the
apartment revealed blood stains throughout the apartment’s kitchen, bathroom, and
floors. On the kitchen floor, police discovered a box cutter with Perkins’s blood on it.
An autopsy revealed that Perkins bled to death due to severance of the carotid artery, and
his death was by way of homicide.
Troy Wilson, an acquaintance of Mikesell’s, told police that approximately one
week prior to Perkins’s death, Mikesell angrily told Wilson in reference to Perkins: “One
day I’m going to kill the mother fucker . . . I might just cut his throat.” Transcript at 384.
For approximately a week after Perkins’s death, police were unable to locate
Mikesell or Holliday, both of whom had fled to Ohio together. However, a friend of
Mikesell’s who lived in Ohio eventually called a local police department and informed
them that Mikesell wished to turn himself in. Richmond police took Mikesell into
custody on May 31, 2012. Mikesell waived his Miranda rights and agreed to give a
statement to the police.
According to Mikesell’s statement, Perkins, Holliday, and Mikesell spent the
evening of May 26 in their apartment, drinking alcohol and playing board games.
Mikesell and Holliday retired to a bedroom, but Perkins kept coming into the room to
antagonize and threaten Mikesell. Perkins then told Mikesell to get up and come to the
kitchen. Mikesell got out of bed and grabbed a box cutter before heading to the kitchen
to confront Perkins. Perkins lunged at Mikesell, and Mikesell swiped at Perkins with the
box cutter, cutting Perkins’s throat.
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Mikesell claimed that after he cut Perkins, Perkins ran from the apartment.
Mikesell changed clothes and washed the blood off of himself. Mikesell and Holliday
left the apartment and went to Mikesell’s brother’s home. After speaking with Mikesell’s
brother, the two returned to the apartment where the police were already investigating.
Mikesell and Holliday hung back and did not approach the police. The couple spent the
night in a nearby park and fled to Ohio together the following day.
On June 1, 2012, the State charged Mikesell with murder, a felony. Wayne
County public defenders Michelle Cook and Michael Dean entered appearances to
represent Mikesell on June 8 and June 11, 2012, respectively. Dean and Cook worked
jointly on Mikesell’s case until June of 2013, at which time Dean took a job as a deputy
prosecuting attorney with the Wayne County Prosecutor’s Office (“WCPO”). Dean
immediately notified the public defender’s office and notified all of his clients, including
Mikesell, of his new employment. WCPO distributed a written memorandum that
announced Dean’s employment, pointed out that he would be conflicted out of many
cases, and outlined the office’s policy of screening Dean out of any case with which he
had a conflict. A copy of the WCPO memo was placed in every WCPO file with which
Dean had a conflict, and the memo was distributed to every judge and magistrate in
Wayne County. Further, a list of all of Dean’s prior cases was posted in the WCPO.
Dean had no involvement with Mikesell’s case while at WCPO.
On August 5, 2013, Mikesell filed a petition to disqualify the WCPO and appoint a
special prosecutor, claiming a conflict of interest existed. After a hearing on the petition,
the trial court denied Mikesell’s petition for a special prosecutor.
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A jury trial was held in October 2013, and the jury found Mikesell guilty of
murder. On December 12, 2013, Mikesell filed a motion for a new trial, alleging
improper juror communication. An evidentiary hearing was held, and the trial court
denied the motion. Mikesell was sentenced to fifty-seven years in the Indiana
Department of Correction. This appeal followed. Additional facts will be provided as
necessary.
Discussion and Decision
I. Appointment of a Special Prosecutor
Mikesell contends the trial court erred by denying his petition to appoint a special
prosecutor for his case. A trial court’s denial of a petition for appointment of a special
prosecutor is reviewed for an abuse of discretion. Camm v. State, 957 N.E.2d 205, 209
(Ind. Ct. App. 2011), trans. denied. An abuse of discretion occurs if the trial court’s
decision is clearly against the logic and effect of the facts and circumstances or if the trial
court misinterprets the law. Id.Indiana law provides that a judge “may” appoint a special prosecutor if:
(A) a person files a verified petition requesting the appointment of a
special prosecutor; and
(B) the court, after:
(i) notice is given to the prosecuting attorney; and
(ii) an evidentiary hearing is conducted at which the prosecuting
attorney is given an opportunity to be heard;
finds by clear and convincing evidence that the appointment is necessary to
avoid an actual conflict of interest . . . .
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Ind. Code § 33-39-1-6(b)(2) (2013). “[A]n actual conflict of interest arises where a
prosecutor places himself in a situation inherently conducive to dividing his loyalties
between his duties to the State and his personal interests.” Camm, 957 N.E.2d at 210.
Mikesell refers us to Indiana’s Rules of Professional Conduct, arguing WCPO
should be treated as a “law firm” and Dean’s conflict of interest should be imputed to the
entirety of WCPO. See Ind. Professional Conduct Rule 1.9 and 1.10. However, our
supreme court has previously acknowledged that “the question of prosecutorial
disqualification is not to be treated in the same manner in which attorney disqualification
is determined in the civil context.” Kubsch v. State, 866 N.E.2d 726, 732 (Ind. 2007),
cert. denied, 553 U.S. 1067 (2008). This is because
[t]he relationship between the prosecuting attorney and his sole client, the
citizens of the circuit in which he serves, is fundamentally and decisively
different from a lawyer and the ordinary attorney-client relationship. The
lawyers in a law firm have a common financial interest in the case whereas
the deputies in a prosecutor’s office have an independent duty by law to
represent the State of Indiana in criminal matters. Their relationship to
each other, rather than pecuniary, is no more than sharing the same
statutory duties . . . .
State ex rel. Goldsmith v. Superior Court of Hancock Cnty., 270 Ind. 487, 490, 386
N.E.2d 942, 945 (1979) (citation omitted). Therefore, the court concluded, the conflict of
one deputy prosecutor will not have a financial or personal impact on other deputy
prosecutors in the office. Id. Accordingly, the conflict of a deputy prosecutor does not
require the recusal of the entire staff of the prosecutor. Id. By contrast, when the elected
prosecutor has an actual conflict, his entire staff of deputies must be recused, because “a
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prosecuting attorney exercises authority over and speaks through his deputies.” Id. at
491, 386 N.E.2d at 945.
To summarize, Indiana’s approach to the disqualification of prosecuting attorneys
due to a conflict of interest has primarily been a “top-down” approach, whereby an
elected prosecutor’s conflict is imputed onto his deputies, but not vice-versa. Here, there
is little question that Dean had an actual conflict of interest. However, Dean had no
involvement in Mikesell’s case once he became employed by WCPO as a deputy
prosecuting attorney, and Dean’s conflict is not imputed onto the other deputy
prosecutors at WCPO. We conclude the trial court did not abuse its discretion by
denying Mikesell’s petition for a special prosecutor.1
II. Sufficiency of Evidence
Mikesell claims the evidence presented against him was insufficient to support his
murder conviction. Specifically, he asserts that because he was the only eye-witness to
Perkins’s death and because he claims his actions were in self-defense, a reasonable jury
could not conclude that he was guilty of murder.
When reviewing a defendant’s claim of insufficient evidence, the appellate court
will neither reweigh the evidence nor judge the credibility of the witnesses, and we must
respect “the jury’s exclusive province to weigh conflicting evidence.” McHenry v. State,
1
Mikesell also argues that even if a special prosecutor is not generally required where a deputy prosecutor
has a conflict, this case should be assessed independently and we should consider this case’s impact on “[t]he public
trust in the integrity of the judicial process.” Appellant’s Brief at 16 (citing Camm, 957 N.E.2d at 211 (quoting
Jones v. State, 901 N.E.2d 655, 658 (Ind. Ct. App. 2009))). The specific facts of this case reinforce our belief that a
special prosecutor was not necessary: WCPO took official steps to ensure that Dean had no involvement with
Mikesell’s case—or any other case with which Dean had a conflict—and WCPO’s screening policy was made
known to all relevant parties. This is the sort of behavior that should strengthen, rather than diminish, the public’s
confidence in the integrity of the process of criminal justice.
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820 N.E.2d 124, 126 (Ind. 2005) (citation omitted). We consider only the probative
evidence and reasonable inferences supporting the verdict, and we must affirm “if the
probative evidence and reasonable inferences drawn from the evidence could have
allowed a reasonable trier of fact to find the defendant guilty beyond a reasonable doubt.”
Id. (citation omitted).
Self-defense is a legal justification for an otherwise criminal act. Miller v. State,
720 N.E.2d 696, 699 (Ind. 1999). Under Indiana law, a person is justified in using deadly
force and does not have a duty to retreat “if the person reasonably believes that that force
is necessary to prevent serious bodily injury to the person . . . .” Ind. Code § 35-41-3-
2(c). Self-defense is established if a defendant: “(1) was in a place where the defendant
had a right to be; (2) did not provoke, instigate, or participate willingly in the violence;
and (3) had a reasonable fear of death or great bodily harm.” Brand v. State, 766 N.E.2d
772, 777 (Ind. Ct. App. 2002), trans. denied. When a defendant claims self-defense, the
State has the burden of disproving at least one of the elements beyond a reasonable doubt.
Id. The State may do so either by affirmatively rebutting the claim of self-defense or by
simply relying on the sufficiency of evidence presented in its case in chief. Id.Mikesell essentially argues that because his version was the only first-hand
account of Perkins’s death, the jury could not have reasonably found that the State
disproved Mikesell’s self-defense claim. We disagree.
The State presented evidence that only a week before Perkins’s death, Mikesell
told another individual: “One day I’m going to kill the mother fucker [Perkins] . . . I
might just cut his throat.” Tr. at 384. Further, Mikesell’s conduct after Perkins’s death
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was not that of an innocent man. Mikesell did not call for an ambulance or attempt to get
help for Perkins, and Mikesell did not call the police or approach the investigating
officers he saw outside his apartment on the night of the incident. Instead, Mikesell fled
to Ohio and was on the run for approximately a week after he killed Perkins. See Seeley
v. State, 547 N.E.2d 1089, 1092 (Ind. 1989) (“A jury may consider evidence of flight of
the accused immediately after the commission of a crime as evidence of his
consciousness of guilt.”).
Moreover, as the State points out, Mikesell’s own version of events—assuming
the jury believed them—may not have supported Mikesell’s self-defense claim. In
Mikesell’s statement to police, he said he “didn’t look” but merely “assumed [Perkins]
had a knife” when he lunged and Mikesell cut his throat with the box cutter. It is entirely
possible that the jury did not believe that deadly force was necessary and reasonable
under those circumstances. See Brand, 766 N.E.2d at 777 (“The amount of force used to
protect oneself must be proportionate to the urgency of the situation. Where a person has
used more force than necessary to repel an attack the right to self-defense is extinguished,
and the ultimate result is that the victim then becomes the perpetrator.”) (citation and
quotation marks omitted).
Mikesell’s sufficiency argument is simply an improper request that we place
ourselves in the jury’s shoes and reweigh the evidence in this case. We conclude there
was sufficient evidence for the jury to convict Mikesell of murder.
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III. Hearsay
Next, Mikesell argues that hearsay statements made by Holliday to police officers
concerning Perkins’s death should have been admitted at trial. However, Mikesell’s
argument stems from the trial court’s pre-trial ruling that the hearsay statements would be
excluded. See Appellant’s Appendix at 69-70. As the State points out, it appears
Mikesell did not attempt to admit these statements during trial or make an offer of proof.
Consequently, Mikesell has failed to preserve this issue for appellate review. See Gibson
v. Bojrab, 950 N.E.2d 347, 350-51 (Ind. Ct. App. 2011) (holding error was not preserved
where pre-trial motion in limine precluded certain evidence and the appellant did not
attempt to introduce the evidence at trial); see also Hollowell v. State, 753 N.E.2d 612,
615-16 (Ind. 2001) (“Absent either a ruling admitting evidence accompanied by a timely
objection or a ruling excluding evidence accompanied by a proper offer of proof, there is
no basis for a claim of error.”).
IV. Improper Juror Communication
The federal and Indiana constitutions guarantee a criminal defendant the right to
trial before an impartial jury. See U.S. Const. amend. VI; Ind. Const. art. 1, § 13.
Mikesell contends that right was violated and that the trial court erred by denying his
motion for a new trial based on alleged jury misconduct.
Sometime after trial, Mikesell’s defense counsel got wind of the fact that an
alternate juror had spoken during jury deliberations at Mikesell’s trial. Believing he may
have been prejudiced, Mikesell filed a motion with the trial court to set aside the jury
verdict and declare a mistrial. A hearing was set on the motion. Carrie Brittenham, the
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juror who was allegedly influenced, and Scott Bell, the presiding juror, testified at the
hearing.
According to Brittenham, she was hesitant regarding her verdict when
deliberations began. After discussion amongst the jurors, Brittenham indicated that she
was still uncertain and wished to continue reviewing the evidence, and an alternate juror
told her that it was “black and white.” Tr. at 868. The alternate juror told Brittenham
that her son was in prison and “sometimes you just have to do what you have to do.” Id.
Then after further deliberation, Brittenham requested to reread Mikesell’s statement to
police, at which point the alternate juror again told her that the case was “black and
white.” Id. Brittenham testified she responded that she “wasn’t going to hurry and rush
and make a decision due to anything that may have happened to [the alternate juror] and
her family personally.” Id. at 869. Brittenham did testify, however, that she came to her
verdict of guilty “[p]robably quicker” than she would have if the alternate juror had not
spoken to her. Id.
Bell also testified at the hearing and gave a version of events that conflicted with
Brittenham’s. According to Bell, the jury began deliberations by reviewing the jury
instructions, discussing the evidence, and considering the possibility of lesser included
offenses. After some time, the discussion reached a pause, and Brittenham seemed to
need more time to reach a decision. It was then that the alternate juror spoke to
Brittenham, telling her “your opinion is important, and you need to . . . be sure . . . And
that you need to weigh all the evidence and if you feel strongly one way, don’t let anyone
change your mind.” Id. at 884. At that time, Bell and other members of the jury
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reminded the alternate juror that she was not allowed to participate in the deliberations.
The alternate juror did not speak again until after every member of the jury had voted to
find Mikesell guilty of murder. After the jury voted, the alternate juror again spoke to
Brittenham, saying “I have a son who is in prison and who has been through the Court
system. . . . Sometimes we have to just let the system do its job.” Id. at 885.
The trial court issued a written order denying Mikesell’s request for a new trial.
The trial court acknowledged that the Brittenham and Bell presented conflicting evidence
regarding the communications that took place during deliberations. The trial court
apparently credited Bell’s version of events, finding “the alternate juror merely made
encouraging statements to Brittenham, and further assured her that people must be held
accountable for their misdeeds.” Appellant’s App. at 225. Ultimately, the trial court
concluded Mikesell was not prejudiced by the alternate juror’s conduct.
“A trial court is in the best position to evaluate whether a mistrial is warranted
because it can assess first-hand all relevant facts and circumstances and their impact on
the jury.” Ramirez v. State, 7 N.E.3d 933, 935 (Ind. 2014). Thus, a trial court’s decision
to deny a defendant’s motion for a mistrial is reviewed for an abuse of discretion. Id.To preserve the impartiality of the jury, our justice system prohibits unauthorized
contacts and communications with jurors. Id. This includes communication with
alternate jurors during the deliberation process. Griffin v. State, 754 N.E.2d 899, 903
(Ind. 2001). A defendant who claims that his jury has been tainted by improper
communications is entitled to a presumption of prejudice if he shows by a preponderance
of the evidence: “(1) extra-judicial contact or communications between jurors and
12
unauthorized persons occurred, and (2) the contact or communications pertained to the
matter before the jury.” Ramirez, 7 N.E.3d at 939. If this showing is made, the burden
then shifts to the State to rebut the presumption of prejudice by showing that the
communications were harmless. Id.
Here, the trial court found that communication between a juror and an
unauthorized person did occur and that the communication pertained to matters pending
before the jury. However, the trial court nonetheless concluded Mikesell suffered no
actual prejudice as a result of the communication between Brittenham and the alternate
juror. “Where there is a factual conflict regarding the existence or content of extra-
judicial juror contact, it is within the discretion of the trial court to determine whether the
evidence presented showed any irregularity.” Currin v. State, 497 N.E.2d 1045, 1046
(Ind. 1986). Brittenham’s testimony regarding the impact of the alternate juror’s
comments was equivocal, and the trial court resolved the issue of conflicting evidence as
to the content of the communications by crediting Bell’s testimony. It was within the
trial court’s discretion to make such a determination. Given that the trial court concluded
the communications from the alternate juror to Brittenham were “encouraging,”
Appellant’s App. at 225, we cannot conclude the trial court abused its discretion when it
determined these communications were harmless.
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V. Sentencing
Finally, Mikesell contends the trial court abused its sentencing discretion by
failing to consider significant mitigating factors.2 Mikesell believes the trial court should
have found three factors in mitigation: “(1) Mikesell was provoked; (2) Perkins induced
the offense; (3) and the crime was the result of circumstances unlikely to recur.”
Appellant’s Brief at 32.
“[S]entencing decisions rest within the sound discretion of the trial court and are
reviewed on appeal only for an abuse of discretion.” Anglemyer v. State, 868 N.E.2d
482, 490 (Ind. 2007), clarified on reh’g, 875 N.E.2d 218 (Ind. 2007). An abuse of
discretion occurs if the decision is clearly against the logic and effect of the facts and
circumstances. Id. The trial court may abuse its discretion in sentencing by:
(1) failing to enter a sentencing statement, (2) entering a sentencing
statement that explains reasons for imposing the sentence but the record
does not support the reasons, (3) the sentencing statement omits reasons
that are clearly supported by the record and advanced for consideration, or
(4) the reasons given in the sentencing statement are improper as a matter
of law.
Kimbrough v. State, 979 N.E.2d 625, 628 (Ind. 2012) (citing Anglemyer, 868 N.E.2d at
490-91). Where a defendant alleges the trial court failed to find a mitigating factor, it is
the defendant’s burden to establish that the mitigating evidence is both significant and
clearly supported by the record. Anglemyer, 868 N.E.2d at 493.
The transcript of the sentencing hearing shows that the trial court considered each
of Mikesell’s proposed mitigators and concluded the evidence did not support a finding
2
Mikesell’s brief makes slight reference to the appropriateness of his sentence in light of the nature of his
offense and his character. See Ind. Appellate Rule 7(B). However, his argument is confined to alleged mitigating
facts not found by the trial court.
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that the proposed mitigators existed. With respect to Mikesell’s contentions that he was
provoked and that Perkins induced the offense, the trial court discussed Mikesell’s
arguments and noted the only evidence supporting them was Mikesell’s account of the
incident, and there was no evidence at the scene of the crime indicating that Perkins was
ever armed or otherwise supporting Mikesell’s claim of self-defense. Specifically, the
trial court noted “the jury didn’t buy . . . the defense of self-defense and quite frankly,
based upon the facts that I just recited I can’t find it either.” Tr. at 916. We do not
believe Mikesell has met his burden of establishing that either of his first two proposed
mitigators were clearly supported by the record.
The trial court also discussed Mikesell’s contention that his offense was the result
of circumstances unlikely to recur. The trial court conceded that alcohol most likely
played a role in the incident. However, the trial court also pointed out Mikesell’s history
of alcohol-related offenses. The trial court concluded that Mikesell was ultimately
responsible for the consequences of his alcohol consumption and that there was no
indication that Mikesell would stop drinking. Although the trial court was vague on this
point, our reading of the transcript is that the trial court gave Mikesell’s third proposed
mitigating factor only minimal weight. The trial court did not abuse its discretion with
regard to Mikesell’s argument that his offense was the result of circumstances unlikely to
recur. See Anglemyer, 868 N.E.2d at 491 (stating “a trial court can not now be said to
have abused its discretion in failing to ‘properly weigh’ [aggravating and mitigating]
factors.”).
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Conclusion
We conclude the trial court did not abuse its discretion by declining to appoint a
special prosecutor; refusing to admit hearsay statements; denying Mikesell’s motion for a
new trial; or declining to find certain mitigators proposed by Mikesell at sentencing.
Further, we conclude there was sufficient evidence to support Mikesell’s conviction for
murder. Therefore, we affirm.
Affirmed.
BAKER, J., and KIRSCH, J., concur.
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