In the Matter of: A.Q., K.Q., and R.Q. (Minor Children), R.O. (Mother) and C.Q. (Father) v. Indiana Department of Child Services ( 2018 )

FILED
Jun 18 2018, 9:18 am
CLERK
Indiana Supreme Court
Court of Appeals
and Tax Court
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
R.O. (MOTHER) Curtis T. Hill, Jr.
Nicole A. Zelin Attorney General
Pritzke & Davis, LLP Robert J. Henke
Greenfield, Indiana Deputy Attorney General
ATTORNEY FOR APPELLANT Indianapolis, Indiana
C.Q. (FATHER)
Linda Klain
Law Office of Linda B. Klain, LLC
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
In the Matter of: A.Q., K.Q., June 18, 2018
and R.Q. (Minor Children), Court of Appeals Case No.
47A05-1710-JC-2353
R.O. (Mother) and
C.Q. (Father), Appeal from the Lawrence Circuit
Court
Appellants-Respondents,
The Honorable Andrea K.
v. McCord, Judge
The Honorable John M. Plummer
Indiana Department of Child III, Referee
Services, Trial Court Cause Nos.
47C01-1501-JC-030
Appellee-Petitioner
47C01-1501-JC-031
47C01-1506-JC-239
Vaidik, Chief Judge.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 1 of 16
Case Summary
[1] In children in need of services (CHINS) cases, the Department of Child
Services (DCS) sometimes proposes changes to the trial court regarding the
permanency plan for the children. At the start of the CHINS case, the
permanency plan typically calls for reunification of the children with their
parents. As the CHINS case proceeds, however, DCS may recommend a
number of changes to the plan, including termination of the parents’ rights. We
determine that when the trial court approves DCS’s proposal to change a
permanency plan from reunification to termination in a CHINS case, the
decision is generally not suitable for interlocutory appeal, particularly where, as
here, reunification services are not terminated, because parents are unable to
prove actual harm by the change in the permanency plan. Rather, the parents
are only able to show the potential for future harm—termination of their
parental rights.
[2] In the matter before us, R.O. (“Mother”) and C.Q. (“Father”) bring their
interlocutory appeal challenging the trial court’s order approving changes in the
permanency plans in their children’s CHINS cases from reunification to
termination. This Court’s motions panel accepted jurisdiction of the
interlocutory appeal, and the parties fully briefed the case. Accordingly, we
address the merits of the parents’ claims. Finding no error, we affirm.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 2 of 16
Facts and Procedural History
[3] Mother and Father are a non-traditional couple; Father is seventy-nine years
old, and Mother is twenty-seven years old. They have a long history with DCS
that dates back to 2006. At that time, DCS substantiated a claim of sexual
misconduct with a minor against Father; Mother, who was fifteen years old at
the time, was the victim. Since then, however, Mother and Father have
continued their relationship and have three children together: A.Q., K.Q., and
R.Q., born in 2010, 2012, and 2015, respectively.
[4] In 2013, DCS substantiated claims of neglect of A.Q. and K.Q. against both
Mother and Father due to a domestic-violence incident between the parents.
Two months later, A.Q. and K.Q. both presented with injuries, and DCS again
substantiated claims of neglect against Mother and Father. A.Q. had several
physical injuries, some of which were over a year old, and K.Q. had a knot on
the back of her head. Tr. Vol. VII pp. 82, 86. A.Q. and K.Q. were removed
from the home and later adjudicated CHINS. Mother and Father engaged in
services with DCS, and the children were ultimately returned to their care.
[5] Less than two years later, DCS received an allegation that A.Q. had been
physically abused. A.Q. “had several marks and bruises on her,” including a
bruise about “1 ½ inches in diameter on her chin that was purple.” Id. at 7.
DCS responded the same day and went to Mother and Father’s house to speak
with them and A.Q. Upon seeing the “almost black” bruise on A.Q.’s chin and
other bruises on her head, DCS told Mother and Father to take A.Q. to the
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 3 of 16
hospital. Id. Photographs of the bruises were taken and sent to a doctor at
Riley Hospital for Children. Based on the photographs and A.Q.’s medical
records, the doctor concluded that A.Q. was injured as a result of physical
abuse. The doctor told DCS, “To obtain an injury to that degree, there must
have been a lot of force behind it. . . . . [A.Q.] was either propelled to the floor
or someone hit her directly under the chin.” Id. at 8. The doctor also stated
that the other injuries to A.Q.’s head were consistent with A.Q. being grabbed
or slapped. Mother and Father both stated that they did not know how A.Q.
was injured and that the bruise appeared after A.Q. came home from school.
DCS immediately removed A.Q. and K.Q. from the home and placed them
with Father’s granddaughter (“foster mother”). At the time of removal, Mother
was pregnant with R.Q. On January 28, DCS filed CHINS petitions for both
A.Q. and K.Q., and three months later, the children were adjudicated CHINS.
[6] Meanwhile, the Lawrence County Sheriff’s Department was informed of A.Q.’s
injuries and launched a criminal investigation. In March 2015, Mother was
charged with Level 5 felony battery of a child less than fourteen years old. The
criminal court issued a no-contact order for Mother and A.Q.
[7] A dispositional hearing in the CHINS cases was held in June 2015. Six days
later, Mother gave birth to R.Q. Because of the CHINS adjudications for A.Q.
and K.Q., DCS removed R.Q. from Mother and Father’s care while still in the
hospital. R.Q. was also placed with foster mother, and DCS filed a CHINS
petition for R.Q. On September 8, the court entered its dispositional order in
A.Q. and K.Q.’s CHINS cases. Mother and Father were ordered, in part, to
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 4 of 16
maintain weekly contact with the Family Case Manager (FCM), keep all
appointments with service providers, engage in home-based counseling, and
have supervised visits with A.Q. and K.Q. The permanency plan for A.Q. and
K.Q. was reunification with Mother and Father.
[8] Around the same time as the dispositional order, A.Q. disclosed that Father
had sexually abused her, and DCS substantiated the claim. K.Q. also made
statements that Mother and Father had abused A.Q., but K.Q.’s disclosures had
already been investigated by DCS. DCS moved to cease all parenting time and
visitation for both parents and all three children. In January 2016, the court
ordered that all parenting time and communication with A.Q. and her parents
cease. However, the court ordered that K.Q. and R.Q. should continue to have
supervised visitation with Mother and Father. It was also ordered that A.Q.
and K.Q. undergo psychological evaluations to determine if they had been
coached regarding the disclosures of abuse.
[9] Dr. Linda McIntire conducted the psychological evaluations. She met with
Mother and Father and met individually with A.Q. and K.Q. Based on her
interactions with Mother and Father, Dr. McIntire believed that they had not
made any progress in their therapy because they “would not own that they’d
done anything wrong,” and she found their level of denial to be “pretty
concerning.” Tr. Vol. IV pp. 187, 206. Regarding her time with A.Q. and
K.Q., Dr. McIntire noted that, over the course of the multi-day evaluation,
K.Q. refused to discuss Father at all but was willing to talk about Mother. Dr.
McIntire stated, “[W]hen a child refuses to speak, that is a painful avoidance.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 5 of 16
That is not coaching.” Id. at 143. Dr. McIntire ultimately concluded that
neither child had been coached regarding their disclosures of abuse. She
explained that Mother and Father’s claim of coaching was a “manifestation of
their pervasive denial of any wrong-doing, any problems, and any culpability
relative to their children[.]” Appellants’ App. Vol. II p. 197.
[10] Meanwhile, R.Q.’s CHINS case and Mother’s criminal case were moving
forward. In January 2016, the court held a fact-finding hearing in R.Q.’s
CHINS case. R.Q. was adjudicated a CHINS and a dispositional order was
entered in April 2016. In part, the parents were ordered to participate in
individual and couples therapy, contact the FCM at least once a week, and
participate in home-based services. The permanency plan for R.Q. was
reunification. As for Mother’s criminal case, she pled guilty in January 2016 to
battery of a child less than fourteen years old. She was sentenced to three years
of supervised probation and forty hours of community service. The criminal
court also ordered her to cooperate fully with DCS.
[11] In July 2016, DCS petitioned the court to approve changes in the permanency
plans for all three children from reunification to termination. In its motion,
DCS argued that the change was necessary because of the “lack of progress”
Mother and Father had made with service providers and because of the “need
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 6 of 16
for these children to live in a safe and permanent home.” Id. at 212. A multi-
day permanency hearing began on October 31 and concluded on July 18, 2017.1
[12] In December 2016, while the permanency hearing was still ongoing, the trial
court ordered Mother and Father to submit to psychological evaluations. Dr.
Bart Ferraro conducted both evaluations. Regarding Mother, Dr. Ferraro noted
that she was “stress sensitive, psychologically immature . . . apt to repeat
problems and be slow to learn from her experience.” Appellants’ App. Vol. III
p. 3. He added that Mother “will demonstrate difficulty over time attuning,
appreciating, and addressing satisfactorily, the needs and feelings of others.” Id.
As for Father, Dr. Ferro found that Father, like Mother, “has an ability to rise
to a higher level of functioning for a delimited period, but may, over time and
unmonitored, gravitate to more deficient habits and patterns should external
support and guidance be removed.” Id. at 16.
[13] Over the course of the hearing, multiple DCS service providers testified. The
providers stated that Mother and Father were some of the most compliant
parents that they had every worked with, attending every appointment.
However, most of the providers noted that Mother and Father had made no
progress in services, especially individual therapy. FCM Christina Taylor said
that Mother and Father had attended every therapy session but that they
1
The main reason for the lengthy permanency hearing was that six parties (DCS, Mother, Father, the foster
mother, the Court Appointed Special Advocate, and the maternal grandmother), all represented by counsel,
participated in the hearing.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 7 of 16
refused to take any responsibility for the January 2015 injuries to A.Q. FCM
Taylor further testified that the goals of the dispositional decree had not been
met and that the reason for removal had not been remedied. She also explained
that changes in the permanency plans would not result in DCS terminating
services for Mother and Father.
[14] George Freeman, who was the parents’ therapist in their 2013 CHINS case,
was again appointed as Mother and Father’s therapist. He provided the parents
with individual and couples counseling. Freeman stated that the parents would
not admit that there was any kind of problem with their parenting style and that
they were not at fault for any of the injuries. Tr. Vol. V pp. 92, 95. He opined
that the parents were at a “stalemate” with DCS because the parents wouldn’t
admit to any wrongdoing. Id. at 92. He added that Father blames the foster
mother, DCS, and the service providers for his and Mother’s current situation.
Id. at 118. Nevertheless, Freeman stated that he had no concerns with the
children being placed back in the parents’ home. He admitted that he had made
a similar recommendation in the 2013 CHINS case, that A.Q. and K.Q. were
returned to Mother and Father’s care, and that the children were removed again
in 2015 for the same reasons they were removed in 2013.
[15] A.Q. and K.Q.’s therapist, Lowry Adams, testified that the children were
thriving in their foster home. Adams noted that K.Q. had some regression in
her behavior—throwing herself down on the floor screaming—because she did
not want to go on visits to Mother and Father’s house or have nightly phone
calls with them. She added that A.Q. was “terrified of her biological parents”
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 8 of 16
but had been able to improve in therapy because she felt safe in her foster home
and had not gone on visits with her parents. Tr. Vol. V p. 18. Adams said,
“with all certainty,” that visitation with the parents should not increase. Tr.
Vol. IV p. 235.
[16] The visit supervisor, Andrew George, stated that K.Q. had verbally expressed
to him that she did not want to go on visits with Mother and Father. Despite
these expressions, George thought Mother and Father should progress from
supervised to monitored visits with K.Q. and R.Q.
[17] Father also testified at the hearing. He stated that he had “a lot of issues” with
the foster mother and that he thought that “everything [was] pretty much [her]
fault.” Tr. Vol. VI p. 71.
[18] After the hearing concluded, the trial court issued its order approving DCS’s
proposed changes to the permanency plans. Mother and Father each petitioned
the court to certify its order for interlocutory appeal, and DCS did not respond
to either petition. The trial court certified its order, and Mother and Father
asked this Court to accept jurisdiction over their appeal. DCS did not respond
to the motion. The Court’s motions panel granted the motion, and this
interlocutory appeal ensues.
Discussion and Decision
[19] Mother and Father contend that the trial court’s order approving the changes to
the permanency plans from reunification to termination was clearly erroneous.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 9 of 16
Before we address their argument, we first must address DCS’s argument that
this appeal is “premature.” Appellee’s Br. p. 26.
[20] DCS claims that the changes to the permanency plans have not caused the
parents actual harm. It relies on our decision in In re K.F., 797 N.E.2d 310(Ind. Ct. App. 2003), to support its position. In K.F., the court issued an order
approving DCS’s proposed change to the permanency plan from reunification
to termination. The K.F. parents did not petition for interlocutory appeal but
rather appealed the court’s order as a final judgment. We held, in part, that the
change in a permanency plan from reunification to termination is not an
appealable final judgment because parents “are not prejudiced by the
permanency plan” because the change does not terminate parents’ rights and
parents “may challenge the propriety of terminating their parental rights and
hold [DCS] to the stricter burden of proof required in such cases.” Id. at 315.
Despite the procedural differences in K.F. and the matter before us, we find
DCS’s argument persuasive. For the same reasons articulated in K.F., we hold
that an interlocutory appeal of a change in the permanency plan is generally
premature. The change does not prejudice the parents because they still have a
separate termination hearing, and the evidentiary burden on DCS to prove that
termination is appropriate is higher than what DCS is required to prove in order
to change the permanency plan from reunification to termination.
[21] DCS, however, did not respond to Mother’s or Father’s request for the trial
court to certify its order for interlocutory appeal. Nor did DCS respond to
Mother and Father’s motion for this Court to accept jurisdiction of their appeal
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 10 of 16
after the trial court certified its order. Instead, DCS raised its argument for the
first time in its brief. Because we accepted jurisdiction over the appeal and the
parties have fully briefed the issue, we address Mother’s and Father’s
arguments. Mother and Father appealed separately, and, where possible, we
have consolidated their arguments.
[22] Permanency plans are part of the CHINS case, and decisions in CHINS cases
are reviewed for clear error. In re S.K., 57 N.E.3d 878, 881-82 (Ind. Ct. App.
2016). Here, the parties agree that a change in the permanency plan should also
be reviewed for clear error. Father’s Br. p. 8; Mother’s Br. p. 18; Appellee’s Br.
p. 27. We will neither reweigh the evidence nor judge the credibility of the
witnesses. In re D.F., 83 N.E.3d 789, 796 (Ind. Ct. App. 2017). Rather, we
consider only the evidence that supports the court’s determination and
reasonable inference drawn therefrom. Id.[23] The parents argue that the evidence is insufficient to support the trial court’s
order. They contend that the court’s finding that they are only in partial
compliance with services is clearly erroneous and unsupported by the record.
Mother and Father are correct that FCM Taylor stated, “They are the most
compliant people I’ve met. They go to everything that they are supposed to go
to.” Tr. Vol. V p. 248. But the full findings state:
Mother is partially in compliance with the plan as follows:
Mother has been participating in services including home based
case management and therapy. Mother has not made the
necessary progress in therapy and home based case work to
maintain a viable permanency plan of reunification.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 11 of 16
Father is partially in compliance with the plan as follows: Father
has been participating in services including home based case
management and therapy. Father has not made the necessary
progress in services to maintain a viable permanency plan of
reunification.
Appellants’ App. Vol. III p. 23. Throughout the four-day permanency hearing,
FCM Taylor and therapist Freeman testified multiple times that Mother and
Father were attending their service appointments, but the parents were not
making progress with their individual therapy. Namely, Mother and Father
refused to accept responsibility for the injuries A.Q. sustained in January 2015,
and they continued to blame others for their current situation. Father even
testified that “everything is pretty much [foster mother’s] fault.” Tr. Vol. VI p.
71. The evidence is sufficient to support the trial court’s finding that Mother
and Father were not progressing with services, therapy, and home-based
services to maintain permanency plans of reunification.
[24] The parents also contend that DCS did not provide reasonable services aimed at
reunification. They argue that services provided to A.Q. were inadequate to
support reunification because they had not seen her since March 2015 (Mother)
and January 2016 (Father). DCS provided Mother and Father with individual
therapy, couples therapy, home-based services, and supervised visits. A.Q. was
given individual therapy to address her fears surrounding reunification. Again,
the parents ignore the fact that they made no progress in therapy to address
their actions, which is why the no-contact order was not lifted.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 12 of 16
[25] Furthermore, the parents claim that DCS replaced therapist Freeman and visit
supervisor George after each testified that they had no issue with Mother and
Father progressing to monitored visits and reuniting with the children. They
contend that this is proof that DCS did not provide the necessary services for
reunification. We agree that, as an isolated incident, the replacement of service
providers who recommend reunification would be alarming. However, when
taken in the context of the case as a whole, we do not agree with the parents’
position. At the time Freeman and George were replaced, the case had been
ongoing for over two years, and Freeman himself testified that Mother and
Father were not willing to take accountability for what happened to A.Q. in
January 2015. Furthermore, DCS did not just replace Freeman and George; it
also replaced therapist Adams who recommended “with all certainty” that
Mother and Father not be given more visitation time. The evidence is sufficient
to show that DCS was providing necessary services for reunification.
[26] Additionally, Father raises a separate, distinct argument: his constitutional
rights were violated by keeping A.Q. from him and Mother. In support of his
argument, Father cites to our holding in a termination-of-parental-rights case,
Lang v. Starke County Office of Family and Children, 861 N.E.2d 366 (Ind. Ct. App.
2007), trans. denied. But in Lang, we stated, “A parent has a constitutional right
to raise his or her children, but this right is not absolute and must be
subordinated to the children’s interests when the children’s emotional and
physical development is threatened.” Id. at 371. Father contends that his due-
process rights were violated and that he “did everything DCS and the Court
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 13 of 16
asked him to. And yet, neither Parent was ever even offered an opportunity to
see the child.” Father’s Br. p. 12. But Father was given a fair, multi-day
hearing to address reunification with A.Q. During that hearing it was
repeatedly stated that Father and Mother were unwilling to take any
responsibility for A.Q.’s January 2015 injuries—the reason why the children
were removed from the home. Father also contends that the trial court’s no-
contact order was not narrowly tailored because “Father was not accused of
battery, yet he was given the same treatment as Mother who was charged and
convicted of a crime.” Id. Father fails to mention that the reason the trial court
entered a no-contact order for both parents was A.Q.’s substantiated claim of
sexual abuse by Father. Father would not discuss this claim with therapist
Freeman other than to say that he did not do it and that A.Q. was coached into
making that admission. Father has not convinced us that his constitutional
rights were violated.
[27] Mother also makes a separate, distinct argument: the court’s order was clearly
erroneous because it did not include a concurrent plan for reunification.
“Concurrent planning . . . requires the identification of two (2) permanency
plan goals and simultaneous reasonable efforts toward both goals with
knowledge of all participants.” Ind. Code § 31-9-2-22.1(b). Mother contends
that DCS should have proposed a concurrent permanency plan that included
reunification because she and Father were “active” participants in services and
progressed in services. Mother’s Br. p. 27. She also claims that the concurrent
plan was in the best interests of the children given “the length of time it would
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 14 of 16
take to proceed through a termination proceeding[.]” Id. Mother is correct that
Indiana Code section 31-9-2-22.1 permits a trial court to adopt a concurrent
permanency plan, but the statute does not mandate that DCS propose a
concurrent permanency plan or that the court adopt a concurrent permanency
plan. Additionally, the changes to the permanency plans do not terminate
reunification services for Mother and Father. Regardless of the time it takes for
the termination proceeding to be completed, Mother and Father are able to
participate in services and make the necessary progress to regain custody of
their children. See Appellants’ App. Vol. III pp. 22-25 (the trial court’s order
approving the permanency changes does not order DCS to stop reunification
services); Tr. Vol. V p. 146 (FMC Taylor testifying that changes to the
permanency plans would not stop DCS from offering the parents or children
services aimed at reunification). Furthermore, when the court issued its order
in November 2017, this case had been ongoing for almost three years. During
that time, Mother and Father had not made any progress in their individual
therapy. Accordingly, the court’s decision to adopt a singular plan for
permanency was not clearly erroneous.
[28] In summary, there was sufficient evidence presented over the four-day
permanency hearing to support the trial court’s order approving the proposed
changes to the permanency plans from reunification to termination. The trial
court’s order was not clearly erroneous. Furthermore, we reiterate that a
change in the permanency plan from reunification to termination is generally
not suitable for interlocutory review, particularly where, as here, DCS and the
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 15 of 16
court continue reunification services, because parents cannot show actual harm
from the change; they can only show the potential for future harm.
[29] Affirmed.
Pyle, J., and Barnes, Sr. J., concur.
Court of Appeals of Indiana | Opinion 47A05-1710-JC-2353 | June 18, 2018 Page 16 of 16