Clint Fields v. Safway Group Holdings, LLC ( 2019 )


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  •                                                                            FILED
    Jan 24 2019, 10:34 am
    CLERK
    Indiana Supreme Court
    Court of Appeals
    and Tax Court
    ATTORNEYS FOR APPELLANT                                    ATTORNEYS FOR APPELLEE
    Clint A. Zalas                                             Steven P. Lammers
    James F. Groves                                            Debra A. Mastrian
    Lee, Groves, and Zalas                                     Smith Amundsen LLC
    South Bend, Indiana                                        Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    Clint Fields,                                              January 24, 2019
    Appellant-Plaintiff,                                       Court of Appeals Case No.
    18A-CT-247
    v.                                                 Appeal from the St. Joseph
    Superior Court
    Safway Group Holdings, LLC,                                The Honorable Steven L.
    Appellee-Defendant                                         Hostetler, Judge
    Trial Court Cause No.
    71D07-1703-CT-136
    May, Judge.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019                            Page 1 of 19
    [1]   Clint Fields appeals the trial court’s vacation of a default judgment pursuant to
    Indiana Trial Rule 60(B)(8). 1 As the trial court did not abuse its discretion
    when it granted the equitable relief provided in Trial Rule 60(B)(8), we affirm.
    Facts and Procedural History
    [2]   On February 10, 2017, while working as a carpenter for Crown Corr, Inc., on
    the University of Notre Dame Crossroads construction project (“Crossroads
    project”), Fields fell more than forty feet from scaffolding. Fields sustained
    significant injuries and was still wheelchair-bound after almost a year.
    [3]   Barton Malow Company (“Barton Malow”) was the general contractor on the
    Crossroads project. Crown Corr, a subcontractor, rented the scaffolding
    material from Safway. While Safway assembled and disassembled other
    scaffolding within the Crossroads project, Crown Corr assembled the
    scaffolding for the area where Fields was working.
    [4]   Barton Malow insured Safway through its Company Contractor Controlled
    Insurance Program (“CCIP”), provided by XL Catlin insurance company.
    Sedwick Claims Management Services, Inc., (“Sedgwick”) managed the claims
    from CCIP participants.
    1
    Safway cross-appeals the trial court’s denial of its motion pursuant to Indiana Trial Rule 60(B)(1).
    However, as we affirm the trial court’s grant pursuant to Indiana Trial Rule 60(B)(8), we need not address
    Safway’s cross-appeal.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019                              Page 2 of 19
    [5]   On February 10, 2017, the day of the accident, Barton Malow conducted an
    investigation. It found Fields had “[f]ailed to maintain a 100% tie-off to a point
    independent of positioning device.” (App. Vol. II at 42). Subcontractors were
    required to abide by this safety protocol.
    [6]   On February 15, 2017, the engineering firm Wiss, Janney, Elstner Associates,
    Inc., (“WJE”) conducted an “inspection of site and scaffold conditions,” (id. at
    124), “to determine a probable cause of the accident relative to the design,
    assembly, and condition of the scaffold associated with the accident.” (Id. at
    123.) WJE was informed the “scaffold was not modified in any way . . .
    following the accident, short of installing a wood barrier at the ladder to restrict
    access.” (Id. at 124.) WJE “did not observe any obvious capacity deficiencies
    with the design.” (Id.) WJE observed the scaffold was in “good condition with
    the exception of the bracket damage at one end of the [horizontal rail that fell
    with Fields.]” (Id. at 126.) WJE determined this type of damage “suggests the
    bracket was either not connected or became disconnected prior to the accident.”
    (Id.) Therefore, WJE listed the probable cause of the accident was Fields’
    weight “overloading” the north bracket connection “because the south bracket
    was not securely connected.” (Id. at 127.)
    [7]   On March 28, 2017, Fields filed suit against Safway, asserting negligence and
    products liability claims. Safway was served on March 31, 2017. Assistant
    General Counsel of Safway Chris Schilder reviewed the complaint and
    forwarded it to Jennifer Boland, the “Insurance and Wrap Up Advisor for
    Safway Group Holding, LLC,” (id. at 44), so she could provide it to Barton
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019        Page 3 of 19
    Malow. Schilder would have referred general liability lawsuits directly to local
    counsel, but because Safway participated in the CCIP under Barton Malow, the
    claim had to be forwarded to Barton Malow. Barton Malow would then send it
    to Sedgwick, which was to manage the claim for the CCIP and retain counsel to
    defend the claim.
    [8]   When Boland received the complaint, April 3, 2017, she forwarded it to Brian
    McGrath, the insurance broker for CCIP. McGrath then forwarded it to Barton
    Malow as the general contractor. On April 4, 2017, Barton Malow sent the
    complaint to Sedgwick for handling. Jeff Marlowe, team leader at Sedgwick,
    reviewed the complaint and directed his team to contact Fields’ counsel Clint
    Zalas, to “to obtain an extension of time to answer the Complaint filed in this
    case.” (Id. at 48.)
    [9]   Corky Butler, the initial claims professional at Sedgwick, allegedly called Zalas
    and left a message; however, the trial court refused to consider whether that call
    was made because there was no evidence of the call beyond an affidavit by
    Marlowe, making the statement inadmissible hearsay. Butler questioned
    whether the claim was covered by CCIP or by Safway’s general liability
    insurance policy. Although Butler attempted to contact numerous people to
    determine the appropriate coverage, Butler was unable to determine whether
    the claim should be covered by CCIP or by Safway’s general liability insurance
    policy. Butler continued on the assumption Safway was to retain its own
    counsel through its own general liability insurance coverage.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019      Page 4 of 19
    [10]   Boland and Schilder were out of the office at various times during the month of
    April. Along with his other duties, Schilder was involved in the annual audit of
    Safway. Additionally, Safway had been “acquired by [its] competitor on March
    20 . . . so [Schilder] was working a lot[.]” (Id. at 73-74.) Schilder was
    appointed a “functional leader for th[e] integration process.” (Id. at 74.)
    Neither Boland nor Schilder took further action with regard to Fields’ lawsuit.
    [11]   No counsel entered an appearance on behalf of Safway, and no answer was
    filed in response to the complaint, so on April 25, 2017, Fields filed a motion
    for default judgment. On April 26, 2017, the trial court granted the motion,
    entering an order of default as to liability but reserving the question of damages.
    [12]   Boland, unaware of the partial default judgment, followed up with McGrath on
    April 26, 2017, and on April 27, 2017. She also contacted several people at
    Barton Malow on April 27, 2017, in an attempt to confirm the matter was being
    handled. (Id. at 95.) On April 28, 2017, Sedgwick received notice of the default
    judgment and reassigned the case to Mallory Hildreth, who immediately
    contacted Zalas to request additional time to respond. Hildreth left a message
    with Zalas’ receptionist but did not receive a response. On May 3, 2017,
    Hildreth again called Zalas but did not receive a response.
    [13]   On May 1, 2017, Hildreth confirmed Safway was covered by CCIP and
    contacted the insurance carrier to obtain authority to hire defense counsel. On
    May 26, 2017, via counsel hired by CCIP, Safway filed a motion to set aside the
    default judgment. On July 17, 2017, the trial court entered an order permitting
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019         Page 5 of 19
    Fields to conduct discovery “to test the credibility of [Safway’s] claim of
    excusable neglect and also to test the viability of its assertion that it has a
    meritorious defense[.]” (Id. at 55.)
    [14]   On January 16, 2018, after discovery was conducted, the trial court held a
    hearing and granted Safway’s motion. After having found Safway had
    presented prima facie evidence of meritorious defenses, the trial court found
    Safway’s actions did not constitute “excusable neglect” such that it could be
    given relief under Trial Rule 60(B)(1) because Safway had “simply dropped the
    ball.” (Appealed Order at 3.) The court found Safway’s behavior “certainly
    constitute[s] neglect[,]” (id. at 4), but the court refused to call that negligence
    excusable “for purposes of Trial Rule 60(B)(1).” (Id.)
    [15]   The trial court then addressed Safway’s Trial Rule 60(B)(8) argument that the
    circumstances constituted “any reason justifying relief[.]” Specifically, the trial
    court used the factors delineated in Huntington National Bank v. Car-X Association
    Corporation, 
    39 N.E.3d 652
    (Ind. 2015), to determine whether Safway could be
    granted relief under that portion of the rule. It determined that “most, if not all
    of such factors weigh in favor of vacating the judgment.” (Appealed Order at
    4.) The trial court found that while not excusable neglect, “Safway’s actions in
    not timely responding are . . . plausible and understandable.” (Id.)
    [16]   The trial court found Safway had taken prompt action once it “learned of the
    entry of default and the partial judgment.” (Id.) It also found the “amount of
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019          Page 6 of 19
    money at issue is substantial, and Fields will not be procedurally prejudiced by
    vacating the entry of default and the partial judgment.” (Id. at 4-5.)
    [17]   As to financial harm, the trial court stated it had considered Safway’s in-house
    counsel’s testimony that “Safway would not be financially harmed if the
    Motion is not granted.” (Id. at 5.) However, it concluded it could not consider
    insurance coverage in this matter and that “someone will be financially
    prejudiced if the entry of default and partial judgment are not vacated.” (Id.)
    Finally, the trial court found that our Indiana Supreme Court has indicated a
    preference for resolving cases on their merits. Such a preference, the trial court
    concluded, “tips the balance in favor of vacating the entry of default and partial
    judgment dated April 26, 2017.” (Id. at 6.)
    Discussion and Decision
    [18]   Fields appeals the trial court’s grant of Safway’s motion to set aside default
    judgment pursuant to Trial Rule 60(B)(8). Fields alleges that the trial court
    abused its discretion when it granted Safway relief from default judgment
    without requiring Safway to present evidence of exceptional circumstances to
    justify that relief and that the trial court granted relief “based solely upon
    factually unsupported equitable considerations[.]” (Br. of Appellant at 8.)
    Standard of Review
    [19]   A decision whether to set aside a default judgment is entitled to deference and is
    reviewed for abuse of discretion. Coslett v. Weddle Bros. Const. Co., Inc., 798
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019         Page 7 of 
    19 N.E.2d 859
    , 861 (Ind. 2003), reh’g denied. Any doubt about the propriety of a
    default judgment should be resolved in favor of the defaulted party. 
    Id. Indiana law
    strongly prefers disposition of cases on their merits. 
    Id. Our standard
    of
    review is limited to determining whether the trial court abused its discretion.
    Bennett v. Andry, 
    647 N.E.2d 28
    , 31 (Ind. Ct. App. 1995). An abuse of
    discretion may occur if the trial court’s decision is clearly against the logic and
    effect of the facts and circumstances before the court, or if the court has
    misinterpreted the law. McCullough v. Archbold Ladder Co., 
    605 N.E.2d 175
    , 180
    (Ind. 1993).
    [20]   Where the trial court has entered findings of fact and conclusions of law, our
    standard of review is two-tiered: we determine whether the evidence supports
    the trial court’s findings, and whether the findings support the judgment.
    Indianapolis Ind. Aamco Dealers Adver. Pool v. Anderson, 
    746 N.E.2d 383
    , 386 (Ind.
    Ct. App. 2001). We will not disturb the trial court’s findings or judgment unless
    they are clearly erroneous. 
    Id. Findings of
    fact are clearly erroneous when the
    record lacks any reasonable inference from the evidence to support them. Culley
    v. McFadden Lake Corp., 
    674 N.E.2d 208
    , 211 (Ind. Ct. App. 1996). A judgment
    is clearly erroneous when a review of the record leaves us with a firm
    conviction that a mistake has been made. Carroll v. J.J.B. Hilliard, W.L. Lyons,
    Inc., 
    738 N.E.2d 1069
    , 1075 (Ind. Ct. App. 2000), trans. denied. We will neither
    reweigh evidence nor judge the credibility of witnesses, considering instead only
    the evidence favorable to the judgment and all reasonable inferences to be
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019        Page 8 of 19
    drawn therefrom. Donavan v. Ivy Knoll Apts. P’ship, 
    537 N.E.2d 47
    , 50 (Ind. Ct.
    App. 1989).
    Exceptional Circumstances
    [21]   Fields seems to be operating on the notion that Safway was required to present
    evidence of timely filing, a meritorious defense, exceptional circumstances, and
    equitable considerations. Further, Fields argues the trial court comingled the
    “exceptional circumstances” and the “equitable considerations” and therefore,
    misapplied the law. We disagree, because the equitable considerations can
    constitute the exceptional circumstances presented to the trial court.
    [22]   Indiana Trial Rule 60(B)(8) allows a trial court to grant relief from judgment for
    “any reason justifying relief from the operation of the judgment, other than
    those reasons set forth in sub-paragraphs (1), (2), (3), and (4).” The motion for
    relief must be filed within a reasonable time and the movant must present a
    meritorious defense. Ind. Trial Rule 60(B).
    [23]   In Brimhall v. Brewster, 
    684 N.E.2d 1148
    (Ind. Ct. App. 2007), trans. denied, we
    held a trial court may grant this relief “upon a showing of exceptional
    circumstances justifying extraordinary relief [so long as the] exceptional
    circumstances do not include mistake, surprise, or excusable neglect[.]” 
    Id. at 1153.
    Therefore, in Brimhall, we delineated the “any reasons” from Trial Rule
    60(B)(8) as “exceptional circumstances.”
    [24]   In Huntington, our Indiana Supreme Court held that, provided the movant
    demonstrated a meritorious defense and filed the motion for relief in a timely
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019       Page 9 of 19
    fashion, “the decision whether to grant or deny that party’s motion is left to the
    trial court’s equitable discretion and [is] highly fact specific.” Huntington Nat’l
    
    Bank, 39 N.E.3d at 659
    (citing Gipson v. Gipson, 
    644 N.E.2d 876
    , 877 (Ind.
    1994)). It further illustrated how the court could consider whether to grant that
    equitable relief by laying out five factors that were pertinent to that case, i.e., the
    bank’s interest in the real estate, the bank’s “excusable reason” for untimely
    responding, the bank’s quick action once the default judgment was discovered,
    the bank’s significant loss if the default judgment were not set aside, and the
    “minimal prejudice” to the plaintiff “should the case be reinstated.” 
    Id. Thus, to
    determine whether exceptional circumstances existed, the trial court was
    ordered to consider those five factors.
    [25]   Eight years later, in Dalton Corp. v. Myers, 
    65 N.E.3d 1142
    (Ind. Ct. App. 2016),
    trans. denied, we explained in more detail that to prevail on a Trial Rule 60(B)(8)
    motion, “the movant must 1) allege sufficient grounds showing exceptional
    circumstances justifying relief from the operation of the judgment other than
    those set forth in Rule 60(B)(1)-(4), 2) allege a meritorious defense, and 3) file
    the motion within a reasonable time.” 
    Id. at 1145.
    Further, we stated that “[i]n
    determining whether exceptional circumstances warrant setting aside a default
    judgment, the trial court may also consider the equitable considerations set
    forth by each party.” 
    Id. Therefore, while
    the movant is required to show
    exceptional circumstances, the trial court is allowed to consider the equitable
    considerations presented by the parties in order to decide if exceptional
    circumstances have been proven.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019         Page 10 of 19
    [26]   The rule and the caselaw do not require the movant to present evidence of
    exceptional circumstances independent of the equitable reasons for relief;
    rather, they require that the movant present proof of “exceptional circumstances
    justifying extraordinary relief[,]” 
    Brimhall, 684 N.E.2d at 1153
    , and that the
    movant can demonstrate that by presenting sufficient evidence of equitable
    considerations, such as the five factors listed in 
    Huntington, 39 N.E.3d at 659
    .
    See 
    Dalton, 65 N.E.3d at 1145
    (trial courts can find required exceptional
    circumstances by considering equitable considerations presented by the parties).
    Therefore, as the trial court made findings of equitable reasons and concluded
    those reasons, together with our Indiana Supreme Court’s preference to decide
    cases on their merits, “tip[ped] the balance in favor of vacating the entry of
    default and partial judgment[,]” (Appealed Order at 6), we cannot find the trial
    court abused its discretion. See Wamsley v. Tree City Village, 
    108 N.E.3d 334
    ,
    336 (Ind. 2018) (if even slight evidence exists, “[o]ur deferential standard of
    review compels us to affirm the trial court”).
    Evidence of Equitable Factors
    Safway’s Harm as a Result of the Judgment
    [27]   Fields argues the trial court ignored evidence Safway would not be financially
    harmed by the default judgment. However, the trial court specifically noted it
    had considered that testimony but found it could not “consider such insurance
    in determining a motion under Trial Rule 60(B)(8) [because] someone will be
    financially prejudiced if the entry of default and partial judgment are not
    vacated.” (Id. at 5.) Therefore, the trial court did not ignore that evidence.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019      Page 11 of 19
    Fields’ arguments are an invitation for us to reweigh the evidence, which we
    cannot do. See Prime Mort. USA, Inc. v. Nichols, 
    885 N.E.2d 628
    , 656 (Ind. Ct.
    App. 2008) (appellate court may not reweigh evidence when trial court makes
    findings of fact).
    Characterization of Safway’s Inexcusable Neglect
    [28]   Fields argues the trial court misinterpreted the law and went against the logic
    and effect of the facts when it characterized Safway’s inexcusable neglect as
    “plausible and understandable[.]” (Appellant’s Br. at 19 (quoting Appealed
    Order at 4).)
    [29]   The trial court found it “accept[ed] as true for purposes of the Motion to Set
    Aside the facts as alleged by Safway concerning Safway’s actions after receiving
    the Complaint and Summons.” 2 (Appealed Order at 3.) There was more to
    Safway’s actions than merely the fact that its employees had not followed the
    correct procedure. This complaint had to traverse through three entities:
    Safway, Barton Marlow and Sedgwick. We cannot disagree with the trial
    court’s reasonable inference that, while the actions of Safway employees are not
    2
    The allegations the trial court references here are found in Safway’s “Memorandum in Support of Motion
    to Set Aside Default Judgment,” (App. Vol. II at 28), and Safway’s “Supplemental Memorandum[.]” (Id. at
    58.) For the purposes of showing the sequence of events after Safway received the complaint, they include,
    amongst other things: “Affidavit of Jennifer Boland,” (id. at 45) (stating Safway received the complaint on
    March 31, 2017, and referred it to Barton Marlow to “be processed within the [] CCIP” on April 3, 2017);
    “Affidavit of Ronald Torbert[,]” (id. at 42) (Barton Marlow was notified of the complaint on April 3, 2017
    and referred the claim to Sedgwick on April 4, 2017); and “Affidavit of Jeff Marlowe,” (id. at 47-50) (stating
    he opened a claim for Safway on April 4, 2017, he assigned Corky Butler to the claim, Corky’s actions
    therein, and Mallory Hildreth’s subsequent assignment to the matter).
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019                              Page 12 of 19
    excusable, the situation created here was exceptional and thus, “plausible and
    understandable.” (Id.); see 
    Huntington, 39 N.E.3d at 658
    (proper for trial court
    to consider “‘excusable reason’ for untimely responding” as an equitable reason
    for relief).
    Prejudice
    [30]   Fields contends the trial court abused its discretion by finding Fields was not
    prejudiced by the setting aside of the default judgment. Fields argues Safway
    “never broached the issue of procedural prejudice[.]” (Appellant’s Br. at 22)
    (emphasis in original). Fields acknowledges Safway briefly, at the hearing,
    mentioned the subject of prejudice and that, after discovery, the claim would be
    reinstated within a year and that fact showed a lack of prejudice to Fields. (See
    Tr. Vol. II at 21 (counsel for Safway states the short timeframe suggested a lack
    of prejudice to Fields but not reinstating the case would result in prejudice to
    Safway’s reputation).)
    [31]   Safway filed its motion to set aside default judgment one month after the court
    granted the default judgment. Fields argues that while “mired in discovery
    involving Safway’s effort to set aside the default judgment, witnesses’
    recollections and physical evidence grew older, and [Fields’] ability to uncover
    the facts necessary to prove his allegations against Safway grew more remote.”
    (Br. of Appellant at 23.) Fields’ argument that he was “mired in discovery[,]”
    (id.), such that he is now prejudiced is without merit.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019       Page 13 of 19
    [32]   On June 9, 2017, Fields filed the “Motion to Conduct Discovery Pursuant to
    Indiana Trail [sic] Rule 60(D).” (App. Vol. II at 53.) The trial court granted
    Fields’ motion. Fields’ discovery should have included investigation into
    Safway’s meritorious defense that would necessarily involve an investigation of
    the underlying claims. Any error created by the time taken for discovery was
    invited by Fields. See Beeching v. Levee, 
    764 N.E.2d 669
    , 674 (Ind. Ct. App.
    2002) (“party cannot invite error and then request relief on appeal based upon
    that ground”).
    Safway’s Prompt Action and Absence of Bad Faith
    [33]   Fields argues the trial court improperly considered Safway’s prompt action and
    lack of bad faith. While acknowledging “it is not clear what weight the trial
    court afforded these equitable considerations[,]” (Appellant’s Br. at 24), Fields
    argues they should have been given no weight because both considerations fall
    under Trial Rule 60(B)(1) and not Trial Rule 60(B)(8).
    [34]   The trial court accepted Safway’s alleged facts regarding Safway’s actions after
    receiving the complaint. Therefore, we know that within five days of receipt of
    the complaint, Safway had reviewed it and sent it to the general contractor for
    insurance coverage and the general contractor had sent it on to Sedgwick to
    handle. While the trial court concluded Safway’s actions constituted neglect
    that was inexcusable, it also found those actions were “plausible and
    understandable [and t]here was no intentional ignoring of the lawsuit[.]”
    (Appealed Order at 4.) Based on that finding, the trial court concluded Safway
    had not acted in bad faith.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019     Page 14 of 19
    [35]   Fields argues Safway did not respond with appropriate promptness. Fields
    contends “promptness is determined by reasonableness, and is closely tied with
    the size and sophistication of the moving party.” (Appellant’s Br. at 24.)
    However, the Court’s analysis in Huntington regarding promptness is located in
    the analysis pertaining to Trial Rule 60(B)(1). That analysis provides that to
    justify an untimely response, the movant can show a breakdown of
    communication between agents of the party, i.e., the insurer and the insured,
    but not merely inattentiveness of the party itself. However, once the Court
    moves to Trial Rule 60(B)(8), it again lists “quick action” as a factor to be
    weighed when considereding equitable reasons. 
    Huntington, 39 N.E.3d at 658
    .
    This has nothing to do with a party’s neglect that resulted in the default
    judgment; rather, it has to do with the speed of action once the default
    judgment was entered.
    [36]   The trial court found: Fields was injured on February 10, 2017; Fields filed a
    complaint on March 28, 2017; Fields filed a Motion for Default Judgment on
    April 25, 2017; the trial court granted Fields’ motion the following day; and
    Safway filed a Motion to Set Aside Default Judgment on May 26, 2017. The
    trial court found Safway had taken “prompt action to address the situation.”
    (Appealed Order at 4.) Fields’ invitation to consider one month as not prompt
    enough is an impermissible request to reweigh the evidence, which we cannot
    do. See Prime Mort. USA, 
    Inc., 885 N.E.2d at 656
    (appellate court may not
    reweigh evidence when trial court makes findings of fact).
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019        Page 15 of 19
    Conclusion
    [37]   As we determine the trial court did not abuse its discretion when it granted
    Safway’s Motion for Relief from Judgment under Indiana Trial Rule 60(B)(8),
    we affirm the trial court’s order to vacate the partial default judgment herein.
    [38]   Affirmed.
    Riley, J., concurs.
    Mathias, J., dissents with separate opinion.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019      Page 16 of 19
    IN THE
    COURT OF APPEALS OF INDIANA
    Clint Fields,                                              Court of Appeals Case No.
    18A-CT-247
    Appellant-Plaintiff,
    v.
    Safway Group Holdings, LLC,
    Appellee-Defendant.
    Mathias, Judge, dissenting.
    [1]   I agree with the trial court that Safway did not establish mistake, surprise, or
    excusable neglect sufficient to justify relief, under Trial Rule 60(B)(1), from the
    default judgment entered in favor of Fields. I part ways with the trial court, and
    the majority, however, to the extent that they conclude that Safway was entitled
    to relief under Rule 60(B)(8).
    [2]   The majority agrees with the trial court that Safway’s actions constituted
    inexcusable neglect, but that equitable considerations justify relief from
    judgment. But it has long been held that Rule 60(B) permits relief “in
    extraordinary circumstances which are not the result of any fault or negligence
    on the part of the movant.” Kretschmer v. Bank of Am., N.A., 
    15 N.E.3d 595
    , 600
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019                    Page 17 of 19
    (Ind. Ct. App. 2014) (citing Wagler v. West Boggs Sewer Dist., 
    980 N.E.2d 363
    ,
    371–72 (Ind. Ct. App. 2012), trans. denied), trans. denied; see also Goldsmith v.
    Jones, 
    761 N.E.2d 471
    , 474 (Ind. Ct. App. 2002) (citing Whitaker v. St. Joseph’s
    Hosp., 
    415 N.E.2d 737
    , 744 n.6 (Ind. Ct. App. 1981)). Also, a party seeking
    relief from the judgment under Rule 60(B)(8) must show that its failure to act
    was not merely due to an omission involving the mistake, surprise or excusable
    neglect; instead, some extraordinary circumstances must be demonstrated
    affirmatively, and these circumstances must be other than those circumstances
    enumerated in the preceding subsections of Rule 60(B). Indiana Ins. Co. v. Ins.
    Co. of N. Am., 
    734 N.E.2d 276
    , 279–80 (Ind. Ct. App. 2000) (quoting Blichert v.
    Brososky, 
    436 N.E.2d 1165
    , 1167 (Ind. Ct. App. 1982)), trans. denied.
    [3]   Here, the trial court found that Safway’s failure to respond to the complaint was
    negligent. It further found that Safway’s negligence was not excusable for
    purposes of relief under Rule 60(B)(1). But this does not mean that an
    inexcusably negligent movant such as Safeway may then gain relief under Rule
    60(B)(8). To the contrary, it means that they may not be afforded relief at all.
    Indeed, if a party’s neglect does not constitute excusable neglect under Rule
    60(B)(1), it would make no sense to nevertheless afford that party relief under
    Rule 60(B)(8). Otherwise, a party could do an end run around Rule 60(B)(1),
    opening up the possibility of a parade of cases bypassing the intent of the rule to
    permit relief only for excusable neglect.
    [4]   Under circumstances where the moving party was negligent, Rule 60(B)(1)
    should be the exclusive remedy. If that party’s negligence was inexcusable, they
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019         Page 18 of 19
    should not be afforded relief under Rule 60(B)(8). Because the majority
    concludes otherwise, I respectfully dissent.
    Court of Appeals of Indiana | Opinion 18A-CT-247 | January 24, 2019   Page 19 of 19