Thomas Owens v. State of Indiana ( 2023 )


Menu:
  •                                                                             FILED
    Dec 11 2023, 8:43 am
    CLERK
    Indiana Supreme Court
    Court of Appeals
    and Tax Court
    ATTORNEY FOR APPELLANT                                    ATTORNEYS FOR APPELLEE
    Talisha Griffin                                           Theodore E. Rokita
    Marion County Public Defender Agency                      Attorney General
    Indianapolis, Indiana                                     Jodi Kathryn Stein
    Deputy Attorney General
    Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    Thomas Owens,                                             December 11, 2023
    Appellant-Defendant,                                      Court of Appeals Case No.
    23A-CR-985
    v.                                                Appeal from the
    Marion Superior Court
    State of Indiana,                                         The Honorable
    Appellee-Plaintiff                                        Shatrese Flowers, Judge
    The Honorable
    James Snyder, Magistrate
    Trial Court Cause No.
    49D28-2301-F5-1626
    Opinion by Judge Vaidik
    Judges Bradford and Brown concur.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023                            Page 1 of 21
    Vaidik, Judge.
    Case Summary
    [1]   Indiana Trial Rule 34 governs requests for production of documents and
    electronically stored information during discovery and responses to such
    requests. For a party to invoke Rule 34 as the basis for an alleged discovery
    violation, that party must have first made a discovery request. In a criminal
    case, if the defendant made no discovery request to the State, the defendant
    cannot later challenge the admission of documents or electronically stored
    information on the ground that the State violated Rule 34 in its production of
    the materials.
    [2]   Here, Thomas Owens was convicted of Level 5 felony battery by means of a
    deadly weapon after getting in a fight that was captured on a CVS surveillance
    camera. CVS provided the State with a disk containing the surveillance footage
    and a media-player application. During discovery, the State provided Owens
    with the footage but not the media player, which affected the speed at which
    Owens could view the footage. Owens argues this was a violation of Rule 34.
    But because Owens never made a request for production, he can’t invoke Rule
    34 on appeal as the basis for his challenge to the State’s production of the
    footage. Owens raises several other issues, including whether the trial court
    properly instructed the jury, whether the State presented sufficient evidence of
    the victim’s identity and the use of a deadly weapon, and whether the trial court
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023     Page 2 of 21
    erred in denying his motion to supplement the record. We find these arguments
    without merit and affirm his conviction.
    Facts and Procedural History
    [3]   The evidence most favorable to the conviction is as follows. One night in
    January 2023, Owens’s wife was with Jacob Dugas in Dugas’s SUV at a CVS
    Pharmacy in Indianapolis. Owens went to the CVS and fought with Dugas in
    the parking lot. Surveillance footage provided to police by CVS showed that
    Owens ran from his car to the driver’s side of Dugas’s SUV holding a long,
    stick-like object. Dugas and Owens’s wife got out of the SUV, and after an
    interaction between Owens and Dugas behind the SUV, Owens and his wife
    walked away. As they were heading to Owens’s car, Dugas stepped in front of
    Owens, blocking his path. Owens swung the stick-like object at Dugas and
    struck him with it. Owens and his wife got into his car and left.
    [4]   Dugas called 911, and Indianapolis Metropolitan Police Department (IMPD)
    Detective Eric Parrish and Officer Jack Tindall, an evidence technician,
    responded to CVS. Officer Tindall took photos of Dugas, which showed a
    bleeding cut on his head and blood on his ear, neck, and cheek. Detective
    Parrish spoke with Dugas and others at the scene and determined Owens was a
    suspect.
    [5]   Later that night, Detective Parrish and IMPD Captain Christopher
    Boomershine found Owens at a gas station. When they asked Owens about the
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023   Page 3 of 21
    incident at CVS, he stated that Dugas attacked him with a stun gun, he never
    hit or touched Dugas, and Dugas was known to injure himself and blame it on
    other people. Captain Boomershine recorded the conversation on his body-
    worn camera.
    [6]   The State charged Owens with Level 5 felony battery by means of a deadly
    weapon, alleging he “did knowingly touch Jacob Dugas in a rude, insolent, or
    angry manner; said touching being committed with a deadly weapon, that is, a
    baseball bat[.]”1 Appellant’s App. Vol. II p. 27. Owens’s counsel subpoenaed
    Dugas for a deposition on three dates, but Dugas failed to appear at any of the
    depositions. As a result, the trial court excluded Dugas as a witness and ordered
    the exclusion of “any and all testimony and/or other evidence referring or
    related to Jacob Dugas.” Id. at 95. This included Dugas’s 911 call.
    [7]   CVS provided police with a disk of the surveillance footage, which included the
    Click It Media Player application and a long list of application extensions. The
    disk also contained a file folder with the same footage broken into thirteen
    separate “M4V” video files. The State produced these thirteen M4V files to the
    defense “via eDiscovery[.]” Id. at 69. The State didn’t produce the Click It
    1
    The State initially charged Owens with Level 5 felony intimidation as well, but the trial court later
    dismissed this charge upon motion by the State due to evidentiary problems.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023                               Page 4 of 21
    Media Player application or the associated files. Owens didn’t follow up with
    any discovery requests about the surveillance footage.2
    [8]   A jury trial was held in March 2023. The trial court’s preliminary instruction on
    the elements of the charge used the exact language from the charging
    information. Before the court read the preliminary instructions to the jury, the
    State moved to strike “baseball bat” from the elements instruction so that it just
    said, “committed with a deadly weapon” because the State was unsure if it
    could introduce evidence of a baseball bat without the 911 call from Dugas. Tr.
    p. 101. The court denied the motion but noted that the parties could revisit the
    request for final instructions.
    [9]   The State offered into evidence the disk from CVS with the surveillance footage
    of the fight, which the trial court admitted as State’s Exhibit 1. The State moved
    to publish three specific video files from the disk to the jury, which the court
    categorized as State’s 1A, 1B, and 1C.3 When the State started playing 1A using
    Click It Media Player, defense counsel objected, and the following sidebar was
    held:
    2
    The State asserts that Owens “did not make any discovery request,” Appellee’s Br. p. 30, which Owens
    does not dispute.
    3
    State’s 1A is the file named “20230114_0012_0058_103.m4v.” 1B is the file named
    “20230114_0012_0059_104.m4v.” 1C is the file named “20230114_0012_0100_105.m4v.” These were the
    only clips of the surveillance footage shown to the jury.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023                         Page 5 of 21
    [DEFENSE COUNSEL]: This video is altered from what was
    discovered to us. The video we received was not slowed down to
    this degree. It’s not an original, what was disclosed to us.
    *        *       *        *
    THE COURT: How am I supposed to know that? Do you have
    the original?
    [DEFENSE COUNSEL]: Yes. I can play it for the Court if you’d
    like. But this is substantially slowed down. The original copy that
    we have is sped up.
    THE COURT: . . . [H]ow do you slow this down?
    [THE STATE]: I don’t know. This was original disc [sic] that we
    received and then we uploaded it into discovery and then sent it.
    THE COURT: Okay. Okay. Well, at this point, State’s Exhibit 1
    has been admitted.
    [DEFENSE COUNSEL]: Judge, it’s my understanding the video
    that was discovered was -- did not have another player with it . . .
    . You had to use Windows Media Player.
    *        *       *        *
    [DEFENSE COUNSEL]: And it’s playing at about one quarter
    of the speed that we were prepared for trial on, and so that’s the
    problem that we have.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023         Page 6 of 21
    Id. at 119. The court overruled the objection, and the State played the rest of 1A
    for the jury. Defense counsel renewed his objection to State’s 1B and 1C, which
    the court overruled, and the State also played 1B and 1C using Click It Media
    Player. The CVS employee who provided the surveillance footage to police
    testified that Click It was the specific media player used by CVS.
    [10]   The State also presented the photos of Dugas from the crime scene (without
    identifying him by name), which the court admitted as State’s Exhibits 2-8 with
    no objection by the defense. Officer Tindall confirmed the exhibits were the
    photos he took of the alleged victim’s injury. He testified that the cut was
    consistent with an object striking a person and that a blunt object could cause a
    similar injury. Detective Parrish testified that the person in the photos was the
    person he saw when he responded to CVS.
    [11]   The court also admitted the recording of Owens’s conversation with Detective
    Parrish and Captain Boomershine as State’s Exhibit 9, with no objection by the
    defense. In the video, when Captain Boomershine asked Owens if he battered
    “him” with a baseball bat, Owens said he never had a baseball bat. Ex. 9 at
    1:51. Captain Boomershine then asked Owens what he hit “him” with, and
    Owens said he “never hit Jacob.” Id. at 1:58.
    [12]   After the State rested, Owens moved for judgment on the evidence pursuant to
    Indiana Trial Rule 50(A), which the court denied. During review of the final
    jury instructions, the State again asked the court to omit “baseball bat” from the
    elements instruction, arguing that “the evidence has shown that there could
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023      Page 7 of 21
    have been a deadly weapon used, but that could have been anything, not just a
    baseball bat, and therefore, it should be removed.” Id. at 164-65. Defense
    counsel responded, in part, as follows:
    [DEFENSE COUNSEL]: Judge, the charging instrument is a
    pretty important thing, the information. And so we believe that it
    should remain in there . . . . And Judge, we prepared a defense
    today based on the allegation that this is a baseball bat . . . .
    THE COURT: You did? I thought it was self-defense?
    [DEFENSE COUNSEL]: Well, that’s part of it.
    THE COURT: Okay. [S]o your preparation involved arguing
    that it was something other than a baseball bat?
    [DEFENSE COUNSEL]: . . . [T]he Defense believes that if the
    State cannot prove that it is a baseball bat, it speaks to the nature
    of the investigation and the quality of the investigation.
    *        *       *        *
    [DEFENSE COUNSEL]: I think my concern too is . . . [t]he
    allegations are that he hit him with a baseball bat . . . so I believe
    that the State has to prove that in order for them to find him
    guilty.
    Id. at 165-66. The court ultimately struck “baseball bat” from the instruction,
    which subsequently read “and the offense was committed with a deadly
    weapon against Jacob Dugas.” Id. at 167, 186; Appellant’s App. Vol. II p. 133.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023            Page 8 of 21
    Defense counsel noted for the record that “the appropriate remedy in this case
    for the State would have been to move to amend the information.” Tr. p. 167.
    [13]   After jury instructions were finalized, the defense rested without presenting any
    evidence. Defense counsel’s closing argument centered on Owens’s claim of
    self-defense. During final instructions, along with the revised elements
    instruction, the court instructed the jury on the definitions of “deadly weapon”
    and “serious bodily injury.” Id. at 187-88; Appellant’s App. Vol. II pp. 136-37.
    The jury found Owens guilty as charged.
    [14]   Owens later moved the court to supplement the trial record with Defendant’s
    Exhibit A, three video files from the CVS surveillance footage the State
    produced during discovery, pursuant to Indiana Appellate Rule 32. Owens
    claimed Exhibit A “must be made a part of the record in this case for purposes
    of appellate review of the merits of Counsel’s objection” because “[t]he current
    record does not fully and accurately reflect the circumstances surrounding the
    admission of State’s Exhibit 1A, 1B, 1C over Defense objection[.]” Appellant’s
    App. Vol. II p. 169. At the hearing on the motion, defense counsel noted that
    he was not alleging any misconduct by the State and did not believe the State
    knew about the discrepancy in the video speed ahead of time. The trial court
    said it was denying Owens’s motion because Rule 32 did not apply but would
    admit Defendant’s Exhibit A for purposes of appellate review.
    [15]   Owens now appeals.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023       Page 9 of 21
    Discussion and Decision
    I. The trial court did not err in admitting the surveillance
    footage
    [16]   Owens argues the trial court erred in admitting State’s Exhibit 1, the CVS
    surveillance footage. He claims the court should have excluded the exhibit
    because the State violated Indiana Trial Rule 34 by producing the M4V video
    files but not the Click It Media Player application during discovery. Trial courts
    have broad discretion in reviewing a challenge to discovery matters, and we will
    affirm a court’s determination as to a discovery violation absent clear error and
    resulting prejudice. Fleming v. State, 
    833 N.E.2d 84
    , 91 (Ind. Ct. App. 2005).
    [17]   In criminal cases, much discovery is provided automatically by the State
    without a request from the defendant. Under the Marion County local criminal
    rule governing discovery, “[n]o written motion is required” by the defendant
    because the court “automatically order[s] the State to disclose and furnish all
    relevant items and information[.]” Marion LR49-CR00-107. Pursuant to this
    rule, the State provided Owens with a variety of materials, including video files
    from CVS. Appellant’s App. Vol. II p. 69. Owens doesn’t claim the State
    violated the local rule by producing only some of the files.
    [18]   Instead, Owens argues the State violated Trial Rule 34. Indiana’s Rules of Trial
    Procedure apply to criminal proceedings as long as there is no conflicting
    criminal rule. Ind. Crim. Rule 21; Minges v. State, 
    192 N.E.3d 893
    , 897 (Ind.
    2022). The trial rules that govern discovery, including Rule 34, are designed to
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023    Page 10 of 21
    facilitate “‘liberal discovery’ in order to provide the maximum amount of
    information possible to both parties[.]” Minges, 192 N.E.3d at 897. To this
    effect, Rule 34 enables parties to seek discovery directly from each other by
    serving requests for production of documents and electronically stored
    information. Id. If one party requests electronically stored information from the
    other but does not specify the form of production, under Rule 34(B), the
    “responding party must produce the information in a form or forms in which it
    is ordinarily maintained or in a form or forms that are reasonably usable.”
    [19]   In a criminal proceeding, the defendant can use Rule 34 to request additional
    documents or electronically stored information that the State didn’t already
    produce. This is where the problem lies for Owens. He never made a request for
    production, but he nonetheless claims the State violated Rule 34, arguing that it
    did not produce the surveillance footage in a form in which it is ordinarily
    maintained or a reasonably usable form.4 But the State was not bound by Rule
    34 because it is not a “responding party” within the meaning of the rule. The
    rule presupposes that a request for production has been made, and since Owens
    never made such a request, he cannot claim a violation of the rule.
    [20]   Even if the State had been responding to a Rule 34 request for production, there
    would be no violation because the State produced the footage in a reasonably
    usable form. The State provided Owens with the footage in the M4V file type,
    4
    Notably, Owens did not mention Rule 34 when he objected to State’s Exhibit 1 at trial.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023                         Page 11 of 21
    which is compatible with a variety of media-player applications. While the
    Click It Media Player application was also on the disk from CVS, this is merely
    one application that can be used to play the M4V files. Owens used Windows
    Media Player, which allows users to adjust the speed as they are watching video
    files, so Owens could have viewed the footage at the same speed at which the
    State played it at trial.
    [21]   We acknowledge that, where the State possesses electronically stored
    information in multiple files, it would be better practice for the State to provide
    the defense with all of those files. Here, the State should have just sent Owens
    all the files on the disk from CVS. But because Owens didn’t request discovery
    from the State, he can’t challenge the State’s production of the information
    based on a rule that concerns responses to discovery requests. The trial court
    did not err in admitting State’s Exhibit 1.
    II. The trial court properly instructed the jury on the elements
    of the charge
    [22]   Owens also contends the trial court erred by omitting from its final instruction
    on the elements of the charge the words “baseball bat,” which were included in
    the charging information, as the deadly weapon used to strike Dugas. To begin,
    Owens argues the proper procedure for the State to eliminate this language
    would have been to amend the charging information, not ask the trial court to
    strike it from the elements instruction. We are faced here with an unusual
    situation in which the charge was effectively amended even though the State
    never formally moved to amend the information. But because the outcome (the
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023      Page 12 of 21
    trial court striking “baseball bat” from the elements instruction) would have
    been the same even if the State filed a formal motion, for purposes of our
    review, we will consider the State’s request for alteration of the jury instruction
    as a motion to amend. See Rodriguez v. State, 
    385 N.E.2d 1208
    , 1211 (Ind. Ct.
    App. 1979) (“Although the State did not formally move to amend the
    information . . . , the instructions given by the court and approved by the State
    created the same effect.”).
    [23]   Amendments of charges are governed by Indiana Code section 35-34-1-5.
    Subsection (b) provides, in pertinent part, that the charging information may be
    amended in matters of substance at any time before the commencement of trial
    if the amendment does not prejudice the substantial rights of the defendant.
    Under subsection (c), the court may permit an amendment of form any time
    before, during, or after trial, so long as the amendment does not prejudice the
    defendant’s substantial rights.
    [24]   In determining whether the trial court properly allowed the State to amend its
    charging information, we must first determine whether the amendment was one
    of form or of substance. Jones v. State, 
    863 N.E.2d 333
    , 337 (Ind. Ct. App.
    2007). This is a question of law that we review de novo. Erkins v. State, 
    13 N.E.3d 400
    , 405 (Ind. 2014), reh’g denied. Our Supreme Court has held that an
    amendment is of form “if a defense under the original information would be
    equally available after the amendment and the accused’s evidence would apply
    equally to the information in either form,” and “an amendment is of substance
    only if it is essential to making a valid charge of the crime.” Id. at 406.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023          Page 13 of 21
    [25]   Here, “baseball bat” was not essential to making a valid charge of Level 5
    felony battery by means of a deadly weapon; the essential element to enhance
    battery to a Level 5 felony is the use of a deadly weapon, which remained in the
    jury instruction. See, e.g., Jones, 
    863 N.E.2d at 338
     (concluding amendment was
    not of substance where the class of the offense, the essential elements of the
    crime, and the specific statutory provision alleged to have been violated all
    remained the same). Nor did the amendment cause Owens to lose any
    defenses—his only defense was self-defense, which was just as available
    whether or not “baseball bat” was in the charge. The removal of “baseball bat”
    from the charge was an amendment of form, not of substance.
    [26]   Because the amendment was of form, the trial court could allow it at any time
    before, during, or after trial, so long as it did not prejudice Owens’s substantial
    rights. “A defendant’s substantial rights include a right to sufficient notice and
    an opportunity to be heard regarding the charge[.]” Gomez v. State, 
    907 N.E.2d 607
    , 611 (Ind. Ct. App. 2009), trans. denied. An amendment as to either form or
    substance does not prejudice these rights if it does not affect any particular
    defense or change either party’s position. 
    Id. at 610-11
    . “Ultimately, the
    question is whether the defendant had a reasonable opportunity to prepare for
    and defend against the charges.” 
    Id. at 611
    .
    [27]   Owens claims “his defense was centered on rebutting the specific object alleged
    as a deadly weapon under the statute,” Appellant’s Br. p. 23, but we find no
    support for this in the record. The court altered the language of the elements
    instruction before the defense rested, but defense counsel still presented no
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023      Page 14 of 21
    evidence and only argued self-defense in closing. Additionally, Owens had
    notice before the start of trial that the State intended to amend the elements
    instruction; when the State moved to alter the preliminary instruction, it
    advised it would renew the motion for final instructions, and the trial court
    noted the parties could revisit the request then. See Mays v. State, 
    120 N.E.3d 1070
    , 1081 (Ind. Ct. App. 2019) (finding amendment to information did not
    prejudice defendant’s substantial rights where defendant had notice of the
    anticipated amendment and his defense remained the same before and after the
    amendment), reh’g denied, trans. denied. Because the charge of Level 5 felony
    battery by means of a deadly weapon did not change, and the amended charge
    did not affect Owens’s defense, he had a reasonable opportunity to prepare for
    and defend against the charge. His substantial rights were not prejudiced.
    [28]   Although the State did not follow the statutorily prescribed procedure for
    amending the charge, because the removal of “baseball bat” from the elements
    instruction did not prejudice Owens’s substantial rights, the trial court did not
    err in altering the instruction. See Nash v. State, 
    545 N.E.2d 566
    , 567 (Ind. 1989)
    (“The purposes of the motion to amend were therefore fulfilled, and the lack of
    that formal motion to amend did no prejudice to substantial rights. There is
    therefore no error warranting remedy.”).
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023     Page 15 of 21
    III. There was sufficient evidence to support Owens’s
    conviction
    [29]   Owens next argues there is insufficient evidence to sustain his conviction. 5
    When reviewing sufficiency-of-the-evidence claims, we neither reweigh the
    evidence nor judge witness credibility. Willis v. State, 
    27 N.E.3d 1065
    , 1066
    (Ind. 2015). We consider only the evidence supporting the verdict and any
    reasonable inferences that can be drawn from it. 
    Id.
     We will affirm a conviction
    if there is substantial evidence of probative value to support each element of the
    offense such that a reasonable factfinder could have found the defendant guilty
    beyond a reasonable doubt. 
    Id.
    [30]   To obtain a conviction for Level 5 felony battery by means of a deadly weapon,
    the State had to prove Owens knowingly touched “Jacob Dugas” in a rude,
    insolent, or angry manner with a deadly weapon. 
    Ind. Code §§ 35-42-2-1
    (c)(1),
    (g)(2); Appellant’s App. Vol. II pp. 27, 133. Owens argues the State failed to
    prove both that Dugas was the victim and that Owens used a deadly weapon.
    A. Identity of the Victim
    [31]   Owens maintains there was insufficient evidence of the identity of the victim
    named in the charging information because the victim’s full name was never
    established at trial. He contends the State failed to prove that the injured man in
    5
    Owens makes a separate argument that the trial court erred in denying his motion for judgment on the
    evidence under Trial Rule 50(A). See Appellant’s Br. pp. 13-16. Because “[t]he standard of review for a denial
    of a motion for judgment on the evidence is the same as that for a challenge to the sufficiency of the
    evidence,” Dye v. State, 
    943 N.E.2d 928
    , 930 (Ind. Ct. App. 2011), we consider these arguments together.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023                            Page 16 of 21
    the evidence photos and the “Jacob” that Owens mentions in the body-cam
    video are “Jacob Dugas,” the victim alleged in the information. Appellant’s
    Reply Br. p. 4. Owens claims that “[a]t most, the State’s evidence sufficiently
    proves Owens was in an altercation with a Jacob.” Id. at 6. We disagree.
    [32]   While officers questioned Owens about the incident at CVS, Owens referred to
    the other person involved as “Jacob” multiple times. See Ex. 9 at 1:24, 2:02,
    2:57, 3:09. Part of the CVS surveillance footage shows a person stepping in
    front of Owens as Owens is walking to his car. When describing the events in
    the footage during closing argument, defense counsel stated, “Mr. Dugas blocks
    Thomas from returning to his vehicle . . . . Jacob blocked his path.” Tr. pp. 178-
    79. The footage also shows Owens hitting the person blocking his path with a
    long, stick-like object. Officer Tindall was called to CVS to take “photographs
    of a victim that had been hit.” Id. at 124. After the trial court admitted the
    exhibits showing Dugas’s injury, Officer Tindall confirmed the exhibits were
    “the photographs that [he] took that night . . . of the alleged victim.” Id. at 125.
    Detective Parrish also testified that the person in the photos was the same
    person he saw when he arrived at CVS.
    [33]   Taken together, although Dugas was never identified by his full name at trial,
    the State’s evidence and defense counsel’s reference to the victim as “Mr.
    Dugas” were sufficient for the jury to find that the victim referenced at trial was
    “Jacob Dugas,” as named in the charging information. See Davis v. State, 
    796 N.E.2d 798
    , 806 (Ind. Ct. App. 2003) (finding although victim’s name was not
    specifically mentioned at trial, evidence was sufficient for trial court to conclude
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023      Page 17 of 21
    unnamed victim identified in testimony was the same victim referenced in the
    charging information), trans. denied.
    B. Use of a Deadly Weapon
    [34]   Owens also contends the State failed to establish that he committed the battery
    with a deadly weapon. As stated above, the State was not required to prove
    Owens specifically used a baseball bat, so we consider only whether the State
    proved whatever object Owens used could be considered a deadly weapon.
    Whether an object is a deadly weapon is a question of fact determined from the
    nature of the object, how the defendant actually used the object, and the
    circumstances of the particular case. Burgh v. State, 
    79 N.E.3d 955
    , 957 (Ind. Ct.
    App. 2017).
    [35]   The statutory definition of “deadly weapon” is broad and fact-sensitive. 
    Id.
     As
    relevant here, “deadly weapon” is defined as:
    (2) A destructive device, weapon, device, taser . . . or electronic
    stun weapon . . . , equipment, chemical substance, or other
    material that in the manner it:
    (A) is used;
    (B) could ordinarily be used; or
    (C) is intended to be used;
    is readily capable of causing serious bodily injury.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023          Page 18 of 21
    I.C. § 35-31.5-2-86(a). And “serious bodily injury” means “bodily injury that
    creates a substantial risk of death or that causes: (1) serious permanent
    disfigurement; (2) unconsciousness; (3) extreme pain; (4) permanent or
    protracted loss or impairment of the function of a bodily member or organ; or
    (5) loss of a fetus.” I.C. § 35-31.5-2-292.
    [36]   Owens claims that to prove the object he used in the battery was a deadly
    weapon, the State had to establish what the object was. But there is no
    requirement in our statutes or case law that the State must prove exactly what
    object a defendant used to convict for battery by means of a deadly weapon.
    Instead, in determining whether an object constitutes a deadly weapon, the
    factfinder looks to its capacity to inflict serious bodily injury under the
    circumstances. Timm v. State, 
    644 N.E.2d 1235
    , 1238 (Ind. 1994); see also Grogg
    v. State, 
    156 N.E.3d 744
    , 750-51 (Ind. Ct. App. 2020) (finding “flashlight type
    electrical device” qualified as deadly weapon because it had the ability to cause
    serious bodily injury, even though State did not establish whether it was a taser
    or stun gun), trans. denied. Put another way, the State must prove whatever
    object a defendant used to commit battery meets the statutory definition of
    deadly weapon, not what the object was.
    [37]   In the surveillance footage from CVS, Owens can be seen swinging and striking
    Dugas with a long, stick-like object. The photos taken at the crime scene show a
    cut on the side of Dugas’s head bleeding down onto his neck and ear. See Exs.
    3-8. Officer Tindall testified that the cut went into Dugas’s scalp, the injury was
    consistent with an object striking a person, and a blunt object could cause a
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023          Page 19 of 21
    break in the skin like the one shown in State’s Exhibit 5. Although the State did
    not establish what exactly the long, stick-like object was, based on how Owens
    used it—swinging it at Dugas and striking him with it—and the extent of
    Dugas’s injury, the jury could have reasonably inferred that the object could
    inflict serious bodily injury. The evidence is sufficient to establish that Owens
    battered Dugas using a deadly weapon.
    IV. The trial court did not err in denying Owens’s motion to
    supplement the record under Appellate Rule 32
    [38]   Finally, Owens argues the trial court erred in denying his motion to supplement
    the record with Defendant’s Exhibit A, the video files he received from the
    State during discovery. Owens asked the court to make Defendant’s Exhibit A
    part of the trial record under Indiana Appellate Rule 32(A):
    If a disagreement arises as to whether the Clerk’s Record or
    Transcript accurately discloses what occurred in the trial court . .
    . , any party may move the trial court . . . to resolve the
    disagreement. The trial court retains jurisdiction to correct or
    modify the Clerk’s Record or Transcript at any time before the
    reply brief is due to be filed.
    [39]   Owens claims that because trial courts have jurisdiction under the rule to
    modify or correct the record, “the court was permitted to supplement the
    record, and Owens’s request to do so was procedurally proper.” Appellant’s Br.
    p. 34. But Rule 32 does not apply here. There is no disagreement as to whether
    the record accurately reflects what occurred at trial—both parties acknowledge
    that while defense counsel said he could play Defendant’s Exhibit A for the
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023      Page 20 of 21
    court, he never actually presented it. Because the exhibit never came before the
    court, its absence from the record is accurate, so Rule 32 was not the proper
    procedure for adding it to the record. See Chesterfield Mgmt., Inc. v. Cook, 
    655 N.E.2d 98
    , 101 (Ind. Ct. App. 1995) (“As the Unfiled Documents were never
    before the trial court, their exclusion from the Record on appeal is neither an
    omission nor a misstatement of the record. [The Rule] does not authorize
    including in the Record evidence that was never before the trial court.”), reh’g
    denied, trans. denied.
    [40]   Owens’s motion to supplement the record amounted to an untimely offer of
    proof, and his counsel admitted as much at the hearing on the motion. See Tr.
    p. 230 (asking the trial court to admit Defendant’s Exhibit A to correct “the lack
    of proffer on my part Judge, as to what was disclosed to Defense . . . because I
    did not introduce the . . . sped-up video”). Failure to make an offer of proof at
    trial results in waiver of the asserted evidentiary error. Cole v. State, 
    28 N.E.3d 1126
    , 1135 (Ind. Ct. App. 2015). And in any event, although the trial court
    denied Owens’s motion under Rule 32, it still admitted Defendant’s Exhibit A
    for purposes of appellate review, so the goal of the motion was satisfied. Owens
    doesn’t explain how denial of the motion caused him any harm or what
    difference it would have made if the court had granted it. The trial court didn’t
    err in denying Owens’s motion to supplement the record.
    [41]   Affirmed.
    Bradford, J., and Brown, J., concur.
    Court of Appeals of Indiana | Opinion 23A-CR-985 | December 11, 2023       Page 21 of 21
    

Document Info

Docket Number: 23A-CR-00985

Filed Date: 12/11/2023

Precedential Status: Precedential

Modified Date: 12/11/2023