State Public Defender Vs. Iowa ( 2006 )

IN THE SUPREME COURT OF IOWA
No. 64 / 04-0981
Filed September 8, 2006
STATE PUBLIC DEFENDER,
Plaintiff,
vs.
IOWA DISTRICT COURT FOR POLK COUNTY,
Defendant.
Certiorari to the Iowa District Court for Polk County, Constance
Cohen, Judge.
Plaintiff claims district court acted illegally in ordering state public
defender to pay fees of attorneys appointed as guardians ad litem for
parents in child-in-need-of-assistance and termination-of-parental-rights
cases. WRIT SUSTAINED.
Thomas G. Becker, State Public Defender, and Julie Miller, Assistant
State Public Defender, for plaintiff.
Linda Channon Murphy, Des Moines, for defendant.
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TERNUS, Justice.
The plaintiff, state public defender, challenges a district court order
that required the state public defender to pay the fees of attorneys
appointed as guardians ad litem for parents in several child-in-need-of-
assistance (CINA) and termination-of-parental-rights (TPR) cases. He claims
the statutes specifying costs payable from the indigent defense fund
administered by his office do not authorize the use of this fund to
compensate attorneys appointed as guardians ad litem for indigent parents
in juvenile proceedings. The guardians ad litem, advocating on behalf of the
defendant, concede there is no statutory authority for payment of their fees
by the state public defender. They argue, however, that the parents they
represented were constitutionally entitled to guardians ad litem, and
therefore, the state is obligated to pay the guardians. They claim parents’
due process right to a meaningful hearing and right to the equal protection
of the laws are denied if impaired parents are not provided guardians ad
litem. Upon our consideration of the parties’ arguments, we conclude there
is no statutory or constitutional basis to order the guardians’ fees paid from
the indigent defense fund. Therefore, we sustain the writ.
I. Background Facts and Proceedings.
This original certiorari action involves several cases filed in the
district court pursuant to Iowa Code chapter 232 (2003) in which the state
sought to have children declared in need of assistance or to have the
parents’ rights to their children terminated. In each case, the district court
appointed an attorney and a separate guardian ad litem for one or both of
the parents based on the parents’ incompetency. The attorneys serving as
guardians ad litem submitted their bills for services rendered in these
proceedings to the state public defender for payment. After the state public
defender refused to pay the guardians’ fees, claiming they were not payable
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from the indigent defense fund, the district court entered an order requiring
the state public defender to pay the contested fees. The legality of that
order is now challenged in this certiorari action.
II. Scope of Review.
Our review is guided by the following principles:
A writ of certiorari lies where a lower board, tribunal, or
court has exceeded its jurisdiction or otherwise acted illegally
. . . . “Illegality exists when the court’s findings lack
substantial evidentiary support, or when the court has not
properly applied the law.” Our review of the district court’s
action is therefore for correction of errors of law.
State Pub. Defender v. Iowa Dist. Ct. for Black Hawk County, 633 N.W.2d
280, 282 (Iowa 2001) (citations omitted).
“If constitutional issues are raised, however, we independently
evaluate the totality of the evidence, and our review is de novo.” Pfister v.
Iowa Dist. Ct., 688 N.W.2d 790, 794 (Iowa 2004). We presume a challenged
statute is constitutional. Id. The party making the constitutional challenge
must “demonstrate there is no reasonable basis upon which the statute can
be sustained.” Id.
III. Discussion.
The state public defender argues the costs incurred for the
compensation of a court-appointed guardian ad litem for an adult parent in
CINA and TPR cases are not payable out of the indigent defense fund
administered by his office. The guardians respond that because a guardian
ad litem was constitutionally required in each case, the court is obligated to
extend the coverage of the indigent defense fund to compensate the
guardians ad litem. In addition, the guardians assert they served as
guardians ad litem with the understanding they would be paid pursuant to
the contracts they had with the state public defender. See Iowa Code §
13B.4(3) (allowing state public defender to “contract with [attorneys] for the
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provision of legal services to indigent persons”). Because the contracts
between the attorneys and the state public defender were not made a part of
the record, we do not consider the guardians’ contract-based argument.
It is helpful at the outset to identify the precise issue presented in this
appeal. The state public defender does not challenge the appointment of
the guardians ad litem in the underlying cases. Consequently, whether the
appointment of a guardian ad litem was necessary or constitutionally
required in any of these cases is not a matter for our consideration. The
only issue before this court is whether the state public defender must pay
the guardians ad litem from the funds administered by his office. To put
this issue in proper perspective, we begin with a brief history of the relevant
statutes.
At all pertinent times, Iowa Code section 232.89 has provided for the
appointment of counsel for parents in CINA proceedings and the
appointment of counsel and a guardian ad litem for the child in such cases.
See Iowa Code § 232.89(1), (2). Prior to 1999, the Code provisions
authorizing payment of expenses in such cases included “the costs of
compensation of an attorney appointed by the court to serve as counsel or
as guardian ad litem” without regard to whether the attorney represented
the parent or the child. Id. § 232.141(3)(c) (1999). Section 232.141(3)(c)
stated such costs were to be paid “as provided in section 815.7.” Id.
Section 815.7 is a general provision concerning compensation of court-
appointed attorneys in various court proceedings, including juvenile cases.
Prior to 1999 it stated in relevant part: “An attorney . . . who is appointed
. . . to serve as counsel or guardian ad litem to a person in juvenile court in
this state shall be entitled to a reasonable compensation . . . .” Id. § 815.7.
Another provision of chapter 815, section 815.11, authorized payment of
costs incurred under section 232.141(3)(c) and section 815.7 from funds
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appropriated for indigent defense. See id. § 815.11. Thus, prior to 1999,
the state public defender was authorized to compensate an attorney
appointed as a guardian ad litem in a juvenile proceeding, without regard to
whether the attorney represented the parent or the child.
The statutory framework was changed in 1999 to make the payment
provisions parallel to the appointment statute, section 232.89. See 1999
Iowa Acts ch. 135, §§ 20, 21, 26. Section 232.141(3)(c) now limits the state
public defender’s liability to “[c]osts incurred for compensation of an
attorney appointed by the court to serve as counsel to any party or as
guardian ad litem for any child.” Iowa Code § 232.141(3)(c) (2003)
(emphasis added). Similarly, section 815.7 now states an attorney
“appointed by the court . . . to serve as counsel for any person or guardian
ad litem for any child in juvenile court, shall be entitled to reasonable
compensation and expenses.” Id. § 815.7 (emphasis added). Although
section 815.11 continues to provide that costs allowed under sections
232.141(3)(c) and 815.7 are to be borne by the state public defender, the
limitation of the costs allowed under those statutes has eliminated the
responsibility of the state public defender to pay the cost of a guardian ad
litem for a parent in a juvenile proceeding. See id. § 815.11 (stating “[c]osts
incurred under other provisions of the Code or administrative rules are not
payable from these funds”).
To avoid the statutory restriction on the use of monies appropriated
to the state public defender, the guardians argue the state public defender
is constitutionally required to compensate them. They argue elimination of
payment by the state public defender “ensures the end of appointments of
guardians ad litem for impaired indigent parents” in juvenile proceedings.
We are not convinced that is so. Although the legislature no longer permits
guardians ad litem for parents to be paid from the indigent defense fund,
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this change does not prohibit the court from appointing guardians ad litem
for parents. 1
The amendments challenged by the guardians ad litem as
unconstitutional simply eliminated the mechanism that had formerly been
used for compensation of the guardians ad litem. But that change does not
mean the state is not obligated to pay the fees of constitutionally required
guardians ad litem. This court has held that when an attorney is
constitutionally required, the state is obligated to pay the court-appointed
attorney reasonable compensation. See McNabb v. Osmundson, 315 N.W.2d
9, 16 (Iowa 1982); accord Pfister, 688 N.W.2d at 797 (stating that “when the
constitution mandates the appointment of counsel [‘in proceedings brought
by the state in the public interest’], the state has a concomitant
responsibility to pay the court-appointed attorney”). Thus, if the guardians
ad litem appointed in the underlying cases were constitutionally required,
as the district court concluded, the state would have a responsibility to pay
the court-appointed guardians ad litem even in the absence of statutory
authority for the appointment. See Pfister, 688 N.W.2d at 796-98 (holding
state must compensate court-appointed attorneys to which defendants were
1In the same bill that amended sections 232.141(3)(c) and 815.7, the general
assembly amended section 815.10 in a manner that arguably limited the court’s ability to
appoint an attorney as a guardian ad litem. See 1999 Iowa Acts ch. 135, § 28. Section
815.10 states in part that “[t]he court . . . shall appoint the state public defender’s designee
. . . to represent an indigent person at any stage of the . . . juvenile proceedings.” Iowa
Code § 815.10(1). This court has interpreted the authority granted to the court in this
statute to include the power to appoint a guardian ad litem. See State Pub. Defender v.
Iowa Dist. Ct. for Wapello County, 644 N.W.2d 354, 357 (Iowa 2002) (holding section
815.10(1) was “broad enough” to include an attorney appointed by the court to serve as
guardian ad litem for child victims in connection with criminal prosecutions, thereby
making the indigent defense fund liable for the guardian’s compensation). The 1999 act
added the following language to section 815.10(1): “Only one attorney shall be appointed in
all cases, except that in class ‘A’ felony cases the court may appoint two attorneys.” See
1999 Iowa Acts ch. 135, § 28 (codified at Iowa Code § 815.10(1)). The same limitation in
some form has been found in section 815.7 for many years. Neither party in this appeal
has examined the applicability of this limitation to the appointments made in the
underlying juvenile cases, or the impact this language may have on the questions
presented in this appeal. Therefore, we do not consider this provision in our analysis of the
responsibility of the state public defender for the guardians’ fees.
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constitutionally entitled even though there was no statute authorizing their
appointment).
The legislature has provided that claims against the state can be
submitted to the director of the department of management for
consideration by the state appeal board. See Iowa Code ch. 25; Iowa
Admin. Code rs. 543—3.1 to 543—3.5. Claims allowed under this statute
include valid claims against the state for which no appropriation is available
for payment. Iowa Code § 25.1(1). It appears that claims for which no
appropriation exists are payable “out of any money in the state treasury not
otherwise appropriated.” Id. § 25.2(3). Consequently, if the state is liable
for the costs of guardians ad litem in the subject cases, those costs can be
sought under the procedure established by the legislature for general claims
against the state. Therefore, we reject the guardians’ argument that
elimination of the indigent defense fund as a source of payment is
tantamount to eliminating guardians ad litem for indigent parents. Cf.
Pfister, 688 N.W.2d at 798 (holding statutory amendments changing “the
mechanics of providing and paying counsel for indigent parolees” were not
unconstitutional).
The burden is on the guardians ad litem to demonstrate a
constitutional infirmity in the manner in which constitutionally required
guardians ad litem are compensated. See id. at 794. They have failed to
advance any argument in their brief that payment of compensation as a
general claim against the state rather than under the procedure established
for the state public defender violates the equal protection or due process
rights of parents. See Iowa R. App. P. 6.14(1)(c). Under these
circumstances, we find no constitutional basis to require the state public
defender to pay the costs for these guardians ad litem.
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This court’s decision in In re Interest of S.A.J.B., 679 N.W.2d 645
(Iowa 2004), upon which the guardians ad litem rely, does not require a
contrary result. In In re S.A.J.B., the district court refused to appoint
counsel for an indigent mother in an involuntary termination-of-parental-
rights case filed by the child’s father under Iowa Code chapter 600A. In re
S.A.J.B., 679 N.W.2d at 646. We held the mother’s right to equal protection
was violated because parents in involuntary termination proceedings
brought under Iowa Code chapter 232 were provided court-appointed
counsel. Id. at 650. To remedy this constitutional defect in the statutory
scheme, we held parents in chapter 600A termination proceedings were also
entitled to appointed counsel at public expense. Id. at 651.
The guardians in this case argue we should similarly extend the
coverage of the indigent defense fund to include their compensation to
remedy the denial of due process allegedly resulting from the amendments
to sections 232.141(3)(c) and 815.7. But that argument rests on the
incorrect premise that the alteration in the way guardians ad litem are paid
in effect means guardians ad litem cannot be appointed. As we have
discussed, the amendments challenged by the guardians dealt solely with
payment and did not prohibit appointment of guardians ad litem for
indigent parents. Therefore, the remedy given in In re S.A.J.B., where
counsel was denied, is not warranted here.
In summary, we conclude the state public defender has no statutory
responsibility to compensate guardians ad litem appointed to represent
parents in juvenile proceedings. In addition, the amendments to section
232.141(3)(c) and section 815.7 eliminating the state public defender’s
obligation to pay such guardians ad litem do not violate parents’ equal
protection or due process rights. Therefore, we conclude the district court
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erred in ordering the state public defender to pay the bills submitted by the
guardians in the underlying cases.
WRIT SUSTAINED.