State of Iowa v. Eldra Scott Jennings Jr. ( 2016 )


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  •                     IN THE COURT OF APPEALS OF IOWA
    No. 14-2098
    Filed June 15, 2016
    STATE OF IOWA,
    Plaintiff-Appellee,
    vs.
    ELDRA SCOTT JENNINGS JR.,
    Defendant-Appellant.
    ________________________________________________________________
    Appeal from the Iowa District Court for Johnson County, Paul D. Miller,
    Judge (Count I), and Deborah Farmer Minot, District Associate Judge (Count II).
    Defendant appeals his convictions for intimidation with a dangerous
    weapon and carrying weapons. AFFIRMED.
    Mark C. Smith, State Appellate Defender, and Theresa R. Wilson,
    Assistant Appellate Defender, for appellant.
    Thomas J. Miller, Attorney General, and Linda J. Hines, Assistant Attorney
    General, for appellee.
    Heard by Vogel, P.J., and Doyle and Bower, JJ.
    2
    BOWER, Judge.
    Defendant Eldra Jennings Jr. appeals his convictions for intimidation with
    a dangerous weapon and carrying weapons.          We conclude the district court
    properly denied the motion to suppress Jennings’s statements made during the
    interview at the police station. We determine there is substantial evidence in the
    record to support Jennings’s conviction for intimidation with a dangerous weapon
    with the intent to injure or provoke fear or anger in another. We deny Jennings’s
    claims of ineffective assistance of counsel. We affirm his convictions.
    I.     Background Facts & Proceedings
    On July 27, 2014, at about 1:30 a.m., Iowa City police officers heard three
    or four gunshots at the pedestrian mall in downtown Iowa City. Michael Dillon,
    who operated a food vending cart, saw a man fire a weapon into the air and then
    run from the scene. Diane Dillon, who was also working at the food vending cart,
    crouched down when she heard the shots. Diane stated there were about 200
    people in the pedestrian mall. She testified, “People hit the ground. They either
    crouched or they got down on the ground.” Diane was worried about shots
    hitting the propane tanks used for the vending cart.
    Officer Benjamin Hektoen, who was on foot patrol at the pedestrian mall,
    described the scene:
    There were hundreds of people running towards me, you know,
    away from the source of the gunshots. Many of these people were
    cowering. There was screaming going on. People were ducked
    behind trees or garden planters. There was a large number of
    people that were running back into the bars, in what I discerned as
    an attempt to get away from the gunshots.
    3
    Officer Hektoen also stated people “appeared very fearful to me. They were
    running. They were screaming. They had their hands over their head. Their
    necks were scrunched down. Their shoulders were up by their ears. They were
    just kind of in a panic.”
    When officers arrived at the scene of the shooting, Michael Dillon
    described the shooter and indicated the direction he went, and the officers ran in
    pursuit. Jennings, who matched the description of the shooter, was stopped by
    officers and told to get on the ground. Jennings told the officers he had a gun.
    Officers retrieved a 9 mm handgun from his waistband. Jennings was informed
    of his Miranda rights and taken to the police station. Officers found shell casings
    matching Jennings’s gun at the pedestrian mall.
    Jennings was interviewed by Officer Jeremy Bossard at the police station.
    Jennings informed Officer Bossard he was seventeen years old.1 There is no
    evidence any of the officers attempted to contact a parent or guardian for
    Jennings. During the videotaped interview, Jennings stated he had a gun and he
    shot it on the pedestrian mall. Jennings stated he was with a group of people
    and a verbal argument broke out with another group of people. He stated he
    believed the argument was going to turn physical so he pulled out his gun and
    fired three shots into the air.
    A petition was filed alleging Jennings committed the delinquent acts of
    intimidation with a dangerous weapon, carrying weapons, going armed with
    1
    At the time of the incident in July 2014, it was less than one month before Jennings’s
    eighteenth birthday.
    4
    intent, and reckless use of a firearm. The juvenile court entered an order waiving
    jurisdiction to district court, pursuant to Iowa Code section 232.45 (2013).
    The State filed a trial information charging Jennings with intimidation with
    a dangerous weapon with intent, carrying weapons, and going armed with intent.
    Jennings filed a motion to suppress claiming: (1) he did not voluntarily waive his
    Miranda rights at the time of the interview; (2) he was interrogated while in
    custody without validly waiving his right to counsel, in violation of section 232.11;
    and (3) his statement he had a gun, while being held down on the pavement at
    gunpoint, was involuntary.
    After a hearing, the district court found Jennings voluntarily waived his
    Miranda rights. The court found the offense of intimidation with a dangerous
    weapon with intent to injure or provoke fear or anger in another, in violation of
    section 708.6, was a forcible felony and a juvenile’s right to counsel under
    section 232.11 did not apply to a juvenile charged with a forcible felony. The
    court determined, however, the right to counsel under section 232.11 applied to
    the other two charges, carrying weapons and going armed with intent, which
    were not forcible felonies. The court concluded Jennings’s statements during the
    interview should be suppressed for the offenses of carrying weapons and going
    armed with intent, and the trial on those charges must be severed from the trial
    on the charge of intimidation with a dangerous weapon with intent. The court
    also determined Jennings voluntarily stated, “I have a gun,” or words to that
    effect at the time he was stopped and the statement was admissible at trial.
    The State voluntarily dismissed the charge of going armed with intent. A
    jury trial was held on the charge of intimidation with a dangerous weapon with
    5
    intent. The charge of carrying weapons was tried to the court based on the
    minutes of testimony. Jennings was found guilty of both offenses. Jennings was
    sentenced to a term of imprisonment not to exceed ten years on the charge of
    intimidation with a dangerous weapon with intent.      The court suspended the
    sentence and placed Jennings on probation for five years. On the charge of
    carrying weapons, Jennings was sentenced to 139 days in jail and given credit
    for the 139 days he had already served. Jennings now appeals his convictions.
    II.     Waiver of Miranda Rights
    Jennings claims the district court should have granted his motion to
    suppress because he did not voluntarily and intelligently waive his Miranda rights
    during the custodial interrogation at the police station. He points out he was a
    juvenile.    Jennings claims there is no evidence in the record to show he
    adequately understood the rights he was giving up.
    “Our review of the record on the voluntariness of a confession is de novo,
    and we make our own evaluation of the circumstances.” State v. Hajtic, 
    724 N.W.2d 449
    , 453 (Iowa 2006).        The State bears the burden of proving a
    defendant’s waiver of Miranda rights was voluntary, knowing, and intelligent. 
    Id.
    A defendant subjected to custodial interrogation must be informed of his
    rights under the Fifth and Fourteenth Amendments. State v. Ortiz, 
    766 N.W.2d 244
    , 251 (Iowa 2009) (citing Miranda v. Arizona, 
    384 U.S. 436
    , 479 (1966)).
    Statements made during custodial interrogation are inadmissible unless the
    defendant was specifically informed of his Miranda rights and there was a valid
    waiver of those rights. State v. Palmer, 
    791 N.W.2d 840
    , 844–45 (Iowa 2010). A
    6
    waiver of Miranda rights must be made voluntarily, knowingly, and intelligently.
    State v. Tyler, 
    867 N.W.2d 136
    , 174 (Iowa 2015).
    “First, for a suspect to knowingly and intelligently waive his Miranda rights,
    the State must prove by a preponderance of the evidence that the waiver was
    made ‘with a full awareness of both the nature of the right being abandoned and
    the consequences of the decision to abandon it.’” Palmer, 791 N.W.2d at 845
    (citation omitted). “Second, for a waiver to be made voluntarily, the State must
    prove by a preponderance of the evidence that the relinquishment of the right
    was ‘the product of a free and deliberate choice rather than intimidation,
    coercion, or deception.’” Id. (citation omitted).
    “Courts use an objective standard to determine whether a defendant’s
    waiver is voluntary, knowing, and intelligent.” Hajtic, 
    724 N.W.2d at 453
    . A court
    may consider a defendant’s age, prior experience in the criminal justice system,
    mental condition, ability to understand questions, and physical and emotional
    reaction to interrogation, as well as whether deception or physical punishment
    were used, and the length of the interrogation. Tyler, 867 N.W.2d at 175.
    Officer Bossard testified he informed Jennings of his Miranda rights.
    Officer Bossard then interviewed Jennings for about forty to forty-five minutes at
    the police station. Jennings did not seem confused about what had happened or
    the process.    He did not show any signs of physical or mental impairment.
    Jennings offered statements about his history in the juvenile court system. We
    note Jennings was less than one month from turning eighteen years old. See
    Hajtic, 
    724 N.W.2d at 456
     (finding defendant, who had validly waived his Miranda
    7
    rights, “lacked only one month of being eighteen”).            There is no evidence
    Jennings was subjected to intimidation, coercion, or deception.
    A defendant’s waiver of Miranda rights need not be express. State v.
    Mann, 
    512 N.W.2d 528
    , 534 (Iowa 1994). A defendant’s voluntary decision to
    talk to an officer “may clearly be implied from the fact that he did so after being
    advised that he was not required to.” Id.; see also State v. Thai, 
    575 N.W.2d 521
    , 524 (Iowa Ct. App. 1997). Here, Jennings was informed of his Miranda
    rights and he answered the officer’s questions, showing he waived his Miranda
    rights.     Looking at the totality of the circumstances, we determine Jennings
    voluntarily, knowingly, and intelligently waived his Miranda rights. We conclude
    the district court properly denied the motion to suppress his statements made
    during the interview at the police station.
    III.   Sufficiency of the Evidence
    Jennings claims there is not sufficient evidence in the record to support his
    conviction for intimidation with a dangerous weapon with intent to injure or
    provoke fear or anger in another and the district court should have granted his
    motion for judgment of acquittal. Jennings states he did not shoot his gun into
    the assembly of people, but rather, fired into the air. He also states there is
    insufficient evidence to show he threatened to shoot his gun within an assembly
    of people.
    We review a district court ruling on a motion challenging the sufficiency of
    the evidence for the correction of errors of law. State v. Showens, 
    845 N.W.2d 436
    , 439 (Iowa 2014). The Iowa Supreme Court has stated:
    8
    In reviewing challenges to the sufficiency of the evidence
    supporting a guilty verdict, courts consider all of the record
    evidence viewed in the light most favorable to the State, including
    all reasonable inferences that may be fairly drawn from the
    evidence. We will uphold a verdict if substantial record evidence
    supports it.
    
    Id.
     at 439–40 (citation omitted).
    Under section 708.6 the offense of intimidation with a dangerous weapon
    with intent, a class “C” felony, is committed when a person “shoots . . . or
    discharges a dangerous weapon . . . within an assembly of people, and thereby
    places the occupants or people in reasonable apprehension of serious injury or
    threatens to commit such an act under circumstances raising a reasonable
    expectation that the threat will be carried out.” There are two alternatives in the
    statute—shooting or discharging a dangerous weapon within an assembly of
    people, or threatening to shoot or discharge a dangerous weapon within an
    assembly of people. Section 708.6 criminalizes an assault calculated to imperil
    the safety of people in an assembly. State v. Ross, 
    845 N.W.2d 692
    , 699 (Iowa
    2014).
    In the case of State v. Bush, 
    518 N.W.2d 778
    , 779 (Iowa 1994), there was
    evidence the defendant shot straight into the air but also evidence he shot at
    some of the guests at a party, where about twenty to thirty people were present.
    The court found the definition of the phrase, “within an assembly of people,”
    meant “into or through two or more persons at the same place.”          Bush, 
    518 N.W.2d at 780
    .      The court noted the defendant “was not isolated nor off by
    himself,” but “was within a ring of people when he fired the shots and that these
    people were within range of the handgun.” 
    Id.
     The court concluded a jury could
    9
    also reasonably find the defendant “fired the shots through this ring of people,
    thereby subjecting them to the obvious risk of severe injury or even death.” 
    Id.
    The court concluded, “the jury could easily infer that [the defendant] fired his gun
    ‘within an assembly of people.’” 
    Id.
    Another case on this issue is In re N.W.E., 
    564 N.W.2d 451
    , 453 (Iowa Ct.
    App. 1997), where, believing a physical confrontation was about to take place, a
    juvenile “pulled out a handgun and fired one round into the air at a forty-five
    degree angle.” There were four people in front of him and two on each side of
    him.   N.W.E., 
    564 N.W.2d at 454
    .        Similar to the present case, the juvenile
    argued “he did not fire the gun ‘into or through two or more persons at the same
    place.’” See 
    id.
     (citing Bush, 
    518 N.W.2d at 780
    ). We stated, “We think that is
    too narrow of a reading of Bush.” 
    Id.
     We concluded the evidence supported a
    finding the juvenile fired the gun “within an assembly of people.” Id.; see also,
    e.g., State v. Anderson, No. 14-0423, 
    2015 WL 799788
    , at *4 (Iowa Ct. App. Feb.
    25, 2015) (finding sufficient evidence defendant committed intimidation with a
    dangerous weapon with intent when he threatened to shoot a dangerous weapon
    at a group of people outside a house).
    We find there is substantial evidence in the record to show Jennings shot
    or discharged a dangerous weapon within an assembly of people placing them in
    reasonable apprehension of serious injury. See 
    Iowa Code § 708.6
    ; N.W.E., 
    564 N.W.2d at 454
    . As in N.W.E., Jennings was surrounded by other people in the
    crowded pedestrian mall when he shot into the air. The evidence from Diane
    Dillon and Officer Hektoen shows the people present in the pedestrian mall at the
    time Jennings fired the shots had a reasonable apprehension of serious injury.
    10
    See Ross, 845 N.W.2d at 701 (finding the State must prove that by discharging a
    firearm the defendant placed at least two people in an assembly in reasonable
    fear). There was evidence some people hit the ground, some people crouched
    down, and some people ran.           There was evidence people were fearful,
    screaming, and “in a panic.” The State points out a bullet shot into the air may
    still be dangerous. See In re C.D.G., 
    632 S.E.2d 450
    , 451 (Ga. Ct. App. 2006)
    (stating a juvenile fired shots into the air with a gun and a person fleeing the area
    “was struck in the head by a bullet and was killed”).
    We also find there is substantial evidence in the record to show Jennings
    threatened to shoot or discharge a dangerous weapon within an assembly of
    people. Jennings stated an argument with another group of people was going to
    turn physical so he pulled out his gun and fired three shots into the air. Thus, the
    purpose of shooting the gun was to give a warning to the other group of people
    and to place them in fear. By shooting the weapon into the air he raised a
    reasonable expectation the threat of shooting within the assembly of people
    would be carried out.
    We determine there is substantial evidence in the record to support
    Jennings’s conviction for intimidation with a dangerous weapon with the intent to
    injure or provoke fear or anger in another.
    IV.    Ineffective Assistance
    A.     On his claim he did not voluntarily waive his Miranda rights,
    Jennings requests the imposition of guidelines for the custodial interrogation of
    juveniles.   He suggests the following requirements:       (1) the presence of an
    attorney; (2) electronic recording of the interrogation; (3) Miranda warnings given
    11
    in language appropriate to the suspect’s age; and (4) the adoption of a fifteen-
    factor test found in State v. Benoit, 
    490 A.2d 295
    , 301–02 (N.H. 1985). The
    district court did not rule on Jennings’s requests, and therefore, the issue has not
    been preserved for our review. See State v. Jefferson, 
    574 N.W.2d 268
    , 278
    (Iowa 1997) (noting issues must be presented to and passed upon by the district
    court before they can be raised and decided on appeal).
    Jennings alternatively claims if error was not preserved for any reason on
    this issue, it was due to ineffective assistance of counsel. We review claims of
    ineffective assistance of counsel de novo. Ennenga v. State, 
    812 N.W.2d 696
    ,
    701 (Iowa 2012). To establish a claim of ineffective assistance of counsel, a
    defendant must show (1) the attorney failed to perform an essential duty, and (2)
    prejudice resulted to the extent it denied the defendant a fair trial.              State v.
    Carroll, 
    767 N.W.2d 638
    , 641 (Iowa 2009). A defendant has the burden to show
    ineffective assistance of counsel by a preponderance of the evidence. State v.
    Cromer, 
    765 N.W.2d 1
    , 7 (Iowa 2009).
    We note section 232.45(11)(a) provides specific rules concerning
    statements of a juvenile after being taken into custody and prior to intake when
    the juvenile has been waived to district court.2 The statute lists specific factors to
    consider in determining whether the juvenile’s statements were voluntary. 
    Iowa Code § 232.45
    (11)(a)(1)–(8).3 The factors found in section 232.45(11)(a) are
    2
    The application of the statutory guidelines found in section 232.45(11)(a) was not
    raised before the district court.
    3
    These factors are: (1) the opportunity of the child to consult with a parent, attorney, or
    other adult; (2) the child’s age; (3) the child’s level of education; (4) the child’s level of
    intelligence; (5) whether the child was advised of the child’s constitutional rights; (6) the
    length of time the child was held before the statement was made; (7) the nature of the
    12
    similar to those employed by the district court in determining Jennings’s
    statements were voluntary, and therefore, Jennings has not shown the result of
    the proceeding would have been different if the court had applied the specific
    factors found in section 232.45(11)(a). Additionally, Jennings has not shown that
    if counsel had advocated for the adoption of guidelines different than the
    statutory guidelines found in section 232.45(11)(a), those guidelines would have
    been adopted, they would have resulted in the suppression of Jennings’s
    statements to officers, and the result of the proceeding would have been
    different.   We conclude Jennings has failed to show he received ineffective
    assistance of counsel on this ground.
    B.      Jennings also claims he received ineffective assistance because
    defense counsel did not challenge the exclusion for forcible felonies in the
    application of section 232.11 as a violation of equal protection. Section 232.11
    provides for the assistance of counsel for juveniles alleged to have committed a
    delinquent act. Violations by a child age sixteen or older, which constitute a
    forcible felony, are excluded from the jurisdiction of the juvenile court. 
    Iowa Code § 232.8
    (1)(c); State v. Mann, 
    602 N.W.2d 785
    , 791 (Iowa 1999).           Thus, the
    waiver-of-counsel restrictions found in section 232.11 are inapplicable to the
    prosecution of forcible felonies because these offenses are excluded from the
    jurisdiction of the juvenile court by section 232.8(1)(c).    State v. Harris, 
    589 N.W.2d 239
    , 244 (Iowa 1999).
    questioning; and (8) whether physical punishment, such as deprivation from sleep or
    food, was used.
    13
    Jennings claims this distinction for the prosecution of juveniles alleged to
    have committed forcible felonies violates equal protection because “[t]here is no
    rational basis for treating similarly situated juvenile offenders differently in the
    provision of rights designed to offset the coercive effect of custodial
    interrogations.”
    The Iowa Supreme Court addressed an equal protection challenge to
    section 232.8(1)(c) on the ground that for juveniles who committed a forcible
    felony, the statute treated those juveniles who were over sixteen years of age
    differently than it treated those at least fourteen but less than sixteen. Mann, 
    602 N.W.2d at 792
    .      The court stated, “Moreover, section 232.8(1)(c) operates
    equally upon all persons similarly situated: juveniles sixteen and over who
    commit forcible felonies.” 
    Id.
     at 793–94. The court concluded, “Because the
    classification made by section 232.8(1)(c) is reasonable and operates equally
    upon all juveniles falling within the class, it does not violate the Equal Protection
    Clause.” 
    Id. at 794
    . The Iowa Supreme Court has already determined section
    232.8(1)(c) treats similarly situated juveniles, those who are over the age of
    sixteen and who commit forcible felonies, the same. See id.; McQuistion v. City
    of Clinton, 
    872 N.W.2d 817
    , 830 (Iowa 2015) (“[E]qual protection demands that
    laws treat alike all people who are ‘similarly situated with respect to the legitimate
    purposes of the law.’” (citation omitted)).
    Additionally, there is a rational basis for treating those juveniles who
    commit a forcible felony differently than those juveniles who commit lesser
    crimes. See King v. State, 
    818 N.W.2d 1
    , 25 (Iowa 2012) (“Unless a suspect
    class or a fundamental right is at issue, equal protection claims are reviewed
    14
    under the rational basis test.”).   In discussing section 232.8(1)(c), the Iowa
    Supreme Court stated, “Having placed certain designated crimes committed by
    juveniles who have reached the age of sixteen within the criminal court
    jurisdiction, the legislature presumably thought the need for adult discipline and
    legal restraint was necessary in these cases.” State v. Terry, 
    569 N.W.2d 364
    ,
    367 (Iowa 1997).
    We determine Jennings has not shown he received ineffective assistance
    due to defense counsel’s failure to challenge section 232.8(1)(c) on equal
    protection grounds. “Counsel, of course, does not provide ineffective assistance
    if the underlying claim is meritless.” State v. Halverson, 
    857 N.W.2d 632
    , 635
    (Iowa 2015).
    We affirm Jennings’s convictions.
    AFFIRMED.