Alynn Smith, petitioner-appellee/cross-appellant v. Howard Eaton, respondent-appellant/cross-appellee. ( 2016 )

IN THE COURT OF APPEALS OF IOWA
No. 16-0553
Filed December 21, 2016
ALYNN SMITH,
Petitioner-Appellee/Cross-Appellant,
vs.
HOWARD EATON,
Respondent-Appellant/Cross-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, David M. Porter,
Judge.
A father appeals, and a mother cross-appeals, the district court’s
modification decision. AFFIRMED AS MODIFIED.
Lynne Wallin Hines of Lynne W. Hines Law Office, Des Moines, for
appellant/cross-appellee.
Jeffrey A. Kelso of Cunningham & Kelso, P.L.L.C., Urbandale, for
appellee/cross-appellant.
Considered by Vogel, P.J., and Vaitheswaran and McDonald, JJ.
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VOGEL, Presiding Judge.
Howard Eaton appeals, and Alynn Smith cross-appeals, the district court’s
modification order regarding the parties’ minor child. Howard asserts the child
support that the court ordered Alynn to pay should have been retroactive to
November 2014. He claims the court abused its discretion in not awarding him
trial attorney fees as the successful party. He takes issue with the court’s
decision to grant seven weeks of summer visitation to Alynn, asserting it should
only be six weeks. He also asks that we reverse the district court’s award of
attorney fees to Alynn that pertain to the parties’ dispute over the court’s
jurisdiction. In her cross-appeal, Alynn claims the court should not have awarded
physical care of the parties’ child to Howard, the court’s child support calculation
is incorrect, and the court should not have ordered all additional visitation to take
place in Tennessee.
I. Background Facts and Proceedings.
Howard and Alynn are the parents of a child born in 2003. The court
entered a paternity and custody decree in 2004 placing the child in Alynn’s
physical care, subject to Howard’s visitation. That decree was modified in
February 2008 to grant the parties joint physical care. Howard moved to
Arkansas in July 2009, leaving the child in Iowa with Alynn and returning to see
the child monthly. Alynn began experiencing behavioral issues with the child and
discussed with Howard the possibility of having the child live with Howard in
Arkansas. The parties agreed to a ninety-day trial period beginning in December
2009. In the late spring 2010, the parties negotiated the terms of a modification
decree that would provide for the child to remain living in Arkansas with Howard,
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with visitation to Alynn, and establish Alynn’s child support obligation. While an
agreement was reached and Howard signed the necessary documents, Alynn
changed her mind and refused to file the modification decree.
Thereafter, Howard instituted a custody action in Arkansas in September
2010. Though the action was served on Alynn, she failed to respond, and a
default order was entered in November 2010, establishing Alynn’s child support,
retroactive to December 2009, and giving Howard “full custody” of the child. The
order did not provide any specific visitation schedule for Alynn, but she continued
to have visitation with the child during his breaks from school, including the fall
break, winter break, spring break, and a portion of the summer break every year.
In August of 2011, Howard and the child moved from Arkansas to
Tennessee. Visitations with Alynn continued on all of the child’s school breaks,
and Alynn continued to pay the child support ordered by the Arkansas court. In
November 2013, Howard attempted to have the Arkansas decree registered with
the Tennessee court. After Alynn filed a resistance, the Tennessee court denied
the registration, finding it appeared Iowa retained jurisdiction to modify the 2008
decree, making the Arkansas order invalid. Alynn filed a motion for a declaratory
judgment in Arkansas asking that the 2010 order be declared void ab initio. In
July 2014, the Arkansas court granted Alynn’s motion, declaring Iowa retained
exclusive jurisdiction to modify the 2008 custody order and that the 2010
Arkansas order was void in light of the lack of subject matter jurisdiction.
That same week, Alynn filed a modification petition and a petition for writ
of habeas corpus in Iowa, and Howard filed a modification action in Tennessee.
The Iowa court annulled Alynn’s petition for writ of habeas corpus, concluding
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“[t]he best interests of the child mandate that the child be returned to Tennessee
in time to start school.” However, the Iowa court denied Howard’s application for
Iowa to decline jurisdiction to allow the Tennessee action to continue. In denying
Howard’s request, the court noted Howard
attempted to secure jurisdiction in Arkansas through unjustifiable
conduct in restraining the child and he continues with these same
actions in Tennessee. This Court cannot not reward a parent’s use
of the minor child as a pawn to attempt to secure jurisdiction in
another state. Further, Iowa is not an inconvenient forum to modify
its custody order.
Thereafter, the Tennessee modification action was dismissed, and the
modification action proceeded solely in Iowa.
After a four-day trial in November 2015, the court issued its modification
ruling on December 24, 2015. The court placed the child in Howard’s physical
care subject to Alynn’s visitation rights, which occur in conjunction with the child’s
school breaks, and ordered Alynn pay child support starting on January 1, 2016.
Both parties filed posttrial motions under Iowa Rule of Civil Procedure 1.904(2).
In response, the court filed an amended and substituted ruling and order on
February 24, 2016, which, among other things, reduced the amount of monthly
child support Alynn was required to pay, denied Howard’s request for the child
support obligation to start in November 2014, adjusted the start date of the
summer visitation, provided all additional visitation on the child’s three-day
weekends would take place in Tennessee, outlined the obligations of the parties
with respect to the child’s mode of transportation for the visitation and the parties’
payment obligations for that transportation, and awarded Alynn attorney fees
incurred to contest the jurisdiction issue. Both parties now appeal.
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II. Scope and Standard of Review.
Our review of this modification petition is de novo as the matter was heard
in equity. In re Marriage of Hoffman, 867 N.W.2d 26, 32 (Iowa 2015). We give
the district court’s findings of fact weight, especially with regard to the court’s
assessment of the credibility of witnesses, but we are not bound by those
findings. Id. With respect to the district court’s decision to award attorney fees,
our review is for the abuse of discretion. Christy v. Lenz, 878 N.W.2d 461, 469
(Iowa Ct. App. 2016).
III. Modification of Physical Care.
Alynn claims the district court should not have granted physical care of the
parties’ child to Howard in Tennessee but instead should have placed the child in
her care in Iowa. A party seeking to modify the terms of custody decree “must
prove by a preponderance of the evidence a substantial change in circumstances
occurred after the decree was entered.” In re Marriage of Harris, 877 N.W.2d
434, 440 (Iowa 2016). In addition, that party must “prove a superior ability to
minister to the needs of the child[].” Id. The change in circumstances must be
permanent and relate to the welfare of the child. In re Marriage of Brown, 778
N.W.2d 47, 51 (Iowa Ct. App. 2009).
Because the Arkansas decree was declared void ab initio, we must look
for a change in circumstances since the last Iowa custody order in February of
2008. That decree awarded the parties joint physical care of the child and was
entered when both parties lived in the Des Moines area. Since then, Howard has
relocated to Arkansas and then to Tennessee with the child living in his care as
of December 2009. Both parties agree Howard’s move from Iowa was a
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substantial change in circumstances that made joint physical care of the child
unworkable. Thus, we need to address which party can offer superior care.
By the district court’s assessment, the child at issue is a “happy, well-
adjusted, smart, funny, and successful” twelve-year-old, who is an honor roll
student, first chair viola player, beta club member, and active on the basketball
and baseball teams. After moving to Arkansas, the child no longer needed
medication to manage ADHD and developed a warm, loving relationship with
Howard’s then-girlfriend and now wife. The child has now been in Howard’s care
for six years, and Howard has provided “excellent care.”
Alynn claims Howard unjustifiably restrain the child from seeing her,
asserting Howard refused to return the child to her when she “canceled” the
physical care trial period in 2010 and told Howard she would not sign the
negotiated modification decree. While the district court noted there were three
disputes over summer visitation, they all stemmed from Howard’s concern that
Alynn would not return the child at the end of the visitation period and the lack of
a court order placing the child in his care. All three problems occurred when
litigation was pending or threatened, and all three times Alynn was granted
visitation once assurances were made that the child would be returned to
Howard. Otherwise, the district court concluded there was “scant evidence that
[Howard] maliciously interfered with [Alynn’s] contact with [the child].”
Alynn claims Howard refuses to share information with her about the child,
instead delegating much of the parenting responsibility to his wife because
Howard travels often for his job. Alynn claims her communication with Howard’s
wife became strained after Howard hired his wife’s law firm in Tennessee to
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represent him in the custody dispute. However, the district court found Howard
and his wife kept Alynn informed of the child’s camps, concerts, sports and
school schedules. In addition, Howard initiated most of the scheduling and
planning for Alynn’s visitations with the child over the past six years.
Alynn claims Howard interferes with her ability to communicate with the
child by taking away the iPad the child uses to message her and refuses her
offers to purchase the child a cell phone. Again, the district court did not find any
evidence to substantiate Alynn’s claims, noting the evidence indicated many
phone calls were initiated from Howard’s or his wife’s cell phone to Alynn, missed
calls were returned, the iPad was taken away from the child for discipline
purposes and the child remained able to contact Alynn via cell phone, and
Howard did not want the child to have a cell phone at this time due to his
concerns over the child’s level of responsibility and safety.
Finally, Alynn claims she can provide a more stable environment for the
child. The child has not been in her care since December 2009. At that time,
she was having difficulty controlling the child’s behavior in school, and the child
was on medication and a behavior management plan with the school. Because
she could not address the behavior concerns, she asked Howard to assume
care. The court noted the lack of evidence in the record as to Alynn’s plans to
ensure the child is successful in school, for who would care for the child when
Alynn is unable to provide the care such as before and after school, or what
extracurricular activities would be available to the child. The court concluded that
it had no doubt Alynn loved the child unconditionally, but she failed to meet her
burden of proof to demonstrate she could provide superior care.
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Upon our de novo review of the record, we agree with the district court’s
assessment of the evidence and affirm the court’s decision to grant Howard
physical care of the child.
IV. Visitation.
Both parties also appeal different aspects of the court’s decision governing
the visitation scheduled. Howard appeals the length of the summer visitation,
and Alynn challenges the court’s geographic restrictions on the additional
visitation allowed during the child’s three-day weekends.
A. Summer. The amended modification decision provided Alynn would
receive seven weeks of visitation during the summer commencing on June 10,
2016. Howard claims the court should have ordered only six weeks of summer
visitation to ensure he is allowed some meaningful time with the child when the
child is on break from school. Howard points out that Alynn has the child for
most of the time the child is on break from school, including spring break and fall
break every year, along with one-half of the winter break.
In setting the summer visitation schedule, the court had at its disposal the
child’s school calendar for the 2015-2016 academic year. The calendar
demonstrates that school started on August 10 and let out for the summer on
May 27. There were two weeks between the end of the school year and the
beginning of Alynn’s summer visitation on June 10. Assuming the school
commenced classes for the 2016-2017 school year at approximately the same
time it did for the prior school year, Alynn’s summer visitation with the child would
end with a little over one week before the start of the child’s school year. Thus,
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Howard would receive a little more than three weeks of the child’s ten-week
summer break.
Alynn opposes any reduction in the number of weeks she spends with the
child over the summer, noting her visitation is restricted to only when the child is
on break from school because of the distance between the parties’ homes. In
order to maximize the time she is allowed to spend with the child, she maintains
seven weeks is in the child’s best interest. We disagree. Alynn is granted the
vast majority of the time the child is away from his school obligations. While
Howard provides care during most weekends, he is not granted many extended,
uninterrupted times to spend with the child. The court’s decision permits Howard
to spend quality time with the child in the summer only during the two weeks at
the beginning and one week at the end of the summer break. We agree with
Howard he should be granted an additional week during the summer. Thus, we
modify the summer visitation provision to provide Alynn with six weeks of
visitation commencing on June 10 of each year.
B. Additional Visitation in Tennessee. The court’s decree also granted
Alynn additional visitation time with the child whenever the child has a three-day
weekend break from school, so long as Alynn provides two weeks’ notice to
Howard. But the court restricted this additional visitation to take place only in
Tennessee. Alynn claims on appeal the geographic restriction is unduly
burdensome creating additional expense for her—hotel, rental car, and meals
away from home—and unnecessarily prevents her from traveling to another state
with the child. A review of the school calendar demonstrates a handful of these
three-day weekends not otherwise provided for in the visitation provisions of the
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decree. We agree with Alynn that such a restriction is unwarranted in this case.
Alynn should be permitted exercise visitation with the child during these three-
day weekends outside the geographic boundaries of the state of Tennessee.
However, we conclude that Alynn bears sole responsibility for the cost of
transportation for either herself or the child during these visitations.
V. Child Support.
Both parties also appeal different provisions of the child support decision.
Alynn asserts the monthly amount of child support is too high, and Howard
claims the court should have ordered Alynn to pay retroactive child support
starting in November 2014.
A. Amount. The district court ordered Alynn to pay $645.00 per month in
child support based on the court’s assessment that Howard earned an annual
income of $97,000 and Alynn earned an annual income of $67,000. Alynn claims
the undisputed evidence was that her annual income would be less than $67,000
because she has been informed by management that no overtime would be
allowed in the foreseeable future. She claims the court should have used her
hourly rate multiplied by forty hours per weeks, for an annual income of
approximately $57,400. She also claims the court understated Howard’s income.
Howard testified he would earn between $97,000 and $120,000 in 2015. After
reviewing his profit and loss statements, the court estimated Howard’s income
would be on the lower range of his estimate and set his annual income at
$97,000. Alynn claims the profit and loss estimate is not to be believed and the
court should have used the higher estimate in the range Howard provided—at
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least $120,000. She also claims the district court should have taken into
consideration that Tennessee does not have a state income tax.1
A review of the only paystub submitted by Alynn at trial indicates she was
earning overtime as of August 2015. As of that point in time, she had
accumulated over 102 hours of overtime, earning approximately $4200. Alynn
testified that while she did not anticipate there being much approved overtime
going into 2016, she did not know for sure. However, Alynn’s testimony
established she had received overtime in 2015 and in at least the previous two
years, though the amount of overtime may have fluctuated. “[O]vertime wages
come within the definition of gross income used to calculate the proper award.
Only when such overtime is speculative or uncertain, or where a parent is forced
to work overtime to meet a burdensome child support obligation, may overtime
pay be excluded from the guideline calculation.” In re Marriage of Geil, 509
N.W.2d 738, 742 (Iowa 1993). Alynn’s equivocal testimony that her overtime
may not be allowed in the foreseeable future was insufficient to prove the
overtime that she has consistently received for at least the past three years was
“speculative or uncertain.”
Howard had been promoted in his position shortly before this modification
proceeding commenced. He is a commission-based regional sales coordinator
1
The monthly child support obligation initially set by the court corresponded with
Howard’s child support worksheet submitted as evidence at trial—$667.00. In that
worksheet, a reduction was taken from Howard’s income for state income tax. In the
parties’ posttrial motions, the lack of income tax in Tennessee was pointed out to the
court. The court then filed an amended and substituted decree that reduced the monthly
support obligation to $645.00 with no explanation as to the reduction. It is likely that the
reduction in the child support obligation was the result of the court recalculating the
obligation by removing the state income tax deduction for the portion of Howard’s
income earned in Tennessee. It thus appears Alynn’s claim of error on this issue has
already been resolved.
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of insurance products. He testified his income can fluctuate based on his
expenses and whether customers prematurely terminate their coverage. His
best estimate was that he would make around $85,000 from his insurance sales
and an additional $12,000 from a day care business he owns in Arkansas. The
profit and loss statements from Howard’s two businesses indicated the day care
center was not making a profit as of the middle of October 2015 and his
insurance business was experiencing a year-to-date profit of approximately
$41,000. While Alynn claims these statements are not to be believed, there was
no evidence to support her assertion Howard’s annual income should be at least
$120,000. We agree with the district court’s assessment of the parties’ income
and the amount of the resulting child support obligation.
B. Retroactivity. While not contesting the monthly amount of child
support, Howard appeals the court’s denial of his request for retroactive child
support, beginning three months after the modification petition was filed—
November 2014.2 When the Arkansas decree was voided in July 2014, Alynn’s
support obligation terminated, and she did not pay any support for the child
during the pendency of the modification proceeding. However, the child
remained in Howard’s care. The court ordered the new support obligation to
begin on January 1, 2016, thereby creating a gap in the support payments of
approximately seventeen months.
2
Alynn claims Howard did not preserve error on this claim because he failed to contest
the issue at trial. As the trial court was presented with the issue and ruled on it in its
response to the rule 1.904(2) motions, we consider the issue preserved for our review.
See Meier v. Senecaut, 641 N.W.2d 532, 537 (Iowa 2002) (“It is a fundamental doctrine
of appellate review that issues must ordinarily be both raised and decided by the district
court before we will decide them on appeal.”).
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Iowa Code section 598.21C(5) (2013) permits retroactive child support in
modification proceedings, but such an award is within the discretion of the trial
court and may be retroactive “only from three months after the date the notice of
the pending petition for modification is served on the opposing party.” See In re
Marriage of Bircher, 535 N.W.2d 137, 139 (Iowa Ct. App. 1995). In denying
Howard’s request, the district court stated:
Eaton further requests this Court order Smith to pay
retroactive child support. Based on the state of this record the
Court does not believe that is appropriate. As detailed above, both
parties are equally responsible for the circumstances now before
the Court. Eaton, however, had ample opportunity to bring this
issue before the Iowa District Court. He chose not to. Implicit in his
failure to act is the notion that he was satisfied with the status quo.
Smith having no legal obligation to pay child support was part of
that status quo. Eaton must now live with his choices. Eaton’s
request for retroactive child support should be and is hereby
denied.
The modification petition was filed in July 2014. Howard never filed a motion
requesting a temporary modification of the 2008 child support obligation during
the pendency of the action. See Iowa Code § 598.21C(4) (permitting the court to
temporarily modify child support while a modification petition is pending).
Howard resisted Alynn’s request for a hearing on temporary matters, which was
to include an assessment of temporary child support. In addition, Howard
testified at the modification trial that Alynn had overpaid the child support ordered
under the Arkansas decree because her income withholding order was never
changed after she had satisfied the retroactive portion of that decree. Howard
admitted to receiving an extra $26 per week from Alynn from November 2010
until July 2014 and admitted he never refunded this overpayment to Alynn. We
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find no abuse of discretion in the court’s refusal to order retroactive child support
in this case.
VI. Attorney Fees.
Finally, Howard appeals the court’s decision requiring him to pay Alynn’s
attorney fees related to the litigation over which state had subject matter
jurisdiction and the court’s failure to award him attorney fees as the successful
party in the modification proceeding. In addition, both parties ask for an award of
appellate attorney fees.
A. Jurisdiction Attorney Fees. With respect to actions brought pursuant
to the Iowa Uniform Child Custody Jurisdiction and Enforcement Act (UCCJEA),
Iowa Code section 598B.312(1) provides:
The court shall award the prevailing party, including a state,
necessary and reasonable expenses incurred by or on behalf of the
party, including costs, communication expenses, attorney fees,
investigative fees, expenses for witnesses, travel expenses, and
child care expenses during the course of the proceedings, unless
the party from whom fees or expenses are sought establishes that
the award would be clearly inappropriate.
As it was determined that Iowa retained subject matter jurisdiction over the
modification proceeding, Alynn was the prevailing party, and the court was
required to award attorney fees unless the award would have been “clearly
inappropriate.” Howard claims this case falls within the “clearly inappropriate”
category in light of Alynn’s refusal to file the negotiated modification decree in
Iowa in 2010 after the child began living with Howard in Arkansas. If Alynn had
followed through with her promise to file the modification action then, Howard
asserts the need for any subsequent action could have been avoided. However,
it was not the attorney fees generated in 2010 from the failure of Alynn to file the
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modification action that is at issue in this award. It was the attorney fees
expended by Alynn to contest Howard’s assertions that Iowa no longer retained
subject matter jurisdiction in 2014 that are at issue.
In the order denying Howard’s request to decline jurisdiction, the Iowa
court noted,
Howard could have sought enforcement of the settlement
agreement in Iowa [in 2010] or he could have retained Iowa
counsel to have the agreement filed in Iowa. Instead, he sought
and obtained a default modification order in Arkansas, his Arkansas
attorney knowing full well that the Arkansas court did not have
jurisdiction to modify Iowa’s order. . . .
According to the intent of the UCCJEA, Howard’s actions in
circumventing the rule of law were not in the best interests of the
minor child. To allow Tennessee to assume jurisdiction would
reward Howard for his strong-handed and unjustifiable conduct as
well as thwart the entire intent of the UCCJEA.
....
. . . [Howard] attempted to secure jurisdiction in Arkansas
through unjustifiable conduct in restraining the child and he
continues with these same actions in Tennessee. This Court
cannot not reward a parent’s use of the minor child as a pawn to
attempt to secure jurisdiction in another state. Further, Iowa is not
an inconvenient forum to modify its custody order.
We cannot conclude that district court should have found an award of attorney
fees under section 598B.312 was “clearly inappropriate” in this case. We affirm
the district court’s order awarding Alynn $6247.50 in attorney fees.
B. Modification Trial Attorney Fees. Next, Howard claims the court
should have awarded him attorney fees for the modification proceeding because
he was the prevailing party. Iowa Code section 600B.26: “In a proceeding to
determine custody or visitation, or to modify a paternity, custody, or visitation
order under this chapter, the court may award the prevailing party reasonable
attorney fees.” An award of trial attorney fees rests in the district court’s sound
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discretion. In re Marriage of Romanelli, 570 N.W.2d 761, 765 (Iowa 1997). We
will not disturb the ruling on appeal unless there is an abuse of discretion. Id.We find no abuse of discretion in this case and affirm the court’s refusal to grant
either party their request for trial attorney fees.
C. Appellate Attorney Fees. Both parties request an award of appellate
attorney fees. Whether to award attorney fees on appeal rests in our discretion,
and we consider “the needs of the party making the request, the ability of the
other party to pay, and whether the party making the request was obligated to
defend the trial court's decision on appeal.” Id. Upon our review of the merits of
this appeal, we decline to award either party appellate attorney fees.
VII. Conclusion.
We affirm the district court’s modification decision regarding its placement
of the child in Howard’s care, the child support amount and its nonretroactivity,
and the court’s decision to award Alynn attorney fees related to the jurisdictional
dispute but do not award either party attorney fees for the modification
proceeding. However, we modify two provisions with respect to visitation: Alynn
is entitled to six weeks of summer visitation, and she is not restricted to the state
of Tennessee if she exercises additional visitation during the child’s three-day
weekends, but she is solely responsible for all transportation expenses related to
the three-day weekend visitation. Neither party is awarded appellate attorney
fees.
AFFIRMED AS MODIFIED.