State of Iowa v. Melton Ray Carter ( 2019 )

IN THE COURT OF APPEALS OF IOWA
No. 18-1502
Filed June 5, 2019
STATE OF IOWA,
Plaintiff-Appellant,
vs.
MELTON RAY CARTER,
Defendant-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Woodbury County, Julie A.
Schumacher, Judge.
On discretionary review, the State challenges the district court’s grant of
Carter’s motion to suppress. REVERSED AND REMANDED.
Thomas J. Miller, Attorney General, and Louis S. Sloven, Assistant Attorney
General, for appellant.
Mark C. Smith, State Appellate Defender, (until withdrawal) and Theresa R.
Wilson, Assistant Appellate Defender, for appellee.
Considered by Tabor, P.J., Bower, J., and Blane, S.J.*
*Senior judge assigned by order pursuant to Iowa Code section 602.9206 (2019).
2
BLANE, Senior Judge.
Our supreme court granted the State’s application for discretionary review
of a district court ruling that granted Melton Carter’s motion to suppress the
marijuana discovered on Carter’s person by an officer conducting a warrantless
search. The State challenges the court’s determination that the officer’s detection
of marijuana odor coming from Carter’s person by itself, absent other
circumstances, was not adequate probable cause for the search. Upon our review,
we conclude the district court incorrectly applied the law and reverse the grant of
Carter’s motion to suppress.
I. Background facts and procedure.
On August 30, 2017, Sioux City Police Officer Christopher Eral was sitting
in his police vehicle and filling out paperwork with the window partially open. He
observed a male, later identified as Carter, walking past his patrol car at a distance
of thirty to forty feet. As Carter did so, Officer Eral detected an odor he recognized
as marijuana.1 The officer did not smell the marijuana odor until Carter walked by,
and there was nobody else in the area who could plausibly have been the source
of the odor.
1 In arguments at the close of the suppression hearing, Carter’s counsel raised concern
that this distance was too great for the officer to smell the marijuana odor or determine it
was coming from Carter so as to constitute “reasonable suspicion” to stop Carter in the
first place. The district court’s ruling does not directly address the argument. In the factual
findings, the court appears to accept the officer’s testimony that he could detect the odor
from that distance and thus found reasonable suspicion for the officer to stop and detain
Carter. See State v. McIver, 858 N.W.2d 699, 702 (Iowa 2015) (“Probable cause of a
crime supports an arrest, while reasonable suspicion of a crime allows a peace officer to
stop and briefly detain a person to conduct a further investigation.”) On appeal, Carter
does not raise the “reasonable suspicion” issue.
3
Officer Eral radioed that he was going to be out of his patrol vehicle with an
individual, exited his patrol car, and then walked toward and called out to Carter.
As Officer Eral and Carter approached each other, the officer detected the odor of
marijuana coming directly from Carter’s person. Officer Eral asked Carter for
consent to search, which Carter denied. Officer Eral advised Carter that he was
going to search Carter due to the odor of marijuana coming from his person. Carter
admitted to Officer Eral that he had marijuana on his person, which the officer
located in Carter’s left pants pocket during the search.2 Officer Eral arrested Carter
for possession of the marijuana.
Officer Eral is trained in drug recognition and previously handled more than
one hundred cases involving marijuana. He is familiar with what marijuana smells
like.3 Officer Eral testified that when he first smelled the marijuana odor he felt he
had “reasonable suspicion to at least talk with [Carter].” When he approached
Carter and “was in close proximity with him” to engage in conversation, Officer Eral
detected the marijuana odor coming directly from Carter and felt at this point he
had probable cause to arrest Carter for possession of marijuana. Officer Eral had
not yet placed Carter under arrest at the time of the search. Carter does not
dispute that Officer Eral would have been able to smell marijuana on his person.
2 Based on the record before us, it is unclear whether Carter made this admission before
or after the search began. If it was made before the search began, Carter’s admission
would be adequate probable cause by itself for the search, thereby rendering the officer’s
detection of the odor of marijuana evidence necessary only as “reasonable suspicion” to
stop Carter in the first place. Neither party raised and the trial court did not address this
“admission” issue; all focus was on whether the odor of marijuana emanating from Carter
by itself was adequate probable cause for the search.
3
Although cases sometimes distinguish between raw and burnt marijuana, the record in
this case does not describe which odor was emanating from Carter. This does not matter
to the analysis.
4
On September 8, 2017, the county attorney filed a trial information charging
Carter with possession of a controlled substance, third violation, based upon the
events of August 30. On September 15, Carter filed a written arraignment and
plea of not guilty. On October 24, Carter’s counsel filed a motion to suppress the
marijuana discovered during the search, asserting an illegal seizure and search
under the Fourth Amendment to the United States Constitution, and article I,
section 8 of the Iowa Constitution. Carter argued that Officer Eral did not have
probable cause coupled with exigent circumstances to conduct the search and that
the marijuana that was seized was not in plain view.
On November 1, the State filed its resistance, arguing the officer had either
probable cause and exigent circumstances or the search was incident to an
arrest.4 The district court held a hearing on the motion on January 29, 2018, at
which both Officer Eral and Carter testified. On March 9, the district court filed its
ruling. Relying on two Iowa Supreme Court cases, State v. Merrill, 538 N.W.2d
300, 301-02 (Iowa 1995), and State v. Moriarty, 566 N.W.2d 866, 868-69 (Iowa
1997),5 the court reached the conclusion that the supreme court had not yet
determined whether an officer’s detection of a smell of marijuana alone gives rise
to probable cause to conduct a warrantless search of a person. The court then
concluded:
Under the current case law in Iowa, such is not sufficient, absent
other circumstances. Applying the current case law in Iowa as set
out above, the Court finds that Officer Eral did not have probable
cause to conduct a warrantless search of the defendant’s person
4
In support of its resistance, the State cited State v. Mohr, 734 N.E.2d 804, 809 (Ohio
2000), and United States v. Humphries, 372 F.3d 653, 659 (4th Cir. 2004).
5
We note defense counsel did not cite to the trial court the specific Iowa appellate
decisions that the court relied upon in its ruling.
5
based on the smell of marijuana alone. Unlike the previous decisions
by our appellate courts, there was no testimony of any furtive
movements, or any other paraphernalia such as a roach clip or pipe,
visible on the defendant. The defendant was on foot, and not in a
vehicle. While other jurisdictions have concluded that the smell of
marijuana alone is sufficient for a warrantless search, the governing
body of law in Iowa has not adopted such conclusion.
The court also ruled, “[T]here was not probable cause coupled with exigent
circumstances, or a search incident to lawful[6] arrest. While the State at the
hearing also asserted a Terry stop, the officer’s testimony was void of evidence to
support the same.” The court then granted the motion to suppress.
On March 16, the State filed a motion to reconsider that ruling, asking the
court to address the more recent Iowa Supreme Court case of State v. Watts, 801
N.W.2d 845 (Iowa 2011). The district court held a hearing on June 6. In its order
on August 19, it discussed Watts and denied the State’s motion to reconsider.
On August 29, the State filed an application for discretionary review and
motion to stay with the supreme court. By order on August 31, the supreme court
granted the application and stayed the proceedings. The supreme court then
transferred the review to this court, and it is now before us for consideration.
II. Standard and scope of review.
Our review of challenges to a ruling on the merits of a motion to suppress
is de novo because such claims implicate constitutional issues. State v. Baker,
925 N.W.2d 602, 609 (Iowa 2019). “We make an ‘independent evaluation of the
totality of the circumstances as shown by the entire record.’” State v. Scheffert,
6
We assume the district court used “lawful” arrest because it determined there was no
probable cause.
6
910 N.W.2d 577, 581 (Iowa 2018) (citation omitted). “We give deference to the
district court’s factual findings, but they do not bind us.” Id.Before we embark on our review, we must first address the State’s and
defendant’s contentions on what is actually before this court for review. The State
contends that we may not consider an independent approach to article I, section 8
that would diverge from the Fourth Amendment as Carter did not urge the district
court to consider it. Carter’s motion to suppress specifically stated:
Article 1, section 8 of the Iowa Constitution is substantially identical
to the Fourth Amendment; as such, the Iowa Supreme Court has
“consistently interpreted the scope and purpose of Article 1, section
8, of the Iowa Constitution to track with federal interpretations of the
Fourth Amendment.” State v. Breuer, 577 N.W.2d 41, 44 (Iowa
1998).
Carter “does not advance a distinct analytical framework under the Iowa
Constitution.” Baker, 925 N.W.2d at 610. “Because [Carter] did not advance a
distinct analytical framework for his claim under article I, section 8 of the Iowa
Constitution, in our discretion we choose to apply the federal framework” and
consider his state and federal constitutional claims concurrently. Id.
Carter points out that in the district court the State argued the warrant
exceptions of search incident to arrest, probable cause coupled with exigent
circumstances, and a Terry7 investigatory stop. Carter contends that the State
limits its argument to probable cause and exigent circumstances in this
discretionary review and therefore any argument regarding search incident to
arrest and Terry should be deemed waived. See State v. Short, 851 N.W.2d 474,
7
Terry v. Ohio, 392 U.S. 1, 30-31 (1968) (allowing detention and frisk for weapons based
on reasonable suspicion).
7
479 (Iowa 2014). The State disputes this; as in its appellate brief the State explains
that since the district court ruled that the officer did not have probable cause, the
warrantless exceptions of probable cause with exigent circumstances and search
incident to arrest could not apply. On this review, the State argues that since the
court should have found probable cause, on remand the district court must then
address whether the probable cause was coupled with exigent circumstances or
whether the search was incident to arrest. We agree a Terry basis for the search
was not further raised by the State in this appeal. We therefore address only
whether the district court properly determined whether the officer had probable
cause.
III. Discussion.
Our supreme court has previously summarized the law governing searches
and seizures in Iowa.
Both the United States and Iowa Constitutions prohibit unreasonable
searches. A warrantless search is presumed unreasonable. When
a warrantless search is challenged, the State must demonstrate, by
a preponderance of the evidence, that the search came within an
exception to the warrant requirement. Exceptions to the warrant rule
include consent, probable cause coupled with exigent
circumstances, and searches incident to lawful arrests. An initially
unconstitutional search is not validated by reason of its success. In
the context of evidentiary searches, “probable cause” exists when a
reasonably prudent person would believe that evidence of a crime
will be discovered in the place to be searched.
Moriarty, 566 N.W.2d at 868 (citations omitted).
In light of these principles, we first address the cases upon which the district
court relied in granting Carter’s motion to suppress. In Merrill, the Iowa Supreme
Court confronted a unique fact scenario. Merrill was the passenger in a vehicle.
Merrill, 538 N.W.2d at 300. The police stopped the vehicle to arrest the driver
8
based on a warrant. Id. The police decided to impound the vehicle, so passenger
Merrill was asked to exit the vehicle. Id. at 301. When Merrill exited the vehicle,
the officer smelled the odor of burnt marijuana on Merrill. Id. “[The officer] asked
Merrill to empty his pockets onto the hood of the squad car. When Merrill emptied
his right pocket, it appeared to [the officer] [Merrill] was hiding something in the
palm of his hand.”8 Id. The officer then grabbed Merrill’s hand and seized a bag
of marijuana and pipe. Id. Merrill was charged with possession of marijuana. Id.Merrill filed a motion to suppress, framing the issue as follows:
[E]ven assuming the smell of burnt marijuana gave [the officer]
reasonable suspicion authorizing the initial request to empty his
pockets, [the officer]’s actions went beyond the scope of a minor
intrusion envisioned by [State v.] Riley, [501 N.W.2d 487 (Iowa
1993)] and [State v.] Becker, [458 N.W.2d 604 (Iowa 1990)] when he
reached for Merrill’s hand.”
Id. at 301 (emphasis added).
The supreme court then reviewed cases from other jurisdictions that
considered whether the smell of burnt marijuana standing alone provides probable
cause for a warrantless search. Id. at 301-02. It found that a majority of states
that had addressed the issue held that an officer’s detection of the odor of
marijuana, standing alone, constituted probable cause—though two states had
held otherwise. Id.
8
Later in the opinion, the court states: “[W]hen Merrill stepped out of the car [the officer]
detected the smell of burnt marijuana. [The officer] also noticed that Merrill appeared to be
trying to hide something in his hand.” It is unclear from these two descriptions when the
attempted concealment occurred. This inconsistency is significant as to what triggered
the officer to search—smelling the marijuana as Merrill exited the vehicle or the furtive
movement to hide something. If the officer had already asked Merrill to empty his
pockets—which constitutes a search—based on smelling burnt marijuana before
observing the furtive movement, then the furtive movement was not part of the probable
cause for the search.
9
The Iowa Supreme Court concluded that it did not need to decide whether
the odor of marijuana alone would be probable cause as the record evidenced an
additional circumstance—furtive movement. Id.
The district court here also discussed the Moriarty case. In Moriarty, the
supreme court discussed the Merrill opinion, stating:
Defendant argues that the smell of burnt marijuana, standing alone,
cannot give rise to probable cause. Defendant places reliance on
our decision in Merrill, 538 N.W.2d at 302. In Merrill we held that the
odor of burnt marijuana coupled with furtive movements by the
defendant added up to probable cause. Contrary to defendant’s
assertion, we did not hold that the odor of marijuana alone cannot
give rise to probable cause. We specifically noted that a majority of
states addressing the issue have held that the odor of burnt
marijuana alone may provide probable cause to justify a warrantless
search. In the present case, however, as in Merrill, the odor in
question was not the only factor in the officer’s probable cause
calculus. As noted above, he observed an unused alligator clip
hanging from defendant’s rearview mirror. We believe that this fact
combined with the plain smell of burnt marijuana provided the officer
with probable cause to search defendant’s person.
Moriarty, 566 N.W.2d at 868–69 (emphasis added) (citation omitted).
Because Merrill and Moriarty had at least one other factor in addition to the
odor of marijuana to support the probable-cause determination and the supreme
court had not opined on this specific issue, the district court concluded “the
governing body of law in Iowa has not adopted” the conclusion that the odor of
marijuana alone is sufficient to justify a search.
In the State’s motion to reconsider, the district court was directed to State
v. Watts, 801 N.W.2d 845 (Iowa 2011). The court indicated it reviewed Watts and
stated:
The facts of Watts differ substantially from the instant case. The
officers in Watts had obtained a search warrant after smelling the
door jambs of an apartment complex. The instant case involves the
10
warrantless search of a pedestrian on an odor of marijuana when the
defendant walked through a parking lot in which an officer was
seated in a patrol vehicle.
We observe the district court missed the import of Watts.
In Watts, officers had stopped a motorist who had marijuana. 801 N.W.2d
at 848. The motorist provided the officers with the address where he had obtained
the marijuana, and officers then went to that apartment. Id. The officers knocked
on the door and when the occupant, Watts, slightly opened the door, the officers
were able to smell marijuana odor coming out by the door jamb. Id. at 848–49.
Watts tried to retreat into the apartment, but the officers restrained him, entered
the apartment, and observed marijuana in plain view. Id. at 849.
The officers applied for a search warrant based on the information from the
motorist, the smell of marijuana coming out by the door jamb, and their
observations of marijuana and packaging materials upon entering the apartment.
Id. The magistrate crossed out and stated he was not relying on the information
from the motorist. Id. The supreme court found that the officers did not have
exigent circumstances to enter the apartment, therefore the information in the
search warrant application regarding the officers observations upon entering the
apartment could not form probable cause for issuance of the warrant. Id. at 850–
51. The supreme court still found that the search warrant could be issued solely
on probable cause of the officers statement of smelling marijuana coming out of
the apartment by the door jamb. Id. at 853–54.
The district court attempted to distinguish the facts from Watts—that the
marijuana odor in Watts was coming from an apartment and formed probable
cause for issuance of a search warrant—from the present facts—the officer’s
11
detection of the marijuana odor emanating from a pedestrian constituting probable
cause to conduct a warrantless search of Carter’s person. It appears the district
court determined there is a difference between probable cause to obtain a search
warrant and probable cause to perform a warrantless search.
Both the Federal9 and Iowa Constitutions10 require probable cause to
search. Probable cause exists when the facts and circumstances within the
arresting officer’s knowledge would warrant a person of reasonable caution to
believe that an offense is being committed. State v. Horton, 625 N.W.2d 362, 364–
65 (Iowa 2001). In the context of a warrantless search, probable cause exists
“when a reasonably prudent person would believe that evidence of a crime will be
discovered in the place to be searched.” Moriarty, 566 N.W.2d at 868; see
generally 2 Wayne R. LaFave, Search and Seizure § 3.2(c), at 38 (3d ed. 1996)
(discussing necessity of viewing circumstances from standpoint of the officer,
guided by his training, knowledge, and experience, rather than from the viewpoint
of an average citizen). The probable cause is the same to obtain a search warrant
as it is to conduct a warrantless search. United States v. Ross, 456 U.S. 798, 823
(1982) (“The scope of a warrantless search based on probable cause is no
9
The Fourth Amendment to the United States Constitution states:
The right of the people to be secure in their persons, houses, papers, and
effects, against unreasonable searches and seizures, shall not be violated,
and no Warrants shall issue, but upon probable cause, supported by Oath
or affirmation, and particularly describing the place to be searched, and the
persons or things to be seized.
10
Article I, section 8 of the Iowa Constitute states:
The right of the people to be secure in their persons, houses, papers and
effects, against unreasonable seizures and searches shall not be violated;
and no warrant shall issue but on probable cause, supported by oath or
affirmation, particularly describing the place to be searched, and the
persons and things to be seized.
12
narrower—and no broader—than the scope of a search authorized by a warrant
supported by probable cause. Only the prior approval of the magistrate is waived;
the search otherwise is as the magistrate could authorize.”).
In Johnson v. United States, the United States Supreme Court discussed
when the detection of an odor establishes sufficient probable cause for a
magistrate to issue a search warrant. 333 U.S. 10, 13 (1948). There, the Court
stated:
If the presence of odors is testified to before a magistrate and he
finds the affiant qualified to know the odor, and it is one sufficiently
distinctive to identify a forbidden substance, this Court has never
held such a basis insufficient to justify issuance of a search warrant.
Indeed it might very well be found to be evidence of most persuasive
character.
Id.Considering Johnson, Watts, and State v. Eubanks, 335 N.W.2d 57, 59,
(Iowa 1984), our court found the odor of marijuana by itself was adequate probable
cause for a warrantless search, stating, “In addressing the smell of marijuana
supporting a vehicle search, our supreme court has held “a trained officer’s
detection of a sufficiently distinctive odor, by itself or when accompanied by other
facts, may establish probable cause.” State v. Stewart, No. 17-0705, 2018 WL
2084832, at *2 (Iowa Ct. App. May 2, 2018) (emphasis added).
In Eubanks, the supreme court determined “[T]he patrolman clearly had
sufficient probable cause to search the vehicle and its contents” based on the fact
he “smelled the odor of marijuana drifting from the car when he approached
defendant, who was seated behind the steering wheel.” 355 N.W.2d at 59; see
also State v. Pickering, No. 16-1272, 2017 WL 1405913, at *1 (Iowa Ct. App. Apr.
13
19, 2017) (“After initiating the traffic stop, the deputy detected the smell of
marijuana wafting from the vehicle as the driver was exiting the vehicle. This is
sufficient to establish probable cause to search further.”); State v. Gary, No. 05-
0597, 2006 WL 1409147, at *2 (Iowa Ct. App. Apr. 24, 2006) (“As [the officer]
approached the vehicle, he noticed an odor of marijuana emanating from it. After
asking Gary to exit the vehicle, the officer also smelled marijuana emanating
directly from Gary’s person. These observations ripened [the officer]’s reasonable
suspicion into probable cause.”).
Carter cites cases from several other states that have either rejected what
he refers to as the “plain smell” rule,11 or ruled that evidence of ingestion does not
support continued possession so as to justify a search.12 This court is, however,
obligated to follow our supreme court’s precedent. See McElroy v. State, 703
N.W.2d 385, 393 (Iowa 2005) (noting the court of appeals has “understandably . . .
declined to tinker with [supreme court] precedents” on past occasions); State v.
Eichler, 83 N.W.2d 576, 578 (Iowa 1957) (“If our previous holdings are to be
overruled, we should ordinarily prefer to do it ourselves.”); State v. Hastings, 466
N.W.2d 697, 700 (Iowa Ct. App. 1990) (“We are not at liberty to overturn Iowa
Supreme Court precedent.”). Cases from other jurisdictions are not compelling
precedent on this issue.
11State v. Hadley, 410 P.3d 140, 151 (Kan. Ct. App. 2017).
12 State v. Flinchpaugh, 659 P.2d 208, 211 (Kan. 1983) (ruling that once controlled
substance is assimilated into the body, the person no longer has control over it); State v.
Lewis, 394 N.W.2d 212 (Minn. Ct. App. 1986) (same); see also State v. Thronsen, 809
P.2d 941 (Alaska Ct. App. 1991); State v. Vorm, 570 N.E.2d 109 (Ind. Ct. App. 1991);
State v. Harris, 632 S.E.2d 534 (N.C. Ct. App. 2006).
14
IV. Conclusion.
Iowa Supreme Court precedent holds that the odor of marijuana emanating
from a person, by itself, when detected by a police officer, who has adequate
knowledge and training to recognize the smell, constitutes probable cause. The
district court incorrectly found otherwise and improperly granted Carter’s motion to
suppress. For this reason, we reverse the ruling of the district court and remand
for further proceedings.
REVERSED AND REMANDED.