State of Iowa v. Thomas Jay Downer ( 2017 )


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  •                     IN THE COURT OF APPEALS OF IOWA
    No. 16-0927
    Filed February 8, 2017
    STATE OF IOWA,
    Plaintiff-Appellee,
    vs.
    THOMAS JAY DOWNER,
    Defendant-Appellant.
    ________________________________________________________________
    Appeal from the Iowa District Court for Floyd County, Peter B. Newell,
    District Associate Judge.
    Thomas Downer appeals the judgment and sentence entered after
    pleading guilty to first-degree harassment. AFFIRMED.
    Mark C. Smith, State Appellate Defender, and Nan Jennisch, Assistant
    Appellate Defender, for appellant.
    Thomas J. Miller, Attorney General, and Timothy M. Hau, Assistant
    Attorney General, for appellee.
    Considered by Danilson, C.J., and Doyle and McDonald, JJ.
    2
    DOYLE, Judge.
    Thomas Downer appeals the judgment and sentence entered after he pled
    guilty to first-degree harassment. He argues his trial counsel was ineffective in
    failing to object to a discussion of unproven crimes of domestic violence during
    the victim’s impact statement at the sentencing hearing. We review his claim de
    novo. See State v. Clay, 
    824 N.W.2d 488
    , 494 (Iowa 2012).
    In order to prove a claim of ineffective assistance, a defendant must prove
    trial counsel failed to perform a duty and prejudice resulted.      See State v.
    Graves, 
    668 N.W.2d 860
    , 869 (Iowa 2003). Unless the defendant proves both
    prongs, the ineffective-assistance claim fails. See 
    Clay, 824 N.W.2d at 495
    . We
    ordinarily preserve such claims for postconviction-relief proceedings but will
    resolve them on direct appeal when the record is adequate. See 
    id. at 494.
    Downer argues his trial counsel had a duty to object to the victim’s
    discussion of “her turbulent and violent relationship with Downer,” in which she
    provided details of additional domestic abuse she suffered at Downer’s hands as
    well as the impact it had on both her and her children. Because the district court
    was aware of this unproven history of domestic violence, Downer argues the
    court’s reference to the crime’s “significant impact on the victim” shows it
    improperly relied on unproven charges.
    In sentencing a defendant, the court may not rely on unproven and
    unprosecuted charges unless the defendant admits to the charges or facts are
    presented to show the defendant committed the offenses. See State v. Formaro,
    
    638 N.W.2d 720
    , 725 (Iowa 2002). When the court improperly considers such
    charges, we will remand the case for resentencing. See 
    id. But the
    fact that the
    3
    court is merely aware of unproven charges is insufficient to overcome the
    presumption that the court properly exercised its discretion in sentencing a
    defendant. See State v. Ashley, 
    462 N.W.2d 279
    , 282 (Iowa 1990). Rather, the
    defendant must affirmatively show the court relied on the unproven offense in
    imposing its sentence. See State v. Jose, 
    636 N.W.2d 38
    , 41 (Iowa 2001).
    The court noted the crime for which Downer was being sentenced was a
    crime of violence because he had threatened violence on the victim. The court
    also noted that the crime “had a significant impact on the victim in this matter.”
    Finally, the court referenced Downer’s prior convictions for assault and noted he
    had served twenty days in jail for assault in 2010. Based on that conviction, the
    court concluded it would be appropriate to sentence Downer to more than seven
    days in jail and imposed a 365-day jail sentence with all but thirty days
    suspended.
    Downer is unable to make an affirmative showing the court improperly
    relied on unproven charges in sentencing him for harassment. The sentencing
    court made no specific reference to any unproven charges or to Downer’s history
    of domestic violence in his relationship with the victim. See State v. Jose, 
    636 N.W.2d 38
    , 43 (Iowa 2001) (distinguishing cases in which the court specifically
    referenced unproven charges during sentencing with a situation in which the
    court referenced only “additional crimes” and discussed the defendant’s prior
    criminal history in explaining its sentencing decision and finding the latter “is not
    an ‘affirmative showing’ that the court considered unproven charges”). Rather,
    the record supports a finding that the sentencing court referenced the impact that
    Downer’s present offense had on the victim. See State v. Sailer, 
    587 N.W.2d 4
    756, 763 (Iowa 1998) (noting that “without further proof the court considered [the
    victim]’s discussion of unproven offenses in the victim impact statement for an
    improper purpose,” the court’s statement that it considered “the amount of the
    financial loss to the victim” would be taken “at face value to mean the court
    merely considered the impact on the victim when setting the sentence”).
    Because Downer is unable to affirmatively show the district court relied on
    unproven charges in sentencing him, he cannot show he was prejudiced by
    counsel’s failure to object to the victim’s discussion of unproven charges during
    the victim impact statement. We therefore affirm.
    AFFIRMED.