State of Iowa v. David Treptow ( 2016 )

IN THE COURT OF APPEALS OF IOWA
No. 15-1357
Filed June 15, 2016
STATE OF IOWA,
Plaintiff-Appellee,
vs.
DAVID TREPTOW,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Buchanan County, Jeffrey L.
Harris, District Associate Judge.
David Treptow appeals his conviction and sentence for operating while
intoxicated; possession of marijuana, second offense; and public intoxication,
third or subsequent offense. AFFIRMED.
Cory J. Goldensoph, Cedar Rapids, for appellant.
Thomas J. Miller, Attorney General, and Kevin R. Cmelik and Mary A.
Triick, Assistant Attorneys General, for appellee.
Considered by Vaitheswaran, P.J., and Doyle and Mullins, JJ.
2
MULLINS, Judge.
David Treptow pled guilty to: (1) possession of marijuana, second offense,
(2) operating while intoxicated (OWI), and (3) public intoxication, third or
subsequent offense, and was sentenced to incarceration. On appeal, he argues
his counsel was ineffective in failing to move to dismiss the public-intoxication
charge on speedy-trial grounds and the district court abused its discretion in
sentencing him to incarceration. We affirm.
I. Background Facts And Proceedings
We will summarize the most significant events for the speedy-trial claim.1
On May 8, 2009, Treptow was charged by trial information with public
1
Below is more detail of those events:
May 8, 2009, Treptow was charged by trial information with public intoxication
(third or subsequent offense).
June 3, 2009, he filed a written arraignment and plea of not guilty; the court set
pretrial conference for July 17 and trial for July 29, 2009, noting Treptow “stands on” his
right to a speedy trial.
July 17, 2009, the court sustained “Defendant’s motion to reset this matter for
further proceedings and sentencing,” ordered sentencing for August 21, 2009, and
directed defense counsel to file a written plea of guilty.
August 21, 2009, the court ordered a continuance to September 18, 2009, “[a]t
the request of counsel for the defendant.”
September 18, 2009, the court ordered the case continued to October 2, 2009.
October 2, 2009, the court issued an arrest warrant for Treptow’s failure to
appear.
September 7, 2014, Treptow had an initial appearance on the arrest for his
failure to appear.
September 19, 2014, the court entered an order setting further proceedings for
October 3, 2014.
September 30, 2014, Treptow was charged by trial information with
“manufacture, deliver or possess with intent to manufacture or deliver marijuana,
enhanced as a habitual offender, enhanced as second offense” and OWI, first offense.
October 3, 2014, an order was entered in the public-intoxication case setting
further proceedings on November 21, 2014, “[a]t the request of the defendant.”
November 21, 2014, “upon the joint application of the parties,” the public-
intoxication case was set for trial on December 10, 2014, with pretrial conference to be
held on December 2.
3
intoxication, third or subsequent offense. On July 17, the date scheduled for the
pretrial conference, the court set a sentencing hearing for August 21, 2009, in
response to Treptow’s motion. The sentencing was continued twice at Treptow’s
request and a third time to October 2 for reasons unclear in the record. After
Treptow failed to appear on October 2, 2009, his pretrial release was revoked
and a warrant was issued for his failure to appear.
Almost five years later, he was arrested on the warrant for failure to
appear and had an initial appearance for that arrest on September 7, 2014.
December 2, 2014, a pretrial conference order continued the pretrial conference
to January 2, 2015, and trial to January 7, “at the request of the parties for the following
reason: negotiations.”
January 2, 2015, a pretrial conference order continued the pretrial conference to
February 10, 2015, and trial to February 25, “at the request of the defendant for the
following reason: defense counsel.”
January 5, 2015, Treptow filed a written waiver of speedy trial. He also filed a
motion to continue the trial set for January 7, 2015, and requested to consolidate the
marijuana and OWI case with the other pending case.
February 13, 2015, the court entered an order continuing the trial of the public-
intoxication case to March 25, 2015, and pretrial to March 17, “[o]n the defendant’s
motion and without resistance from the State of Iowa.”
March 17, 2015, the pretrial conference order set further proceedings or
sentencing on April 28, 2015, and directed defense counsel to file a written plea of guilty.
April 14, 2015, the court entered an order granting a motion to extend deadline to
file written guilty plea to April 21, 2015.
April 28, 2015, the court entered an order granting a continuance of the
scheduled hearing to May 12, 2015, “[u]pon the request of the defendant and counsel.”
May 7, 2015, Treptow filed written guilty pleas to public intoxication (third
offense), OWI, (first offense), and possession of marijuana (second offense).
May 12, 2015, the court entered an order continuing the guilty plea proceedings
and/or sentencing to June 9, 2015, “[b]ecause the defendant’s attorney has a schedule
conflict and is unavailable on this date.”
June 3, 2015, in response to Treptow’s motion to continue sentencing so he
could proceed with his treatment, the court ordered sentencing for June 30, 2015.
June 26, 2015, in response to Treptow’s motion to continue, the court ordered
sentencing continued to July 17, 2015.
July 9, 2015, in response to Treptow’s motion to continue, the court ordered
sentencing continued to August 7, 2015.
August 7, 2015, the court accepted Treptow’s guilty plea and entered judgment
and sentence: two years’ incarceration for the public-intoxication case; 365 days’
incarceration for the marijuana case; 365 days’ incarceration for the OWI case; all
incarceration to run consecutive; and other ordered provisions.
4
Further proceedings were scheduled for October 3 and then continued to
November 21 at Treptow’s request. By joint application of the parties, at the
November 21 hearing, the pretrial conference was set for December 2 and trial
for December 10. At the December 2 pretrial conference, trial was continued to
January 2015 at the “request of the parties” for negotiations. At the next
scheduled pretrial conference, defense counsel requested and was granted
another trial continuance. Prior to the next scheduled hearing, Treptow executed
and signed a written waiver of speedy trial. He subsequently pled guilty to the
public-intoxication charge and two other pending charges per a plea agreement
and was sentenced.
II. Standard and Scope of Review
Speedy trial rights are guaranteed by the Iowa Constitution. Iowa Const.
art. I, § 10. A “defendant must be brought to trial within 90 days after indictment
[or information] is found or the court must order the indictment [or information] to
be dismissed unless good cause to the contrary be shown.” Iowa R. Crim. P.
2.33(2)(b); see also Iowa R. Crim. P. 2.5(5). We generally review questions of
speedy trial under rule 2.33(2) for correction of errors at law. State v. Finn, 469
N.W.2d 692, 693 (Iowa 1991). “Under this rule, a criminal charge must be
dismissed if the trial does not commence within ninety days from the filing of the
charging instrument ‘unless the State proves (1) defendant’s waiver of speedy
trial, (2) delay attributable to the defendant, or (3) “good cause” for the delay.’”
State v. Winters, 690 N.W.2d 903, 908 (Iowa 2005) (citation omitted). Treptow
claims his counsel provided ineffective assistance, a constitutional claim,
5
resulting in denial of his speedy trial rights. Thus, our review is de novo. State v.
Utter, 803 N.W.2d 647, 651 (Iowa 2011).
“We review sentencing decisions for abuse of discretion or defect in the
sentencing procedure.” State v. Hopkins, 860 N.W.2d 550, 553 (Iowa 2015).
“An abuse of discretion will only be found when a court acts on grounds clearly
untenable or to an extent clearly unreasonable.” Id. (quoting State v. Leckington,
713 N.W.2d 208, 216 (Iowa 2006)).
III. Analysis
A. Speedy Trial
Although Treptow had several charges pending against him during the
course of the proceedings at the district court, his speedy-trial claim relates only
to the public-intoxication charge. The trial information was filed May 7, 2009.
The case was scheduled for trial to commence on July 29, 2009. The district
court’s order of July 17, 2009, recites that Treptow made a motion2 to “reset this
matter for further proceedings and sentencing.” That order set “further
proceedings and/or sentencing” on August 21, 2009, required defense counsel to
file a written guilty plea, and instructed Treptow to appear in person for
sentencing and to obtain a substance evaluation and report prior to the
sentencing date. Treptow’s July 17 motion to reset for further proceedings and
sentencing resulted in the case being removed from the July 29 trial schedule
and set for proceedings to occur after the expiration of the ninety-day speedy-trial
deadline. The reason for failure to have a trial within the ninety days was
2
We find no written motion in the court file and presume the motion was made orally
during the course of the pretrial conference scheduled for July 19. The order implies
defense counsel informed the court of Treptow’s intent to file a written guilty plea.
6
attributable to Treptow and was for good cause: prior to the expiration of the
ninety days he informed the court he wanted to plead guilty. Winters, 690
N.W.2d at 908.
On August 21, 2009, his counsel requested, and the court ordered, a
continuance to September 18, 2009. The continued delay was attributable to
Treptow, by his counsel, presumably wanting more time to comply with filing the
written guilty plea and obtaining a substance abuse evaluation and report. Id.On September 18, the court continued the hearing once again, this time to
October 2, 2009, but the order recites no reason or movant, and gives no
indication as to who—if anyone—was present at that time. If that continuance
was at the request of Treptow or a result of his failure to appear, then the delay
was attributable to him. Id.; State v. Lyles, 225 N.W.2d 124, 126 (Iowa 1975)
(“The State’s duty to provide a defendant a speedy trial does not require that it
play a game of hide-and-go-seek with him.”). On October 2, 2009, the court
issued an arrest warrant for his failure to appear.3 His pretrial release conditions
were then revoked.
After nearly five years, the arrest warrant was finally executed and
Treptow was in court for an initial appearance on September 7, 2014. In order to
address the calculation of the speedy-trial deadline after a defendant has
absconded, we examine existing case law. In State v. Hamilton, our supreme
court addressed the issue of how to calculate the ninety-day speedy-trial
deadline upon withdrawal of a waiver of the right to speedy trial. 309 N.W.2d
3
Treptow was never sentenced on that intended guilty plea. There is no evidence in the
record that he ever filed one as ordered by the court.
7
471, 475-76 (Iowa 1981). The court reviewed prior case law that determined the
time period for a trial after remand from an appeal is calculated from the date of
issuance of procedendo, and for retrial after a mistrial, the time period runs from
the date of the ruling on the mistrial. Id. at 475. The court explained the obvious
purpose of our speedy-trial rule is to implement constitutional requirements. Id.
But the court made clear “[t]he rule was not intended to provide a defendant with
a weapon to trap state officials and terminate prosecutions. Nor was it intended
to be a device to give a defendant absolute immunity from prosecution.” Id. The
court concluded: “We therefore hold as a rule of this court that when a waiver of
the right to a speedy trial is withdrawn, the defendant must be tried within ninety
days from the date of withdrawal unless good cause to the contrary be shown.”
Id. The supreme court has applied the same principle after withdrawal of a guilty
plea, calculating a new ninety-day speedy-trial deadline from the date of
withdrawal. State v. Clark, 351 N.W.2d 532, 535 (Iowa 1984).4 We determine
the five-year absence caused by Treptow’s failure to appear at his court
proceedings requires a new speedy-trial deadline that commenced on the date of
his initial appearance following his arrest for failure to appear. See Iowa R. Crim.
P. 2.33(2)(b).
On November 21, 2014, “upon the joint application of the parties,” the
public-intoxication case was set for trial December 10, 2014, with pretrial
4
For speedy-trial purposes, we distinguish the impact of Treptow’s five-year absence
from cases in which a defendant’s actions during pretrial procedures result in extensions
rather than recalculation of the speedy-trial deadline. See, e.g., State v. Campbell, 714
N.W.2d 622, 628 (Iowa 2006) (extending the original speedy-trial deadline by fourteen
days as a result of motions filed by defendant); State v. Smith, 573 N.W.2d 14, 17-18
(Iowa 1997) (finding delay attributable to defendant requesting severing issues for
separate trials and acquiescing in date for the second trial beyond speedy-trial deadline).
Extensions may be appropriate when the trial process is ongoing, though delayed.
8
conference to be held December 2. At the December 2, 2014 pretrial
conference, the court continued the pretrial conference to January 2, 2015, and
trial to January 7, “at the request of the parties for the following reason:
negotiations.” The ninety-day speedy-trial deadline would have been December
7, 2014. The record shows Treptow’s counsel, acting on Treptow’s behalf, joined
in the request for continuance in order to facilitate plea negotiations.
Consequently, the continuance of the proceedings beyond the deadline was for
good cause per the rule. See State v. Taylor, No. 14-2075, 2015 WL 5969058,
at *2-3 (Iowa Ct. App. Oct. 14, 2015) (discussing good cause for delay under rule
2.33(2)(b) and noting a “person may impliedly waive the right [to speedy trial] by
delaying trial, such as filing a motion to continue” and that “where a delay is the
result of negotiations between the defendant and the State, there may be good
cause for the delay”).
On January 2, 2015, a pretrial conference order continued the pretrial
conference to February 10, 2015, and trial to February 25, “at the request of the
defendant for the following reason: defense counsel.” Again, any delay up to that
time was attributable to Treptow and for good cause. See State v. Ruiz, 496
N.W.2d 789, 792 (Iowa Ct. App. 1992) (“[A] defendant may not actively, or
passively, participate in the events which delay his or her trial and then later take
advantage of that delay to terminate the prosecution.”).5 On January 5, 2015,
5
See also State v. Campbell, 714 N.W.2d 622, 628 (Iowa 2006) (any extension of a
speedy trial deadline “may not be made in [] a mechanical fashion because it is not
accurate to assume that pretrial events consuming a measurable amount of time will
force a delay in the trial of a like amount of time.”)
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Treptow filed a written waiver of speedy trial. He did not thereafter re-demand a
speedy trial. Ultimately, he filed a written guilty plea and was sentenced.
We have analyzed each potentially relevant delay beyond the ninety-day
deadline as the same existed during the 2009 proceedings and again as it
existed in the 2014-2015 proceedings. With the exception of the order of
September 18, 2009, we find good cause for each delay based on motions or
representations made by Treptow, his counsel, or by joint agreement with the
State, as documented primarily by the court in its various orders. As to those
delays, there is nothing in the record that would have supported a claim by
counsel that Treptow’s speedy-trial rights were violated such that he would have
been entitled to a dismissal. Accordingly, counsel did not fail in an essential duty
to Treptow and did not provide ineffective assistance.6 See State v. Brothern,
832 N.W.2d 187, 192 (Iowa 2013) (“We will not find counsel incompetent for
failing to pursue a meritless issue.” (citation omitted)).
The September 18, 2009 order does not recite any reason for the
continuance, and we find none in the record. Accordingly, we preserve the delay
occasioned by that order for possible postconviction proceedings.7
B. Sentencing
Treptow also contends the district court abused its discretion in sentencing
him to incarceration. “We give sentencing decisions by a trial court a strong
presumption in their favor.” Hopkins, 860 N.W.2d at 553. When, as here, the
6
Treptow does not claim counsel was ineffective by making or joining in motions to
continue the proceedings.
7
In a footnote of his brief, Treptow also alleges his trial counsel filed the signed plea
agreement contrary to his wishes. He admits the record is inadequate for our review of
this claim, so we grant his request to preserve this claim for postconviction proceedings.
10
sentence given “falls within statutory parameters, we presume it is valid and only
overturn for an abuse of discretion or reliance on inappropriate factors.” Id. at
554. “To overcome the presumption [of validity], we have required an affirmative
showing the sentencing court relied on improper evidence.” Id. (alteration in
original) (citation omitted).
At sentencing, the district court noted it had considered the sentencing
goals of punishment and general and specific deterrence, Treptow’s own
testimony, Treptow’s rehabilitative potential and extensive criminal record, the
need to protect the community, and the statements of Treptow’s counsel—which
addressed Treptow’s recent rehabilitative efforts, including his completion of
outpatient treatment for his marijuana addiction and continued participation in
after-care. See generally id. (listing factors to be considered). In analyzing all of
the factors, the court stated, “I question your rehabilitative potential. Your
extensive criminal record, both in the States of Washington and Iowa, paint a
very dire picture of you and of your rehabilitative potential.”
In appealing his sentence, Treptow argues that putting him in prison, in
light of his long-term addiction, is more likely to lead to regression rather than
encourage the rehabilitative measures Treptow has already taken. Notably,
Treptow does not argue the court considered improper factors, but rather that the
court incorrectly weighed the factors and failed to give sufficient consideration to
Treptow’s addiction. That Treptow would have the court grant greater weight to
other factors does not constitute an abuse of discretion. On our review, the
sentence imposed by the district court was not an abuse of discretion.
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IV. Conclusion
We preserve for postconviction relief Treptow’s argument of ineffective
assistance of counsel with regard to the continuance granted on September 18,
2009, and Treptow’s claim that his trial counsel filed the signed plea agreement
contrary to Treptow’s instruction. As to all other delays, we find Treptow’s
speedy-trial right was not violated and thus his trial counsel was not ineffective.
We further conclude the district court did not abuse its discretion when imposing
sentence.
AFFIRMED.