In the Interest of P.L., Minor Child ( 2022 )

IN THE COURT OF APPEALS OF IOWA
No. 21-1274
Filed July 20, 2022
IN THE INTEREST OF P.L.,
Minor Child,
P.L., Minor Child,
Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Brent Pattison, District
Associate Judge.
A youthful offender appeals the delinquency disposition order of the juvenile
court. AFFIRMED.
Magdalena Reese, Matthew Sheeley, and Paul White of Des Moines
Juvenile Public Defender, Des Moines, for appellant.
Thomas J. Miller, Attorney General, and Mary A. Triick, Assistant Attorney
General, for appellee State.
Heard by Bower, C.J., and Schumacher and Ahlers, JJ.
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BOWER, Chief Judge.
The question presented here is whether a consent decree is an available
dispositional option for a child on youthful offender status. P.L. contends the
juvenile court was wrong in concluding it had no authority to enter a consent decree
following her guilty pleas in district court. The juvenile court made no error in
determining a consent decree was not an available dispositional order for a child
on youthful offender status. We affirm.
I. Background Facts and Proceedings.
P.L. was fourteen years old at the time she stabbed a man a number of
times, resulting in his death. On June 3, 2020, the State contemporaneously filed
a delinquency petition—charging P.L. with first-degree murder—and a motion for
waiver of jurisdiction and application for detention. The juvenile court ordered P.L.
placed in detention.
A contested waiver hearing was held. The juvenile court officer (JCO)
described P.L.’s turbulent family history, history of sexual victimization by adult
men, homelessness, and lack of prior juvenile court involvement. In addition,
evidence was presented that P.L. was a sex trafficking victim.
As described by the juvenile court, the JCO testified
none of the programs available in juvenile court would be appropriate
for [P.L.] She explained that the myriad community-based services
in juvenile court are not appropriate given the seriousness of the
alleged offense and [P.L.]’s prior avoidance of services. Residential
treatment services in juvenile court were characterized as too short
term (four to six month length of stay) in light of [P.L.]’s charge. One
program has already told [the JCO] that they would resist her
placement with them (Woodward Academy). [The JCO] also testified
that there was no secure program for girls equivalent to the State
Training School for boys. Her testimony boiled down to the fact that
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juvenile court did not have any appropriate placement or services for
a child with [P.L.]’s very serious charge.
There was little explanation of the services available in district
court. [The JCO] acknowledged that she was not an expert in that
area—but included in her report a list of services typically available.
There was no evidence about where [P.L.] would be sent if she was
convicted—except she would go to Mitchellville when she was
[eighteen]. The main advantage of the adult system, according to
[the JCO], was that it does not lose jurisdiction at [eighteen] and
would be more protective of community safety.
On October 27, 2020, the juvenile court entered a written ruling, finding the
requisite bases for waiver:
In a case like [P.L.]’s the court can also consider a hybrid
approach: youthful offender status. See Iowa Code § 232.45(7)
[(2020)]. After considering the best interests of the child and the
community, the court has the discretion to waive the child as a
“youthful offender”—which results in the child being prosecuted in
district court, but returning to juvenile court for disposition—with a
hearing in district court before the child turns [eighteen] to select a
sentencing option once the child becomes an adult. See Iowa Code
§ 907.3A. In order to waive under this section, the court has to find
that the child is between [twelve] and [fifteen] years old—which [P.L.]
was at the time of the offense and the waiver hearing. The court
must also find that there is probable cause that the child committed
a delinquent offense under Iowa Code § 232.8(1)(c). That condition
is satisfied in this case as well—by a finding of probable cause at an
early detention hearing. Finally, the court must find that there are not
reasonable prospects for rehabilitating the child while juvenile court
has jurisdiction. As discussed above, it is difficult to conclude there
are reasonable prospects for rehabilitating [P.L.] within time frame
juvenile court could retain jurisdiction—well under two years by the
time a trial is completed and a dispositional hearing is accomplished.
Youthful offender status has been used in other cases with similarly-
aged children facing a first degree murder charge.
There are several advantages to the youthful offender status
in [P.L.]’s case. Most importantly, youthful offender status allows
recognition of a basic, important fact: [P.L.] is still a child—and a child
who, regardless of the seriousness of her alleged offense, has
experienced significant trauma in her short life. None of this
necessarily excuses her alleged involvement in [the decedent’s]
death. But it does inform how our juvenile and criminal justice
systems should respond to her alleged delinquency. [P.L.]’s lawyers
did a nice job in their closing argument explaining the importance of
trauma-informed care, and they are correct that services in juvenile
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court are likely to be geared better toward her unique needs while
she is a child. Finally, there are some open, important questions in
this case about the alleged abuse and potential trafficking that [P.L.]
may have experienced—and the way these issues factored into the
allegation of delinquency. The combination of a trial in district court,
along with juvenile-specific treatment and care for a period of time if
she is convicted, would give the district court significantly more (and
better) information to consider when devising a sentence when [P.L.]
is [eighteen].
The juvenile court waived jurisdiction to the district court for prosecution of P.L. as
a youthful offender. P.L.’s detention continued.
On June 16, 2021, the district court accepted P.L.’s guilty pleas to voluntary
manslaughter and willful injury causing serious injury. The matter was “returned
to juvenile court for disposition.” The order also scheduled a July 6, 2021
disposition hearing in the juvenile court and an August 26, 2022 sentencing
hearing in the district court.
After the July disposition hearing, the juvenile court entered an order placing
P.L. in the legal custody of juvenile court services for placement commensurate
for her needs. The court concluded it was without authority to enter a consent
decree:
The court considered the request by [P.L.’s] lawyers to enter
a consent decree under Iowa Code section 232.46. But the court
does not have authority to enter a consent decree in this case. When
a youth is waived to district court under Iowa Code section 232.45(7),
the youth returns to juvenile court for a disposition hearing. Consent
decrees are not dispositional orders. They are a pre-adjudication
remedy. The court is limited to the dispositional outcomes included
in Iowa Code section 232.52—which include no reference to consent
decrees. The best case scenario for [P.L.] is not a consent decree
in juvenile court, but rather a deferred judgment in district court.
P.L. appeals, asserting the juvenile court erred in concluding it lacked
authority to enter a consent decree. The State asserts this court cannot proceed
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without first granting an interlocutory appeal. If interlocutory appeal is granted, the
State argues a consent decree is not an available dispositional option for a juvenile
on youthful offender status.
II. Scope and Standard of Review.
We review a court’s interpretation of statutes for correction of legal errors.
State v. Crooks, 911 N.W.2d 153, 161 (Iowa 2018).
III. Discussion.
Jurisdiction. We first address the State’s argument that to reach the merits,
we must grant interlocutory appeal because the juvenile court’s August order was
not a final order for purposes of appeal. The State does not resist granting
permission to appeal. P.L.’s brief is silent on the issue, though additional
authorities were submitted prior to oral argument.
We agree the juvenile court’s disposition ruling was not a final order or
judgment for purposes of appeal. P.L. is on youthful offender status, and her
supervision was transferred to the juvenile court pending her sentencing in the
district court. See Iowa Code § 907.3A; see generally In re T.F., 972 N.W.2d 1, 8
(Iowa 2022) (discussing appeals of non-final orders). We treat the notice of appeal
as an application for interlocutory appeal or discretionary review and grant
permission. See Iowa R. App. P. 6.108.
Merits. The juvenile court waived jurisdiction under Iowa Code
section 232.45(7),1 finding the requisites were met. After waiver, the district court
accepted P.L.’s guilty pleas, invoking Iowa Code section 907.3A, which states:
1 Section 232.45(7)(a) provides:
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(1) Notwithstanding section 907.3 but subject to any
conditions of the waiver order, the trial court shall, upon a plea of
guilty . . . place the juvenile over whom the juvenile court has waived
jurisdiction pursuant to section 232.45, subsection 7, on youthful
offender status. The court shall transfer supervision of the youthful
offender to the juvenile court for disposition in accordance with
section 232.52.
P.L. argues the juvenile court could have granted her motion for entry of a
consent decree. She notes section 232.52 “does not specifically exclude ‘consent
decree’ as an appropriate disposition.” She also notes chapter 232 is to be liberally
construed, see Iowa Code § 232.1,2 and a consent decree provides the child the
only opportunity “to prove that they have been rehabilitated” and avoid a
delinquency adjudication.
At the conclusion of the waiver hearing and after considering
the best interests of the child and the best interests of the community
the court may, in order that the child may be prosecuted as a youthful
offender, waive its jurisdiction over the child if all of the following
apply:
(1) The child is twelve through fifteen years of age or the child
is ten or eleven years of age and has been charged with a public
offense that would be classified as a class “A” felony if committed by
an adult.
(2) The court determines, or has previously determined in a
detention hearing under section 232.44, that there is probable cause
to believe that the child has committed a delinquent act which would
constitute a public offense under section 232.8, subsection 1,
paragraph “c”, notwithstanding the application of that paragraph to
children aged sixteen or older.
(3) The court determines that the state has established that
there are not reasonable prospects for rehabilitating the child, prior
to the child’s eighteenth birthday, if the juvenile court retains
jurisdiction over the child and the child enters into a plea agreement,
is a party to a consent decree, or is adjudicated to have committed
the delinquent act.
2 Section 232.1 states, “This chapter shall be liberally construed to the end that
each child under the jurisdiction of the court shall receive, preferably in the child’s
own home, the care, guidance and control that will best serve the child’s welfare
and the best interest of the state.”
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P.L. maintains a deferred judgment is not analogous to the benefits of a
consent decree because a juvenile record “can serve as a permanent blemish on
youth into their adulthood.” She asserts, “Therefore, the only way to truly insulate
youth from the damage of any juvenile record and provide them recognition, as in
this case, for taking accountability for their actions, complying with the court’s
orders, and paving the road to rehabilitation is to allow for entry of a consent
decree.”
The State responds, “Iowa Code section 232.52(2) contains a list of
possible dispositions from which the juvenile court can choose” and “these
dispositions do not include a consent decree.”
P.L. acknowledges this court has previously stated a consent decree is not
a “dispositional’ order. See In re J.H., No. 18-1909, 2020 WL 376546, at * 2 (Iowa
Ct. App. Jan. 23, 2020). In J.H., we observed a consent decree is defined by
statute as a “pre-adjudication” order. Id. (citing Iowa Code § 232.46(1)(a) (“At any
time after the filing of a petition and prior to entry of an order of adjudication
pursuant to section 232.47, the court may suspend the proceedings on motion of
the county attorney or the child’s counsel, enter a consent decree, and continue
the case under terms and conditions established by the court.”). However, P.L.
argues the youthful offender statute “completely sidesteps the adjudicatory
hearing” and leaves entry of a consent decree on the table.
Any “sidestepping” of an adjudicatory hearing in the juvenile court is due to
the child being waived to the district court under section 232.45 for the purpose of
prosecution of the child as an adult, per subsection “6,” or as a youthful offender,
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per subsection “7.” And a necessary finding for waiver here—which the child did
not challenge—was the juvenile court’s preliminary determination
that the state has established that there are not reasonable
prospects for rehabilitating the child, prior to the child’s eighteenth
birthday, if the juvenile court retains jurisdiction over the child and the
child . . . is a party to a consent decree, or is adjudicated to have
committed the delinquent act.
Iowa Code § 232.45(7)(a)(3) (emphasis added). So, the juvenile court had the
option to enter a consent decree before waiver under section 232.45(7). Here, the
juvenile court rejected that option, concluding that course of action provided no
reasonable prospect for rehabilitating P.L. before her eighteenth birthday. It would
make little sense for a consent decree to remain an option after waiver, the child’s
plea of guilty in district court, and the child’s return “to the juvenile court for
disposition in accordance with section 232.52.”
Section 232.52(2) begins, “The dispositional orders which the court may
enter subject to its continuing jurisdiction are as follows: . . . .” The italicized
language limits the dispositional orders to those listed. The types of dispositional
orders available:
a. An order prescribing one or more of the following:
(1) A work assignment . . .
(2) Restitution consisting of monetary payment or a
work assignment of value to the victim.
(3) If the child is fourteen years of age or older,
restitution consisting of monetary payment or a work assignment of
value to the county or to the public for fees of attorneys appointed to
represent the child at public expense pursuant to section 232.11.
(4) (a) The suspension or revocation of the driver’s
license or operating privilege of the child, for a period of one year, for
the commission of delinquent acts which are a violation of any of the
following:
....
(5) The suspension of the driver’s license or operating
privilege of the child for a period not to exceed one year. The order
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shall state whether a work permit may or shall not be issued to the
child.
b. An order placing the child on probation and releasing the
child to the child’s parent, guardian, or custodian.
c. An order providing special care and treatment required for
the physical, emotional, or mental health of the child, and
(1) Placing the child on probation or other supervision;
and
(2) If the court deems appropriate, ordering the parent,
guardian, or custodian to reimburse the county for any costs incurred
as provided in section 232.141, subsection 1, or to otherwise pay or
provide for such care and treatment.
d. An order transferring the legal custody of the child, subject
to the continuing jurisdiction of the court for purposes of section
232.54, to one of the following:
(1) An adult relative or other suitable adult and placing
the child on probation.
(2) A child-placing agency or other suitable private
agency or facility which is licensed or otherwise authorized by law to
receive and provide care for children and placing the child on
probation or other supervision.
(3) The department of human services for purposes of
foster care and prescribing the type of placement which will serve the
best interests of the child and the means by which the placement
shall be monitored by the court. The court shall consider ordering
placement in family foster care as an alternative to group foster care.
(4) The chief juvenile court officer or the officer’s
designee for placement in a program under section 232.191,
subsection 4. . . .
e. An order transferring the custody of the child, subject to the
continuing jurisdiction and custody of the court for the purposes of
section 232.54, to the director of the department of human services
for purposes of placement in the state training school or other facility,
provided that the child is at least twelve years of age and the court
finds the placement to be in the best interests of the child or
necessary for the protection of the public, and that the child has been
found to have committed an act which is a forcible felony, as defined
in section 702.11, or a felony violation of section 124.401 or chapter
707, or the court finds any three of the following conditions exist:
....
f. An order committing the child to a mental health institute or
other appropriate facility for the purpose of treatment of a mental or
emotional condition after making findings pursuant to the standards
set out for involuntary commitment in chapter 229.
g. An order placing a child, other than a child who has
committed a violation of section 123.47, in secure custody for not
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more than two days in a facility under section 232.22, subsection 3,
paragraph “a” or “b”.
h. In the case of a child adjudicated delinquent for an act
which would be a violation of chapter 236 or section 708.2A if
committed by an adult, an order requiring the child to attend a
batterers’ treatment program under section 708.2B.
We conclude the juvenile court made no error in determining a consent
decree was not an available dispositional order for a child on youthful offender
status. We therefore affirm.
AFFIRMED.