State of Iowa v. Arlo Blu Harris ( 2023 )

IN THE COURT OF APPEALS OF IOWA
No. 22-0956
Filed January 11, 2023
STATE OF IOWA,
Plaintiff-Appellee,
vs.
ARLO BLU HARRIS,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Muscatine County, Joel W. Barrows,
Judge.
A defendant appeals following his pleas of guilty to willful injury causing
bodily injury and false imprisonment. AFFIRMED.
Martha J. Lucey, State Appellate Defender, and Nan Jennisch, Assistant
Appellate Defender, for appellant.
Brenna Bird, Attorney General, and Nicholas E. Siefert, Assistant Attorney
General, for appellee.
Considered by Bower, C.J., and Greer and Badding, JJ.
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BADDING, Judge.
After striking his girlfriend in the head and face with a guitar and refusing to
stop his car at her son’s house on the way to a hospital, Arlo Blu Harris was
charged with: count 1, willful injury causing serious injury; count 2, going armed
with intent; and count 3, false imprisonment. In a plea agreement between Harris
and the State, the parties agreed Harris would plead guilty to the lesser-included
offense of willful injury causing bodily injury in count 1 and false imprisonment as
charged in count 3, with dismissal of count 2. As for sentencing, the agreement
provided that for the willful-injury charge, the State would recommend a
suspended, indeterminate term of incarceration not to exceed five years with
supervised probation for two years. On the false-imprisonment charge, the State
would recommend a concurrent term of 365 days in jail with all but 161 days
suspended—the time Harris had served in jail. For each count, the agreement
specified that the defense was “free to request a deferred judgment.”
At the sentencing hearing, the following occurred:
THE COURT: So I’ve read the plea agreement. The State’s
recommendation was probation on Count 1 and 365 days with all but
161 suspended on Count 3. I think that’s because Mr. Harris has
already served 161 days. Is that correct, Mr. Barry?
[PROSECUTOR]: It is, Your Honor.
THE COURT: Okay. Is there anything that you want to add to
that recommendation?
[PROSECUTOR]: No, Your Honor.
THE COURT: Okay. Mr. Johnston.
[DEFENSE COUNSEL]: Your Honor, I would respectfully
request that the court follow the recommendation of the plea
agreement and the recommendation of the Presentence
Investigation Report, and on behalf of my client, he would request
that the court consider granting him a deferred judgment so that he
would not be a convicted felon. It would help him with employment
and other things of that nature, Your Honor.
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THE COURT: Does the State have a position with respect to
the deferred? I think the plea agreement said that they could ask for
it; is that correct?
[PROSECUTOR]: That’s correct, Your Honor. It’s the State’s
recommendation that the sentence be imposed and suspended. The
defendant has a record that the court can see, and what’s before the
court today is actually two separate assaultive cases from 2020 and
2021. Just it’s the State’s opinion that although the defendant may
have some opportunity to improve himself in the future, his history
just simply doesn’t show that, and the benefit of a deferred judgment
with that criminal history and the background of these cases just
isn’t—isn’t appropriate in the State’s eyes.
The district court accepted Harris’s plea and imposed a suspended
sentence with two years’ probation on count 1 and 365 days with all but 161 days
suspended on count 3. Harris appeals,1 contending the State breached the terms
and spirit of the plea agreement by not standing silent when asked by the court
what the State’s position was on deferred judgment.
“A prosecutor’s breach of the plea agreement at sentencing irreparably
taints the sentencing proceeding and a claim of breach is reviewable on direct
appeal even in the absence of contemporaneous objection.” Boldon, 954 N.W.2d
at 70. We review the claim that the State violated a plea agreement for errors at
law. State v. King, 576 N.W.2d 369, 370 (Iowa 1998). Our inquiry is “whether the
prosecutor acted contrary to the common purpose of the plea agreement and the
justified expectations of the defendant and thereby effectively deprived the
defendant of the benefit of the bargain.” Boldon, 954 N.W.2d at 71.
A few cases provide the contours of our analysis. In State v. Fannon, the
State and the defendant entered a plea agreement where, in exchange for
1 The parties agree that Harris has good cause to pursue this direct appeal under
Iowa Code section 814.6(1)(a)(3) (2021). See State v. Boldon, 954 N.W.2d 62, 69
(Iowa 2021).
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Fannon’s guilty pleas, the State would reduce both counts to sexual abuse in the
third degree and make no sentencing recommendation during the sentencing
hearing. 799 N.W.2d 515, 518 (Iowa 2011). But, at sentencing, the State
requested that consecutive terms of imprisonment be imposed. Id. Despite the
prosecutor’s prompt acknowledgment that the recommendation was a
“misstatement” and a “mistake,” id. at 519, the supreme court found the breach of
the plea agreement required resentencing:
[D]efense counsel’s failure to object to the State’s breach prevented
[the defendant] from having an opportunity to either demand specific
performance of the agreement before a new sentencing judge or
withdraw the guilty pleas. We have no reason to doubt the ability of
the sentencing court to disregard improper remarks made by
prosecutors during sentencing. Nevertheless, “the interests of
justice and appropriate recognition of the duties of the prosecution in
relation to promises made in the negotiation of pleas of guilty will be
best served by” ensuring defendants who plead guilty in reliance on
promises made by the State receive the benefit of the bargain.
Therefore, counsel’s failure to object to the State’s breach caused
prejudice by depriving [the defendant] of the benefit of the bargain,
namely, that the State would make no sentencing recommendation
during the sentencing hearing.
Id. at 523 (internal citation omitted); see also King, 576 N.W.2d at 370–71 (holding
that where State agreed to remain silent at sentencing, its request that the court
follow the presentence-investigation recommendation of a prison term breached
the agreement and resentencing was required).
In State v. Patten, the parties agreed upon suspended sentences:
The context of the prosecutor’s performance is the paramount
consideration for assessing compliance with plea agreements.
Perhaps even more important than what the prosecutor does in any
given case is how she does it—what she says, in what way, and with
what implication. The record before us reveals that the prosecutor
asked the court to adopt the parties’ plea agreement but then, for the
first time, qualified her request by explaining the “sole reason” and
“sole driving force” behind agreeing to recommend suspended
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sentences was the victim’s desire for the defendant to be part of their
daughter’s life. This qualification undermined—and therefore
breached—the prosecutor’s agreement to recommend suspended
sentences, entitling the defendant to resentencing before a different
district court judge.
981 N.W.2d 126, 128 (Iowa 2022).
And in Boldon, the court explained that expressions of a material
reservation, either express or implied, deprives the defendant of the benefit of the
bargain. 954 N.W.2d at 72.
Here, the prosecutor recommended concurrent sentences in accord
with the parties’ plea agreement. The prosecutor stated, “The State
is recommending that the counts run concurrently with each other.”
The prosecutor then went on to discuss those factors that justified
incarceration. At no time during the sentencing proceeding did the
prosecutor suggest consecutive sentences would be more
appropriate than concurrent sentences. The parties agreed the
State would recommend concurrent sentences but be free to argue
for a term of incarceration while the defendant would be free to argue
for a deferred judgment or suspended sentence. That is what
occurred.
Id. at 71.
This case is closer to Boldon than Fannon or Patten. There was nothing in
Harris’s plea agreement that required the State to stand silent. Rather, the State
agreed to recommend suspended sentences, and Harris was free to seek deferred
judgments. The State’s explanation why it recommended suspended sentences
did not deprive Harris of the benefit of the bargain. Finding no breach of the plea
agreement, we affirm.
AFFIRMED.