State of Iowa v. Zackery Nelson Bassett ( 2022 )

IN THE COURT OF APPEALS OF IOWA
No. 21-0923
Filed November 2, 2022
STATE OF IOWA,
Plaintiff-Appellee,
vs.
ZACKERY NELSON BASSETT,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Hamilton County, Amy M. Moore,
Judge (Trial), James A. McGlynn, Judge (Motions).
A defendant appeals his conviction for second-degree murder. AFFIRMED.
Martha J. Lucey, State Appellate Defender, and Rachel C. Regenold,
Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Louis S. Sloven, Assistant Attorney
General, for appellee.
Heard by Tabor, P.J., and Schumacher and Chicchelly, JJ.
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SCHUMACHER, Judge.
Zackery Bassett appeals his conviction for second-degree murder. He
claims the court improperly admitted bad-acts evidence, Bassett’s statements to
law enforcement, testimony from the medical examiner, as well as the victim’s
statements to law enforcement in violation of the Confrontation Clause concerning
a prior act of domestic violence. He also claims the court should have granted his
motion for a mistrial based on a portion of a witness’s testimony. He challenges
the sufficiency of the evidence. Finally, he contends the court should have granted
his motion for a new trial based on juror misconduct. Finding no error, we affirm.
I. Background Facts & Proceedings
A reasonable jury could determine the following facts presented in six days
of testimony from twenty-five witnesses and from the admitted exhibits. Bassett
and Andrea Sokolowski began their relationship in 2016 in Sioux City, where they
met while Bassett was working as a traveling welder. They moved to Webster City
in 2018 for his job. Sokolowski generally did not work outside the home, although
she spent one evening a week as a bartender at a local establishment for a short
period during the parties’ relationship. But after Bassett became upset with
Sokolowski because of her work, Sokolowski ceased employment at the bar.
Testimony was consistent that the two had a tumultuous relationship.
Multiple friends testified at trial about past violence perpetrated against Sokolowski
by Bassett, as well as the injuries they noticed Sokolowski sustained during the
relationship. For instance, Jon and Jennifer, friends of Sokolowski in Sioux City,
witnessed Bassett tackle her during an argument. Jennifer also witnessed Bassett
strike Sokolowski’s head with a sack of Gatorade bottles, leaving a knot and
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bruising. Jennifer testified about property damage Sokolowski suffered during her
relationship with the Bassett. Aaron Sokolowski, ex-husband of Andrea
Sokolowski, testified about conversations he had with both Bassett and his ex-wife
involving their frequent fighting. He also observed Sokolowski to have bruises and
a broken collar-bone. Bassett later admitted he had caused the break to
Sokolowski’s collar bone.
Two Woodbury County sheriff deputies testified about an encounter with
Sokolowski near Sioux City. While buying coffee at a local gas station, the officers
observed a distraught Sokolowski in a parking lot. She informed them that she
had a fight with her boyfriend, whom she refused to identify. She told the officer
her boyfriend had kicked her in the leg. Sokolowski’s boyfriend had since left the
area and she refused to show the officers her leg. One of the deputies obtained
surveillance footage from a nearby hotel that showed the assault, while the other
officer helped Sokolowski obtain her personal items from the motel room she
shared with her boyfriend. Based on the surveillance footage, the deputies
ultimately identified, tracked down, and arrested Bassett. He later pled guilty and
was convicted of domestic abuse assault causing bodily injury. The conviction
resulted in a no-contact order (NCO) that remained in place between Bassett and
Sokolowski while they lived in Webster City, including at the time of Sokolowski’s
death. Evidence of the plea, conviction, and NCO was introduced at trial.
Text messages and phone calls on the day of Sokolowski’s death
demonstrate that Sokolowski wanted to end the relationship with Bassett. Less
than two hours before her death on September 22, 2018, Sokolowski sent text
messages to Bassett, stating, “I am done” and “I am leaving.” Bassett called
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Sokolowski seven times in six minutes and Sokolowski texted, “Guess you made
me leave.” Bassett called her four more times and Sokolowski answered the fourth
of those calls at 10:06 p.m. Bassett called 911 less than an hour later, reporting
that Sokolowski was unresponsive.
First responders arrived at the couple’s apartment after Bassett’s call.
Paramedics and a Webster City police officer found an unresponsive Sokolowski
near a couch. She was pale, had no pulse, and was not breathing. Paramedics
attempted CPR, which Bassett informed dispatch he had been performing before
the arrival of first responders. Paramedics eventually attached a Lucas device,
used for performing chest compressions. Two attempts were made to intubate
Sokolowski but both attempts were unsuccessful. During the second attempt, one
paramedic applied “cricoid pressure” to Sokolowski’s throat to provide a better
airway. The paramedic who performed the pressure testified at trial to his
application of the appropriate amount of pressure. The amount of pressure applied
in the medical interventions was contested by Bassett at trial. Both medical
experts testified that too much pressure could damage Sokolowski’s airway.
As efforts to resuscitate Sokolowski continued to fail, she was transported
to a local hospital. The nurse practitioner who treated Sokolowski testified that
Sokolowski was in cardiac arrest. He also testified that Sokolowski had the most
swollen airway he had ever seen. Bassett informed the nurse practitioner that he
had been arguing with Sokolowski, went to bed, later heard what sounded like
Sokolowski snoring, and then found her unresponsive fifteen to thirty minutes later.
He also claimed to have attempted CPR, although paramedics informed the nurse
practitioner that no one was performing CPR when they arrived. One paramedic
5
also testified at trial that there were no signs that anyone had performed CPR
before their arrival.
While Sokolowski was receiving treatment at the hospital, Bassett spoke
with the responding officer. Bassett told him that he and Sokolowski had been
drinking and arguing. After she left, he went to his bedroom. Later on in the
evening, he discovered her unresponsive on the couch. She looked blue and pale.
He claimed to have performed CPR, called his mother, and then called 911.
Sokolowski was pronounced dead that same night.
An associate medical examiner, Dr. Catellier, performed an autopsy on
September 24. Her examination found petechiae—small hemorrhages of capillary
veins that are caused when blood cannot drain back to the heart because of
pressure—around Sokolowski’s eyes, lips, and larynx. Some areas had florid
petechiae, which are areas where several individual petechiae merge into a large
hemorrhage. These can result from significant pressure. There was also a
hemorrhage around Sokolowksi’s right carotid artery. Some of Sokolowski’s
fingernails appeared broken and had coloration that indicated they may have been
forcefully pushed back. She had a scratch on the back of her neck. Dr. Catellier
ruled out accidental or natural death as the manner of death. She was suspicious
that the injuries may have been caused by strangulation. Dr. Catellier requested
further information from the paramedics about the pressure applied to
Sokolowski’s throat. She contacted the Department of Criminal Investigations
(DCI). She also spoke with Sokolowski’s friends and family, learning about the
history of domestic violence. Her final report was issued January 31, 2019, which
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listed the manner of death as undetermined and the cause of death as consistent
with asphyxiation.
DCI agents began an investigation November 2, 2018. They conducted an
interview with Bassett, which occurred in Kansas due to Bassett’s work travel. The
interview lasted about four hours and forty minutes. Bassett did not receive
Miranda warnings. Contrary to the version of events he told first responders on
the day of Sokolowski’s death, during this November interview, Bassett informed
DCI agents that Sokolowski suddenly lost consciousness as they were preparing
to have sex. He informed investigators that her neck and shoulders were on the
couch while he held her legs up to remove her pants when she lost consciousness.
He consistently denied responsibility for her death. After executing a search
warrant, which included Bassett’s phone, he was allowed to leave. He was
arrested a week later and charged with first-degree murder.
The defense moved to suppress statements Bassett made during his
interview with DCI agents, which was denied as to all statements except those
made during the execution of the search warrant. The defense also filed a motion
in limine to exclude admission of prior bad acts and Dr. Catellier’s testimony and
report. The court issued a preliminary ruling as to the prior bad acts, but found Dr.
Catellier’s report and testimony admissible.
Trial began February 9, 2021. Bassett’s defense focused on the possibility
that the injuries were caused by medical interventions paramedics performed. He
also claimed Sokolowski’s death was caused by positional asphyxia—essentially
the body’s inability to obtain sufficient oxygen based on its position—that occurred
when she and Bassett prepared to have sex. Part way through the trial, Bassett
7
moved for a mistrial based on the testimony of one witness who stated Sokolowski
informed her that she hoped Bassett would not beat her or burn her property again.
The court denied the motion. The jury returned a verdict on February 23, finding
Bassett guilty of second-degree murder.
Bassett moved for new trial on March 25, based in relevant part on
allegations of juror misconduct. Specifically, the motion and the juror’s affidavit
stated that a juror attempted the position with her husband that Bassett claimed
Sokolowski was in when she lost consciousness. Two additional juror affidavits
were filed containing vague recollections of the juror’s statements and noted the
jury foreperson quickly redirected the conversation. The court denied the motion
for a mistrial.
Bassett appeals. He claims the court improperly admitted several instances
of bad-acts evidence. He also alleges the court should have granted his motion
for mistrial based on the witness’s testimony about Bassett burning Sokolowski’s
property. Next, he claims the Woodbury County deputies’ testimony about
Sokolowski’s statements violated the Confrontation clause. He contends the court
should have excluded Dr. Catellier’s testimony about conversations she had
suggesting Sokolowski had a history of suffering from domestic violence. He also
claims the court should have suppressed his statements to DCI agents. He
contests the sufficiency of the evidence for his conviction. Finally, he requests a
new trial based on juror misconduct.
II. Prior Bad Acts Evidence
Bassett claims the court wrongly admitted testimony involving several acts
of prior abuse he committed against Sokolowski. In particular, Bassett contests
8
the admissibility of testimony from Sokolowski’s friends, Jennifer and Jon; the
Woodbury sheriff’s deputies who investigated Bassett for domestic abuse;
evidence of his conviction for domestic abuse in Woodbury County; and testimony
from the ex-husband of Sokolowski.
We review evidentiary rulings for an abuse of discretion. State v. Thoren,
970 N.W.2d 611, 620 (Iowa 2022). “A district court abuses its discretion when it
bases its decisions on grounds or reasons clearly untenable or to an extent that is
clearly unreasonable . . . [or] if it bases its conclusions on an erroneous application
of the law.” Id. (quoting Stender v. Blessum, 897 N.W.2d 491, 501 (Iowa 2017)).
Iowa Rule of Evidence 5.404(b)(1) (2021) prohibits the use of prior bad acts
when used to prove someone’s character or that they acted in accordance with
that character. However, the evidence “may be admissible for another purpose
such as proving motive, opportunity, intent, preparation, plan, knowledge, identity,
absence of mistake, or lack of accident.” Iowa R. Evid. 5.404(b)(2). When
determining whether such evidence is admissible, we follow a three-step analysis.
State v. Putnam, 848 N.W.2d 1, 8 (Iowa 2014). First, we examine “whether the
evidence is relevant to a legitimate, disputed factual issue.” Id. at 9. Second, there
“must be clear proof the individual against whom the evidence is offered committed
the bad act or crime.” Id. (quoting State v. Sullivan, 679 N.W.2d 19, 25 (Iowa
2004)). Finally, we consider “whether the evidence’s ‘probative value is
substantially outweighed by the danger of unfair prejudice to the defendant.’” Id.(citation omitted). We examine each step.
We must first determine whether the prior bad acts are relevant to a
contested factual issue at trial. Bassett claims that his defense focused on whether
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an act—an assault—ever occurred, not whether he had the requisite intent. See
Thoren, 970 N.W.2d at 630 (“[E]ven if intent is an element of [an] offense, prior
bad acts evidence is not relevant unless intent is actually in dispute.”). We believe
this misconstrues Bassett’s defense. Bassett claimed that he did not strangle
Sokolowski, but lifted up her legs to take off her pants, after which she immediately
lost consciousness. As a result, he claimed she died from positional asphyxiation.
That has a strong ring of claiming the death was an accident—that is, that he
lacked the intent to murder Sokolowski when he lifted her legs.1 See State v.
Newell, 710 N.W.2d 6, 22 (Iowa 2006) (noting that the defendant’s portrayal of
events as an accident indicated intent was relevant in a murder trial); cf. State v.
Richards, 809 N.W.2d 80, 95 (Iowa 2012) (“[The defendant’s] denials that he was
the perpetrator put at issue all the elements of the offense”). Thus, intent was a
contested fact question at trial.
“Evidence is relevant if: a. It has any tendency to make a fact more or less
probable than it would be without the evidence; and b. The fact is of consequence
in determining the action.” Iowa R. Evid. 5.401. We have little difficulty
ascertaining that prior acts of domestic violence are relevant here. Our supreme
court has repeatedly held that prior acts of domestic violence are relevant to intent,
motive, and lack of accident. State v. Taylor, 689 N.W.2d 116, 125 (Iowa 2004);
Newell, 710 N.W.2d at 21; Richards, 809 N.W.2d at 93. As explained in Taylor:
We also think there is a logical connection between a
defendant’s intent at the time of a crime, when the crime involves a
person to whom he has an emotional attachment, and how the
defendant has reacted to disappointment or anger directed at that
1 We also note that Bassett contests on appeal the sufficiency of the evidence
related to his intent.
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person in the past, including acts of violence, rage, and physical
control. In other words, the defendant’s prior conduct directed to the
victim of a crime, whether loving or violent, reveals the emotional
relationship between the defendant and the victim and is highly
probative of the defendant’s probable motivation and intent in
subsequent situations.
689 N.W.2d at 125. Thus, the prior bad acts are relevant here.
The State must establish clear proof that Bassett committed the bad acts.
Clear proof does not require that the events be proved “beyond a reasonable
doubt, nor is corroboration necessary.” Id. at 130. “There simply needs to be
sufficient proof to ‘prevent the jury from engaging in speculation or drawing
inferences based on mere suspicion.’” Id. (citation omitted). “Testimony of
credible witnesses can satisfy the clear-proof requirement.” Putnam, 848 N.W.2d
at 9.
Clear proof exists here for some of the acts. First, one Woodbury deputy
testified that he reviewed surveillance footage that showed Bassett dump
Sokolowski’s clothes in a parking lot and Bassett kick Sokolowski. Bassett was
ultimately convicted of domestic abuse causing bodily injury after pleading guilty
to the offense. Both Jennifer and Jon witnessed Bassett tackle Sokolowski.
Similarly, Jennifer witnessed Bassett swing a sack with Gatorade bottles at
Sokolowski’s head, leaving a knot and bruising. While this Gatorade event was
somewhat remote in time from the instant offense, such goes to the probative value
of the evidence, not whether clear proof establishes the event transpired. And
Sokolowski’s ex-husband testified that he spoke with both Sokolowski and Bassett
about their violent relationship. Bassett admitted to breaking Sokolowski’s collar
bone.
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We next turn to the other objectionable statements. First, Jennifer’s
testimony related to property damage, such as slashed tires and broken personal
items, which was not witnessed by Jennifer. Instead, Jennifer and the State
implied Bassett caused the damage because Jennifer had not seen similar
damage prior to Bassett and Sokolowski’s relationship. Similarly, Sokolowski’s ex-
husband testified that he observed bruising on Sokolowski that was not present
prior to her dating Bassett. Such allegations could leave the jury to speculate
whether Bassett was indeed the cause of the injuries simply based on the time-
frame in which the injuries occurred. However, “various witnesses observed signs
of physical abuse and given the context of these observations and the victim's well-
documented fear of the defendant, we do not think the jury would have to speculate
that [Sokolowski’s] injuries were caused by [Bassett].” See Newell, 710 N.W.2d at
23.
Finally, we must examine whether the probative value of the evidence is
substantially outweighed by the danger of unfair prejudice. Putnam, 848 N.W.2d
at 9. We consider factors such as “the need for the evidence in light of the issues
and the other evidence available to the prosecution . . . and the degree to which
the fact finder will be prompted to decide the case on an improper basis.” Id. at 9-
10 (citation omitted). Here, as described above, evidence of Bassett and
Sokolowski’s relationship was relevant to establishing intent and lack of accident.
See Taylor, 689 N.W.2d at 130 (noting the need for such evidence to prevent the
defendant from presenting “a false presentation that his and the victim’s
relationship and their parting were peaceful and friendly”). And, “[b]ecause intent
is seldom proved by direct evidence, but rather is usually established by inference,
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the circumstances” surrounding Sokolowski’s death are “particularly important
here.” See id. at 129. This is particularly the case in which, as here, the only
people present were the defendant and victim. See State v. Richards, 879 N.W.2d
140, 147 (Iowa 2016). We note the time between some events and Sokolowski’s
death. Domestic violence is frequently not limited to a single instance, but is
instead a pattern of behavior. See Taylor, 689 N.W.2d at 128 n.6.
“We readily acknowledge juries would probably not like someone whom
they conclude has repeatedly assaulted a significant other and therefore might
develop a desire to punish.” Richards, 879 N.W.2d at 152. However, the jury was
instructed not to decide the case on improper considerations. See id. at 153
(noting that a limiting instruction curtailed the risk of unfair prejudice). Furthermore,
the jury acquitted Bassett on the charge of first-degree murder, showing they were
not reacting emotionally but instead focused on the elements of the offenses.
Based on the record before us, we cannot say the evidence’s probative value was
substantially outweighed by the risk of unfair prejudice. The court did not abuse
its discretion in admitting the evidence.
III. Motion for Mistrial
Bassett appeals the denial of his motion for a new trial based on a statement
one witness made about his history of burning Sokolowski’s property. Shortly after
the court sustained a hearsay objection involving Sokolowski informing the
witness, “I hope that he doesn’t beat me tonight,” the witness stated that
Sokolowski expressed “that she did not want her stuff burned again.” During a
prior discussion, the State had been instructed by the court not to solicit testimony
13
from that witness about the defendant burning Sokolowski’s property. Bassett
moved for a mistrial.
We review a court’s ruling on a motion for mistrial for an abuse of discretion.
Newell, 710 N.W.2d at 32. “A mistrial is appropriate when ‘an impartial verdict
cannot be reached’ or the verdict ‘would have to be reversed on appeal due to an
obvious procedural error in the trial.’” Id. (citation omitted). “The pertinent question
here is whether the court was clearly unreasonable in concluding an impartial
verdict could be reached notwithstanding the witness’s testimony.” Id.We determine the court did not abuse its discretion. First, the objected-to
statements constituted two sentences of a trial that spanned six days and twenty-
five witnesses. See id. (noting that an isolated incident weighs against mistrial).
Moreover, the court instructed the jury to disregard both statements. See id. at 32-
33 (explaining that the court admonishing the jury to ignore a statement is
presumed to have been effective absent evidence to the contrary). And, as seen
in the preceding section, other witnesses provided ample information about
Bassett’s history of domestic violence—both against Sokolowski’s person and
property—such that these two statements did not provide information the jury did
not already possess. The court did not abuse its discretion when it denied the
motion for mistrial.
IV. Confrontation Clause
Bassett contends testimony from Woodbury County sheriff’s deputies
involving Sokolowski’s statements to them after a fight with Bassett violated the
Confrontation Clause. “We review constitutional questions de novo.” In re J.C.,
877 N.W.2d 447, 451 (Iowa 2016) (citation omitted). The State bears the burden
14
of establishing the statements’ admissibility under the Confrontation Clause. See
id. at 452.
The Sixth Amendment, applied to the states via the Fourteenth Amendment,
provides that criminal defendants “shall enjoy the right . . . to be confronted with
the witnesses against him.” The amendment “prohibits the introduction of
testimonial statements by a nontestifying witness, unless that witness is
‘unavailable to testify, and the defendant had had a prior opportunity for cross
examination.’” Ohio v. Clark, 576 U.S. 237, 243 (2015) (quoting Crawford v.
Washington, 541 U.S. 36, 54 (2004)). Here, Sokolowski was unavailable, but
Bassett never had a prior opportunity to cross-examine her. Thus, our inquiry turns
to whether her statements were testimonial.
The Supreme Court has not established “an exhaustive definition” of what
constitutes a testimonial statement. Id. However, one common example involves
statements to police. The court explained,
Statements are nontestimonial when made in the course of police
interrogation under circumstances objectively indicating that the
primary purpose of the interrogation is to enable police assistance to
meet an ongoing emergency. They are testimonial when the
circumstances objectively indicate that there is no such ongoing
emergency, and that the primary purpose of the interrogation is to
establish or prove past events potentially relevant to later criminal
prosecution.
Id. at 244; see also Davis v. Washington, 547 U.S. 813, 822 (2006) (explaining
that courts inquire as to the “primary purpose” of the statements to decide whether
they were made during an emergency or in furtherance of a prosecution). To
determine the primary purpose of the statements, “we objectively evaluate the
circumstances in which the encounter occurs and the statements and actions of
15
the parties.” Michigan v. Bryant, 562 U.S. 344, 359 (2011). Thus, we do not look
at “the subjective or actual purpose of the individuals involved in a particular
encounter, but rather the purpose that reasonable participants would have had, as
ascertained by the individuals’ statements and actions and the circumstances in
which the encounter occurred.” Id. at 360.
As has been explained in other cases involving domestic violence, the
circumstances of Sokolowski’s statements were not an emergency. See Davis,
547 U.S. at 830. Sokolowski informed the deputies that her boyfriend had left the
area, reducing the risk both to herself and the deputies. See id. There was also
limited risk to the public, as “[d]omestic violence cases like Davis and [its
companion case] Hammon often have a narrower zone of potential victims” than
other crimes. Bryant, 562 U.S. at 363. Their questions were not about “‘what is
happening,’ but rather ‘what happened.’” See Davis, 547 U.S. at 830. Thus, her
statements were not made in the context of an emergency.
That said, the lack of an emergency does not automatically render
statements testimonial. “[W]hether an ongoing emergency exists is simply one
factor . . . that informs the ultimate inquiry regarding the ‘primary purpose’ of the
interrogation.” Clark, 576 U.S. at 245 (quoting Bryant, 562 U.S. at 366). Other
factors include the informality of the questioning. Id. “In the end, the question is
whether, in light of all the circumstances, viewed objectively, the ‘primary purpose’
of the conversation was to ‘create an out-of-court substitute for trial testimony.’”
Id. (citation omitted).
Sokolowski’s encounter with the sheriff’s deputies was informal—she
accidentally ran into them while they were getting coffee at a gas station. She was
16
extremely reluctant to provide any relevant information other than that she and her
boyfriend, who she refused to identify, had had a fight. Instead, her statements
were limited to acquiring the deputies’ assistance with collecting her property and
obtaining a ride to a different location. Thus, Sokolowski’s primary purpose for the
statements was not to aid in Bassett’s prosecution or create an out-of-court
substitute for her testimony. Instead, it was limited to exiting the area. Her
statements to the sheriff’s deputies were not testimonial, and the district court
properly admitted them at trial.
But even if we determined Sokolowski’s statements were testimonial, any
error of their admission would be harmless. The officers would still have been able
to testify that they determined Bassett was the perpetrator of the assault based on
the observation of hotel surveillance video. Bassett admitted he was the
perpetrator and entered a guilty plea to the offense of domestic abuse assault.
The prior incident of domestic abuse was established by other evidence—not by
Sokolowski’s statements that her boyfriend, whom she refused to identify, had
kicked her, that she wanted to get a ride to Sioux City, and her refusal to show her
leg to the officers.
V. Medical Examiner Testimony
Bassett contests the admissibility of some of Dr. Catellier’s testimony as it
related to information she obtained from law enforcement and Sokolowski’s friends
and family concerning the history of suffering from domestic violence.2 In
2Bassett does not contest all of Dr. Catellier’s testimony. For instance, Bassett
does not challenge her testimony related to Sokolowski’s cause or manner of
death.
17
particular, Bassett claims that Dr. Catellier’s use of such statements means her
final conclusions were not supported by specialized knowledge, thus violating Iowa
Rule of Evidence 5.702. We review evidentiary objections for an abuse of
discretion. State v. Tyler, 867 N.W.2d 136, 153 (Iowa 2015).
As a preliminary matter, we must decide whether Bassett’s claim is
preserved. The State claims the district court never made a final ruling on the
issue of Dr. Catellier’s testimony and report. Prior to trial, Bassett filed a motion in
limine seeking, among other things, to exclude Dr. Catellier’s testimony and report
as violating Iowa Rule of Evidence 5.702. The district court denied that portion of
the motion. The court’s ruling appears to use final language. For instance, the
court stated, “The Court FINDS that the medical report issued by Doctor Catellier
in this case is well within the holdings of the Tyler case. . . . The court denies the
defense motion in limine on this issue.”3 Similarly, the court found Dr. Catellier’s
report would not constitute hearsay, and “that the defense motion in limine should
be denied on this issue.” The final nature of the court’s ruling is evident when
compared to other portions of its ruling. For example, on the issue of prior bad
acts, the court concludes by merely noting, “[T]he Court will not grant the motion
in limine at this time as to any such evidence. Rather, the Court will treat the
3 While the ruling related to Dr. Catellier’s testimony, rather than her report, was
slightly less clear, the district court noted directly after finding the report admissible
that “[t]he Court assumes the medical examiner will testify at trial.” Given the
context of the ruling—particularly the court including Dr. Catellier’s testimony as a
piece of evidence being considered in tandem with her report for the majority of its
analysis—we find the court’s order would usually be sufficiently final to preserve
error on Dr. Catellier’s testimony. See State v. Williams, 695 N.W.2d 23, 27 (Iowa
2005) (“[W]e recognize an exception to the general error-preservation rule when
the record indicates that the grounds for the motion were obvious and understood
by the trial court and counsel.”).
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motion in limine as a cautionary statement.” The court’s apparent final ruling on
the motion in limine would ordinarily preserve Bassett’s claims for appeal despite
the lack of objections at trial. See State v. Alberts, 722 N.W.2d 402, 406 (Iowa
2006).
The wrinkle comes from the court’s treatment of objections to Dr. Catellier’s
report at trial. The district court sustained a hearsay objection when the State
offered Dr. Catellier’s report, contradicting its previous ruling on the matter. This
would indicate that the initial ruling was not final. But Bassett never specifically
objected at trial to Dr. Catellier’s testimony. As asserted by the State, it is unclear
on appeal what specific portions of Dr. Catellier’s testimony Bassett is contesting.
Without any final ruling on the matter of Dr. Catellier’s testimony and the lack of
timely objections at trial, we may determine Bassett’s claim is unpreserved. See
Buboltz v. Birusingh, 962 N.W.2d 747, 757 (Iowa 2021) (“To preserve error on an
objection to the admission of evidence at trial, counsel must make known a specific
objection to give the trial court an opportunity to rule on the objection and correct
any error”); State v. Tangie, 616 N.W.2d 564, 569 (Iowa 2000) (noting that a motion
in limine is final and preserves error only when “it is beyond question whether or
not the challenged evidence will be admitted during trial”).
But even if we were to consider the issue preserved and address the merits
of Basset’s argument, we find that the testimony of the medical examiner was
properly admitted. Both parties agree the fighting issue involves whether Dr.
Catellier’s testimony exceeded the scope of expert testimony, as explained in State
v. Tyler. In Tyler, the medical examiner was unable to rule that the death of an
infant was a homicide based on the evidence obtained by the autopsy because
19
such evidence was equally indicative of multiple causes of death.4 867 N.W.2d at
149. However, the medical examiner ultimately ruled the manner of death was
homicide. Id. That decision was “based entirely” on the belief that the defendant’s
statements to police were true. Id. at 150. Our supreme court held that while
medical examiners “routinely rely on circumstances that surround the death, as
revealed by independent investigation, police investigation, and eyewitness
accounts,” such reliance impermissibly took the examiner’s findings outside the
realm of expert testimony when they base their findings “largely” on witness
statements rather than scientific results like autopsies. Id. at 155, 162. The court
highlighted that there was no “bright-line rule” for determining the limits of reliance
on lay witness reports, and that the issue “depends on the particular circumstances
of each case.” Id. at 162. Thus, in Tyler, the court found the medical examiner’s
wholesale reliance on the defendant’s statements to rule the death a homicide took
the testimony outside that of an expert and should have been excluded. Id. at 163.
We distinguish this case from Tyler. Unlike that case, Dr. Catellier primarily
based her results on the autopsy. That autopsy found nonspecific injuries
consistent with strangulation, including florid petechia and a hemorrhage to her
right carotid artery. However, such findings were insufficient for her to rule the
death as a homicide within a reasonable degree of medical certainty. Thus, as
medical examiners routinely do, she spoke with friends, family, law enforcement,
and first responders to ascertain what treatments were performed at the scene and
discover further relevant details. But in marked contrast to Tyler, the information
4The defense alleged the child was stillborn, while the State argued the child was
drowned by their mother. Tyler, 867 N.W.2d at 150.
20
she obtained from those conversations did not change her conclusion—the
manner of death remained undetermined. Thus, her findings rely primarily on the
autopsy results: some injuries were consistent with homicide, which gave Dr.
Catellier her initial suspicion of foul-play, but ultimately there was not enough
physical evidence of strangulation to rule the manner of death as homicide.
Furthermore, Dr. Catellier’s references to obtaining information from police,
friends, and family did not comment on their credibility. See id. at 166 (noting that
expert witnesses cannot comment directly or indirectly on other witness’s
credibility). In Tyler, the medical examiner’s ruling on manner of death necessarily
implied they found the defendant’s statements to police credible—without them,
the medical examiner could not determine the manner of death. See id. at 150.
However, Dr. Catellier’s references to the information she obtained was generally
limited to noting a “history of domestic violence.” Such is not enough to pass a
credibility determination on any specific witness. Indeed, Bassett pled guilty to
domestic abuse causing bodily injury and had an active NCO in place prohibiting
contact with Sokolowski—it did not require believing any of the witnesses to make
the finding Sokolowski had a history of domestic violence. Thus, Dr. Catellier’s
testimony did not exceed the bounds of appropriate expert testimony, and the court
properly admitted it.
VI. Law Enforcement Interview
Bassett claims the district court should have suppressed parts of his
interview with DCI agents because he had not been Mirandized when he made
21
them.5 “We review determinations of whether to suppress both evidence obtained
and statements made in violation of constitutional guarantees de novo.” Id. at 152.
We evaluate the totality of the circumstances, considering evidence introduced at
the suppression hearing and at trial. Id. We give deference to credibility
determinations made by the district court, but are not bound by them. Id.
A failure to provide Miranda warnings will only warrant suppression of
defendant’s statements when they were made during a custodial interrogation. Id.
at 171. The only issue on appeal is whether Bassett was in custody during the
questioning. “A suspect is in custody if the ‘suspect’s freedom of action is curtailed
to a degree associated with formal arrest.’” State v. Bogan, 774 N.W.2d 676, 680
(Iowa 2009) (quoting Berkemer v. McCarty, 468 U.S. 420, 440 (1984)). Put
another way, “we examine the extent of the restraints placed on the suspect during
the interrogation in light of whether ‘a reasonable man in the suspect’s position
would have understood his situation’ to be one of custody.” Tyler, 867 N.W.2d at
172 (citation omitted). Such determination depends on objective circumstances
surrounding the interrogation, not the subjective beliefs of the defendant or officers.
Bogan, 774 N.W.2d at 680. We consider: “(1) the language used to summon the
individual; (2) the purpose, place, and manner of interrogation; (3) the extent to
which the defendant is confronted with evidence of [his] guilt; and (4) whether the
defendant is free to leave the place of questioning.” Id. (quoting State v.
Countryman, 572 N.W.2d 553, 557 (Iowa 1997)).
5While the entire interview lasted over four hours, Bassett only seeks to suppress
about an hour of the interview.
22
We first examine the language used to summon Bassett. Agent Schalk, the
DCI agent who conducted the interview, testified that he called Bassett and asked
if he would be willing to talk with him. Bassett responded that he would be willing
to speak, but needed to obtain a cab because he was in Missouri. Schalk called
Bassett again and offered to provide Bassett a ride and emphasized that “I just
appreciate you being willing to talk to me.” Bassett responded, “I don’t have a
problem with talking to you.” Bassett ultimately arrived at his father’s home across
the street from the police department and city hall, after which another DCI agent
who was interviewing Bassett’s father and step-mother walked with him to meet
Schalk in city hall. There is no indication Bassett was reluctant to talk with the
officers, nor is there any evidence that he tried to decline the request. As such,
this factor suggests Miranda warnings were unnecessary. See State v. Schlitter,
881 N.W.2d 380, 396 (Iowa 2016) abrogated on other grounds by State v.
Crawford, 972 N.W.2d 189, 197-98 (Iowa 2022).
We next consider the purpose, place, and manner of the interrogation.
When considering this factor, “we examine factors including the number of persons
conducting the questioning, the number of breaks taken during the questioning,
the availability of restroom breaks or other breaks, and the type of questioning in
which those conducting the interview engage.” Tyler, 867 N.W.2d at 172-73.
Testimony revealed two main purposes for the interview: (1) to obtain information
from Bassett about the events because he was the primary suspect, and (2) locate
Bassett so DCI agents could execute a search warrant.
The interview was conducted in an office space within city hall, which was
adjacent to, but separate from, the police department. City hall was also located
23
across the street from Bassett’s father’s home. While not exactly “home turf” for
either the officers or Bassett, it was a relatively neutral location situated nearby the
comforts of Bassett’s family. The interview was conducted in an office space, with
Schalk located behind a table and Bassett near the open door. Thus, Bassett was
not physically confined. Cf. Schlitter, 881 N.W.2d at 396 (noting that an officer
placed between the defendant and the door was indicative of applying pressure
against the defendant).
Bassett was never physically controlled by handcuffs or similar restraints.
Schalk was the only officer visibly present and was dressed in plain clothes. See
Tyler, 867 N.W.2d at 173. And while the interview was lengthy and conducted at
night, the room was well lit and drinks were offered to the defendant. See id.
(noting that a three-hour interview does not necessarily mean the defendant was
in custody, and highlighting the physical environment as a relevant factor). Bassett
took two breaks to smoke or use the restroom, during both of which he was left
alone. Most of the interview was open-ended questions, although Schalk
conceded that portions of the interview were more confrontational. See id. (quoting
Countryman, 572 N.W.2d at 558) (noting that open-ended questions weigh against
a finding of custody). Even during the portions when Schalk suggests Bassett is
lying, Schalk’s tone is calm. See id.. The purpose, place, and manner of the
interview suggests Bassett was not in custody.
Third, we look to whether Bassett was presented with evidence of his guilt.
The first two hours of the interview were largely open-ended questions and
background information. But during the so-called “challenge portion” of the
interview—the portion Bassett is seeking to suppress—the overall tone became
24
more accusatory. Schalk repeatedly informed Bassett that he did not believe him,
and implied that evidence existed that suggested his guilt. For instance, Schalk
informed Bassett that the investigation was concluded, and the case facts show
Bassett was responsible. Similarly, Schalk told Bassett several times that the case
facts, including phone messages and the autopsy report, did not match what
Bassett was saying. While Schalk rarely confronted Bassett with specific pieces
of evidence suggesting he was guilty, the questioning was highly accusatory. See
Schlitter, 881 N.W.2d at 398. In particular, informing a defendant that the
investigation was concluded and showed he was responsible would cause a
reasonable person to suspect they were not free to leave. Thus, this factor
suggests Bassett was in custody.
Finally, we must examine whether Bassett was free to leave. Schalk
informed Bassett that he was not under arrest and was free to leave at the
beginning of the interview and again a little after three hours into the interview.
See Tyler, 867 N.W.2d at 174 (noting that informing the defendant they are free to
leave is the most effective means of showing they were not in custody). While
Bassett argues he did not believe the officer, his subjective beliefs are not relevant
to our review. See Bogan, 774 N.W.2d at 680. Bassett was never restrained, had
free access to an open door, and was allowed to leave the interview room
unaccompanied during breaks. He was not dependent on officers to drive him
home, as his father lived across the street and he had taken a cab to get there
from Missouri. See Schlitter, 881 N.W.2d at 397. And the interview ended once
Bassett indicated he was done talking with Schalk.
25
Given the totality of the circumstances, we find Bassett was not in custody.
He arrived at the city hall, a neutral location, on his own initiative, was told he could
leave at any time, and did in fact leave on his own on two separate occasions.
While the interview itself was somewhat accusatory and Schalk presented—or
implied—some evidence of Bassett’s guilt, Bassett’s complete freedom of
movement during the interview shows a reasonable person would not have
believed they were restrained to the degree of a formal arrest. The district court
properly denied the motion to suppress.
VII. Sufficiency of the Evidence
Bassett contests the sufficiency of the evidence. He claims there was
insufficient evidence to establish he assaulted Sokolowski or that he acted with
malice aforethought. We review claims involving the sufficiency of the evidence
for correction of errors at law. State v. Sanford, 814 N.W.2d 611, 615 (Iowa 2012).
We view the evidence “in the light most favorable to the State, including all
reasonable inferences that may be fairly drawn from the evidence.” Id. (citation
omitted). We will uphold the verdict if it is supported by substantial evidence. Id.Evidence is substantial when it could convince a rational trier of fact that the
defendant is guilty beyond a reasonable doubt. Id.In order to convict Bassett of second-degree murder, the jury must have
found: “(1) On or about September 22, 2018, Zachery Bassett assaulted Andrea
Sokolowski. (2) Andrea Sokolowski died as a result of being assaulted.
(3) Zachery Bassett acted with malice aforethought.” The jury was instructed that
“‘[m]alice aforethought’ is a fixed purpose or design to do some physical harm to
26
another which exists before the act is committed. It does not have to exist for any
particular length of time.”6
Substantial evidence supports Bassett’s conviction. First, the medical
examiner testified about purpling on Sokolowski’s finger nails that indicated they
had been forcefully bent backwards. She also testified about florid petechia, which
are caused by increased pressure in capillaries, as well as a hemorrhage around
the right carotid artery. The florid petechia were also found in unusual places such
as Sokolowski’s mouth, indicating significant pressure was applied. Those injuries
are consistent with strangulation and a struggle by Sokolowski. The nurse
practitioner who treated Sokolowski testified that her airway was the most swollen
of anyone he had ever treated. He further testified that the most common reason
for a closed airway is trauma or allergies. Thus, a reasonable juror could find the
medical testimony supported the State’s claim that Bassett assaulted Sokolowski.
While the defense presented some evidence that the injuries could have
been caused by medical intervention or positional asphyxiation, and that some
injuries common to strangulation were not present, the jury was free to credit some
witnesses over others. See State v. Liggins, 557 N.W.2d 263, 269 (Iowa 1996).
Both paramedics testified about the medical interventions they attempted and the
manner they conducted them. The medical examiner testified that strangulation
can cause many different injuries, it is not uncommon for some potential injuries to
be lacking in any given strangulation, and that one must examine all of them
6 Neither party challenges the validity of the jury instructions.
27
together to determine the cause of death. Thus, the absence of some injuries was
not fatal to the State’s case.
The jury’s decision to credit some testimony over Basset’s version of events
is particularly understandable because the defense’s theory had deficiencies. For
instance, the defense’s own expert witness testified that a person would not
instantly lose consciousness from positional asphyxiation, as Bassett claimed
happened. The defense also could not explain why Sokolowski’s pants were
saturated and her bladder was empty—the emptying of bowels is common in the
moments prior to death—and that her pants were buttoned up when paramedics
arrived, in contradiction of Bassett’s claim that he was removing her pants when
she lost consciousness. And Bassett’s changing story as events transpired
undermined the credibility of his claims. In particular, it is telling that Bassett
provided what he concedes was a false story to emergency responders—one
would think someone who witnessed an accidental death would want to provide
accurate information to medical personnel to ensure proper treatment. Cf. State
v. Smith, 876 N.W.2d 180, 185 (Iowa 2016) (noting that the reason for the medical
diagnosis exception to hearsay is that “the effectiveness of the medical treatment
rests on the accuracy of the information imparted to the doctor [and] [a] patient
understands that a false statement in a diagnostic context could result in
misdiagnosis”).
We also note that Bassett’s history of domestic violence demonstrated he
responded violently to Sokolowski in the past. That history was relevant for the
jury to infer he would respond violently in similar circumstances involving
Sokolowski, providing evidence of his intent and the lack of an accident. See
28
Taylor, 689 N.W.2d at 125. Testimony indicated Sokolowski was planning to
separate from Bassett, which angered him. The jury could reasonably infer from
his prior conduct that he would respond violently, as he had done in the past. Thus,
sufficient evidence exists establishing Bassett assaulted Sokolowski with malice
aforethought.
VIII. Juror Misconduct
Bassett contends he is entitled to a new trial based on juror misconduct.
Following trial, three jurors submitted affidavits that indicated one juror had
attempted an experiment at home. That experiment involved the juror attempting
to be held in the position Bassett claimed Sokolowski was in when she died.
During deliberations, while multiple conversations were going on, the juror
informed other jurors about her experiment. Two jurors submitted affidavits that
indicated the foreperson quickly redirected the conversation. The conversation
“lasted only seconds.”
We review a motion for a new trial based on jury misconduct for an abuse
of discretion. State v. Sauls, 391 N.W.2d 239, 240 (Iowa 1986), abrogated on
other grounds by Ryan v. Arneson, 422 N.W.2d 491, 495 (Iowa 1988). We utilize
a three-part test to determine whether juror misconduct warrants a new trial:
First, the evidence from the jurors must consist only of objective facts
as to what actually occurred in or out of the jury room bearing on
misconduct. Second, the acts or statements complained of must
exceed tolerable bounds of jury deliberation by constituting jury
misconduct. Third, and finally, it must appear the misconduct was
calculated to, and it is reasonably probable it did, influence the
verdict.
Id. at 241 (citing State v. Cullen, 357 N.W.2d 24, 27 (Iowa 1984)).
29
Based on the affidavits submitted to the court, objective facts indicate a juror
conducted an experiment and informed at least some other jurors about the
results. See Sauls, 391 N.W.2d at 242 (noting that affidavits can be used to satisfy
the first element of the Cullen test). Experiments conducted by jurors introduces
new evidence not before the court. As such, it exceeds the tolerable bounds of
jury deliberation. See id.“However, this does not necessarily entitle [the defendant] to a new trial.”
Id. Instead, it must be established that there is a reasonable probability the
conduct influenced the verdict. While this prong is difficult to satisfy, some factors
are relevant here. First, experiments within the realm of common experience,
rather than those which require measurements or technical skills, tend not to
require reversal. Id. (collecting cases). The ultimate issue of Sokolowski’s cause
of death required expertise—two expert witnesses testified and came to somewhat
different conclusions—but the experiment and information obtained related to
common experiences. Jurors understand from their own experience when it is
difficult to breath. Moreover, the juror did not obtain new information; if the juror
thought the position could produce the results Bassett claimed, they logically would
not have attempted the experiment because it would have nearly immediately
killed them. And the two expert witnesses had testified that Sokolowski could not
have died in the time-frame Bassett suggested. See id. at 242 (noting that
evidence in the record already demonstrated what the juror attempted, reducing
need for new trial). Finally, while only one juror needs to be influenced in order to
require reversal, see State v. Christensen, 929 N.W.2d 646, 679 (Iowa 2019), the
short time-frame involved here and quick redirection by the foreperson limited the
30
risk of jurors being influenced by the experiment.7 See State v. Smith, 573 N.W.2d
14, 18 (Iowa 1997). The juror informed other jurors about the experiment while
multiple conversations were happening and lasted “only seconds.” Thus, the risk
of other jurors being influenced was greatly reduced.
Given the limited nature of the information gained by the juror and those
they spoke with about the experiment, as well as the ample evidence disproving
Bassett’s version of events, the court did not abuse its discretion in denying the
motion for a new trial.
IX. Conclusion
Finding no reversible error, we affirm Bassett’s conviction.
AFFIRMED.
7We note that the experimenting juror’s affidavit indicated that it had “at least
partially influenced their verdict.” However, affidavits cannot be used to
demonstrate the influence of improper evidence. See Christensen, 929 N.W.2d at
679.