State of Iowa v. Jacob Phillip Schwab ( 2020 )

IN THE COURT OF APPEALS OF IOWA
No. 19-1385
Filed June 17, 2020
STATE OF IOWA,
Plaintiff-Appellee,
vs.
JACOB PHILLIP SCHWAB,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Black Hawk County, George L.
Stigler, Judge.
Jacob Schwab appeals his sentences for assault and controlled-substance
convictions. AFFIRMED AND REMANDED.
Kevin D. Engels of Correll, Sheerer, Benson, Engels, Galles & Demro, PLC,
Cedar Falls, for appellant.
Thomas J. Miller, Attorney General, and Bridget A. Chambers, Assistant
Attorney General, for appellee.
Considered by Bower, C.J., and Doyle and Schumacher, JJ.
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BOWER, Chief Judge.
Jacob Schwab appeals two conditions imposed as part of his sentence for
controlled-substance and assault convictions. He claims the court failed to make
required findings to impose a domestic-abuse program condition and improperly
relied on unproven allegations from a victim impact statement in imposing a
residential facility placement. We affirm the residential facility placement and
remand for the district court to enter an order nunc pro tunc to correct the written
sentencing order to correspond with the sentence orally pronounced.
I. Background Facts & Proceedings
Schwab was charged with possession of a controlled substance with intent
to deliver, assault causing serious injury, and two counts of possession of
controlled substances. Schwab pleaded guilty to all three controlled-substance
charges and entered an Alford plea to the assault charge pursuant to a plea
agreement.1 The State agreed to recommend a ten-year suspended sentence, a
suspended fine and surcharge, and two-to-five years of probation for the
possession-with-intent offense. With respect to the assault offense, the State
agreed to recommend a five-year suspended sentence, a suspended fine and
surcharge, and two-to-five years of supervised probation. The State would
recommend a 180-day suspended jail sentence plus two years of supervised
probation on each possession offense and an imposed $315 fine, plus surcharge
1 In an Alford plea, a defendant enters a guilty plea acknowledging the State has
strong evidence of actual guilt but claims innocence or otherwise does not admit
guilt to the underlying facts establishing the crime. See North Carolina v. Alford,
400 U.S. 25, 37 (1970); State v. Burgess, 639 N.W.2d 564, 567 n.1 (Iowa 2001).
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and court costs, for one of the possession offenses. Schwab was free to request
any sentence he thought appropriate, including a deferred judgment.
At the sentencing hearing, the State made recommendations as agreed and
the defense argued for a deferred judgment or suspended sentences. The court
heard from the victim in the assault offense. The statement contained additional
details not included in the minutes of testimony.2 The court imposed suspended
concurrent sentences and fines as recommended by the State and an additional
condition—placement in a residential treatment facility for one year or “maximum
benefits.” The written order entered later also included a requirement that Schwab
“successfully complete the Iowa Domestic Abuse Program.”
Schwab appeals the additional conditions on his sentence.
II. Standard of Review
The trial court’s application of sentencing statutes is reviewed for correction
of errors at law. State v. Hensley, 911 N.W.2d 678, 681 (Iowa 2018). Sentences
within statutory limits are reviewed for an abuse of discretion. State v. Gordon,
921 N.W.2d 19, 24 (Iowa 2018). An abuse of discretion occurs when “the district
court exercises its discretion on grounds or for reasons that were clearly untenable
or unreasonable.” Id. (citation omitted).
III. Analysis.
Schwab claims the court failed to make necessary findings whether the
relationship between Schwab and the victim met the requirements of Iowa Code
2 The minutes of testimony included a voluntary statement from the victim, which
included significant details about the assault itself and the subsequent delay in
medical attention.
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section 236.2(2)(e) (2018)3 necessary to require the completion of the domestic-
abuse program. Further, the court did not include the program when pronouncing
judgment during the hearing, and neither party requested it.
The State concedes the written order conflicts with the oral pronouncement
and requests we remand for entry of an order nunc pro tunc to remove the
nonconforming provision—the domestic-abuse program condition. We agree the
sentence pronounced during the hearing controls. See State v. Hess, 533 N.W.2d
525, 528 (Iowa 1995) (“A rule of nearly universal application is that ‘where there is
a discrepancy between the oral pronouncement of sentence and the written
judgment and commitment, the oral pronouncement of sentence controls.’”
(citation omitted)). The sentencing hearing transcript includes no mention or hint
of a domestic-abuse program as part of Schwab’s sentence, and we find the
discrepancy with the written judgment was a result of clerical error, not judicial
intention. We remand for the court to enter an order nunc pro tunc to correct the
written judgment to correspond to the oral pronouncement. See Iowa R. Crim. P.
2.23(3)(g).
Schwab also claims the court improperly considered unproven,
unprosecuted allegations from the victim’s statement when imposing a sentence
greater than the State’s recommendations. He asserts the victim offered a wholly
different version of the assault offense, including facts not otherwise included in
3Iowa Code section 236.2(2)(e) defines domestic abuse as an assault “between
persons who are in an intimate relationship or have been in an intimate relationship
and have had contact within the past year of the assault.” The statute includes
several factors the court may consider in determining whether the persons are in
an “intimate relationship.”
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the minutes of testimony. Schwab contends the court abused its discretion by
considering the newly-offered details in its sentencing decision. The State
counters that the victim’s statement “did not refer to unproven facts or crimes but,
instead, gave a full description” of the assault, her thoughts and emotions during
and after the assault, and the effects of the crime.
“A court may not consider an unproven or unprosecuted offense when
sentencing a defendant unless (1) the facts before the court show the accused
committed the offense, or (2) the defendant admits it.” Gordon, 921 N.W.2d at 25
(citation omitted). The court is to examine “all pertinent information, including the
presentence investigation report and victim impact statements” before sentencing.
Iowa Code § 901.5. The defendant “must affirmatively show that the district court
relied on improper evidence” to overcome the presumption the court properly
exercised its discretion. State v. Jose, 636 N.W.2d 38, 41 (Iowa 2001). “We will
not draw an inference of improper sentencing considerations which are not
apparent from the record.” State v. Formaro, 638 N.W.2d 720, 725 (Iowa 2002).
During the sentencing hearing, the court expressed concern over Schwab’s
history of substance and alcohol abuse and his failure to pursue treatment. Before
the victim gave her statement and after a dialogue between the court and Schwab,
the court informed Schwab,
So I am not predisposed toward a deferred judgment for you on any
of these matters. I don’t know that prison is called for in your case,
even though it might be very, very easy to give you prison on Count II
for what you did to her. But I think some punishment of some nature
is warranted if for no other reason than to, one, cause you to be more
serious about getting substance abuse treatment, and two, if ever
you lose your temper with a young lady or any person as far as that
goes, not to do what you did in [the assault offense] to another
person. And so a deferred judgment really is not in the cards for you.
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Then the assault victim gave an impact statement with her account of the
circumstances of her physical injury and the lasting effects on her physical, mental,
and emotional health and her education. The victim provided some details beyond
those contained in the minutes of testimony. The victim asked the court for
Schwab’s sentence to “include time in a facility” and stated that a suspended
sentence alone would not hold Schwab accountable for the injury he caused. The
court then had further dialogue with Schwab regarding some statements made by
the victim.
Victim impact statements may include a detailed description of any physical
injury, its seriousness and permanence, any change in the victim’s personal
welfare, and any other information relating to the impact of the offense on the
person. Iowa Code § 915.21(2). “[I]t is essential to the purpose of the victim
impact statement that the victim be given an opportunity to fully convey the impact
a crime has had.” State v. Sailer, 587 N.W.2d 756, 764 (Iowa 1998). “Although
this may at times result in the airing of allegations which are unproven, we trust
that our district courts, when weighing such statements as part of the sentencing
determination, will filter out improper or irrelevant evidence.” Id.
When imposing sentence, the court referenced Schwab’s history of
substance-abuse problems and failing to pursue recommended treatment. The
court also referred to Schwab’s “callous indifference” to the victim during and after
the assault, details of which were included in the minutes of testimony. The court
made no reference to the new details from the victim’s statement.
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Even before the victim impact statement was given, the court expressed
concern about Schwab’s treatment of the victim and stated, “[S]ome punishment
of some nature is warranted.” We see no evidence the court relied on any new
details not conveyed in the minutes of testimony that were not primarily to explain
the impact on the victim in determining its sentence.
Because Schwab has not affirmatively shown the district court improperly
relied on impermissible factors in sentencing him, we affirm the residential facility
condition. We remand for the district court to enter an order nunc pro tunc
correcting the written judgment to correspond to the oral pronouncement.
AFFIRMED AND REMANDED.