State of Iowa v. Chad Richard Chapman ( 2019 )

IN THE COURT OF APPEALS OF IOWA
No. 18-1504
Filed December 18, 2019
STATE OF IOWA,
Plaintiff-Appellee,
vs.
CHAD RICHARD CHAPMAN,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Scott D. Rosenberg,
Judge.
Chad Chapman appeals following his guilty plea to child endangerment.
AFFIRMED IN PART, VACATED IN PART, AND REMANDED.
Mark C. Smith, State Appellate Defender, (until withdrawal) and Martha J.
Lucey, Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Zachary Miller, Assistant Attorney
General, for appellee.
Considered by Bower, C.J., and Vaitheswaran and Doyle, JJ.
2
VAITHESWARAN, Judge.
The State originally charged Chad Chapman with two counts of second-
degree sexual abuse of a child under the age of twelve. In time, the State amended
the charge to child endangerment, an aggravated misdemeanor. See Iowa Code
§ 726.6(1), (7) (2017). Chapman entered an Alford plea1 to the charge based on
the same minutes of testimony supporting the original charges. The district court
adjudged Chapman guilty and filed a sentencing order that included the following
dispositions: a special sentence committing Chapman to department of corrections
custody for ten years, a “law enforcement initiative surcharge (if applicable),”
restitution of fees and costs, and placement on the sex offender registry.
On appeal, Chapman argues the district court erred in (1) imposing the
special sentence and law-enforcement-initiative surcharge; (2) ordering restitution
of court costs “without first determining his reasonable ability to pay such costs”;
and (3) determining his offense was sexually motivated, a predicate to placement
on the sex offender registry.2
The State concedes error on the first point and agrees we must “vacate
those parts of Chapman’s sentence.” See id. §§ 903B.2 (authorizing special
sentence only for “[a] person convicted of a misdemeanor or a class ‘D’ felony
offense under chapter 709, section 726.2, or section 728.12”), 911.3 (authorizing
1
An Alford plea is a variation of a guilty plea where the defendant does not admit
participation in the acts constituting the crime but consents to the imposition of a
sentence. North Carolina v. Alford, 400 U.S. 25, 37 (1970).
2 Chapman also raised a fourth issue regarding attorney fees, but he withdrew the
issue as “moot” following the filing of a district court order addressing the issue.
3
surcharge only for criminal violations under “a. Chapter 124, 155A, 453B, 713, 714,
715A, or 716” and “b. Section 719.7, 719.8, 725.1, 725.2, or 725.3”).
Turning to the second issue, the supreme court recently addressed the
timing of restitution orders and ability-to-pay determinations. See State v. Albright,
925 N.W.2d 144, 160–62 (Iowa 2019). The court stated, “Until the court issues the
final restitution order, the court is not required to consider the offender’s
reasonable ability to pay . . . . Once the court has all the items of restitution before
it, then and only then shall the court make an assessment as to the offender’s
reasonable ability to pay.” Id. Based on Albright, we vacate the order for payment
of court costs pending completion of a final restitution order. See id. at 162–63.
That leaves us with the third issue—Chapman’s placement on the sex
offender registry. Iowa Code section 692A.126(1)(v) requires a person convicted
“on or after July 1, 2009,” of “[a]ny indictable offense in violation of chapter 726 if
the offense was committed against a minor or otherwise involves a minor” to
register as a sex offender “[i]f a judge or jury makes a determination, beyond a
reasonable doubt, that [the] conviction [was] sexually motivated.” “Sexually
motivated” “means that one of the purposes for commission of a crime is the
purpose of sexual gratification of the perpetrator of the crime.” Iowa Code
§ 229A.2(10); see also id. § 692A.101(29) (adopting same definition). The district
court found “beyond a reasonable doubt that the offense committed was sexually
motivated within the meaning of [Iowa Code] [s]ection 692A.126.” Chapman
argues the “finding is not supported by substantial evidence.”
We agree our review is for substantial evidence. That standard flows from
the definition of “sexually motivated,” which, as noted, requires a judge or jury
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determination of sexual motivation by proof beyond a reasonable doubt, on par
with findings supporting commission of the underlying offense. See id.
§ 692A.126(1)(v); State v. Grandberry, 619 N.W.2d 399, 401 (Iowa 2000) (“[W]hen
a challenge is made to a criminal sentence on the basis that the court improperly
considered unproven criminal activity, the issue presented is simply one of the
sufficiency of the record to establish the matters relied on.” (citing State v. Longo,
608 N.W.2d 471, 474 (Iowa 2000))); State v. Rodriguez, No. 15-1002, 2016 WL
4051696, at *1 (Iowa Ct. App. July 27, 2018) (reviewing “sexually motivated”
finding for substantial evidence). The standard requires us to view the evidence
in the light most favorable to the State. See State v. Trane, 934 N.W.2d 447, 455
(Iowa 2019). At the same time, “[e]vidence raising only ‘suspicion, speculation, or
conjecture is not substantial.’” State v. Huser, 894 N.W.2d 472, 490 (Iowa 2017)
(citation omitted).
The State attempts to support the district court’s finding of sexual motivation
by pointing to the minutes of testimony which, as noted, contained information
pertaining to the original sex abuse charges. In the State’s view, State v.
Gonzalez, 582 N.W.2d 515, 517 (Iowa 1998), allowed the court to rely on those
minutes not just to find a factual basis for the underlying crime but also to make
required findings at sentencing. We disagree.
In Gonzalez, the court stated the “minutes of testimony attached to a trial
information do not necessarily provide facts that may be relied upon and
considered by a sentencing court.” 582 N.W.2d at 517 (emphasis added). The
court continued, “The sentencing court should only consider those facts contained
in the minutes that are admitted to or otherwise established as true.” Id. (citation
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omitted). And, the court stated, “Where portions of the minutes are not necessary
to establish a factual basis for a plea, they are deemed denied by the defendant
and are otherwise unproved and a sentencing court cannot consider or rely on
them.” Id.
The portions of the minutes recounting Chapman’s alleged sexual abuse of
the child were not necessary to support a factual basis for child endangerment,
which is statutorily defined as follows:
1. A person who is the parent, guardian, or person having
custody or control over a child or a minor under the age of eighteen
with a mental or physical disability, or a person who is a member of
the household in which a child or such a minor resides, commits child
endangerment when the person does any of the following:
a. Knowingly acts in a manner that creates a
substantial risk to a child or minor’s physical, mental or
emotional health or safety.
Iowa Code § 726.6(1); cf. id. §§ 709.1 (defining sexual abuse), 709.3 (defining
second-degree sexual abuse). Accordingly, those portions of the minutes
recounting sex acts were deemed denied by Chapman.
The prosecutor conceded as much. During the plea hearing, she informed
the court of her intent to offer evidence of sexual motivation at sentencing and she
predicted “the defense would counter it.” Chapman’s attorney confirmed the
sexual motivation issue was in play. Indeed, at sentencing, he sought clarification
that the court would not rely on the minutes to support the “sexually motivated
finding.” The following exchange is instructive:
Your Honor, just for a clear record, the Alford plea agreement
was that the Court would utilize the minutes of testimony for
purposes of only establishing guilt or innocence and the parties
would present evidence today regarding sex offender registry.
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It’s our position that the Court should not consider the minutes
of testimony for that portion of it, but the Court is free to do, obviously,
as it sees fit.
The court responded, “Even without the minutes of testimony, what was offered
here today by the victim’s mother is sufficient for me.” The exchange confirms that
the references to sex acts in the minutes of testimony were not admitted by the
defense and could not be used to support a finding of sexual motivation. See State
v. Rigel, No. 16-0576, 2017 WL 936135, at *5 (Iowa Ct. App. Mar. 8, 2017) (“To
find that Rigel’s crime was sexually motivated, the court necessarily had to rely on
unproven information in the minutes of testimony. That is insufficient to establish
proof beyond a reasonable doubt.”); State v. Mesenbrink, No. 15-0054, 2015 WL
7075826, at *5 (Iowa Ct. App. Nov. 12, 2015) (“[W]e decline to permit the district
court to rely upon the minutes of testimony to establish proof beyond a reasonable
doubt, as necessary to satisfy Iowa Code section 692A.126, where the defendant
agrees the minutes can be used ‘to know what happened’ yet later denies the
portion of the minutes of testimony specifically relied upon by the district court.”).
All that is left to support the finding is the statement of the child’s mother
referenced by the district court. Her victim impact statement was presented in the
form of live testimony. In relevant part, she stated, “[A]t the least he touched my
child” and, “I could tell you vivid things that he had done to her.” These statements
raise suspicions of sexual motivation but do not amount to substantial evidence.3
3
In light of our conclusion that the statement does not amount to substantial
evidence, we find it unnecessary to address Chapman’s contention that victim
impact statements may never be used to support a finding of sexual motivation.
7
We “remand with directions for the district court to enter an order to vacate
the portion of its sentencing order requiring [Chapman] to register as a sex
offender.” Mesenbrink, 2015 WL 7075826, at *5. “Because it is possible that proof
beyond a reasonable doubt could be shown, we also remand for further
proceedings before a judge or jury in which the State might have an opportunity to
establish that the crime of [child endangerment] was sexually motivated.” Id. (citing
State v. Royer, 632 N.W.2d 905, 909 (Iowa 2001)).
AFFIRMED IN PART, VACATED IN PART, AND REMANDED.