State v. Arnett ( 2021 )

IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 112,572
STATE OF KANSAS,
Appellee,
v.
TAYLOR ARNETT,
Appellant.
SYLLABUS BY THE COURT
1.
The current Kansas criminal restitution statutes do not trigger Sixth Amendment
protections as contemplated by Apprendi v. New Jersey, 530 U.S. 466, 476, 120 S. Ct.
2348, 147 L. Ed. 2d 435 (2000), and its progeny.
2.
At a minimum, section 5 of the Kansas Constitution Bill of Rights protects as
inviolate the procedural right to have a jury decide the contested questions juries
historically decided when the Kansas Constitution came into existence.
3.
The development of modern criminal restitution statutes in Kansas makes criminal
restitution virtually identical to a civil judgment. Since civil damages were historically
decided by juries, this virtual identity of criminal restitution and civil judgment violates
section 5 of the Kansas Constitution Bill of Rights.
1
4.
When confronting a constitutional flaw in a statute, the court will resolve the
problem, if possible, by severing the problematic portions and leaving the remainder
intact.
5.
Severing only the problematic portions of the Kansas criminal restitution statutes
preserves the societal goals advanced by a judicial sanction of criminal restitution.
6.
The following statutes (or portions of statutes) are unconstitutional: K.S.A. 60-
4301; K.S.A. 60-4302; K.S.A. 60-4303; K.S.A. 2020 Supp. 21-6604(b)(2); and only the
last sentence of K.S.A. 2020 Supp. 22-3424(d)(1).
7.
A criminal defendant will not be faced with a civil judgment for criminal
restitution unless it has been obtained separately through a civil cause of action.
Review of the judgment of the Court of Appeals in an unpublished opinion filed May 4, 2018.
Appeal from Wyandotte District Court; MICHAEL A. RUSSELL, judge. Opinion filed October 15, 2021.
Judgment of the Court of Appeals affirming the district court is affirmed. Judgment of the district court is
affirmed.
Samuel Schirer, of Kansas Appellate Defender Office, argued the cause and was on the briefs for
appellant.
Ethan Zipf-Sigler, assistant district attorney, argued the cause, and Alan T. Fogleman, assistant
district attorney, Jerome A. Gorman, district attorney, and Derek Schmidt, attorney general, were with
him on the brief for appellee.
2
The opinion of the court was delivered by
WILSON, J.: Taylor Arnett petitions this court for review of the judgment of the
Court of Appeals affirming the restitution ordered against her by the district court. She
argues that the restitution violates her right to a jury under both the Sixth Amendment of
the United States Constitution and section 5 of the Kansas Constitution Bill of Rights.
We find that her right to a jury as guaranteed by the Sixth Amendment is unharmed.
However, we agree the current structure of criminal restitution in Kansas violates section
5 of the Kansas Constitution Bill of Rights in part, but the offending part of that structure
can be severed from the rest, which does not violate section 5. Specifically, insofar as the
ordered restitution is given the effect of a civil judgment, it violates section 5. Otherwise,
it does not.
FACTUAL AND PROCEDURAL BACKGROUND
The State charged Arnett with one count of conspiracy to commit burglary after
she provided the car which her boyfriend used to burglarize two houses. The boyfriend
paid Arnett $200 when he returned the car. Arnett pled guilty to that conspiracy charge.
Arnett's plea did not include an agreement with the State to pay any amount of restitution.
The district court held a restitution hearing, during which the State explained that
it was requesting $33,248.83 in restitution, payable to three individuals who incurred
losses due to the burglaries. According to the State, Arnett took no issue with the
amounts of restitution ordered for the victims' total losses, but argued she should only be
responsible for the $200 she obtained for her part in the burglaries. The district court
disagreed and ordered the full amount of $33,248.83, jointly and severally with Arnett's
codefendants.
3
In Arnett's first appeal, a Court of Appeals panel held that the State failed to show
a sufficient causal connection for restitution between Arnett's plea to and conviction for
conspiracy to commit burglary and the financial loss to the victims. As a result, the panel
never reached Arnett's alternative arguments. See State v. Arnett, No. 112,572, 2015 WL
6835244 (Kan. App. 2015) (unpublished opinion). This court reversed the panel, holding
that restitution may be ordered against a defendant in a criminal case if the loss to the
victim was proximately caused by the crime of conviction. State v. Arnett, 307 Kan. 648,
Syl. ¶ 7, 413 P.3d 787 (2018). This court remanded the case to the Court of Appeals to
consider the constitutional arguments raised by Arnett. That panel found Arnett's
arguments unavailing and affirmed the district court's restitution order. State v. Arnett,
No. 112,572, 2018 WL 2072804 (Kan. App. 2018) (unpublished opinion). Jurisdiction is
proper. See K.S.A. 20-3018(b) (providing for petitions for review of Court of Appeals
decisions); K.S.A. 60-2101(b) (Supreme Court has jurisdiction to review Court of
Appeals decisions upon petition for review).
Arnett did not raise her constitutional issues before the district court. Generally, a
constitutional issue not raised before the district court is considered abandoned. But this
court can review issues presented on appeal where: "(1) the newly asserted theory
involves only a question of law arising on proved or admitted facts . . . ; (2) consideration
of the theory is necessary to serve the ends of justice or to prevent [a] denial of
fundamental rights"; or (3) the district court's judgment is correct for the wrong reason.
State v. Perkins, 310 Kan. 764, 768, 449 P.3d 756 (2019). But "'[t]he decision to review
an unpreserved claim under an exception is a prudential one. Even if an exception would
support a decision to review a new claim, [this court has] no obligation to do so.'
[Citations omitted.]" State v. Gray, 311 Kan. 164, 170, 459 P.3d 165 (2020).
4
The right to a jury trial is a fundamental right under both section 5 of the Kansas
Constitution Bill of Rights and under the Sixth Amendment to the United States
Constitution. State v. Rizo, 304 Kan. 974, 979-80, 377 P.3d 419 (2016). We elect to reach
both questions under the second exception.
ANALYSIS
Our analysis first looks at the statutes which make up the "restitution scheme"
being challenged by Arnett. K.S.A. 2017 Supp. 21-6604(b)(1) grants a district court the
authority to order the defendant to pay restitution as part of the sentence. The statute
dictates that the restitution amount "shall include, but not be limited to, damage or loss
caused by the defendant's crime, unless the court finds compelling circumstances which
would render a plan of restitution unworkable."
In the same way, K.S.A. 2017 Supp. 21-6607(c)(2) gives the district court the
authority to order restitution payments as a condition of probation. Based on the clear
language of the statutes, "'restitution for a victim's damages or loss depends on the
establishment of a causal link between the defendant's unlawful conduct and the victim's
damages.' [Citations omitted.]" State v. Alcala, 301 Kan. 832, 837, 348 P.3d 570 (2015).
Criminal restitution does not violate the Sixth Amendment to the United States
Constitution.
Standard of review
Determining a statute's constitutionality is a question of law subject to unlimited
review. State v. Soto, 299 Kan. 102, 121, 322 P.3d 334 (2014).
5
Discussion
We begin with Arnett's argument that the restitution statutes in question offend her
right to a jury trial under the Sixth Amendment to the United States Constitution.
The Sixth Amendment provides that in "all criminal prosecutions, the accused
shall enjoy the right to a speedy and public trial, by an impartial jury." U.S. Const.
amend. VI. The Supreme Court of the United States has established that this right to a
jury covers any fact which increases the maximum penalty for a crime—other than a
prior conviction—and such facts must be submitted to a jury and proven beyond a
reasonable doubt. Apprendi v. New Jersey, 530 U.S. 466, 476, 120 S. Ct. 2348, 147 L.
Ed. 2d 435 (2000). The Supreme Court further established that any facts which increase a
mandatory minimum penalty must also be decided by a jury. See Alleyne v. United States,
570 U.S. 99, 102, 133 S. Ct. 2151, 186 L. Ed. 2d 314 (2013). The reasoning is that when
"a judge inflicts punishment that the jury's verdict alone does not allow," the judge has
exceeded his authority. Blakely v. Washington, 542 U.S. 296, 304, 124 S. Ct. 2531, 159
L. Ed. 2d 403 (2004).
Arnett is not the first defendant to make the argument that judicially ordered
restitution violates Apprendi and its progeny, but most federal courts confronted with the
question disagree. Largely, these courts have followed one of two analytical paths to
conclude either that criminal restitution is not punishment or to find that restitution
statutes do not specify a maximum award. See United States v. Bonner, 522 F.3d 804,
807 (7th Cir. 2008) (restitution is not a criminal punishment); see also United States v.
Sawyer, 825 F.3d 287, 297 (6th Cir. 2016) (restitution is considered punishment but is not
affected by Apprendi because statutes do not specify a statutory maximum). Sometimes
the courts have taken a more hybrid approach. See United States v. Green, 722 F.3d
1146, 1150 (9th Cir. 2013) (restitution is only punishment in some contexts but is "not
6
clearly" punishment covered by Apprendi); United States v. Leahy, 438 F.3d 328, 338 (3d
Cir. 2006) (Although restitution is criminal punishment, its essence is a restorative
remedy that compensates victims and does not make a defendant's punishment more
severe.).
As our own Court of Appeals has recently pointed out, at least 11 of 13 federal
United States Circuit Courts of Appeal have refused to extend Apprendi and its progeny
to orders of restitution, not to mention the many state courts which have followed suit.
State v. Robison, 58 Kan. App. 2d 380, 389-90, 469 P.3d 83, rev. granted 312 Kan. 900(2020). Following that lead, the Kansas Court of Appeals has also declared criminal
restitution non-punishment for Sixth Amendment purposes. Robison, 58 Kan. App. 2d at
392; State v. Huff, 50 Kan. App. 2d 1094, 1100, 336 P.3d 897 (2014).
Outside the context of this question, this court has previously acknowledged that
restitution serves many purposes separate from criminal punishment, including victim
compensation, deterrence, and rehabilitation of the guilty. State v. Applegate, 266 Kan.
1072, 1075, 976 P.2d 936 (1999).
Despite the nonuniform approach taken by federal circuits, the Supreme Court has
remained silent on whether criminal restitution triggers the right to a jury as contemplated
in Apprendi, even when presented with opportunities to take up the question. See United
States v. Green, 722 F.3d 1146 (9th Cir.), cert. denied 571 U.S. 1025 (2013); United
States v. Day, 700 F.3d 713 (4th Cir. 2012), cert. denied 569 U.S. 959 (2013).
The Supreme Court once again denied a petition for a writ of certiorari in a case
that would have answered that question in Hester v. United States, 139 S. Ct. 509, 202 L.
Ed. 2d 627 (2019). But this time, Justice Gorsuch—joined by Justice Sotomayor—
dissented from the denial of certiorari, arguing that under either analytical path,
7
restitution is within reach of the Sixth Amendment's protections and should trigger the
right to a jury trial. Hester, 139 S. Ct. at 511 (Gorsuch, J., dissenting).
Although this two-justice dissent might signal that the Supreme Court will
eventually take up the question, the majority has thus far been content to allow the lower
courts to continue ruling that restitution does not implicate a defendant's Sixth
Amendment right to a jury. We see no reason why we should take up that mantle in its
place. While the dissent observes that the theoretical bases upon which the various circuit
courts relied are not uniform, we need not resolve these differences here. We are content
to side with the majority of the circuit courts of appeal.
The current structure of criminal restitution violates section 5 of the Kansas Constitution
Bill of Rights but is remedied by severance.
Next, we turn to the question of whether the Kansas criminal restitution statutes
violate section 5 of the Kansas Constitution Bill of Rights.
Standard of review
As noted above, a statute's constitutionality is a question of law subject to
unlimited review. Soto, 299 Kan. at 121.
Discussion
Section 5 of the Kansas Constitution Bill of Rights states that "[t]he right of trial
by jury shall be inviolate." Citing Miller v. Johnson, 295 Kan. 636, 289 P.3d 1098(2012), a plurality of this court declared "'[s]ection 5 preserves the jury trial right as it
historically existed at common law when our state's constitution came into existence'" in
8
1859. Hilburn v. Enerpipe Ltd., 309 Kan. 1127, 1133, 442 P.3d 509 (2019). A majority of
this court has ruled the "right as it historically existed" protects as inviolate at least the
procedural right to have a jury decide the contested questions juries historically decided.
Hilburn, 309 Kan. at 1133 (plurality holding that "[s]ection 5 preserves the jury trial right
as it historically existed at common law"); Hilburn, 309 Kan. at 1151 (Stegall, J.,
concurring) (stating that the "section 5 'right of trial by jury' that 'shall be inviolate' is a
procedural right").
Consequently, we begin our analysis of the section 5 challenge with whether
territorial juries would have decided the issue of criminal restitution in 1859. If so, under
Hilburn, section 5 would clearly apply, requiring juries also to decide it now. See
Hilburn, 309 Kan. at 1134. On the other hand, if judges decided the issue of criminal
restitution in 1859, section 5 would not apply.
Were it so easy. Unfortunately, the concept of criminal restitution as we know it
today was not part of the common law at all in 1859. Since it did not exist, it follows that
it could not have been decided by juries or judges.
So we explore further. At common law, a victim would have been able to recover
damages caused by a criminal act through civil suit with a finding of causation and
damages. Civil defendants in those actions had a right to demand a jury trial. There is no
dispute that the amount of damages—and causation—was a question of fact to be
determined by the jury in common-law tort actions. Miller, 295 Kan. at 647; see St. Clair
v. Denny, 245 Kan. 414, 417, 781 P.2d 1043 (1989). Consequently, Arnett would have us
find that because criminal restitution orders now allow those same crime victims to be
compensated for losses just as if they were successful tort plaintiffs, criminal defendants
should enjoy that same right to a jury trial.
9
This court has consistently noted that when the section 5 jury trial right is
implicated, it applies no further than to give the right of such trial upon issues of fact so
tried at common law. The right to have the jury determine issues of fact is contrasted with
the determination of issues of law, which have always been left to the court. See State v.
Love, 305 Kan. 716, 735, 387 P.3d 820 (2017) (citing General Laws of the Territory of
Kansas, 1859, ch. 25, § 274 ["[I]ssues of law must be tried by the court. . . . Issues of fact
arising in action, for the recovery of money, or of specific, real or personal property, shall
be tried by a jury."]). Therefore, Arnett's argument hinges on analogizing modern
criminal restitution to causation and damages in a civil suit.
The panel disagreed with Arnett, finding that orders of criminal restitution do not
legally supplant civil actions, because a crime victim may still file a civil suit against a
criminal defendant to recover money damages. State v. Arnett, No. 112,572, 2018 WL
2072804, at *1 (Kan. App. 2018) (unpublished opinion).
Likewise, the Court of Appeals panel in Robison was faced with the same
argument—analogizing criminal restitution orders to causation and civil damages in
tort—and came to the same conclusions as the Arnett panel: as distinct remedies,
criminal restitution is not a civil judgment and is therefore not covered by section 5.
Robison, 58 Kan. App. 2d at 386.
But the Robison panel was faced with another argument. The defendant in
Robison, taking a deep dive into our state's history, argued that not only did Kansas juries
decide the amount of civil damages in tort prior to statehood, but juries were also
required to determine the value of stolen property for certain theft offenses in criminal
cases. See Kan. Terr. Stat. 1859, ch. 25, § 274; Kan. Terr. Stat. 1859, ch. 27, § 219. The
defendant in Robison argued that, by analogy, Kansas juries would have had to determine
10
the amount of criminal restitution in 1859 because it is yet another example of juries
determining the amount of loss or damage caused to a victim.
The majority of the Robison panel was not persuaded, instead turning to the State's
rebuttal that the reason juries had to make a factual finding regarding the value of stolen
property was because that factual determination affected the severity level of the offense.
See Kan. Terr. Stat. 1859, ch. 28, §§ 72-74, 82-88, 91. The Robison majority maintained
that because criminal restitution is not a civil remedy—and criminal restitution was not
listed in the Kansas territorial statutes as a permissible remedy for any crime in 1859—
the defendant failed to establish that section 5 would require a jury to impose criminal
restitution under K.S.A. 2017 Supp. 21-6604(b)(1) and K.S.A. 2017 Supp. 21-6607(c)(2).
58 Kan. App. 2d at 386. We agree with this assessment. Moreover, we note that the
territorial statutes contained no mechanism by which an aggrieved victim could obtain
recompense for the value of stolen goods, as determined by a jury in a criminal trial; that
recovery, if any, would flow only through a civil proceeding—including, potentially, a
trial by jury.
Both appellate panels ultimately disagreed with their respective defendants. The
Robison panel relied on this court's precedent that made clear that criminal restitution and
civil damages are separate and independent remedies under Kansas law. Robison, 58
Kan. App. 2d at 385-86; see Applegate, 266 Kan. at 1078. Because they are distinct
remedies,
"[t]he judge's order of restitution in a criminal action does not bar a victim from seeking
damages in a separate civil action. Likewise, the judge, when sentencing a defendant in a
criminal action, is not foreclosed from ordering restitution just because the victim has
received compensation in a civil action." Applegate, 266 Kan. at 1079.
11
When framed as two unique avenues to recovery—with separate standards and
implications—it would follow that criminal restitution does not trigger the same
protections afforded to defendants in civil actions.
Then what, one may ask, is the difference? While many legal scholars and editors
have weighed in on the subject, the following is one explanation that can be used to
understand this court's holding in Applegate.
"Criminal restitution is not the equivalent of civil damages. The criminal sanction
of restitution and the civil remedy of damages further distinct societal goals. . . . Unlike a
civil claim for damages, the purpose of restitution in a criminal case is twofold: (1) to
compensate the victim and (2) to serve the rehabilitative, deterrent, and retributive goals
of the criminal justice system. The restitution order has complications and effects which
the ordinary civil money judgment lacks. It necessarily holds incarceration over the head
of the defendant like a sword of Damocles to enforce payment in a way that civil
judgments cannot.
....
". . . A final judgment in a civil case speaks instantly; it fixes the amount due and
compensates a plaintiff for a delay in payment by including an award of post-judgment
interest. . . . [T]he award of restitution can include installment payments enforceable as a
condition of probation—a remedy not available in a civil lawsuit.
"Another difference between restitution and civil damages is that the State is a
party to the case and, consistent with the twofold purpose of restitution, while the victim's
wishes concerning restitution are relevant, they are not dispositive—it is the judge, not
the victim, who must weigh society's competing needs and make the determination of
whether or not restitution will be imposed and, if so, to what extent. It is for this reason
that a defendant cannot foreclose restitution in a criminal case through execution of a
release of liability or satisfaction of payment by the victim.
12
"Criminal restitution is rehabilitative because it forces the defendant to confront,
in concrete terms, the harm his actions have caused. Such a penalty affects the defendant
differently than a traditional fine, paid to the State as an abstract and impersonal entity,
and often calculated without regard to the harm the defendant has caused. Similarly, the
direct relation between the harm and the punishment gives restitution a more
precise deterrent effect than a traditional fine. Restitution is also retributive, particularly
in cases of theft or fraudulent conduct, in that it seeks to take ill-gotten gains from the
defendant." Criminal restitution and civil damages, 16 Fla. Prac., Sentencing § 10:3
(2020-2021 ed.).
Thus, unlike the dissent, we cannot agree that criminal restitution and civil actions
are merely "separate procedures for obtaining the same remedy—making a party whole."
But we also cannot ignore the development of the modern criminal restitution statutes
which are confronting Arnett. These statutes include several relevant provisions that did
not exist or that the court did not have cause to consider at the time of Applegate. K.S.A.
2017 Supp. 21-6604(b)(2) states that the order of restitution shall be a judgment against
the defendant that may be collected by the court by garnishment or other execution as on
judgments in civil cases. Likewise, K.S.A. 2017 Supp. 22-3424(d)(1) states that the order
of restitution shall be enforced as a judgment, specifically pursuant to K.S.A. 60-4301
through K.S.A. 60-4304, all of which make criminal restitution virtually identical to a
civil judgment. K.S.A. 60-4301 states in pertinent part,
"The clerk of the district court shall record the judgment of restitution in the same manner
as a judgment of the district court of this state pursuant to the code of civil procedure. A
judgment so filed has the same effect and is subject to the same procedures, defenses and
proceedings as a judgment of a district court of this state and may be enforced or satisfied
in like manner, except a judgment of restitution shall not constitute an obligation or
liability against any insurer or any third-party payor." (Emphases added.)
13
As shown from the plain text, the only difference enumerated in the statute
between civil judgments and orders of restitution is that orders of restitution are not
enforceable against insurers or any third-party payor. This is simply not enough to
differentiate the two remedies. Regarding K.S.A. 60-4302 through K.S.A. 60-4304, all
presume an order of criminal restitution will be filed and enforced as a civil judgment.
Although K.S.A. 60-4301 was in effect at the time of Applegate, that court did not
address it—or its section 5 implications—because it was not necessary to resolve the
issues in that case. However, when the Applegate court stated "[r]estitution imposed as a
condition of probation is not a legal obligation equivalent to a civil judgment, but rather
an option which may be voluntarily exercised by the defendant to avoid serving an active
sentence," it directly cited a Court of Appeals case which was decided before K.S.A. 60-
4301 was enacted. Applegate, 266 Kan. at 1075 (citing Church Mut. Ins. Co. v. Rison, 16
Kan. App. 2d 315, 318, 823 P.2d 209 [1991]).
In the days before these statutes, it was true that criminal restitution was not a
legal obligation equivalent to a civil judgment, for all the reasons explained above. The
Rison case cited by the Applegate court demonstrates that very well from a practical, as
opposed to theoretical, point of view. There, the defendant was ordered to pay criminal
restitution as a condition of his probation. After his discharge from probation—and after
the statute of limitations for a civil action had run—he ceased making restitution
payments. Because restitution and civil actions were truly separate remedies at the time,
the insurance company was barred by the statutes of limitation from pursuing a civil
action and the defendant's payment of restitution during his probation did nothing to toll
that applicable statute of limitations. See Rison, 16 Kan. App. 2d at 320.
But in the framework of our current criminal restitution statutes, we cannot
continue to say that restitution is not equivalent to civil judgments, at least to the level
14
that—if left untouched—it would implicate the right to a jury under section 5. The
district court is now required to order the defendant to pay restitution which includes, but
is not limited to, damage or loss caused by the defendant's crime, as determined by that
judge. See K.S.A. 2020 Supp. 21-6604(b); K.S.A. 2020 Supp. 21-6607(c)(2). As
established above, once the judge decides the amount of loss to the victim proximately
caused by the defendant's crime, that award becomes a civil judgment, which may be
enforced the same as any other civil judgment. K.S.A. 2017 Supp. 21-6604(b)(2); K.S.A.
60-4301. By allowing the judge to determine the legal damages proximately caused by
the crime, rather than a jury, and then converting that determination into a civil judgment
for the victim, the statutory scheme bypasses the traditional function of the jury to
determine civil damages, thereby implicating section 5. See Missouri, K. & T.R. Co. v.
L.A. Watkins Merch. Co., 76 Kan. 813, 815, 92 P. 1102 (1907) (existence and extent of
injury caused by defendant are questions of fact to be determined by a jury). More so,
unlike most other civil judgments, a modern judgment for restitution never becomes
dormant. See K.S.A. 2020 Supp. 60-2403(b).
So what is the remedy for judicially determined restitution under our current
statutory scheme? Arnett suggests it must be to vacate her order of restitution because it
was determined by a judge and not a jury. But her preferred remedy goes too far.
Although the development of criminal restitution as a full-fledged and unhindered civil
judgment is concerning to the validity of any order of restitution, we do not find that it
necessitates invalidating every order of restitution made by a district court outside the
purview of a jury. To do so would be to blindly disregard every valid justification in
those rulings for having a separate avenue to recovery for crime victims. It would also
ignore an effective, but more focused, solution.
When confronting a constitutional flaw in a statute, we will resolve the problem, if
possible, by severing the problematic portions and leaving the remainder intact.
15
"Whether the court may sever an unconstitutional provision from a statute and
leave the remainder in force and effect depends on the intent of the legislature. If from
examination of a statute it can be said that (1) the act would have been passed without the
objectionable portion and (2) if the statute would operate effectively to carry out the
intention of the legislature with such portion stricken, the remainder of the valid law will
stand. This court will assume severability if the unconstitutional part can be severed
without doing violence to legislative intent." Gannon v. State, 304 Kan. 490, 491, 372
P.3d 1181 (2016).
We acknowledge that this solution is not always possible, and this court has, in the
past, declared entire acts void after we were unable to sever the unconstitutional
provision from its companions. See Gannon, 304 Kan. at 520 (citing State ex rel. v.
Hines, 163 Kan. 300, 322, 182 P.2d 865 [1947]; Sedlak v. Dick, 256 Kan. 779, 803-04,
887 P.2d 1119 [1995]; Thompson v. KFB Ins. Co., 252 Kan. 1010, 1023, 850 P.2d 773[1993]; and Boyer v. Ferguson, 192 Kan. 607, 389 P.2d 775 [1964]). But we find no such
hindrances here.
If we use precision to sever the problematic statutory language from the rest of the
Kansas criminal restitution statutes and invalidate only those portions making orders of
restitution civil judgments, it preserves the societal goals advanced by a judicial sanction
of restitution within the context of a criminal case without infringing on a defendant's—
or a victim's—right to a jury trial in a civil setting. Because these goals are still advanced
without the offending portions of the statute, the remainder has satisfied the "Gannon
test" and may stand.
Accordingly, we hold the following statutes or portions of statutes to be
unconstitutional and sever them:
16
K.S.A 60-4301, which establishes that an order of restitution shall be filed,
recorded, and enforced as a civil judgment, in its entirety;
K.S.A. 60-4302, which sets forth notice requirements when an order of restitution
is filed as a civil judgment, in its entirety;
K.S.A. 60-4303, which establishes the docket fee when filing an order of
restitution as a civil judgment, in its entirety;
K.S.A. 2020 Supp. 21-6604(b)(2), which dictates that if the court orders
restitution, the restitution shall be a judgment against the defendant that may be collected
by the court by garnishment or other execution as on judgments in civil cases in
accordance with K.S.A. 60-4301 et seq.; and
Finally, only the last sentence of K.S.A. 2020 Supp. 22-3424(d)(1) which reads,
"If the court orders restitution to be paid to the victim or the victim's family, the order
shall be enforced as a judgment of restitution pursuant to K.S.A. 60-4301 through 60-
4304, and amendments thereto."
Further explanation of our decision to sever the entirety of K.S.A. 2020 Supp. 21-
6604(b)(2) is in order. This subsection refers to the court's ability to order collection of
restitution by "garnishment or other execution." It, in part, demonstrates the court's
flexibility when it comes to enforcing orders of criminal restitution. That alone would not
offend section 5. The problem with the statute is that, as worded, it is too difficult to
uncouple the acceptable provisions from those provisions that violate section 5. Thus, it
is necessary to sever the entire subsection. We recognize that a court may still enforce its
order of criminal restitution through lawful means if the court has cause to believe a
defendant is not in compliance. Those means still include the potential for court-ordered
17
garnishment. And the defendant still retains the ability to object to such garnishment and
justify why garnishment is not appropriate, i.e., to show the court how he is taking
reasonable steps to comply with the restitution order.
With today's holding, restitution may still be imposed by a judge either as part of
the sentence—as contemplated by K.S.A. 2020 Supp. 21-6604(b)—or as a condition of
probation—as contemplated by K.S.A. 2020 Supp. 21-6607(c)(2).
However, a criminal defendant will not be faced with a civil judgment for
restitution unless it has been obtained separately through a civil cause of action. In this
way, criminal restitution is—once again—not a legal obligation equivalent to a civil
judgment and does not violate section 5.
Judgment of the Court of Appeals affirming the district court is affirmed.
Judgment of the district court is affirmed.
***
STANDRIDGE, J., dissenting: I dissent from the majority's holding that Kansas'
restitution statutes do not violate a criminal defendant's right to a jury trial under the
Sixth Amendment to the United States Constitution. I also dissent from the majority's
holding that portions of our restitution statutes may be severed to avoid offending a
criminal defendant's right to a jury trial under section 5 of the Kansas Constitution Bill of
Rights. For the reasons set forth below, I would hold that Taylor Arnett had a right under
both the Sixth Amendment and section 5 to have a jury determine the amount of damage
or loss caused by her crime.
18
A. Sixth Amendment
The Sixth Amendment provides a right to a jury trial in all criminal prosecutions.
In Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000), the
United States Supreme Court established a rule to enforce that right: "[A]ny fact that
increases the penalty for a crime beyond the prescribed statutory maximum must be
submitted to a jury, and proved beyond a reasonable doubt." 530 U.S. at 490. Arnett
claims that the Kansas restitution statutes violate the Apprendi rule because they allow
judges, not juries, to make the underlying findings of fact needed to award restitution.
The State responds with two arguments: (1) the Sixth Amendment does not apply
because restitution is not punishment, and (2) even if restitution is punishment, having
the judge instead of the jury make findings of fact to support the court's restitution order
does not violate Apprendi because restitution does not increase the statutory maximum
penalty for Arnett's offense.
The majority does not engage in a substantive analysis of the Sixth Amendment
issue. Instead, it summarily concludes that Kansas' restitution scheme does not violate the
Sixth Amendment because the United States Supreme Court has been silent on the issue
and the decisions of a majority of the federal circuits and many state courts find the Sixth
Amendment inapplicable to restitution. Because a substantive analysis is critical to
deciding the issue here, I will begin with that analysis, considering both of the State's
arguments, and then address the majority's summary reliance on the cited caselaw.
1. The Sixth Amendment applies
The State first argues that restitution does not trigger an Apprendi analysis. It
relies on an argument that restitution is not punishment. It asserts that, instead, restitution
is like damages in a civil case because it is designed to compensate victims of the
19
defendant's crime. The State's view that the Sixth Amendment is inapplicable conflicts
with the text of the Sixth Amendment, the historical record, and Apprendi's progeny.
To begin, the State's position is at odds with the language in the Sixth
Amendment. The Sixth Amendment right to a jury trial applies in "all criminal
prosecutions." U.S. Const. amend VI. Restitution is part of the criminal prosecution
because it is part of the defendant's sentence. State v. Johnson, 309 Kan. 992, 996, 441
P.3d 1036 (2019). The Sixth Amendment's text supports Arnett's position that Apprendi
applies to restitution.
And so does the historical record, which is the touchstone of the Apprendi rule.
Courts applying that rule must consider "whether the finding of a particular fact was
understood as within 'the domain of the jury . . . by those who framed the Bill of Rights.'"
Oregon v. Ice, 555 U.S. 160, 168, 129 S. Ct. 711, 172 L. Ed. 2d 517 (2009). Courts must
do so because the scope of the jury-trial right is "informed by the historical role of the
jury at common law." 555 U.S. at 170. The historical record on the jury's role in deciding
restitution is clear.
In England, the facts needed to support the earliest examples of restitution had to
be alleged in the complaint or found by the jury. In a victim-initiated prosecution called
an "appeal of felony," a larceny victim could retake stolen property by identifying it in
the complaint and having the jury determine who owned it. Note, Guarding the Rights of
the Accused and Accuser: The Jury's Role in Awarding Criminal Restitution Under the
Sixth Amendment, 51 Am. Crim. L. Rev. 463, 472 (2014). Larceny victims also could
recover stolen property in an "indictment of felony"—a prosecution brought by the
Crown—by filing a writ of restitution that listed the property in the indictment. 51 Am.
Crim. L. Rev. at 473-74; see State v. Ragland, 171 Kan. 530, 534-35, 233 P.2d 740(1951). The American experience with restitution flows from this English tradition. Early
20
American courts allowed restitution for theft offenses if the property was described in the
indictment and the jury made a special finding. Statutes provided for restitution, but they
also required a description of the property in the indictment and a finding of ownership
by the jury. 51 Am. Crim. L. Rev. at 474-75. The colonies, like their English
counterparts, required a jury finding about the property described in the indictment before
an award of restitution could be made. The State's position cannot be squared with the
historical record.
Neither can the State's position be squared with the contemporary Apprendi line of
cases. In Southern Union Co. v. United States, 567 U.S. 343, 132 S. Ct. 2344, 183 L. Ed.
2d 318 (2012), the Court applied Apprendi to criminal fines. In doing so, the Court saw
no reason to treat criminal fines differently from other forms of punishment to which the
Sixth Amendment applies:
"Apprendi's 'core concern' is to reserve to the jury 'the determination of facts that warrant
punishment for a specific statutory offense.' That concern applies whether the sentence is
a criminal fine or imprisonment or death. Criminal fines, like these other forms of
punishment, are penalties inflicted by the sovereign for the commission of offenses. . . .
In stating Apprendi's rule, we have never distinguished one form of punishment from
another. Instead, our decisions broadly prohibit judicial factfinding that increases
maximum criminal 'sentence[s],' 'penalties,' or 'punishment[s]'—terms that each
undeniably embrace fines. [Citations omitted.]" 567 U.S. at 349-50.
Based on this analysis, the Southern Union Court held that criminal fines were subject to
Apprendi because they were indistinguishable from other punishments covered by
Apprendi.
The same can be said about restitution. Like a criminal fine, restitution is a penalty
imposed by the State against a defendant for committing an offense. And punitive
21
consequences attach to the failure to pay restitution, just like they do to the failure to pay
criminal fines. Lollar, What Is Criminal Restitution? 100 Iowa L. Rev. 93, 123-30 (2014)
(describing restitution's punitive characteristics). Granted, restitution and criminal fines
are different in some ways. For example, a defendant pays a fine to the government but
pays restitution to the victim. But those differences did not stop the United States
Supreme Court from comparing the two under the Eighth Amendment's Excessive Fines
Clause. Paroline v. United States, 572 U.S. 434, 456, 134 S. Ct. 1710, 188 L. Ed. 2d 714(2014). And they should not stop this court from finding that Apprendi applies to
restitution for all the same reasons it applied to criminal fines in Southern Union.
My conclusion in this regard is unaffected by the fact that one of restitution's
purposes is to compensate crime victims. There is no question that restitution serves a
compensatory purpose, but that is not all it does—it also serves "functions of deterrence
and rehabilitation of the guilty." State v. Applegate, 266 Kan. 1072, Syl. ¶ 2, 976 P.2d
936 (1999). Those are two "principal rationales" from which the government derives its
power to punish. Hall v. Florida, 572 U.S. 701, 708, 134 S. Ct. 1986, 188 L. Ed. 2d 1007(2014) (discussing justifications for punishment under the Eighth Amendment). So, it is
no surprise that the United States Supreme Court has recognized that restitution awarded
under federal statutes is a form of punishment. Paroline, 572 U.S. at 456 (while
restitution "is paid to a victim, it is imposed by the Government 'at the culmination of a
criminal proceeding and requires conviction of an underlying' crime. Thus, despite the
differences between restitution and a traditional fine, restitution still implicates 'the
prosecutorial powers of government.' [Citations omitted.]"); Pasquantino v. United
States, 544 U.S. 349, 365, 125 S. Ct. 1766, 161 L. Ed. 2d 619 (2005) ("The purpose of
awarding restitution in this action is not to collect a foreign tax, but to mete out
appropriate criminal punishment for that conduct.").
22
Having concluded that the text of the Sixth Amendment, the historical record, and
the Supreme Court's decision in Southern Union all support a holding that the Sixth
Amendment applies to restitution, I turn to the State's alternative argument.
2. Applying Apprendi: restitution increases the maximum punishment
The State's second claim is that even if the Sixth Amendment applies to restitution
awards, there is no Apprendi violation in this case because the court's order of restitution
did not increase the statutory maximum sentence for Arnett's crime. The State is arguing
that because the Legislature has not set statutory maximums for the amount of restitution
a judge can order, there can be no Apprendi violation.
The State twists the Apprendi holding. In Apprendi, the Court held that juries must
decide any facts that are to be used to enhance the "statutory maximum" sentence of a
crime. The "statutory maximum" refers to "the maximum sentence a judge may impose
solely on the basis of the facts reflected in the jury verdict or admitted by the defendant."
Blakely v. Washington, 542 U.S. 296, 303, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004). In
other words, the Sixth Amendment limits the sentencing judge to the maximum
punishment the Legislature permits for a crime of which the jury has found the defendant
guilty or to which the defendant has admitted. If anything is to be added to the sentence
beyond that statutory maximum, the jury needs to make additional factual findings that
will permit such an addition. The Court applied this same definition again in Southern
Union. See 567 U.S. at 348.
Given this definition, the Kansas restitution scheme necessarily permits an
increase to the statutory maximum of a defendant's sentence because K.S.A. 2017 Supp.
21-6604(b)(1) and 21-6607(c)(2) give judges discretion to impose restitution amounts if
the judge determines the crime caused damage or loss—regardless of whether the jury
23
made this finding. Because the jury in Arnett's case made no finding on the amount of
damage that Arnett caused, the imposition of restitution based on the judge's finding
violated the Apprendi prohibition.
In concluding restitution can never run afoul of Apprendi, the Court of Appeals
panel reasoned that these statutes do not impose a specific maximum amount and will
vary on a case-by-case basis depending on a victim's loss. State v. Arnett, No. 112,572,
2018 WL 2072804, at *2-3 (Kan. App. 2018) (unpublished opinion). In doing so, it
attempted to distinguish restitution from the criminal fine issue discussed in Southern
Union because fines have fixed statutory maximums.
The panel made the same mistake that the State does. The underlying premise
employed by the panel—that there is no Apprendi violation if there is no statutory
maximum on additional punishment—is wrong. Furthermore, the majority's attempt to
paint restitution as significantly different from fines misses the mark. The Court in
Southern Union was considering legislation that authorized indeterminate criminal fines.
The relevant statute permitted a fine of up to $50,000 for each day a company violated a
certain federal statute. To determine the appropriate fine to impose, the judge had to
determine the number of days the company violated the federal statute. So, the judge had
to make an additional factual finding: the length of the violation. The United States
Supreme Court ruled that any fact used to calculate a fine—including the amount of the
defendant's gain or the victim's loss—was therefore violative of the Apprendi rule.
Southern Union, 567 U.S. at 349-50.
The same logic undoubtedly applies to indeterminate restitution statutes like the
ones at issue here. Like criminal fines, the court orders a defendant to pay restitution,
which includes, but is not limited to, damage or loss caused by the defendant's crime. See
24
K.S.A. 2017 Supp. 21-6604(b)(1). In both situations, a judge must make a factual finding
that increases the punishment beyond the amount a jury or plea agreement authorize.
Because restitution is punishment and because Kansas' restitution scheme
increases the statutory maximum penalty a judge can impose, I would hold that the Sixth
Amendment applies and that the scheme violates the rule announced in Apprendi.
3. The majority's reasoning is flawed
I now turn to the majority's reasoning that the Kansas restitution scheme does not
violate the Sixth Amendment because (a) the United States Supreme Court remains silent
on the issue and recently denied a petition for certiorari arguing the same; and (b) the
majority of federal circuits and many state courts have refused to extend Apprendi to
restitution orders.
a. The Supreme Court's silence tells us nothing
In finding that the Sixth Amendment and the rule in Apprendi do not apply to
restitution, the majority cites to the United States Supreme Court's silence on the issue.
Slip op. at 8. Specifically, the majority cites to two cases from eight years ago when the
Court denied certiorari when the issue was presented. Slip op. at 7 (citing United States v.
Green, 722 F.3d 1146 [9th Cir.], cert. denied 571 U.S. 1025 [2013]; United States v. Day,
700 F.3d 713 [4th Cir. 2012], cert. denied 569 U.S. 959 [2013]). The majority also cites
to the Court's recent denial of a petition for certiorari on the issue in Hester v. United
States, 139 S. Ct. 509, 202 L. Ed. 2d 627 (2019). The majority construes these denials to
mean that the Court "has thus far been content to allow the lower courts to continue
ruling that restitution does not implicate a defendant's Sixth Amendment right to a jury."
25
Slip op. at 8. Because of this, the majority declines to address the issue further, opting
instead to side with the majority of federal circuits on the matter.
However, as the United States Supreme Court has long held, "[Denial of a petition
for certiorari] simply means that fewer than four members of the Court deemed it
desirable to review a decision of the lower court as a matter 'of sound judicial
discretion.'" Maryland v. Baltimore Radio Show, 338 U.S. 912, 917, 70 S. Ct. 252, 94 L.
Ed. 562 (1950). There are myriad reasons why the Court may refuse to take up an issue,
including, but not limited to: narrow technical reasons, various procedural bars, lack of
finality, the judgment does not come from the state court of last resort, a decision may be
supportable as a matter of state law but not be subject to review, or an insufficient record.
338 U.S. at 917-18. A denial of a petition for certiorari in no way implies approval or
disapproval of a lower court's decision. 338 U.S. at 919. In my view, the majority reaches
the wrong conclusion about what the denial in these cases means and accordingly
circumvents the Sixth Amendment analysis necessary to resolve the issue presented.
b. Other caselaw is unreliable
This brings us to the majority's second justification for its decision: that 11 of 13
federal circuits and many state courts have held that Apprendi should not be extended to
restitution orders. Specifically, the majority sees no reason to engage in a substantive
analysis and remains "content to side with the majority of the circuit courts of appeal."
Slip op. at 8. I disagree with this approach.
In looking to the federal circuits, six of these courts either (1) fail to analyze
Southern Union and how it may affect the analysis, (2) only cursorily do so, or (3)
incorrectly do so. Six other circuits conclude that Apprendi does not apply strictly
because there is no statutory maximum provided in the restitution statutes—it is tied to
26
the full amount of a victim's loss. United States v. Vega-Martinez, 949 F.3d 43, 54-55
(1st Cir. 2020); United States v. Sawyer, 825 F.3d 287, 297 (6th Cir. 2016); United States
v. Bengis, 783 F.3d 407, 411-13 (2d Cir. 2015); United States v. Rosbottom, 763 F.3d
408, 420 (5th Cir. 2014); Day, 700 F.3d at 732; Dohrmann v. United States, 442 F.3d
1279, 1281 (11th Cir. 2006). Furthermore, at least two circuits definitively state that
Apprendi should not apply because restitution is not punishment, rather it is a civil
remedy. United States v. Thunderhawk, 799 F.3d 1203, 1209 (8th Cir. 2015); United
States v. Wolfe, 701 F.3d 1206, 1216-17 (7th Cir. 2012); but cf. United States v. Ross,
279 F.3d 600, 609 (8th Cir. 2002) (Eighth Circuit previously concluded that restitution is
punishment, but the restitution statutes do not set a statutory maximum to exceed). Yet
two other circuits find that Apprendi does not apply because of a combination of the
above theories: restitution may not be a punishment, and even if it were, the restitution
statutes set no statutory maximum. United States v. Burns, 800 F.3d 1258, 1261-62 (10th
Cir. 2015); United States v. Green, 722 F.3d 1146, 1149-50 (9th Cir.), cert. denied 571
U.S. 1025 (2013). The Ninth Circuit explicitly acknowledges in its opinion that its prior
precedent is not "well-harmonized with Southern Union," and had that opinion come
down before the court's previous cases, the court may have ruled differently. Green, 722
F.3d at 1151. And one other circuit explains its holding this way: Apprendi does not
apply because there is no statutory maximum and while restitution is punishment, it does
not act as a severe increase to a defendant's sentence. In other words, it is punishment, but
it is not punishment enough for the Sixth Amendment to apply. United States v. Leahy,
438 F.3d 328, 335-38 (3d Cir. 2006).
When we look to the state cases the majority relies upon, a similar pattern
emerges. To be clear, 16 other state courts conclude that Apprendi does not extend to
restitution orders. However, only seven of these cases are state supreme court opinions,
five of which were handed down before Southern Union. Almost all these cases provide
no real analysis of the issue, instead basing their holdings on the various rationales of the
27
federal circuit courts. And just like their federal counterparts, these state supreme courts
rely on varying rationales in rejecting application of Apprendi. One state supreme court
finds that Apprendi is inapplicable because there is no statutory maximum. State v.
Kinneman, 155 Wash. 2d 272, 282, 119 P.3d 350 (2005). Two state supreme courts
conclude that restitution simply is not punishment, precluding application of the Sixth
Amendment jury-trial right. Prickett v. State, 856 N.E.2d 1203, 1210 (Ind. 2006); State v.
Field, 328 Mont. 26, 32, 116 P.3d 813 (2005). One court rejects application because there
is no statutory maximum and restitution is not analogous to the kind of sentencing
enhancement factors conceived of in Apprendi. People v. Horne, 97 N.Y.2d 404, 414-15,
767 N.E.2d 132, 740 N.Y.S.2d 675 (2002). One court explains that while restitution is
punishment, Apprendi cannot apply because there is no statutory maximum. State v.
Clapper, 273 Neb. 750, 755-59, 732 N.W.2d 657 (2007). Yet another court holds that
restitution is not punishment and that lack of a statutory maximum precludes application
of Apprendi. Commonwealth v. Denehy, 466 Mass. 723, 736-38, 2 N.E.3d 161 (2014).
The most interesting rationale comes from the California Supreme Court, which
recognized that Apprendi may apply to the state's restitution scheme but only in situations
where the trial court is trying to determine whether "compelling and extraordinary
reasons" exist to not impose restitution. People v. Wall, 3 Cal. 5th 1048, 1075-76, 404
P.3d 1209, 224 Cal. Rptr. 3d 861 (2017).
The remaining state cases are appellate court opinions, a handful of which are
unpublished and have no precedential value and most of which simply rely on other
courts' findings with little to no additional analysis. And like those other courts, these
courts vary in their reasoning for rejecting the Apprendi argument. See State v. Leon, 240
Ariz. 492, 495-96, 381 P.3d 286 (Ct. App. 2016) (Apprendi does not apply to restitution
because restitution is not punishment, and even if it was, there is no statutory maximum);
People v. Smith, 181 P.3d 324, 327 (Colo. App. 2007) (Apprendi does not apply to
restitution because there is no statutory maximum); People v. Foster, 319 Mich. App.
28365, 389, 901 N.W.2d 127 (2017) (Apprendi does not apply to restitution because
restitution is not punishment); State v. Maxwell, 802 N.W.2d 849, 851 (Minn. Ct. App.
2011) (Apprendi does not apply to restitution because there is no statutory maximum);
State v. Martinez, 392 N.J. Super. 307, 315-18, 920 A.2d 715 (2007) (Apprendi does not
apply because restitution is capped at victim's total loss, which trial court cannot exceed);
State v. Deslaurier, 277 Or. App. 288, 295, 371 P.3d 505 (2016) (same); State v. Foumai,
No. CAAP-XX-XXXXXXX, 2018 WL 495679, at *4 (Haw. Ct. App. 2018) (unpublished
opinion) (Apprendi does not apply to restitution because there is no statutory maximum);
Commonwealth v. Getz, No. 2153 EDA 2011, 2013 WL 11254781, at *8 (Pa. Super. Ct.
2013) (unpublished opinion) (same).
When viewed collectively, these cases may appear to provide overwhelming
support for finding that Apprendi does not apply to restitution orders. However, when
read individually, these cases fail to provide a consistent or clear rationale for why
Apprendi should not apply to restitution. Like the majority in this case, many of the
courts blindly follow other decisions without any independent analysis of their own.
Based on my own independent analysis, I would find the Sixth Amendment applies to
restitution orders. Restitution is part of the "criminal prosecution" to which that Sixth
Amendment jury trial right attaches. Courts award it in a criminal proceeding as part of a
criminal sentence. Imposing it serves punitive aims and not paying it has punitive
consequences. Juries, not judges, were historically required to find the amount of
restitution based on facts alleged in the indictment. And under Southern Union, present-
day juries must also decide restitution for the same reasons they must find the facts
needed to award criminal fines. For these reasons, I would vacate Arnett's restitution
order as violative of the Sixth Amendment.
29
B. Section 5
At the outset, I note that the panel's decision and Arnett's petition for review
focused their section 5 analyses on whether the Legislature deprived Arnett of her right to
a jury trial by allowing the district court to decide and order restitution without providing
a "quid pro quo" or substitute remedy. See Arnett, 2018 WL 2072804, at *1-2. After
Arnett's petition for review had been granted and while review was pending, however, we
issued our decision in Hilburn v. Enerpipe Ltd., 309 Kan. 1127, 1135-44, 1150, 442 P.3d
509 (2019) (plurality opinion), in which a majority of this court abrogated the quid pro
quo test for section 5 challenges. Because Hilburn was filed while review of Arnett's case
was pending, we do not apply the quid pro quo test to her section 5 claim. See State v.
Mitchell, 297 Kan. 118, 124-25, 298 P.3d 349 (2013) (change in the law acts
prospectively, applying "'to all cases . . . pending on direct review or not yet final'").
Section 5 of the Kansas Constitution Bill of Rights provides that "[t]he right of
trial by jury shall be inviolate." Section 5 preserves the jury trial right as it existed at
common law in 1859 when the Kansas Constitution was ratified. Hilburn, 309 Kan. at
1133-34; 309 Kan. at 1151 (Stegall, J., concurring). Thus, section 5 only applies if it can
be shown that territorial juries would have decided the issue of restitution in 1859. 309
Kan. at 1133-34.
The majority finds that the concept of criminal restitution was not part of the
common law in 1859 and that section 5 is only implicated by our current restitution
statutes that equate criminal restitution orders with civil judgments. The majority then
finds this unconstitutional infringement on a defendant's right to a jury trial may be
remedied by severing certain portions of the restitution statutes.
30
But I would never reach the severance issue because I disagree with the majority's
premise that the concept of criminal restitution was not part of the common law in 1859.
While the term "restitution" is not found in our common law, Kansas juries in 1859 made
factual determinations analogous to the modern-day concept of restitution by deciding (1)
damages in civil cases and (2) the value of stolen property in certain types of theft cases.
1. Civil damages
Neither judges nor juries could impose restitution in criminal cases in 1859. But
Kansas law did guarantee a jury trial on issues of fact arising in a civil action for the
recovery of money or property. See Kan. Terr. Stat. 1859, ch. 25, § 274.
The majority maintains that criminal restitution and civil damages are not
analogous concepts but are instead separate and independent remedies because a crime
victim may recover both restitution and civil damages. See Applegate, 266 Kan. at 1078-
79. But the majority's argument ignores the fact that a crime victim in 1859 could not. At
that time, the only avenue for an aggrieved party to seek compensation for loss due to a
defendant's criminal act was to file a civil case against that defendant. In such an action, a
civil jury would have decided issues of fact relating to whether the aggrieved party was
entitled to a monetary award and the amount of the award, if any. See Kan. Terr. Stat.
1859, ch. 25, § 274. And before 1994, Kansas statutes only authorized criminal restitution
as a condition of probation or parole; it was not allowed as part of a defendant's general
sentence. Compare K.S.A. 1993 Supp. 21-4603d(a) with K.S.A. 1994 Supp. 21-4603d(a).
Moreover, the concepts of restitution and damages are not so independent as the
majority suggests. While they each involve a different process for compensating an
aggrieved party for monetary loss caused by a criminal defendant, a party generally
cannot recover both restitution and damages for the same loss. See K.S.A. 60-4304(b)
31
(restitution award will reduce a victim's recovery in a later civil case by "the amount of
the restitution paid"); K.S.A. 2020 Supp. 21-6604(b)(1) (measure of restitution includes
"damage or loss caused by the defendant's crime"); Applegate, 266 Kan. at 1080 (civil
damage award may be credited against restitution ordered in criminal proceeding). So
rather than thinking of restitution and damages as separate remedies, it is more accurate
to describe them as separate procedures for obtaining the same remedy—making a party
whole. In this way, our criminal restitution statutes serve the same purpose as actions for
civil damages did in 1859. Thus, I would find that our restitution statutes violate section 5
by allowing a judge in a criminal case to decide and order restitution based on questions
of fact historically reserved for a civil jury.
2. Stolen property valuation
In addition to deciding the amount of civil damages, juries in 1859 also were
tasked with determining the value of stolen property in criminal cases involving "robbery,
theft, fraud, embezzlement, or the like." See Kan. Terr. Stat. 1859, ch. 27, § 219. The
jury's property valuation affected the severity of the defendant's punishment. See Kan.
Terr. Stat. 1859, ch. 28, §§ 72-74. The jury could specify a punishment in the verdict; if
the jury failed to specify an authorized punishment, the judge was required to do so. See
Kan. Terr. Stat. 1859, ch. 27, §§ 220-24.
Juries in criminal cases involving theft offenses were required to make a factual
finding about the value of the stolen property. This is equivalent to the factual finding a
judge makes in determining restitution—whether a defendant's crime caused damage or
loss to a victim. And both findings affect the severity of the defendant's sentence. See
State v. Hall, 298 Kan. 978, 983, 319 P.3d 506 (2014) ("Restitution constitutes part of a
criminal defendant's sentence."). Because a jury in 1859 would have determined what
32
amount of damage or loss a criminal defendant caused, our criminal restitution statutes
violate a defendant's right to a jury trial under section 5.
In sum, I would find that the Kansas criminal restitution statutes unconstitutionally
deprived Arnett of her section 5 right to have a jury determine whether her crime caused
damage or loss to a victim because this right existed in 1859.
ROSEN, J., joins the foregoing dissent.
33