State v. Vonachen ( 2020 )

IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 118,361
STATE OF KANSAS,
Appellee,
v.
SAMUEL VONACHEN,
Appellant.
SYLLABUS BY THE COURT
1.
Generally, an appellate court does not address issues for the first time on appeal,
but there are limited exceptions within defined parameters.
2.
An appellant has the burden to designate a record sufficient to establish a claimed
error. Without an adequate record, the appellant's claim of error fails.
3.
When a criminal defendant is a juvenile, courts must exercise the greatest care in
assessing whether the juvenile's incriminating statements to law enforcement were
voluntary. In deciding that, five nonexclusive factors are considered: (a) the juvenile's
age, (b) the length of questioning, (c) the juvenile's education, (d) the juvenile's prior
experience with police, and (e) the juvenile's mental state.
4.
K.S.A. 2012 Supp. 38-2347(e) directs a district court to consider eight statutory
factors when deciding whether to authorize an adult prosecution of a juvenile. On appeal,
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the court's ruling is subject to a dual standard of review. Its factual findings are evaluated
for substantial competent evidence; and its ultimate legal assessment of those eight
factors, based on its factual findings, is reviewed for abuse of discretion.
5.
K.S.A. 2012 Supp. 38-2347(e) not only provides specific factors to be considered
when deciding whether to authorize an adult prosecution of a juvenile, it clarifies, "The
insufficiency of evidence pertaining to any one or more of the factors listed in this
subsection, in and of itself, shall not be determinative of the issue." This means the
Legislature intended a holistic analysis and not simply a numerical calculation of how
many factors weigh for or against the juvenile.
Appeal from Reno District Court; TRISH ROSE, judge. Opinion filed December 4, 2020.
Affirmed.
Christina M. Kerls, of Northeast Kansas Conflict Office, argued the cause and was on the brief
for appellant.
Andrew R. Davidson, senior assistant district attorney, argued the cause, and Keith Schroeder,
district attorney, and Derek Schmidt, attorney general, were with him on the brief for appellee.
The opinion of the court was delivered by
BILES, J.: When he was 14 years old, Samuel Vonachen burned down his family
home while his parents and little sister were sleeping inside. His mother and sister died.
The State charged Samuel with two counts of first-degree murder, one count of attempted
first-degree murder, and one count of aggravated arson. After being certified to be tried
as an adult, he was convicted as charged. In this direct appeal, he advances seven
challenges to reverse those results. We reject each one and affirm.
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FACTUAL AND PROCEDURAL BACKGROUND
Shortly after midnight on September 26, 2013, Samuel's father, Steve Vonachen,
woke up to a smoke alarm. He went to the top of the stairs, saw fire, and went down to
the kitchen to call for help. The phone did not work, so he tried to get back upstairs but
the fire's spread prevented that. He ran outside, thinking his wife Karla, 14-year-old son
Samuel, and 11-year-old daughter A.V. were still inside.
A passerby noticed the house fire and saw Steve running out. They called 911 and
kept Steve from going back inside. Firefighters found Karla and A.V. unresponsive in a
bedroom. Samuel was missing.
Around 2 a.m., a police officer saw a young man walking towards the Vonachen
home. The officer approached and learned the young man was Samuel. The officer asked
him what he had been doing the last two hours. Samuel answered, "[J]ust been walking
around." Emergency medical personnel noticed Samuel had a rapid heart rate and high
blood pressure. Officer Chris Flynn took Samuel to a hospital.
When examined at the hospital, there were no burn marks on Samuel's clothing,
skin, hair, or face. His jeans appeared to be new because they still had the clear strip
down the pant leg showing the size. A distinct gasoline odor caught Flynn's attention
because a gas can was found on the porch and Steve had said the fire traveled in a line up
the stairs. Samuel's clean appearance contrasted with Steve's. According to an examining
nurse, Steve was "[j]ust completely covered in soot."
Detective Dean Harcrow briefly interviewed Samuel in his father's presence while
at the hospital. After that, Samuel was released to Steve, who took him to his
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grandparents' house and then drove back to check on Karla, who was still alive. Later that
same day, Steve went to the police station, where he listened to a 911 recording and
recognized Samuel's voice.
Samuel was brought to the police station. Two detectives interviewed Samuel
while his father sat next to him. Samuel waived his Miranda rights. About half an hour
into the interview, Steve left the room at Samuel's request. Samuel then confessed "how
he burnt the house down with his family inside" and described how he did it. He drew a
diagram of the fire and the pour pattern he made with the gasoline.
Autopsy reports showed Karla and A.V. died of smoke inhalation and thermal
injuries. The State charged Samuel with two counts of first-degree murder, one count of
attempted first-degree murder, and one count of aggravated arson in the juvenile court.
The district court granted the State's motion to authorize adult prosecution.
A jury convicted Samuel of all counts. The court sentenced him to life in prison
with no possibility of parole for 25 years for the two first-degree murder convictions, 155
months' imprisonment for the attempted first-degree murder conviction, and 59 months'
imprisonment for the aggravated arson conviction. The court ordered the sentences to run
concurrent to each other.
Samuel directly appeals to this court. He argues: (1) our state's approach to the
insanity defense violates his rights under the Eighth and Fourteenth Amendments to the
United States Constitution; (2) a court order compelling him to produce personal writings
made at a detention center while awaiting trial violated his rights under the Fifth
Amendment to the United States Constitution and section 10 of the Kansas Constitution
Bill of Rights; (3) the court erred when it denied his motion to suppress the incriminating
statements made to police; (4) prosecutorial error occurred during closing arguments; (5)
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cumulative error adversely affected his right to a fair trial; (6) the court's certification to
try him as an adult violated Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147
L. Ed. 2d 435 (2000) (prohibiting judicial fact-finding that enhances punishment); and (7)
the court abused its discretion in applying the factors set out in K.S.A. 2012 Supp. 38-
2347(e) to authorize a juvenile's adult prosecution.
Jurisdiction is proper. See K.S.A. 60-2101(b) (Supreme Court jurisdiction over
direct appeals governed by K.S.A. 2019 Supp. 22-3601); K.S.A. 2019 Supp. 22-
3601(b)(3)-(4) (life sentence and off-grid crime cases permitted to be directly taken to
Supreme Court); K.S.A. 2019 Supp. 21-5402(b) (first-degree murder is off-grid person
felony).
THE INSANITY DEFENSE CLAIMS
For the first time on appeal, Samuel argues he was unconstitutionally denied an
ability to pursue what he characterizes as a traditional insanity defense because K.S.A.
2019 Supp. 21-5209 sets out a different approach of how to use mental disease or defect
as a defense. The statute declares, "It shall be a defense to a prosecution under any statute
that the defendant, as a result of mental disease or defect, lacked the culpable mental state
required as an element of the crime charged. Mental disease or defect is not otherwise a
defense." K.S.A. 2019 Supp. 21-5209. He claims the statute violates his rights under the
Eighth and Fourteenth Amendment to the United States Constitution.
These arguments were not raised with the district court, so we must decide
whether they can be considered now. Courts generally do not address constitutional
issues for the first time on appeal. State v. Harris, 311 Kan. 371, Syl. ¶ 1, 461 P.3d 48
(2020) ("Generally, an appellate court does not address issues for the first time on appeal,
but there are limited exceptions within defined parameters."). For the reasons discussed,
5
we hold his Eighth Amendment claim is not preserved, and we decline to invoke the
exceptions to our general rule as it concerns the Fourteenth Amendment claim.
Additional facts
Prior to trial, Samuel filed a notice of mental disease or defect. The district court
ordered two licensed psychologists to evaluate his mental status. They prepared a report
using psychological test material, objective data, behavioral observations, and interviews,
as well as police reports, court and detention facility records, Samuel's confession video,
and audio recordings made with Samuel at the scene, while being taken to the ER, and
when interviewed at the hospital.
The psychologists diagnosed Samuel with "Other Specified Personality Disorder"
and "AD/HD, combined type." They noted his "mental status can best be characterized as
manifestation of youth psychopathy, or antisocial personality." The sole reason why the
diagnosis indicated "Other Specified Personality Disorder" was because Samuel did not
meet the age criteria—18 or older at the time of the evaluation—to be diagnosed for
antisocial personality disorder.
Their findings included: "his (pre-arrest) family relationships as unremarkable,
with no indications of chronic relational problems, serious conflict, or abuse"; he "has
expressed little to no emotion about the deaths of his sister and mother"; he has "been an
above average to excellent student with no significant behavior issues at school"; "[h]e
truly believes he is literally superior to everyone"; "[h]e is impulsive and he is deceitful";
he "clearly appears to have intended to engage in the actions that led to the death of his
mother and sister"; and his "plan was carried out impulsively and seemingly without
rational cause" but "his initial goal was achieved." The report explained, "Like most kids
his age . . . , they simply do not think through consequences . . . [and, therefore, Samuel]
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thought through setting the fire, but he simply did not think through what would or
should follow afterward."
At trial, Trevor Patton, one of the court-appointed psychologists, testified that he
used "the Weschler [sic] Intelligence Scale for Children" and found Samuel had "a full
scale IQ score of 127 which is superior at the 96th percentile compared to same age
peers." He did not find "any indicator . . . of any kind of cognitive impairment," but
instead observed Samuel "had a pretty strong vocabulary, seemed to be at least bright,
and . . . provided a pretty good account of those specific details regarding his history,
schooling, [and] family relationships." Patton noted there was "no history of any kind of
trauma or abuse." He discovered Samuel had "some history of ADHD or attention deficit
hyperactivity disorder treatment that began in early childhood and then . . . around middle
school the defendant was no longer treated" since the treatment became unnecessary. He
explained that ADHD is a "very common" affliction to children.
Patton said Samuel's personality disorder and his ability to form the intent to
commit a crime are "completely different question[s]." The personality disorder simply
indicated Samuel could "have a callous disregard for the welfare of others and be willing
to sacrifice others for their own gain." But that did not affect his "capacity to form the
intent." They are "two separate concepts." Patton concluded Samuel did not have any
"mental disease or defect that rendered him incapable of forming the intent to commit
these crimes."
Shelby Evans, the other court-appointed psychologist, also testified. Her opinion
of Samuel's mental status was the same as Patton's. She added Samuel was "generally
cooperative," "talkative," and "engaged in the process." "His mental status was good, he's
alert, [and] he's oriented. He knows what's going on." Samuel had no "problems with
memory. Even as he's talking about the events that led up to him being in detention he
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was very clear, had plenty of detail describing those." Evans noted when she asked
Samuel if he felt guilty about the situation, he was "'not sure how guilty [he] should
feel.'" He exhibited no "remorse for what he had done." When asked about his parents, he
used the same three words to describe both: "funny, smart and loving." His description
of A.V. was "girlie, artsy, like[d] to play with dolls."
Evans explained that people with antisocial personality disorder have a disregard
for others, and lack meaningful attachments and caring for other people, whether they be
friends or family. She found no mental disease or defect and concluded Samuel was
"definitely . . . capable of forming the intent to kill" and "to premeditate . . . murder."
Evans emphasized she had "no doubt at all" in her "mind that he's capable of those
things."
Kathleen Heide testified on Samuel's behalf. She earned her B.A. in psychology
and an M.A. and Ph.D. in criminal justice. In her opinion, the most appropriate diagnosis
for Samuel appeared to be "Unspecified Dissociative Disorder." She said Samuel lacked
the mental state to intentionally kill or to premeditate the killing of others. Heide said
Samuel's case did not meet any specific type of dissociative disorder and that was why
her diagnosis was termed "unspecified."
Both Patton and Evans reviewed Heide's evaluation and disagreed with her
conclusions. Their rebuttal stated: "Regarding the possibility of any and all other
potential psychological disorders that might account for Sam's behavior on the night of
[the fire], the current evaluation simply produces no evidence of any other mental
disease, including an Unspecified Dissociative Disorder." Patton described dissociative
disorder as "controversial" in the psychology field, noting "a large group of
professionals" do not believe in its existence.
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According to Patton, paralysis is a typical form of dissociation. For instance, a
rape victim, a combat soldier, and "a six-year-old child who has been beaten badly" can
disassociate briefly and become paralyzed, not functioning or processing. They have no
memory of the event, which was not the case for Samuel. Dissociation is "a defense
mechanism to protect yourself from physical and/or psychological pain," so it is "always"
triggered by a "traumatic event." Patton found no "evidence whatsoever in the defendant's
background or family life or home life or school life or anything that was a significant
traumatic triggering event."
Standard of review
Constitutional claims are questions of law subject to de novo review. State v.
Coleman, 312 Kan. 114, 117, 472 P.3d 85 (2020).
Preservation
As mentioned, neither Samuel's Eighth nor Fourteenth Amendment issues were
raised with the district court—a point he concedes. But he argues there are exceptions to
the general rule against considering these new issues that we should invoke. He contends:
(1) his newly asserted Eighth Amendment claim presents only a question of law that
would be finally determinative of the case; and (2) considering his Fourteenth
Amendment claim is necessary to serve the ends of justice or to prevent the denial of
fundamental rights. See Harris, 311 Kan. at 375 (explaining general exceptions to the
preservation rule an appellate court may invoke in its discretion).
But his Eighth Amendment claim is not a pure legal question and would not be
finally determinative of the case because a more complete evidentiary record would need
to be developed. Samuel did not proffer any evidence at trial that he met the requirements
9
of any test for insanity that he lacked the ability to know right from wrong, i.e., moral
capacity. And while his defense expert testified he suffered the unspecified dissociative
disorder and was unable to form the required intent, neither she nor the State's experts
offered any opinion whether he was insane under any test. All three focused solely on
whether Samuel had the ability to form the intent to commit the charged offenses.
This means additional facts are needed before Samuel's Eighth Amendment claim
could be decided. Indeed, his proposed remedy for this asserted error is to remand the
case for a new trial to pursue the insanity defense as he now envisions it. We hold the
asserted Eighth Amendment claim is not subject to an exception and was not preserved
for appellate review.
As for the due process claim under the Fourteenth Amendment, the second
exception would apply—if we choose to invoke it. But there is no reason to do so in this
instance because Samuel conceded at oral argument that this claim was recently decided
against him in Kahler v. Kansas, 589 U.S. ___, 140 S. Ct. 1021, 1037, 206 L. Ed. 2d 312
(2020) (holding due process does not mandate that a state adopt a particular insanity test,
and therefore Kansas' abolishment of its previous insanity defense does not violate the
federal Constitution; noting Kansas' defense-of-lack-of-mental-state statute did not
completely abolish the insanity defense "turning on a defendant's ability to recognize that
his crime was morally wrong," but rather it adopted a different type of the insanity
defense which "takes account of mental health at both trial and sentencing"); see State v.
Bethel, 275 Kan. 456, 66 P.3d 840 (2003).
Samuel offers no new reason to reconsider the due process issues fully discussed
in Kahler and Bethel, so we decline to consider the question further.
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COMPELLING PRODUCTION OF SAMUEL'S PERSONAL WRITINGS
Samuel argues the district court violated his rights under the Fifth Amendment to
the United States Constitution and section 10 of the Kansas Constitution Bill of Rights by
granting the State's motion to compel production of his personal writings made before
trial while at a detention center. But once again we have a preservation problem because
our appellate record does not include the lower court's actual rulings on the motion or the
writings in question. We hold this issue is not properly presented for appellate review.
Additional facts
After Samuel filed his notice of intent to assert a defense of mental disease or
defect, the district court ordered Patton and Evans, the two licensed psychologists, to
evaluate Samuel's mental status. To comply, they asked to examine Samuel's writings in
journals he kept while in detention. Patton explained the need for this:
"Historically, such personal writings are commonly used in the context of forensic
examination. These materials are critically necessary in order to respond to the ORDER
OF EXAMINATION and '. . . whether the defendant had the intent to commit the crimes
charged.' These written materials are deemed to be directly pertinent to the assessment of
the respondent's mental status over time, and are of paramount importance for
specifically assessing the respondent's fundamental attitudes and motives in the interest
of responding directly to the aforementioned Court Order."
The detention center's director described Samuel's writings as follows:
"During Sam's stay . . . between his initial admission on 9/26/2013 and his
dismissal on 8/13/2015, he had journals that he was writing in and drawing in that
contained unknown information. . . . Sam was also writing a novel on a school computer.
. . . According to [a] staff member . . . who read a major part of the novel, the novel could
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be best characterized as fiction/nonfiction with some parallels to his life experiences.
There were references in the book relating to people dying tragically. After Sam's
dismissal . . . the novel was deleted from the school's computer. All of Sam's personal
possessions, including the above referenced journals and the printed novel, were
transferred to his attorney shortly after his release from the juvenile facility . . . ."
(Emphasis added.)
The State moved to compel production of these writings, primarily relying on
K.S.A. 22-3219(2) (defendant who files notice of intention to assert defense that
defendant lacked the mental state required as an element of the offense charged as a
result of mental disease or defect submits and consents to such orders as the court may
make requiring mental examination). Samuel opposed the motion under the Fifth
Amendment and its parallel provision in our state Constitution. The court ordered the
defense to provide the notebooks to the court, and we are advised the court gave them to
the State for delivery to the psychologists.
But the district court's actual decision is not included in the record. The most we
know about it comes from a motion to stay the order's execution. There, Samuel quoted
the court's decision as follows:
"On January 27, 2016, at 2:19 pm the Court issued its ruling through an email which
stated
"I have . . . reviewed the box of material delivered by defense counsel containing
defendant's writings, drawing and letters. . . . I do not find anything that should be
excluded and therefore the box is available to be picked up [by] the District Attorney for
use by Dr. Patton and Dr. Evans . . . to perform [their] evaluation. My in court ruling on
Monday, January 25, is affirmed."
12
Curiously, the record reflects no "in court ruling" during the January 25 hearing, as
described, nor is the referenced email a part of the record.
The district court held another hearing in February 2016. The issue was whether to
grant a motion to stay for Samuel to pursue an interlocutory appeal seeking review of the
district court's earlier ruling. The district court granted the stay, but the record does not
show what may have happened from any interlocutory appeal. Further confounding our
review, there is no pinpoint reference to the record in either party's brief locating the
district court's final ruling allowing review. Nevertheless, it is obvious from the trial
transcript the psychologists received documents and used them in their evaluations.
To recap, our appellate record does not contain: (1) the original email order,
although some text is quoted in the motion to stay; (2) the final order that eventually
granted the State's motion; or (3) the journals themselves.
Waiver
It is "the well-established rule that an appellant has the burden to designate a
record sufficient to establish the claimed error. Without an adequate record, an appellant's
claim of alleged error fails." State v. Swafford, 257 Kan. 1099, 1101, 913 P.2d 196
(1996); see also Supreme Court Rule 6.02(a)(4), (5) (2019 Kan. S. Ct. R. 34) (appellant
has the burden to furnish a sufficient record to support the claims of error; appellant's
claims of error must be supported with specific citations to record on appeal).
The email's language quoted in Samuel's motion to stay merely states the court
found nothing "'should be excluded'" and ordered disclosure of the materials to the State's
experts. But to determine whether the court erred by ordering production, this court must
first determine if Samuel's notebooks fall within the asserted constitutional protection.
13
See Hiibel v. Sixth Judicial Dist. Court of Nevada, Humboldt Cty., 542 U.S. 177, 189,
124 S. Ct. 2451, 159 L. Ed. 2d 292 (2004) ("To qualify for the Fifth Amendment
privilege, a communication must be testimonial, incriminating, and compelled."). And
without knowing the contents of the writings and the district court's factual findings and
conclusions of law on this issue, no analysis can meaningfully examine the lower court's
ruling.
We decline to consider the matter further. See State v. Sisson, 302 Kan. 123, 128,
351 P.3d 1235 (2015) (party claiming error has burden of designating a record
affirmatively showing error; without such a record, appellate court presumes action of
trial court was proper).
THE MOTION TO SUPPRESS INCRIMINATING STATEMENTS
Samuel asserts the district court erred by denying his motion to suppress his
incriminating statements to police. He claims his statements were not made voluntarily.
We affirm the district court because substantial competent evidence supports its decision.
Additional facts
Samuel's seven-minute interview with Detective Harcrow at the hospital took
place around 4 a.m. After that, Steve took Samuel to his grandparents' house. Roughly 15
hours later (about 7 p.m.), police officers went to the grandparents' house and brought
Samuel to the police station. At 7:18 p.m., Detectives Scott Carlson and Paul Sack began
interviewing Samuel with his father present. The entire interview lasted an hour and 16
minutes.
At the outset, Carlson read the Miranda rights to Samuel, adding: "for some
reason if you don't understand something that I read to you, make sure you . . . tell me
14
. . . . I will be more than happy to explain it to you." Samuel waived his rights and agreed
to speak with the detectives. Initial questions related to Samuel's activities the day before
the fire including school, family, and home. Samuel said everything was "normal."
When asked how he found out about the fire, Samuel answered he was awake and
heard the smoke alarm, went downstairs, and saw smoke and fire. He ran through the
front door with his cellphone, sunglasses, and a blanket. He called 911 and gave the home
address but could not remember if he identified himself.
Carlson played the 911 audio recording. It reflected that after reporting the
address, Samuel claimed it was not his house. The dispatcher asked, "Can you bang on
the door?" He said, "No." Before hanging up, he told the dispatcher his name was
"Dominic Seeth." Samuel acknowledged being the caller. Carlson asked who "Dominic
Seeth" was, and Samuel said it was just a made up character.
Samuel also claimed he chased someone he said started the fire. Sack confronted
him with evidence showing Samuel's inconsistent behaviors. For instance, Sack showed a
photo of a bass guitar found the morning of the fire in a nearby park that Steve identified
as his son's. Sack said removing the guitar before the fire, being fully dressed, taking his
sunglasses with him at night, lying when talking to the dispatcher, turning off his phone
after the 911 call, and disappearing for two hours were strange under the circumstances.
At that point—36 minutes into the interview—Samuel asked his father to leave the room.
Once Steve left, Samuel immediately changed his attitude and became very
cooperative. He abruptly leaned forward and said: "I put the gas can there. I burned
down the house. I did it because I wanted people to die." The detectives asked why.
Samuel said "because human life is worthless." He said everyone, including his family
and the detectives sitting in front of him, were awful—except himself.
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Samuel then described how he set the fire. He said he waited until his family went
to bed, put his guitar and blanket out on the porch, got the gas can from the garage, and
spread the gasoline around the house. He said it did not matter to him who died or who
lived, but he wanted "people" to die. Samuel diagramed how he patterned the gas pour.
And he said he went back over the area with the gas twice because he wanted to do a
"thorough job." After he started the fire, he "just walked away" with his belongings.
Carlson asked again about the 911 call: "Were you panicked when you did that?
. . . You were kinda breathing heavy." Samuel said his hurried voice was just him
"acting." Samuel also said he had been thinking about lots of things for a while and put
those thoughts in a notebook in his room. He said he did not specifically plan to start the
fire that night, but as soon as he thought of doing it, he carried it out right away. He said
his mother and father were "great parents," but he was not sorry for the fire's results.
Before trial, Samuel moved to suppress his statements, claiming they were made
involuntarily. The district court denied the motion in a written order. It states in relevant
part:
"In determining whether a defendant's confession is voluntary the essential inquiry is
whether the statement was the product of the free and independent will of the accused. In
making this determination the court considers the following factors: (1) the accused's
mental condition; (2) the manner and duration of the interrogation; (3) the ability of the
accused to communicate on request with the outside world; (4) the accused's age, intellect
and background; (5) the fairness of the officers in conducting the interrogation; and (6)
the accused's fluency with the English language. State v. Morton, 286 Kan. 632, 186 P.3d
785 (2008).
....
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"The court has reviewed the videotape of the interrogation. Defendant was
advised of his rights and signed a written waiver. While the interrogation occurred in the
evening of the same day of the early morning fire, defendant did not appear to be groggy
or ill. Defendant's father was present at the interrogation until defendant asked him to
leave. The defendant was 14 years old and was able to communicate fluently. The
interrogation did not exceed a reasonable length of time. The officers did not employ
unfair or coercive tactics in conducting the interview.
"Given the totality of the circumstances the court concludes the statements of
defendant at the law enforcement center were voluntary."
At trial, counsel renewed the objections to these statements, so the issue is
properly preserved. State v. Brown, 307 Kan. 641, 645, 413 P.3d 783 (2018)
(contemporaneous objection is required to preserve evidentiary issue for appeal); K.S.A.
60-404.
Standard of review
Appellate courts employ a dual standard when reviewing a district court's decision
on a suppression question challenging a confession's voluntariness. First, the decision's
factual underpinnings are reviewed for substantial competent evidence standard. Next,
the court's legal conclusions drawn from those facts are assessed de novo. Appellate
courts do not reweigh evidence, assess witness credibility, or resolve conflicting
evidence. State v. Gibson, 299 Kan. 207, 215-16, 322 P.3d 389 (2014).
Discussion
When challenged, the State has the burden to prove by a preponderance of the
evidence that a defendant's incriminating statements were freely and voluntarily given.
And to determine that, a trial court typically looks at the totality of the circumstances
17
surrounding the statements and considers the following nonexclusive factors: (1)
defendant's mental condition; (2) the interview's manner and duration; (3) defendant's
ability to communicate on request with the outside world; (4) defendant's age, intellect,
and background; (5) the officer's fairness in conducting the interview; and (6) defendant's
fluency with the English language. Gibson, 299 Kan. at 214.
And when the defendant is a juvenile, "courts must exercise the greatest care in
assessing whether the juvenile's inculpatory statement to law enforcement was
voluntary." 299 Kan. at 215. In deciding that, five nonexclusive factors are considered,
commonly referred to as the Young factors. See State v. Young, 220 Kan. 541, 546-47,
552 P.2d 905 (1976). They are: (1) the juvenile's age, (2) the length of questioning, (3)
the juvenile's education, (4) the juvenile's prior experience with police, and (5) the
juvenile's mental state.
In Samuel's case, the district court listed the typical six factors in its written order,
rather than the more particular Young factors. But that is not an insurmountable problem
on review for at least three reasons. First, Young's five factors and the six typical factors
overlap. Gibson, 299 Kan. at 215. Second, both sets of factors are nonexclusive, and
those factors are not to be weighed against one another. Regardless, the important
concern remains the totality of the circumstances surrounding the incriminating
statement. 299 Kan. at 215. Third, a trial court need not explicitly consider the Young
factors on the record in deciding voluntariness. State v. Davis, 268 Kan. 661, 675, 998
P.2d 1127 (2000).
In Samuel's case, the district court made explicit findings encompassing Young's
first and second factors: Samuel was 14 years old, and the interview lasted a reasonable
length of time. These findings are supported by substantial competent evidence. As to the
remaining factors, the record shows Samuel's education and mental state support the
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court's ruling. With regard to the fourth factor, Samuel had no prior experience with the
police, but that does not seem to have impacted his voluntary confession. For example,
his brazen demeanor in telling the detectives they were "awful" shows he certainly was
not disadvantaged by a lack of prior police experience.
K.S.A. 38-2333(a) provides that when a juvenile is less than 14, a confession is
not admissible unless it "was made following a consultation between the juvenile's parent
or attorney." Subsection (b) further provides that "[w]hen a parent is the alleged victim or
alleged codefendant of the crime," the juvenile's confession is not admissible unless it
"was made following a consultation between the juvenile and an attorney, or a parent
who is not involved in the investigation of the crime." But the statute does not apply in
Samuel's case because he was 14 when he committed the crimes. Nevertheless, the
defense makes a point in arguing that Samuel's father was present for the first 36 minutes,
even though he was likely both a suspect and a victim and might not have been "looking
out for Sam's interests."
But the father's presence does not appear to have prompted an involuntary
confession. In fact, Steve's presence appears to have kept Samuel from confessing
because when his father was present, most of Samuel's answers to the detectives were "I
don't know" or "I don't remember." And Samuel suddenly discussed in detail how he set
the fire once his father left the room. It is difficult in this instance to give too much
consideration to the father's presence.
Given the totality of the circumstances, the district court did not err in concluding
Samuel's incriminating statements were voluntary and freely given. See State v.
Makthepharak, 276 Kan. 563, 567, 78 P.3d 412 (2003) ("'If there is substantial competent
evidence to support the trial court's findings that the defendant voluntarily, knowingly,
and intelligently waived his rights, such findings will not be disturbed on appellate
19
review.'"). That said, the better practice for a trial court faced with determining the
voluntariness of a juvenile confession is to explicitly consider the Young factors when
making that determination. Makthepharak, 276 Kan. at 567.
PROSECUTORIAL ERROR CLAIMS
Samuel argues the prosecutor improperly shifted the burden of proof to the
defense by misstating "the law regarding what the jury had to find regarding [his] defense
of mental disease or defect." He asserts this deprived him of his fair trial right under the
Fourteenth Amendment to the United States Constitution. We hold there was no error.
Additional facts
The prosecutor began his closing argument by focusing on the evidence showing
Samuel premeditated the killing of his family, or at least he did so intentionally and
knowingly:
"[Samuel] told the police what happened that night. The statement, 'I burned the house, I
wanted people to die,' and he didn't care who, but he wanted people to die. Shows you his
intent, shows you his attitude the entire time. . . . He sat across that table from Detective
Carlton and Detective Sack, leaned up there with his elbows and said, 'I did it, I burned
them.' 'Why?' 'Because I wanted to.' . . . He took his items out of the house because he
didn't want to get them burned because he knew what he was going to do . . . ."
Then, the prosecutor discussed the experts' testimony about his mental status:
"[T]he [two licensed] psychologists . . . said that in order to disassociate you have to have
a fundamental trauma and they offered no evidence of that. [The defense's expert] just
say[s] it just happened, okay? No evidence of it because dissociation is a protective
mechanism, as you heard, that requires some kind of substantial trauma. The only thing
20
Dr. Heide offers is lacked supervision and he might have been bullied at school. . . .
[Heide is] not licensed here. . . . [I]f you're looking for a reason why he killed his mother
and sister, it's as simple as I wanted to do it. . . . So he did it. He clearly thought about it.
He clearly considered it. He clearly planned it. [F]rom the moment he waited for his
parents to go to sleep until he's pouring the gasoline . . . ." (Emphases added.)
After these statements, the prosecutor explained what the jury had to do to find
Samuel not guilty based on the defense theory. The italicized statements below are those
complained about in this appeal.
"The defendant wants you to excuse him for [the] murder of his sister and his
mother because he had some kind of claimed mental disease or defect. Do you see that?
Is that evidence of that? Is there evidence that the defendant didn't know what he was
doing? Because after all, ultimately in the instructions you have to find in order to find
that you have to find that because of that defect he was incapable of forming the intent to
kill or premeditated murder or to knowingly commit arson. You have to find he's
incapable of that. Do you believe that based on his conduct that night? . . . In the end,
remember what he said on the tape. In the end the statement that counts most is, 'I burned
the house, I wanted people to die.' Doesn't that say it all? Really? 'I wanted people to die.'
That's why he did it. Find him guilty as he's charged." (Emphasis added.)
Standard of review
A court follows a two-step analysis in addressing a prosecutorial error claim. First,
it decides whether any error occurred. Second, if there is error, the court considers
prejudice to determine whether the error was harmless. For the first step, the court looks
at the prosecutorial statement complained about and decides if it falls outside the wide
latitude afforded the prosecutor in conducting the State's case and attempting to obtain a
conviction in a manner that does not offend the defendant's fair trial rights under the
Fourteenth Amendment. A defendant can establish the first prong by demonstrating the
21
prosecutor misstated the law or argued factual assertions with no evidentiary foundation.
State v. Patterson, 311 Kan. 59, 70, 455 P.3d 792 (2020).
Discussion
It is error for a prosecutor to attempt to shift the burden of proof to the defendant
or to misstate the legal standard of the burden of proof. State v. Blansett, 309 Kan. 401,
414, 435 P.3d 1136 (2019). Samuel alleges the prosecutor's remark—telling the jury that
"to find in favor of Sam, it had to find that he was incapable of forming the intent to kill
or knowingly commit arson"—was a misstatement of the law.
But Samuel misconstrues what happened in the State's closing. The prosecutor
simply pointed out no evidence suggested Samuel was incapable of forming the intent to
commit the charged crimes. "[A] prosecutor does not shift the burden of proof by
pointing out a lack of evidence to support a defense." State v. Williams, 299 Kan. 911,
940, 329 P.3d 400 (2014); see also State v. Stone, 291 Kan. 13, 17-18, 237 P.3d 1229
(2010) (holding prosecutor did not attempt to shift burden of proof by arguing defendant
had significant "'obstacles to overcome'"). And after this, the prosecutor correctly noted
what the jury had to do to find Samuel incapable of forming criminal intent. See State v.
Thomas, 307 Kan. 733, 744, 415 P.3d 430 (2018) ("Appellate courts consider the
prosecutor's comments in the context in which they were made rather than in isolation.").
The statement at issue substantially repeated the instructions given to the jury,
which were not challenged by Samuel. Instruction No. 14 stated, "Evidence has been
presented that the defendant was afflicted by mental disease or defect at the time of the
alleged crime. The defendant is not criminally responsible for his acts if because of
mental disease or defect the defendant lacked the intent or the premeditation to commit
murder" and he "lacked the knowingly mental state to commit Aggravated Arson." And
22
Instruction No. 15 noted that if the jury found Samuel "not guilty solely because [he], at
the time of the alleged crime, was suffering from a mental disease or defect which
rendered [him] incapable of possessing the required culpable mental state, then [he] is
committed to the State Security Hospital for safekeeping and treatment until discharged
according to law."
Contrary to Samuel's argument, the prosecutor's statement simply summarized
Instruction Nos. 14 and 15. And any possible ambiguity about which party bore the
burden of proof was plainly explained in Instruction No. 13 that stated: Samuel "raises
mental disease or defect as a defense. Evidence in support of this defense should be
considered by you in determining whether the State has met its burden of proving that
Samuel Vonachen is guilty. The State's burden of proof does not shift to Samuel
Vonachen."
We hold there was no prosecutorial error.
CUMULATIVE ERROR
Samuel claims cumulative error deprived him of a fair trial. But based on our
holdings, there is no error to accumulate. See State v. Williams, 308 Kan. 1320, 1335, 429
P.3d 201 (2018).
SAMUEL'S ADULT PROSECUTION
Samuel asserts next that when the district court made its factual findings
supporting the decision to authorize his prosecution as an adult, it increased his potential
punishment in violation of Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L.
Ed. 2d 435 (2000). He claims if he had been adjudicated as a juvenile offender for the
23
first-degree murders, his punishment would not have extended past his 23rd birthday. See
generally K.S.A. 2012 Supp. 38-2304 (jurisdiction for juvenile case). His assertion is that
the State subjected Samuel to a life sentence by prosecuting him as an adult. See K.S.A.
2019 Supp. 21-6806(c) (mandatory life sentence for first-degree murder). And he claims
a constitutional problem occurs because the factual findings necessary to certify an adult
prosecution violate Apprendi when those findings are made by a judge.
Preservation
Once again, we have a preservation problem. Samuel concedes his Apprendi issue
was not raised with the district court, so it would be necessary to invoke an exception to
the general rule for this court to review the unpreserved claims. State v. Harris, 311 Kan.
371, 375, 461 P.3d 48 (2020) (appellate courts generally do not consider an unpreserved
claim, but acknowledging potential exceptions when a claim implicates purely legal
questions and involves defendant's fundamental rights).
In this instance there is no need to invoke an exception. Samuel acknowledges this
court has consistently rejected the same argument in State v. Potts, 304 Kan. 687, 374
P.3d 639 (2016), State v. Tyler, 286 Kan. 1087, 191 P.3d 306 (2008), State v. Mays, 277
Kan. 359, 85 P.3d 1208 (2004), State v. Kunellis, 276 Kan. 461, 78 P.3d 776 (2003), and
State v. Jones, 273 Kan. 756, 47 P.3d 783 (2002). And other than asserting our prior
decisions were wrong, Samuel does not advance any argument about why they were
wrong. Given that, we will not invoke an exception to the general preservation rule. See
State v. Albright, 273 Kan. 811, 813, 46 P.3d 1167 (2002) (declining to reconsider the
matter since it was unpreserved below and previously decided in precedent).
We hold the issue is unpreserved and will not consider it further.
24
THE DECISION TO AUTHORIZE ADULT PROSECUTION
Samuel claims the district court abused its discretion in applying K.S.A. 2012
Supp. 38-2347(e) (eight factors for district court to consider in authorizing adult
prosecution). He argues: (1) the district court interpreted the statute in such a way that
made part of it redundant; (2) its factual findings are not supported by substantial
competent evidence; and (3) it applied an incorrect legal standard. We disagree.
Additional facts
After an evidentiary hearing on the State's motion to prosecute Samuel as an adult,
the district court issued a written decision granting the motion. In doing so, it made the
following findings of fact and conclusions of law that correspond to each factor itemized
in K.S.A. 2012 Supp. 38-2347(e):
"[Factor one:] Regarding the seriousness of the alleged offenses and whether the
protection of the community requires prosecution as an adult or designating the
proceeding as an extended jurisdiction juvenile prosecution[,] the court finds there can be
no more egregious offenses than ones involving the taking of human lives, nor anything
that more evidences the need for protection of the community.
"[Factors two and three:] The court finds that the offenses were apparently
committed in a premeditated or willful manner as described by law enforcement
testimony and that the offenses were against both people and property. The result of the
offenses were not just personal injury, and damage to property, but loss of life. [Factor
four:] There are six highly serious unadjudicated felony offenses pending against Mr.
Vonachen.
"[Factor five:] Samuel Vonachen has absolutely no previous history of behaviors
of violence or retribution or aggression. He has never been charged, much less
adjudicated, as a juvenile offender under Kansas law. The court did not hear evidence of
25
any other previous history of antisocial behavior. [Factor six:] Samuel does not appear to
be sophisticated or mature beyond his years and his father described a normal home life
and environment and a typical 14-year-old pattern of living with no pronounced desire to
be treated as an adult. His performance in school was not troublesome and his grades
were above average.
"[Factors seven and eight:] The final two factors enumerated in the code are
enmeshed, in the opinion of this court. Are there facilities or programs available to the
court which are likely to rehabilitate the juvenile prior to the expiration of the court's
jurisdiction when this 15-year-old adolescent reaches the age of 22.5 years, the age that
juvenile court jurisdiction would end? While it is true that no interventions have been
made, through all the evaluations and evidence and records provided, this horrific crime
was not predictable or provoked. This court is not able to fathom how the juvenile justice
system could rehabilitate this young man in eight years. Because there is a shroud of
mystery surrounding the motivation of this juvenile to take the actions he did, it is
unknown how to guarantee the safety of the community or his family. This court must
find, with deep reluctance but complete certainty that the interests of the community
would be better served by criminal prosecution of this 15-year-old child."
Standard of review
On appeal, the court's ruling on a motion to authorize prosecution as an adult is
subject to a dual standard of review. Its factual findings are evaluated for substantial
competent evidence. An appellate court does not reweigh evidence or make credibility
determinations in doing this evaluation. The court's ultimate legal assessment of the eight
statutory factors guiding its decision, based upon the factual findings, is reviewed for an
abuse of discretion. State v. Sanders, 310 Kan. 279, 294, 445 P.3d 1144 (2019); State v.
Brown, 300 Kan. 542, 545-46, 331 P.3d 781 (2014).
A district court abuses its discretion when: (1) no reasonable person would take
its view; (2) its ruling is based on an error of law; or (3) substantial competent evidence
26
does not support a factual finding on which the exercise of discretion is based. Brown,
300 Kan. at 546. To the extent the question requires an appellate court to interpret K.S.A.
2012 Supp. 38-2347(e), that review is unlimited. State v. Dinkel, 311 Kan. 553, 557, 465
P.3d 166 (2020).
Discussion
Generally, a juvenile offender is "presumed to be a juvenile unless good cause is
shown to prosecute the juvenile as an adult." K.S.A. 2012 Supp. 38-2347(a)(1). "The
alleged juvenile offender shall be presumed to be an adult" when, as here, the juvenile
was "14, 15, 16 or 17 years of age at the time of the offense or offenses alleged in the
complaint, if any such offense . . . [i]f committed by an adult, would constitute an off-
grid crime . . . ." K.S.A. 2012 Supp. 38-2347(a)(2). And "[i]f the juvenile is presumed to
be an adult, the burden is on the juvenile to rebut the presumption by a preponderance of
the evidence." K.S.A. 2012 Supp. 38-2347(a)(2).
K.S.A. 2012 Supp. 38-2347(e) sets out eight factors to consider when deciding
whether to authorize a juvenile for adult prosecution. These are:
"(1) The seriousness of the alleged offense and whether the protection of the
community requires prosecution as an adult or designating the proceeding as an extended
jurisdiction juvenile prosecution;
"(2) whether the alleged offense was committed in an aggressive, violent,
premeditated or willful manner;
"(3) whether the offense was against a person or against property. Greater weight
shall be given to offenses against persons, especially if personal injury resulted;
27
"(4) the number of alleged offenses unadjudicated and pending against the
juvenile;
"(5) the previous history of the juvenile, including whether the juvenile had been
adjudicated a juvenile offender under this code or the Kansas juvenile justice code and, if
so, whether the offenses were against persons or property, and any other previous history
of antisocial behavior or patterns of physical violence;
"(6) the sophistication or maturity of the juvenile as determined by consideration
of the juvenile's home, environment, emotional attitude, pattern of living or desire to be
treated as an adult;
"(7) whether there are facilities or programs available to the court which are
likely to rehabilitate the juvenile prior to the expiration of the court's jurisdiction under
this code; and
"(8) whether the interests of the juvenile or of the community would be better
served by criminal prosecution or extended jurisdiction juvenile prosecution.
"The insufficiency of evidence pertaining to any one or more of the factors listed
in this subsection, in and of itself, shall not be determinative of the issue." K.S.A. 2012
Supp. 38-2347(e).
Samuel's first claim relates to the district court's rulings on the first three factors.
He argues weighing all three against him made part of subsection (e) surplus since his
charged offenses were off-grid felonies. In his view, when dealing with an off-grid
felony, the first, second, and third factors necessarily become redundant because off-grid
felonies are always "'serious'" crimes, and "offenses are classified as off-grid only when
they are 'committed in an aggressive, violent, premeditated or willful manner' and when
they constitute crimes [against] persons, rather than against property." In other words,
Samuel argues the court erred in interpreting subsection (e).
28
We rejected this argument when it was raised by a juvenile charged with felony
murder. See Brown, 300 Kan. at 552 ("Each of these first three factors concern different
subject matter. . . . They are not redundant or surplus just because they might necessarily
weigh in favor of adult prosecution when particular crimes are alleged."). Moreover, the
unambiguous language of K.S.A. 2012 Supp. 38-2347(e) plainly requires the court to
ground its analysis in a particular case's factual considerations, not any categorization
under the Kansas Criminal Code. If the Legislature intended for factors one through three
to be satisfied and considered as a single factor anytime the charged crime is an off-grid
offense, it would have said so. See 300 Kan. at 552 ("[T]he legislature enumerated all
three factors while simultaneously recognizing the possibility the juvenile could be
charged with an off-grid offense."); State v. Williams, 311 Kan. 88, 93, 456 P.3d 540
(2020) (plain and unambiguous language guides courts' interpretation of the statute);
State v. Ayers, 309 Kan. 162, 164, 432 P.3d 663 (2019) (clear and unambiguous statute
must be given effect as written).
It is also worth noting K.S.A. 2012 Supp. 38-2347(e)'s clarification that, "The
insufficiency of evidence pertaining to any one or more of the factors listed in this
subsection, in and of itself, shall not be determinative of the issue." This means the
Legislature intended a holistic analysis, not simply a numerical calculation of how many
factors weighed for or against the juvenile.
Samuel asserts the fourth factor "should have weighed in [his] favor" because "[t]o
interpret the fourth factor to also refer to the offenses in the present case, would require
even more redundancy." In his view, subsection (e)(4)'s text—"the number of alleged
offenses unadjudicated and pending against the juvenile"—must mean something outside
the pending crimes charged. But that reading requires this court to "add something not
29
readily found in the statute" and ignore our directive that "a clear and unambiguous
statute must be given effect as written." Ayers, 309 Kan. at 164.
Next, Samuel contends the court's ruling on the seventh factor that "no
rehabilitation was available" is unsupported by substantial competent evidence. For this
he points out that Bruce Nystrom, a licensed psychologist who testified at the hearing,
said that at Samuel's age his "psychological maturity is lacking . . . not fully formed." So
he did not need any treatment or medication, but he might need them "[i]n the future."
But this fails for two reasons. First, Nystrom's testimony was at most neutral, and
not particularly supporting either side. Second, the district court's ruling is supported by
substantial competent evidence, and therefore what Samuel is asking is for this court to
reweigh the evidence. See Sanders, 310 Kan. at 294 (appellate court must not reweigh
evidence or make credibility determination when reviewing the district court's factual
findings). In its written opinion, the district court indicated it "reviewed the file, heard the
witnesses, received and reviewed the evidence" in making its findings. The court's
findings—that "this horrific crime was not predictable or provoked," and because of that
it was "not able to fathom how the juvenile justice system could rehabilitate this young
man in eight years"—are supported by the interview video and the psychologists who
evaluated Samuel's mental status.
Finally, Samuel claims the court applied an incorrect legal standard when it stated
"it is unknown how to guarantee the safety of the community or his family." He reasons
nothing in the statute required him to provide "any sort of guarantee that adjudication as a
juvenile will ensure the safety of the community and his family," and therefore, by doing
this, the court "inflated [his] burden from 'preponderance of the evidence' to even higher
than the prosecution's burden of 'beyond a reasonable doubt.' For there to be a guarantee
would require proof beyond all doubt."
30
This argument simply reflects Samuel's misunderstanding of the district court's
ruling. First, as explicitly stated in its opinion, the district court only required Samuel to
rebut the statutory presumption under K.S.A. 2012 Supp. 38-2347(a)(2) by a
preponderance of the evidence. And the court further expressed,
"This court must find, with deep reluctance but complete certainty that the interests of the
community would be better served by criminal prosecution of this [then] 15-year-old
child.
"Accordingly, this court finds that there is a preponderance of evidence that
[Samuel] should be prosecuted as an adult for the offenses charged."
The court at no time demanded a heavier burden than required by statute. And
while it used the term "guarantee," it did not use it to inflate Samuel's statutory burden.
Affirmed.
SALLY D. POKORNY, District Judge, assigned.1
1
REPORTER'S NOTE: District Judge Pokorny was appointed to hear case No.
118,361 under the authority vested in the Supreme Court by art. 3, § 6(f) of the Kansas
Constitution to fill the vacancy on the court by the retirement of Justice Carol A. Beier.
31