In re Wiske ( 2024 )


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  •                   IN THE SUPREME COURT OF THE STATE OF KANSAS
    No. 127,056
    In the Matter of JASON P. WISKE,
    Respondent.
    ORIGINAL PROCEEDING IN DISCIPLINE
    Original proceeding in discipline. Oral argument held February 1, 2024. Opinion
    filed March 15, 2024. Ninety-day suspension stayed pending completion of a 12-month
    period of probation.
    Alice Walker, Deputy Disciplinary Administrator, argued the cause, and Gayle B. Larkin,
    Disciplinary Administrator, was with her on the formal complaint for the petitioner.
    Peggy Wilson, of Wichita, argued the cause, and Jason P. Wiske, respondent, argued the cause
    pro se.
    PER CURIAM: This is an attorney discipline proceeding against Jason P. Wiske, of
    Pittsburg, who was admitted to practice law in Kansas in September 1997.
    On September 18, 2023, the Disciplinary Administrator's office filed a formal
    complaint against Wiske alleging violations of the Kansas Rules of Professional Conduct.
    The parties entered into a summary submission agreement under Supreme Court
    Rule 223 (2023 Kan. S. Ct. R. at 277). Wiske admitted that he violated the Kansas Rules
    of Professional Conduct (KRPC)—specifically KRPC 1.1 (2023 Kan. S. Ct. R. at 327)
    (competence), KRPC 1.3 (2023 Kan. S. Ct. R. at 331) (diligence), KRPC 3.2 (2023 Kan.
    S. Ct. R. at 390) (expediting litigation), and KRPC 8.4(d) (2023 Kan. S. Ct. R. at 433)
    (conduct prejudicial to the administration of justice). The parties also stipulated to the
    1
    content of the record, the findings of fact, the conclusions of law, and the applicable
    aggravating and mitigating circumstances. They additionally agreed to waive a formal
    hearing and to recommend staying the sanction of a 90-day suspension, with Wiske being
    placed on probation for 12 months under terms specified in the Summary Submission
    Agreement. See Rule 223(b).
    The chair of the Board for Discipline of Attorneys approved the summary
    submission and cancelled a hearing on the formal complaint. See Supreme Court Rule
    223(e). The summary submission was filed with this court for hearing.
    Before us, the parties recommend a finding of misconduct and the imposition of a
    sanction of a 90-day suspension from the practice of law. They also recommend the
    suspension be stayed and the respondent be placed on probation for 12 months.
    FACTUAL AND PROCEDURAL BACKGROUND
    The relevant portions of the Summary Submission Agreement follow.
    "Findings of Fact: Petitioner and respondent stipulate and agree that respondent
    engaged in the following misconduct as follows:
    ....
    "4.     In 2021, the respondent entered his appearance to represent D.T. in an appeal
    from the Crawford County District Court's termination of D.T.'s parental rights (Case No. 2017-
    JC-155).
    "5.     On January 23, 2021, the respondent filed a notice of appeal on behalf of
    D.T.
    2
    "6.    Pursuant to Supreme Court Rule 2.04 (docketing an appeal) (2023 Kan.
    S. Ct. R. at 15), '[n]o later than 60 days after a notice of appeal is filed in a district court,
    the appellant must complete or obtain and file with the clerk of the appellate courts: (A)
    the docketing statement required by Rule 2.041' and other documents. The docketing
    deadline for the appeal was March 24, 2021.
    "7.    The respondent did not file a docketing statement, or any other
    documents on behalf of D.T. by March 24, 2021.
    "8.    On November 1, 2021, the State filed a motion to dismiss the appeal in
    Crawford County District Court, noting that '[t]o date, nothing has been filed with the
    Court of Appeals.'
    "9.    The motion to dismiss was granted and the appeal was dismissed on
    January 6, 2022.
    "10.   On February 7, 2022, the respondent filed a motion to reinstate the
    appeal indicating that he had 'heard that filing deadlines had been suspended due to the
    COVID pandemic, and, additionally counsel for Appellant has had health issues and
    concerns since late January which caused counsel for Appellant to not perfect the appeal
    in his case.'
    "11.   The respondent's motion was granted. In its order, the court of appeals
    instructed the appeal to be docketed immediately. A brief deadline was set for April 13,
    2022.
    "12.   The Court of Appeals (COA) issued an order on March 14, 2022, which
    stated the case would be expedited and that without a 'showing of exceptional
    circumstances, no extensions of time for filing briefs will be granted.'
    "13.   On April 21, 2022, after no brief had been filed by the respondent, the
    COA issued an order instructing the respondent to 'file a brief by May 5, 2022, or the
    appeal will be dismissed without further notice for failure to comply with the rules of the
    court.'
    3
    "14.    On May 12, 2022, the COA issued an order of dismissal stating the
    respondent 'has filed no brief and has not responded to this court's order.'
    "15.    Following the dismissal by the COA, Chelsey Langland, Director of
    Special Projects at the Kansas COA submitted a complaint to the Office of the
    Disciplinary Administrator (ODA).
    "16. In his attorney response to the complaint, the respondent self-reported
    failures to properly file appeals in two additional cases dealing with termination of
    parental rights in Crawford County District Court. The respondent reported diligence
    issues in representing A.H. in Case No. 2017-JC-000172 (Appellate Case No. 125,199);
    and in representing A.F. in four CINC cases: 2019-JC-000033-G, 2019-JC-00003[5]-G,
    2019-JC-000034-G, and CRG-2021-JC-000066.
    "Representation of A.H. (125,199)
    "17.    The respondent represented A.H., natural father whose parental rights
    were terminated on February 1, 2021.
    "18.    On March 25, 2021, the respondent filed a notice of appeal on behalf of
    A.H.
    "19.    In February 2022, the State filed a motion to dismiss the appeal. The
    motion was granted, and the appeal was dismissed.
    "20.    On May 31, 2022, the respondent filed a motion to reinstate the appeal,
    again claiming that he had 'heard that filing deadlines had been suspended due to the
    COVID pandemic, and additionally counsel for Appellant has had health issues and
    concerns since late January which caused counsel for Appellant to not perfect the appeal
    in his case.'
    4
    "21.    On June 9, 2022, the motion to reinstate was granted and the matter was
    docketed immediately. The respondent was given a deadline of July 19, 2022, to file a
    brief.
    "22.    On June 15, 2022, the ODA received the respondent's attorney response
    to the pending disciplinary complaint. In the response, the respondent noted that 'the
    Court of Appeals did grant a motion to docket the appeal out of time on June 9, 2022, and
    the appellate process is expediated.'
    "23.    The COA issued an order on July 14, 2022, expediting the case and
    stating that '[i]n the absence of a showing of exceptional circumstances, no extensions of
    time for filing briefs will be granted.'
    "24.    On July 15, 2022, the respondent was interviewed by the disciplinary
    investigator. The respondent indicated that he thought it was best for someone else to
    represent A.H., and therefore had filed a motion to withdraw in district court. He did
    indicate that if it was not granted, he would be able to handle the appeal.
    "25.    The respondent did not file a brief by July 19, 2022. The respondent did
    not file any other motion or request for an extension of time with the COA based on his
    request to withdraw in district court.
    "26.    On July 20, 2022, Ms. Langland notified the disciplinary investigator
    that the respondent had not filed his brief and that the court had not heard anything from
    him.
    "27.    On July 21, 2022, the COA issued an order noting that no brief had been
    filed and ordering the respondent to 'file a brief by August 11, 2022, or the appeal will be
    dismissed without further notice for failure to comply with the rules of the court.'
    "28.    The respondent filed a brief on August 11, 2022, avoiding a dismissal of
    the appeal. The case was ultimately dismissed on the merits.
    5
    "Representation of A.F.
    "29.     The respondent represented A.F. in four separate CINC cases where her
    parental rights were terminated in January 2022.
    "30.     The respondent filed a notice of appeal in each case. However, due to a
    clerical mistake, the notice of appeals did not have the required verification.
    "31.     The State filed a motion to dismiss the appeals, which was granted by the
    District Court on June 6, 2022.
    "32.     In his response to the disciplinary complaint, the respondent indicated he
    was 'attempting to get the notarized docketing statement back from [A.F.] so that [he] can
    docket the appeal with a motion to reinstate the appeal.' Although the respondent made
    numerous attempts by email to obtain the docketing statement back from [A.F.] he did
    not obtain one prior to withdrawing from the case on July 1, 2022.
    "33.     Pursuant to Kansas Supreme Court Rule 5.051 (dismissal of appeal by
    district court) (2023 Kan. S. Ct. R. at 33) the respondent had 30 days from the entry of
    the order to file a motion for reinstatement.
    "34.     On July 1, 2022, the respondent withdrew from representation of A.F.
    The respondent had not filed a motion to reinstate the appeal.
    "35.     On July 13, 2022, another attorney was appointed to represent A.F. The
    attorney attempted to file the appeal on behalf of A.F. A hearing was set, at which A.F.
    did not appear and the district court concluded the time for appeal had lapsed and the
    appeal could not be docketed.
    "Conclusions of Law: Petitioner and respondent stipulate and agree that respondent
    violated the following Supreme Court Rules and Kansas Rules of Professional Conduct,
    respondent engaged in misconduct as follows:
    6
    "36.      KRPC 1.1 (competence) (2023 Kan. S. Ct. R. at 327) regarding D.T. and
    A.F.;
    "37.      KRPC 1.3 (diligence) (2023 Kan. S. Ct. R. at 331) regarding D.T. and
    A.F.;
    "38.      KRPC 3.2 (expediting litigation) (2023 Kan. S. Ct. R. at 390) regarding
    DT, AH and A.F.;
    "39.      KRPC 8.4(d) (conduct prejudicial to the administration of justice) (2023
    Kan. S. Ct. R. at 433).
    "Applicable Aggravating and Mitigating Circumstances:
    "40.      Aggravating circumstances include:
    "a. Prior disciplinary offenses: DA 13,506: Diversion for violations of KRPC
    1.3 (diligence) and KRPC 1.4 (communication).
    "i. Facts: On June 17, 2019, the respondent was appointed to represent D.Y. in a
    K.S.A. 60-1507 proceeding. On July 14, 2019, the respondent entered a
    limited entry of appearance in the matter to allow him to review the file. D.Y.
    sent letters to the respondent on August 22, 2019, November 13, 2019, and
    February 6, 2020. The respondent did not respond to any of these
    correspondences. On March 24, 2020, D.Y. filed a motion with the District
    Court seeking a new attorney given that the respondent had taken no action
    on the matter. On March 30, 2020, the Office of the Disciplinary
    Administrator (ODA) received a complaint from D.Y. In response to the
    docketed complaint, the respondent acknowledged his lack of action on
    D.Y.'s case, explained health conditions and a heavy case load contributed to
    the misconduct, and provided a copy of his motion to withdraw from D.Y.'s
    case. The respondent requested to be considered for diversion.
    7
    "ii. Diversion Agreement: On November 3, 2020, the respondent was placed on
    diversion stipulating his conduct violated KRPC 1.3 and KRPC 1.4. The
    period of diversion was for twelve (12) months. The terms of diversion
    included:
    "1. The respondent was to complete five (5) hours of additional Continuing
    Legal Education. Three (3) hours were to be from course instruction about
    Law Practice Management, and two (2) hours were to be on Attorney Well-
    Being.
    "2. The respondent was to read and report to the ODA on one book regarding
    Law Practice Management.
    "3. The respondent was to review law office practices using the Self-Audit
    Check List provided by the ODA and return a completed copy.
    "4. The respondent was to enter into a Monitoring Agreement and authorization
    for disclosure and release of information with KALAP.
    "iii. In November 2021, the respondent had not completed the terms of
    diversion, therefore he requested an extension. A 90-day extension was
    granted.
    "iv. In January 2022, the respondent provided proof of completion of the terms
    of diversion.
    "v. Although the diversion was completed in January 2022, the paperwork to
    formally dismiss the diversion was not processed until January 2023.
    "b. A pattern of misconduct: The respondent lacked diligence in three cases,
    resulting in either delay in resolution on appeal or dismissal of the appeal.
    "c. Multiple offenses: The respondent violated KRPC 1.1, KRPC 1.3, KRPC 3.2,
    and KRPC 8.4(d).
    8
    "d. Substantial experience in the practice of law: The respondent has been
    licensed to practice law since 1997.
    "41.      Mitigating circumstances include:
    "a. Absence of a dishonest or selfish motive: The respondent's misconduct arose
    out of a combination of poor law practice management coupled with mental
    and physical health diagnosis that were not being properly managed. There
    is no evidence the respondent acted in a dishonest or selfish manner.
    "b. Personal or emotional problems if such misfortunes have contributed to
    violation: In approximately 2004, the respondent was diagnosed with Bi-
    polar disorder and depression, requiring medication management for
    treatment. The respondent is currently in counseling and being treated for
    depression. In December 2016, the respondent suffered a stroke and has
    made a full physical recovery. The respondent has further been diagnosed
    with diabetes and at the time of the misconduct leading to this case, was not
    properly caring for himself. This resulted in a lack of energy and lack of
    focus, worsening his depression. In January and February of 2022, the
    respondent suffered from COVID like symptoms, and twisted his knee in
    March 2022 requiring medication and time off work. The respondent
    reported feeling overwhelmed and stressed with his workload through May
    2022.
    "c. The present and past attitude of the attorney as shown by their cooperation
    during the proceeding and their full and free acknowledgment of the
    transgressions: The respondent provided a written response to the
    investigator in this case. In the response, the respondent acknowledged his
    lack of diligence in the representation of D.T. and self-reported similar
    conduct in two other cases. He further indicated he had relinquished his
    contract with Crawford County to represent parents in child in need of care
    cases. The respondent admitted to the misconduct as outlined in the formal
    complaint. The respondent reports working with his therapist and his primary
    9
    car[e] physician to manage both his mental and physical health. The
    respondent has implemented new practices, such as a different calendaring
    method, to improve his case management. Further, the respondent has begun
    working with a local attorney, John Mazurek, on a probation plan to improve
    his law practice management, assist him in managing his case load, and
    helping to keep him accountable for his physical and mental health.
    "d. Previous good character and reputation in the community: The respondent
    submitted two letters attesting to his good character and reputation.
    "e. Remorse: The respondent has accepted responsibility for his actions and
    expressed genuine remorse.
    "Recommendations for Discipline:
    "42.      Petitioner and respondent jointly recommend respondent be suspended
    from the practice of law for 90 days. The parties further recommend the suspension be
    stayed and the respondent be placed on probation for a period of twelve (12) months.
    "43.      Terms of probation shall include:
    "a. Compliance with Rules of Professional Conduct:
    "i. The respondent shall not engage in conduct that violates the Rules of
    Professional Conduct;
    "ii. Receipt of a complaint by the Office of the Disciplinary Administration
    ('ODA') during the probation term alleging that the respondent has violated
    the Rules of Professional Conduct does not, in itself, constitute a violation
    of the terms of probation; and
    "iii. In the event that the ODA receives a complaint during the respondent's
    participation in the probation program or otherwise opens or commences a
    disciplinary investigation, the term of the probation shall be extended until
    10
    such charge has been investigated and a determination made by the ODA or
    regional disciplinary committee regarding disposition of such matter.
    "b. Proposed Supervisor: John G. Mazurek is 58 years old and a full-time lawyer
    in private practice located in Pittsburg Kansas and has practiced law in
    excess of 32 years. Mr. Mazurek is a Kansas lawyer in good standing. He
    graduated from Washburn University School of Law in 1991. Mr. Mazurek
    has also been the City Prosecutor/Legal Advisor for the City of Pittsburg,
    Kansas since 1997. Several years ago, local attorneys and Mr. Mazurek
    formed their own version of KALAP—helping attorneys when in need. Mr.
    Mazurek and the respondent have known each other for approximately 25
    years.
    "c. Conditions of Probation:
    "i. The conditions of the probation shall be satisfied prior to termination of the
    probation. The conditions are:
    "ii. The respondent's practice will be supervised by John G. Mazurek
    ('Supervising Attorney'), a Kansas licensed attorney, in good standing,
    practicing in Crawford County, Kansas.
    "iii. The respondent shall allow Supervising Attorney access to his files,
    calendar, and case management system.
    "iv. The respondent shall comply with any requests made by the Supervising
    Attorney.
    "v. During the twelve (12) months of supervision, the respondent shall meet with
    the Supervising Attorney monthly. Said meetings shall be face-to-face, by
    phone or via Zoom.
    11
    "vi. The respondent will maintain an accurate report of all open and active cases
    with reports to be provided to the Supervising Attorney during each monthly
    meeting.
    "vii. The respondent will maintain a case file in either his case management
    system or by hard files and maintain case notes and other records in each
    file.
    "viii. The respondent will respond to client communications within a week or
    less.
    "ix. When the respondent is anticipated to be unavailable to respond to client
    emails or phone calls for more than a week, he will use the out of office
    function on his email to notify clients of the duration of his absence.
    "x. The respondent will update the closure status of cases in his document
    management system not less frequently than monthly.
    "xi. The Supervising Attorney shall conduct an immediate and detailed audit of
    the respondent's files.
    "xii. Thereafter, quarterly, Supervising Attorney shall make a report regarding
    same to the Disciplinary Administrator's Office and a final report
    accompanied by an affidavit stating that the respondent has complied with
    all terms of probation.
    "xiii. Should Supervising Attorney discover any violations of the Kansas Rules
    of Professional Conduct, he shall include such information in each report
    to the Disciplinary Administrator's Office in order for the Disciplinary
    Administrator's Office to investigate these violations.
    "xiv. Supervising Attorney shall provide the respondent with a copy of each
    audit report and each report to the Disciplinary Administrator's Office.
    12
    "xv. The respondent shall follow all recommendations of his Supervising
    Attorney and shall immediately correct all deficiencies noted in the periodic
    reports and audit reports.
    "xvi. The respondent has implemented a new calendaring system for maintaining
    deadlines for case management. The Supervising Attorney shall aid in
    prioritizing tasks and monitoring case progress in general.
    "xvii. Supervising Attorney, in consultation with the respondent, shall determine
    the number of active cases that can be handled in a competent manner by
    the respondent while giving his clients a proper defense.
    "xviii. Supervising Attorney shall determine if the Office Manager/
    administrative assistant could aid the respondent further in the
    performance of his duties to include the opening of mail, reading and
    responding to emails, setting up a tickler file that includes court dates and
    response dates, if not already in place.
    "xix. The respondent has been under the care of a psychologist, Blake Webster,
    Ph.D. and participated in counseling already at the time of the inception of
    probation and will continue his current treatment. Specifically, the
    respondent will comply with the treatment recommendations and
    counseling program prescribed by Dr. Webster. The respondent shall
    remain under the care of Dr. Webster for depression and anxiety or any
    other mental health issues that are identified throughout the term of his
    probation. The respondent will also sign releases so that any records can
    be provided to his Supervising Attorney and/or to the Disciplinary
    Administrator's Office at any time. The respondent will provide
    documentation confirming his compliance with treatment
    recommendations as directed by his Supervising Attorney or the assigned
    Deputy Disciplinary Administrator. Prior to any change of treatment
    providers, Respondent shall obtain the approval of his Supervising
    Attorney.
    13
    "xx. The respondent has also been under the care of Eric Vonholten, D.O., an
    internal medicine specialist and has participated in treatment for his
    diabetes already at the time of the inception of probation and will continue
    his current treatment. Specifically, [t]he respondent will comply with the
    treatment recommendations prescribed by Dr. Vonholten. The respondent
    shall remain under the care of Dr. Vonholten, for diabetes or other health
    issues that are identified throughout the term of his probation. The
    respondent shall comply with any medication and treatment directives. He
    will also sign releases so that any records can be provided to his
    Supervising Attorney and/or to the Disciplinary Administrator's Office at
    any time. The respondent will provide documentation confirming his
    compliance with treatment recommendations as directed by his Supervising
    Attorney or the assigned Deputy Disciplinary Administrator. Prior to any
    change of treatment providers, the respondent shall obtain the approval of
    his Supervising Attorney.
    "xxi. Supervising Attorney shall be acting as an officer and agent of the Court
    while supervising the probation of the respondent and during the
    monitoring process of the legal practice of the respondent. The Supervising
    Attorney shall be afforded all immunities by Supreme Court Rule 238
    during the course of this activity.
    "xxii. The respondent shall continue to cooperate with the Disciplinary
    Administrator's Office. If the Disciplinary Administrator requires any
    further information, the respondent shall timely provide said information.
    "xxiii. The respondent shall not violate the provisions of his probation or the
    Kansas Rules of Professional Conduct. In the event the respondent
    violates any of the terms of his probation or any of the terms of the
    Kansas Rules of Professional Conduct during the probationary period, the
    respondent shall immediately report such violations to his Supervising
    Attorney and the Disciplinary Administrator.
    14
    "xxiv. The respondent shall pay the costs in an amount to be certified by the
    Disciplinary Administrator's Office.
    "xxv. To further protect the public and the respondent's clients, The respondent
    shall maintain malpractice insurance in amount of not less than $100,000
    per occurrence and an aggregate amount of not less than $300,000.
    Respondent shall provide the Supervising Attorney with proof of insurance
    within thirty (30) days of the date of commencement of the probation term.
    "xxvi. For additional protection to the respondent's clients, in the event of a
    death, personal problem, or natural disaster that prohibits the respondent
    from practicing law, Supervising Attorney has agreed to serve as the
    'assisting attorney' to finish up and close the respondent's practice and act
    on behalf of the respondent."
    DISCUSSION
    In a disciplinary proceeding, we consider the evidence and the parties' arguments
    and determine whether KRPC violations exist and, if they do, the appropriate discipline.
    Attorney misconduct must be established by clear and convincing evidence. In re Spiegel,
    
    315 Kan. 143
    , 147, 
    504 P.3d 1057
     (2022); see Supreme Court Rule 226(a)(1)(A) (2023
    Kan. S. Ct. R. at 281). We have defined clear and convincing evidence as "evidence that
    causes the factfinder to believe that 'the truth of the facts asserted is highly probable.'"
    315 Kan. at 147 (quoting In re Lober, 
    288 Kan. 498
    , 505, 
    204 P.3d 610
     [2009]).
    Respondent Wiske had adequate notice of the formal complaint, to which he filed
    an answer. He waived formal hearing after entering into a summary submission
    agreement. In this agreement, the parties agreed they would not take exceptions to the
    findings of facts and conclusions of law. By Supreme Court rule, the parties thus
    admitted the factual findings and conclusions of law in the summary submission. See
    Supreme Court Rule 228(g)(1) (2023 Kan. S. Ct. R. at 288).
    15
    We adopt the findings of fact and conclusions of law in the summary submission,
    which considered with the parties' stipulations, establish by clear and convincing
    evidence that Wiske's conduct violated KRPC 1.1, KRPC 1.3, KRPC 3.2, and KRPC
    8.4(d).
    The parties' summary agreement recommending discipline is advisory only and
    does not prevent us from imposing a greater or lesser discipline. Kansas Supreme Court
    Rule 223(f) (2023 Kan. S. Ct. R. at 279). Here, after full consideration of the stipulated
    findings of facts and conclusions of law, we adopt the joint recommendation of a 90-day
    suspension that is stayed contingent on the respondent's successful completion of a 12-
    month probationary period.
    CONCLUSION AND DISCIPLINE
    IT IS THEREFORE ORDERED that Jason P. Wiske's license to practice law in Kansas
    is suspended for 90 days but that suspension is stayed contingent upon the respondent's
    successful completion of a 12-month period of probation that begins on the filing of this
    opinion. Supreme Court Rule 225(a)(2) (2023 Kan. S. Ct. R. at 281). The respondent's
    probation will be subject to the terms in the plan of probation set out in the parties'
    Summary Submission Agreement. No reinstatement hearing is required upon the
    respondent's successful completion of probation.
    IT IS FURTHER ORDERED that the costs of these proceedings be assessed to the
    respondent and that this opinion be published in the official Kansas Reports.
    16
    

Document Info

Docket Number: 127056

Filed Date: 3/15/2024

Precedential Status: Precedential

Modified Date: 3/15/2024