State v. Collins ( 2018 )


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  •                                        No. 117,743
    IN THE COURT OF APPEALS OF THE STATE OF KANSAS
    STATE OF KANSAS,
    Appellant,
    v.
    SETH COLLINS,
    Appellee.
    SYLLABUS BY THE COURT
    1.
    The "stand your ground" law in Kansas encompasses a number of provisions
    providing for the use of force, including deadly force, in defense of a person or property.
    K.S.A. 2017 Supp. 21-5220 et seq. The linchpin of this law is its provision for self-
    defense immunity.
    2.
    Kansas courts have developed a two-prong test—subjective and objective—to
    determine whether a person's use of deadly force was lawful. The subjective prong of the
    test requires a showing that the person sincerely and honestly believed it was necessary to
    kill or cause great bodily harm to defend himself or herself. The objective prong requires
    a showing that a reasonable person in such person's circumstances would have perceived
    the use of deadly force in self-defense as necessary.
    3.
    K.S.A. 2017 Supp. 21-5231 provides immunity to a person using lawful force in
    defense of a person or property. Immunity represents a far greater right than any
    1
    encompassed by an affirmative defense, which may be asserted during trial but cannot
    stop a trial altogether. Immunity prevents a case from going to trial.
    4.
    When considering a defendant's motion for immunity under K.S.A. 2017 Supp.
    21-5231, the district court must consider the totality of the circumstances, weigh the
    evidence before it without deference to the State, and determine whether the State has
    carried its burden to establish probable cause that the defendant's use of force was not
    statutorily justified.
    5.
    To overcome a defendant's self-defense immunity claim, the State merely has to
    establish probable cause that the defendant's use of force was not justified. Probable
    cause has been defined as evidence sufficient for a person of ordinary prudence and
    caution to conscientiously entertain a reasonable belief of the defendant's guilt despite his
    claim of justified use-of-force immunity. Stated another way, the State must present
    evidence showing that an ordinarily prudent and cautious person could believe that (1) a
    reasonable person would not have believed deadly force was necessary under the
    circumstances or (2) the defendant did not honestly believe deadly force was necessary to
    protect himself or herself from death or great bodily harm.
    Appeal from Sedgwick District Court, JOHN J. KISNER JR., judge. Opinion filed July 20, 2018.
    Reversed and remanded with directions.
    Matt J. Maloney, assistant district attorney, Marc Bennett, district attorney, and Derek Schmidt,
    attorney general, for appellant.
    Patrick H. Dunn, of Kansas Appellate Defender Office, for appellee.
    2
    Before POWELL, P.J., ATCHESON and BRUNS, JJ.
    POWELL, J.: Seth Collins was involved in a tragic and unfortunate fracas with
    three unarmed women at the top of the stairs in his apartment building, resulting in the
    death of one and serious injury to another. Collins was charged with second-degree
    murder and aggravated battery, but he claimed self-defense immunity pursuant to K.S.A.
    2017 Supp. 21-5231. After an evidentiary hearing, the district court granted Collins'
    motion for immunity and dismissed the case. The State now appeals the district court's
    grant of self-defense immunity, claiming the district court erred because (1) Collins
    lacked the reasonable belief that he needed to use deadly force to prevent great bodily
    harm against himself and (2) Collins was precluded from self-defense immunity because
    he was an aggressor under K.S.A. 2017 Supp. 21-5226(c) and was not subject to either
    safe harbor retreat exception. We agree with the State that a grant of self-defense
    immunity was unwarranted and reverse and remand for further proceedings.
    FACTUAL AND PROCEDURAL BACKGROUND
    In May 2016, the State charged Collins with one count of intentional second
    degree murder in violation of K.S.A. 2015 Supp. 21-5403(a)(1) and one count of reckless
    aggravated battery in violation of K.S.A. 2015 Supp. 21-5413(b)(2)(B). The charges
    arose from two incidents on April 30, 2016, between Collins and his neighbor's identical
    twin daughters that ended in a fatal stab wound to Kayla Brown's neck and another to her
    shoulder, a stab wound to Shayla Brown's bicep, and multiple injuries to Collins' head
    and body. Prior to trial, in July 2016, Collins filed a motion to dismiss and requested an
    evidentiary hearing on his claim of self-defense immunity from prosecution. In response,
    the district court held a three-day evidentiary hearing where multiple witnesses testified
    to the events that occurred on that tragic day in April.
    3
    On April 30, 2016, Collins was returning home to his apartment around 9 p.m.
    after getting ice cream with his two daughters. As he drove to the front of his building, he
    saw an open parking space and attempted to park his car. However, Collins realized he
    could not park his car safely in the space because the car next to the space had the
    driver's-side door open and Shayla was standing inside of the open car door talking to her
    friend, Luz Toral. It was disputed whether Collins politely asked Shayla to move so that
    he could park his car in that space. What was undisputed was that Collins and Shayla got
    into a verbal argument that included an exchange of racial and other insults. Eventually,
    Collins parked elsewhere in the guest parking lot.
    For context, Collins is a 38-year-old, white male who is 5' 11" and weighs about
    250 to 255 lbs. Shayla is a 22-year-old black female who is 4' 11" and weighs about 113
    lbs.; her identical twin Kayla was the same height as Shayla but weighed nearly 10
    pounds less. Toral is a white female, who is about 5' 3" and weighs about 180 lbs.
    After parking his car, Collins walked towards Shayla and Toral while his two
    daughters walked behind him. Another argument started between Collins and Toral that
    led to the two pushing each other back and forth. As this was occurring, Collins' 15-year-
    old daughter took his 8-year-old daughter's hand and went to the closest apartment
    building. Shayla and Kayla became involved, and eventually a physical fight broke out
    between Collins, the three girls, and a few others. Trishall Dear, the twins' mother, heard
    the commotion from inside her apartment and ran down to see what was happening. Dear
    attempted to break up the fight, but she was hit by Collins, prompting her to hit him back.
    Ultimately, Dear was able to break up the fight. This first altercation lasted about five to
    ten minutes.
    Dear told Collins to go to his apartment, and he complied. Collins lived in a
    second floor apartment beneath Dear. Dear then told Toral to leave, and Toral testified
    that she did so. Shayla, Kayla, and their friend Coriaynia Porter, who was involved in the
    4
    altercation, went and sat in Kayla's car. Dear planned to stay outside and let things calm
    down and then go upstairs to her apartment to get a cigarette.
    During the altercation, Collins' older daughter called 911, and, because the girls
    were scared, a neighbor led them back to their apartment. Collins stated that when his
    daughters arrived, his older daughter was on the phone with the police. After the first
    altercation, Collins had injuries to his head, which caused bruising and swelling to his
    eyes, ears, and a bump on the right side of his face. He also had scratches on his back and
    injuries to other parts of his body. After five to ten minutes had passed, Collins realized
    he did not have his eyeglasses and went outside to look for them. Collins testified that he
    carries a pocket knife in his pants pocket on a daily basis and that he had the knife on him
    throughout the night, including during the first altercation. The pocket knife is foldable
    with a four-and-a-half-inch handle and four-inch blade.
    Several witnesses gave conflicting testimony regarding the second altercation.
    When Collins walked out of the only entrance to his apartment building, Shayla and Dear
    were standing outside. Porter testified that Kayla was sitting in the car with her, and
    Shayla and Dear were outside talking near the front entrance. Collins found his glasses on
    the ground and walked back towards the entrance. Witnesses Brittany Carr-Bidwell and
    Porter stated that, at this time, Collins was muttering, and Carr-Bidwell told detectives
    that night that he was repeatedly saying the "N-word" and "B-word."
    Another argument erupted between Collins and the twins. Three witnesses
    testified that when Collins walked past Dear into the building, he muttered something
    under his breath that escalated the situation. Eva Bidwell—who saw the first altercation
    while helping her son, Michael Bidwell, and daughter-in-law, Carr-Bidwell, move out of
    a nearby apartment—testified that when Collins muttered something to Dear, Dear
    responded, "I wish you would touch me," and things escalated. Collins testified he did
    not say anything to Dear when he walked past her and into the stairwell but claimed the
    5
    twins were yelling insults at him, and he turned and told them it all could have been
    prevented if they had let him park his car.
    Dear testified that she did not remember Collins saying anything to her when he
    walked past her and that she opened the door for Collins and followed him inside to make
    sure things stayed calm. Dear testified that there was not a confrontation between Collins
    and the twins before he walked into the building but that her daughters followed her
    inside to protect her. Shayla testified that she got out of the car and followed her mother
    inside because she wanted to make sure Dear was okay. Porter stated that Kayla got out
    of the car after she saw Dear and Shayla go inside.
    Collins then walked up the nine steps to the second floor landing. As he walked,
    Dear was about one to two steps behind him; and Shayla and Kayla were about one step
    behind Dear. Shayla testified that she did not remember Collins saying anything outside
    or inside the stairwell, but several witnesses testified that there was yelling and the three
    women followed Collins quickly into the building. Michael testified that he attempted to
    tell the women not to follow Collins into the building.
    At the second floor landing, Collins turned towards the three women and
    brandished his knife in his right hand at about shoulder height with the blade out and
    pointing up. Collins testified that he told the women to back off but did not advance
    towards them or stab or swing the knife at them. Collins stated that as he walked up the
    stairs, the women were brushing his back, but he admitted no one had punched, pushed,
    or smacked him. Dear testified that she blacked out when she saw the knife. Shayla
    testified it was the first time she saw that Collins had a knife and that he did not say
    anything and started swinging the knife.
    After that, Shayla testified Collins' back might have been turned and that she
    grabbed his shirt collar and pulled him down, causing all four people to fall backwards
    6
    down the stairs. Collins was swinging his knife as everyone fell, and Shayla stated that he
    hit her in the arm at that time. Collins testified that, at one point, his knife hit something
    that felt more like a stab than a cut and that he swung the knife to defend himself as he
    fell down the stairs. At the bottom of the stairs, Kayla hit a large window and several
    people saw that she was bleeding from her neck and mouth. Shayla testified she tried
    with both hands to get the knife out of Collins' hand when she reached the bottom
    landing. Eva testified she started yelling at Dear and Shayla to stop and help Kayla due to
    her injuries. Dear testified that when she saw the extent of Kayla's injuries, she tried to
    help Kayla. Shayla also released Collins and went to help her sister. Collins then stood
    up, folded his pocket knife, and went up to his apartment.
    After the evidentiary hearing, the district court issued a written order granting
    Collins self-defense immunity and dismissing the charges against him. The district court
    held that based on the evidence, "[u]nder the circumstances, it was reasonable for Mr.
    Collins to believe that this use of deadly force was necessary to prevent great bodily harm
    to himself." The district court made factual findings regarding the above testimony
    leading up to and in the stairwell, including:
    "i) Mr. Collins locates his glasses, exchanged words with Kayla and/or Shayla
    and walked back into his apartment building. Ms. Dear and Ms. Bidwell are standing
    outside near the door into the building. As he is walking to the door or entering the door,
    Mr. Collins walked past Ms. Dear and quietly stated something derogatory to Ms. Dear.
    Ms. Dear responds telling Mr. Collins that she wished he would lay his hands on her and
    see how far he would get. Based upon the totality of the inconsistent testimony as noted
    in some detail above, this Court finds that there was no physical contact between Mr.
    Collins and either of the Brown sisters or Ms. Dear in these few minutes prior to the
    stabbing incident.
    "j) As Ms. Dear follows Mr. Collins into the apartment building, Shayla and
    Kayla Brown start towards them. They go past Ms. Bidwell and as Mr. Collins walks up
    the stairs, he is followed by Ms. Dear, Shayla Brown and Kayla Brown. As Mr. Collins
    7
    gets towards the top of the stairs, all three ladies are very close (just a step or two) behind
    him and he looks back at them.
    "k) As Mr. Collins gets to the top of the first flight of stairs, he turns towards the
    three ladies immediately behind him and displays a knife. The testimony indicates that
    Collins initially held the knife in his right hand; with the blade open; with the blade
    pointing up; and he held it about shoulder to head-high next to him.
    "l) While the precise details concerning these few key seconds vary significantly,
    the evidence indicates that within moments of Mr. Collins displaying the knife, Shayla
    Brown grabbed the back of his shirt collar and pulled him back towards her, her sister
    and her mother. In the next few moments, Mr. Collins, Shayla, Kayla, and Ms. Dear all
    fell back down the staircase.
    "m) The staircase consisted of nine (9) stairs, including the landing, and they
    were carpeted with what appears to be worn high traffic carpet. . . .
    "n) No evidence was presented to clearly indicate who was stabbed first or the
    exact location of Kayla or Shayla at the time they were stabbed. The evidence is clear
    that Shayla Brown was stabbed on her left bicep and Kayla Brown sustained a fatal stab
    wound on the left side of her neck.
    "o) Once at the bottom of the stairs Shayla held Mr. Collins down momentarily
    and Mr. Collins still had the knife. Once Ms. Dear saw how seriously wounded Kayla
    was injured, she went to aid Kayla. Shayla then released her hold on Mr. Collins to assist
    her mother and sister.
    "p) Mr. Collins gets up, folds up his pocket knife and goes back up the stairs to
    his apartment."
    The State timely appeals from the district court's grant of immunity and dismissal
    of the charges against Collins.
    8
    DID THE DISTRICT COURT ERR IN GRANTING SELF-DEFENSE IMMUNITY?
    The State argues the district court erred in granting Collins immunity under K.S.A.
    2017 Supp. 21-5231 and dismissing the charges against him.
    A.     Stand Your Ground Law
    Before we examine the merits of the State's appeal, we think some background
    concerning the statutory framework behind Collins' claim of self-defense immunity is
    helpful. In 2010, our Legislature passed what is commonly known as the "stand your
    ground" law, which encompasses a number of provisions providing for the use of force,
    including deadly force, in defense of a person or property. K.S.A. 2017 Supp. 21-5220 et
    seq.
    "(a) A person is justified in the use of force against another when and to the
    extent it appears to such person and such person reasonably believes that such use of
    force is necessary to defend such person or a third person against such other's imminent
    use of unlawful force.
    "(b) A person is justified in the use of deadly force under circumstances
    described in subsection (a) if such person reasonably believes that such use of deadly
    force is necessary to prevent imminent death or great bodily harm to such person or a
    third person.
    "(c) Nothing in this section shall require a person to retreat if such person is using
    force to protect such person or a third person." K.S.A. 2017 Supp. 21-5222.
    K.S.A. 2017 Supp. 21-5221 defines the use of force and deadly force and provides
    when each applies:
    9
    "(a) As used in . . . K.S.A. 2017 Supp. 21-5202 through 21-5208, 21-5210
    through 21-5212, and 21-5220 through 21-5231, . . . and amendments thereto:
    (1) 'Use of force' means any or all of the following directed at or upon another
    person or thing: (A) Words or actions that reasonably convey the threat of force,
    including threats to cause death or great bodily harm to a person; (B) the presentation or
    display of the means of force; or (C) the application of physical force, including by a
    weapon or through the actions of another.
    (2) 'Use of deadly force' means the application of any physical force described in
    paragraph (1) which is likely to cause death or great bodily harm to a person. Any threat
    to cause death or great bodily harm, including, but not limited to, by the display or
    production of a weapon, shall not constitute use of deadly force, so long as the actor's
    purpose is limited to creating an apprehension that the actor will, if necessary, use deadly
    force in defense of such actor or another or to affect a lawful arrest.
    "(b) An actor who threatens deadly force as described in subsection (a)(1) shall
    be subject to the determination in subsection (a) of . . . K.S.A. 2017 Supp. 21-5222, and
    amendments thereto, and not to the determination in subsection (b) of . . . K.S.A. 2017
    Supp. 21-5222, and amendments thereto."
    Of particular note, K.S.A. 2017 Supp. 21-5221(a)(2) specifically excludes from
    the definition of the use of deadly force any threat to use deadly force and defines that
    conduct as merely the use of force.
    Kansas courts have developed a two-pronged test—subjective and objective—to
    determine whether a defendant's use of deadly force was lawful. The subjective prong of
    the test "requires a showing that [the defendant] sincerely and honestly believed it was
    necessary to kill [or cause great bodily harm] to defend [himself]. The [objective] prong
    . . . requires a showing that a reasonable person in [the defendant's] circumstances would
    have perceived the use of deadly force in self-defense as necessary." State v.
    McCullough, 
    293 Kan. 970
    , 975, 
    270 P.3d 1142
    (2012). The critical consideration
    10
    regarding the objective prong is "the reasonableness of [the defendant's] belief that self-
    defense was necessary." State v. Walters, 
    284 Kan. 1
    , 16, 
    159 P.3d 174
    (2007). See
    K.S.A. 2017 Supp. 21-5222 (justifiable use of force in defense of a person); K.S.A. 2017
    Supp. 21-5223 (justifiable use of force in defense of a dwelling, place of work, or
    occupied vehicle); K.S.A. 2017 Supp. 21-5225 (justifiable use of force in defense of
    property other than a dwelling, place of work, or occupied vehicle); K.S.A. 2017 Supp.
    21-5230 (no duty to retreat).
    Although not implicated in this case, a person's use of deadly force is
    presumptively lawful when the person against whom deadly force is being used
    "(A) is unlawfully or forcefully entering, or has unlawfully or forcefully entered,
    and is present within, the dwelling, place of work or occupied vehicle of the person using
    force; or
    "(B) has removed or is attempting to remove another person against such other
    person's will from the dwelling, place of work or occupied vehicle of the person using
    force." K.S.A. 2017 Supp. 21-5224(a)(1).
    Such a presumption also applies when the person using force knows or has reason to
    know that any of the conditions in (A) or (B) is occurring or has occurred. K.S.A. 2017
    Supp. 21-5224(a)(2).
    These presumptions do not apply if, at the time force is used,
    "(1) the person against whom the force is used has a right to be in, or is a lawful
    resident of, the dwelling, place of work or occupied vehicle of the person using force, and
    is not subject to [a protective order barring] such person's presence in the property;
    11
    "(2) the person sought to be removed is a child, grandchild or is otherwise in the
    lawful custody or under the lawful guardianship of the person against whom the force is
    used;
    "(3) the person using force is engaged in the commission of a crime, attempting
    to escape from a location where a crime has been committed, or is using the dwelling,
    place of work or occupied vehicle to further the commission of a crime; or
    "(4) the person against whom the force is used is a law enforcement officer who
    has entered or is attempting to enter a dwelling, place of work or occupied vehicle in the
    lawful performance of such officer's lawful duties, and the person using force knows or
    reasonably should know that the person who has entered or is attempting to enter is a law
    enforcement officer." K.S.A. 2017 Supp. 21-5224(b).
    A claim of self-defense cannot be used by a person who
    "(c) otherwise initially provokes the use of any force against such person or
    another, unless:
    (1) Such person has reasonable grounds to believe that such person is in
    imminent danger of death or great bodily harm, and has exhausted every reasonable
    means to escape such danger other than the use of deadly force; or
    (2) in good faith, such person withdraws from physical contact with the assailant
    and indicates clearly to the assailant that such person desires to withdraw and terminate
    the use of such force, but the assailant continues or resumes the use of such force."
    K.S.A. 2017 Supp. 21-5226(c).
    The linchpin of the "stand your ground" law provides immunity from prosecution
    to any person who lawfully uses force in defense of a person or property.
    "(a) A person who uses force which, subject to the provisions of K.S.A. 2017
    Supp. 21-5226, and amendments thereto, is justified pursuant to K.S.A. 2017 Supp. 21-
    12
    5222, 21-5223, or 21-5225, and amendments thereto, is immune from criminal
    prosecution and civil action for the use of such force, unless the person against whom
    force was used is a law enforcement officer who was acting in the performance of such
    officer's official duties and the officer identified the officer's self in accordance with any
    applicable law or the person using force knew or reasonably should have known that the
    person was a law enforcement officer. As used in this subsection, 'criminal prosecution'
    includes arrest, detention in custody and charging or prosecution of the defendant.
    "(b) A law enforcement agency may use standard procedures for investigating the
    use of force as described in subsection (a), but the agency shall not arrest the person for
    using force unless it determines that there is probable cause for the arrest.
    "(c) A prosecutor may commence a criminal prosecution upon a determination of
    probable cause." K.S.A. 2017 Supp. 21-5231.
    This particular provision is significant because it does more than provide an
    affirmative defense of self-defense. It provides immunity to a person using lawful force
    in defense of a person or property which "'represents a far greater right than any
    encompassed by an affirmative defense, which may be asserted during trial but cannot
    stop a trial altogether.'" State v. Hardy, 
    305 Kan. 1001
    , 1010, 
    390 P.3d 30
    (2017)
    (quoting State v. 
    Evans, 51 Kan. App. 2d at 1062-64
    , 
    360 P.3d 1086
    [2015], [Arnold-
    Burger, J., dissenting]). "A true immunity . . . [also] carries with it the necessity of a
    procedural gatekeeping function, typically exercised by a detached magistrate, who will
    prevent certain cases from ever getting to a trial and a 
    jury." 305 Kan. at 1010
    . As a
    result, our Supreme Court requires that when a defendant, like Collins in the present case,
    files a motion for immunity pursuant to K.S.A. 2017 Supp. 21-5231,
    "the district court must consider the totality of the circumstances, weigh the evidence
    before it without deference to the State, and determine whether the State has carried its
    burden to establish probable cause that the defendant's use of force was not statutorily
    justified." 
    305 Kan. 1001
    , Syl. ¶ 1.
    13
    This probable cause determination made by the district court when considering the
    totality of the circumstances must be based upon evidence presented at the hearing,
    stipulated to by the parties, or 
    both. 305 Kan. at 1012
    .
    However, to overcome a defendant's immunity claim, the State does not need to
    prove that the defendant's use of force was not justified; it merely has to establish
    probable cause that the defendant's use of force was not justified. Probable cause has
    been defined as "evidence sufficient for a person of 'ordinary prudence and caution to
    conscientiously entertain a reasonable belief' of [the defendant's] guilt despite his claim
    of justified use-of-force immunity." State v. Ultreras, 
    296 Kan. 828
    , 846, 
    295 P.3d 1020
    (2013). It requires sufficient evidence to persuade a reasonably cautious person of the
    proposition. See Sloop v. Kansas Dept. of Revenue, 
    296 Kan. 13
    , 21, 
    290 P.3d 555
    (2012). In other words, the evidence must support a reasonable belief of the proposition,
    which is more evidence than required to support a reasonable suspicion but less than a
    preponderance of the evidence, meaning the proposition is more likely true than not. See
    State v. Bell, 
    268 Kan. 764
    , 767, 
    1 P.3d 325
    (2000); State v. Lloyd, 
    52 Kan. App. 2d 780
    ,
    Syl. ¶ 4, 
    375 P.3d 1013
    (2016). Our Supreme Court has stated that evidence which "tends
    to disclose" the required proposition supports probable cause to believe that proposition.
    State v. Washington, 
    293 Kan. 732
    , 734, 
    268 P.3d 475
    (2012). Therefore, in the case of a
    self-defense immunity claim, the State must present evidence persuading a reasonable
    person that deploying deadly force may not have been justified—a probability less than
    more likely than not.
    Stated another way, to overcome a defendant's immunity claim, the State must
    present evidence showing that an ordinarily prudent and cautious person could believe
    that (1) a reasonable person would not have believed deadly force was necessary under
    the circumstances or (2) the defendant did not honestly believe deadly force was
    necessary to protect himself from death or great bodily harm. See State v. Wiseman, No.
    113,468, 
    2018 WL 911420
    , at *5 (Kan. App. 2018) (unpublished opinion). Alternatively,
    14
    the State can also succeed in meeting its probable cause burden if it presents evidence the
    defendant acted as an aggressor and provoked the use of force under K.S.A. 2017 Supp.
    21-5226(c).
    B.     Standard of Review
    When reviewing a district court's decision on a motion for immunity,
    "[a]n appellate court will apply a bifurcated standard of review to a district
    court's determination of probable cause pursuant to K.S.A. 2016 Supp. 21-5231. When a
    district court's ruling entails factual findings arising out of disputed evidence, a reviewing
    court will not reweigh the evidence and will review those factual findings for supporting
    substantial competent evidence only. The ultimate legal conclusion drawn from those
    facts is reviewed de novo. When there are no disputed material facts, a pure question of
    law is presented over which an appellate court exercises unlimited review." Hardy, 
    305 Kan. 1001
    , Syl. ¶ 5.
    "Substantial evidence is evidence that a reasonable person could accept as being adequate
    to support a conclusion." State v. Ibarra, 
    307 Kan. 431
    , 433, 
    411 P.3d 318
    (2018).
    C.     The district court erred by finding Collins immune from prosecution.
    The State argues the district court erred in concluding (1) that a reasonable person
    would find the use of deadly force was necessary to prevent great bodily harm and (2)
    that Collins could not claim self-defense because he was an aggressor during the incident
    in the stairwell.
    It is worth noting the district court faced a difficult decision in this case. In finding
    Collins immune from prosecution, the district court held that he did not have a reasonable
    belief to fear death because there was no evidence the three women had threatened to kill
    15
    him and the women did not have any type of weapon on their persons or within their
    reach that would have led him to reasonably believe his death was imminent. However,
    the district court did conclude that Collins had a reasonable belief that the use of deadly
    force—use of his pocket knife—was necessary to prevent great bodily harm to himself.
    In particular, the court found Collins had a reasonable fear of suffering great bodily harm,
    principally from falling down the stairs and secondarily from another physical altercation
    with the three women. The district court effectively credited Collins' testimony that he
    believed he was acting in self-defense by swinging the knife at least twice as he fell down
    the stairs.
    At the outset, the principal problem we see with the district court's decision
    granting immunity is that it made the legal finding that Collins' use of deadly force was
    lawful because he reasonably believed that deadly force was necessary to prevent great
    bodily harm to himself. But as we have already explained above, the district court was
    not required to answer the question of whether Collins was justified in his use of deadly
    force in self-defense. The State's burden in overcoming Collins' immunity claim was
    simply to establish probable cause that his use of deadly force in self-defense was not
    justified. Under the facts in this case, and because it is such a close call, conceivably both
    could be true. Accordingly, the district court could be reversed on this ground alone. But
    given that the district court could be right for the wrong reasons, we will examine the
    issue further. See State v. Overman, 
    301 Kan. 704
    , 712, 
    348 P.3d 516
    (2015).
    Even if the district court had applied the correct legal standard to the evidence, the
    facts as found by the district court do not support a grant of immunity.
    First, while Collins may have felt himself under attack as he climbed the stairs
    with the three women following him closely behind and even though he was pulled down
    from behind, we fail to see how a person in Collins' position could choose to defend
    himself from great bodily harm—great bodily harm being supposedly inflicted by falling
    16
    down the stairs according to the district court—by blindly stabbing at the people around
    him as he falls down the stairs.
    Second, as a corollary to the first point, the district court's finding that Collins was
    at risk of great bodily harm by being pulled down the stairs is unsupported by the
    evidence. Our Supreme Court has often differentiated between bodily harm and great
    bodily harm and has defined great bodily harm "as 'more than slight, trivial, minor, or
    moderate harm, that does not include mere bruising, which is likely to be sustained by
    simple battery.'" State v. Williams, 
    295 Kan. 506
    , 522, 
    286 P.3d 195
    (2012) (quoting
    State v. Green, 
    280 Kan. 758
    , 765, 
    127 P.3d 241
    , cert. denied 
    549 U.S. 913
    [2006]).
    While Collins was pulled down the stairs and did fall, no evidence in the record exists to
    show that Collins suffered great bodily harm. Once his assailants realized that one of
    them had been fatally stabbed, Collins simply got up, folded his knife, put it in his
    pocket, and walked away. There was no evidence he was injured by the fall, and the
    district court acknowledged there was no expert testimony presented to support the
    proposition that Collins' fall down the stairs would have caused him great bodily harm.
    Therefore, the evidence does not support the district court's finding that Collins could
    have reasonably feared being subjected to great bodily harm.
    Third, the district court's finding that Collins reasonably feared a second attack
    that could have caused him great bodily harm is also not supported by the record.
    Admittedly, Collins may have reasonably assumed he would face similar injuries as the
    ones he received during the parking lot incident if a physical altercation occurred at the
    bottom of the stairs, but Collins did not suffer great bodily harm from the parking lot
    incident. The record shows Collins merely suffered from bruising, swelling, and scratches
    from the first altercation. Moreover, Collins' injuries from the first attack apparently were
    not serious enough to dissuade him from returning to the scene to retrieve his glasses or
    to use racial epithets at his attackers.
    17
    Additionally, the district court found that the first incident had clearly ended; thus,
    Collins' act of stabbing the twins in the stairwell is more attenuated from the twins'
    previous use of force against him during the parking lot incident. Collins described the
    women's actions as he climbed up the stairs as following him closely and brushing up
    against his back, but he stated no one punched, pushed, or smacked him. The women's
    close proximity to Collins was admittedly intimidating, but the evidence does not show
    the unarmed women verbally threatened or made any substantial physical contact against
    Collins before he showed the knife. Although Collins testified that he feared for his
    safety and swung the knife in self-defense as he fell down the stairs, that testimony, at
    best, satisfies the subjective component of a self-defense claim. It does not establish the
    objective component—that a reasonable person would have acted in that manner. Thus,
    Collins' use of deadly force in stabbing the twins after being pulled down the stairs from
    behind by Shayla likely does not meet the objective prong in the use of deadly force
    analysis. See 
    McCullough, 293 Kan. at 975
    . An ordinarily prudent and cautious person
    could have reasonably concluded that Collins' use of deadly force against three unarmed
    women was not legally justified.
    Fourth, given our determination that the State met its burden to overcome Collins'
    immunity claim, we need not directly address the question of whether Collins acted as the
    aggressor, thus negating his claim of self-defense immunity. However, the fact that the
    district court found it was possible Collins "was looking for a fight" and "was looking for
    a chance to pull out the knife and use it" bolsters our legal conclusion that an ordinarily
    prudent and cautious person could have reasonably concluded, based upon the evidence
    in the record and the district court's factual findings, that Collins' use of deadly force was
    not legally justified. In fact, a reasonable person could conclude that Collins' use of
    deadly force may have been excessive, and Kansas courts have reasoned that the use of
    excessive force can transform a lawful act of self-defense into an unlawful one. See State
    v. Collins, 
    257 Kan. 408
    , 419, 
    893 P.2d 217
    (1995) ("Although it is possible for an actor
    to use excessive force in self-defense, the actor cannot unintentionally act in self-
    18
    defense."). See also State v. Uk, No. 113,900, 
    2018 WL 793537
    , at *9 (Kan. App. 2018)
    (unpublished opinion) (Buser, J., dissenting) ("'[I]t is well settled that a person cannot use
    greater force than is reasonably necessary to resist the attack.'") (quoting State v. Marks,
    
    226 Kan. 704
    , 712, 
    602 P.2d 1344
    [1979]).
    We acknowledge the controverted nature of the evidence in this case and that
    reasonable people could differ as to the reasonableness of Collins' use of deadly force in
    self-defense. But Collins is entitled to immunity for his use of deadly force in self-
    defense only if the State is unable to establish that an ordinarily prudent and cautious
    person reasonably could have concluded that Collins' use of deadly force was not
    justified. In our view, the State met its burden because a reasonable person—given the
    district court's assessment of the conflicting evidence—could have concluded Collins'
    acts were not justified. Collins' claim of self-defense is, therefore, appropriately left for a
    jury to decide as a matter of reasonable doubt bearing on his guilt of the charges.
    The district court's grant of immunity and dismissal of the charges against Collins
    is reversed, and the case is remanded for further proceedings consistent with this opinion.
    Reversed and remanded with directions.
    19
    

Document Info

Docket Number: 117743

Judges: Powell, Atcheson, Bruns

Filed Date: 7/20/2018

Precedential Status: Precedential

Modified Date: 10/19/2024