State v. Whittier ( 2020 )

NOT DESIGNATED FOR PUBLICATION
No. 120,796
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
STATE OF KANSAS,
Appellee,
v.
JESSICA WHITTIER,
Appellant.
MEMORANDUM OPINION
Appeal from Reno District Court; JOSEPH L. MCCARVILLE III, judge. Opinion filed February 21,
2020. Vacated and remanded with directions.
Caroline M. Zuschek, of Kansas Appellate Defender Office, for appellant.
Thomas R. Stanton, deputy district attorney, Keith E. Schroeder, district attorney, and Derek
Schmidt, attorney general, for appellee.
Before MALONE, P.J., ATCHESON and SCHROEDER, JJ.
PER CURIAM: Jessica Whittier previously appealed her probation revocation,
arguing that the district court failed to set forth with particularity its reasons for finding
the safety of the public would be jeopardized by imposing an intermediate sanction. See
State v. Whittier, No. 118,568, 2018 WL 4939363 (Kan. App. 2018) (unpublished
opinion). This court agreed with Whittier and vacated and remanded the matter for a new
dispositional hearing with directions to either impose an intermediate sanction or set forth
with particularity the reasons for finding the safety of the public would be jeopardized by
imposing an intermediate sanction.
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After a new dispositional hearing, the district court again revoked Whittier's
probation and bypassed the imposition of an intermediate sanction based on multiple
statutory grounds. Whittier appeals, arguing that the district court exceeded the scope of
this court's mandate and that it failed to make the required findings with particularity
under the public safety exception. We agree and remand for further proceedings.
FACTUAL AND PROCEDURAL BACKGROUND
In August 2015, Whittier pled guilty to multiple drug crimes and possession of
brass knuckles. The charges stemmed from two separate criminal cases, which were
consolidated. Whittier was charged in the second case—14CR603—for drug crimes she
committed while on bond in the first case—13CR328. On October 2, 2015, the district
court imposed a controlling sentence of 105 months' imprisonment but granted a
dispositional departure of 36 months' probation.
On August 3, 2017, the State moved to revoke Whittier's probation because she
failed to report to community corrections, was not residing at her reported place of
residence, failed to report changes in employment, tested positive for methamphetamine,
and failed to provide UAs upon request. On August 15, 2017, the district court held a
probation revocation hearing where it found that Whittier violated her probation and it
imposed her original sentence because Whittier posed a threat to public safety. Whittier,
2018 WL 4939363, at *1.
Whittier appealed, arguing that the district court erred by revoking her probation
without first considering an intermediate sanction and by failing to set forth with
particularity its reasons for finding that the safety of members of the public would be
jeopardized by imposing an intermediate sanction. 2018 WL 4939363, at *1. This court
agreed that the district court failed to make the required findings to apply the public
safety exception. This court vacated the order imposing her original sentence and
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remanded for a new dispositional hearing with directions: "At that hearing, the district
court can either impose an intermediate sanction under K.S.A. 2017 Supp. 22-3716(c) or,
in the alternative, set forth with particularity its reasons for finding that the safety of the
members of the public will be jeopardized by imposing such an intermediate sanction."
2018 WL 4939363, at *4. The appellate clerk issued the mandate on November 19, 2018.
The district court held a new dispositional hearing on January 4, 2019. After
hearing arguments from both parties, the district court again bypassed intermediate
sanctions and imposed her original sentence. From the bench, the district court found that
"there's enough here to show that probably Miss Whittier committed new crimes while on
supervision and essentially absconded because for months at a time she was not where
she said she was." The district court also found "that there was a departure granted in this
case and that that would justify the execution of the sentence." Finally, the district court
again found that the safety of the public would be jeopardized by imposing an
intermediate sanction. Whittier now appeals.
ANALYSIS
K.S.A. 2019 Supp. 22-3716 outlines the procedure for revoking a defendant's
probation. It provides that once a defendant has violated the conditions of probation, the
district court must apply an intermediate sanction before revoking probation and
imposing the original sentence. K.S.A. 2019 Supp. 22-3716(c)(1). But there are some
exceptions that allow the district court to revoke the probation without first imposing an
intermediate sanction, including if the safety of the members of the public will be
jeopardized by imposing an intermediate sanction, if the probation was originally granted
as the result of a dispositional departure, if the offender commits a new crime while on
probation, or if the offender absconds from supervision. K.S.A. 2019 Supp. 22-
3716(c)(7)(A), (c)(7)(B), (c)(7)(C), and (c)(7)(D).
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Whittier argues that the district court erred by not imposing an intermediate
sanction because (1) the district court exceeded the scope of this court's mandate by
considering exceptions in addition to the public safety exception and (2) it again failed to
make the required findings with particularity under the public safety exception.
The district court exceeded the scope of this court's previous mandate.
Whittier argues that on remand, the district court was either to impose an
intermediate sanction or set forth with particularity its reasons for finding that the safety
of the members of the public will be jeopardized by imposing an intermediate sanction.
Whittier argues that the district court violated this court's mandate by considering
additional exceptions to the intermediate sanctioning scheme, including the new crime
exception, the absconding exception, and the dispositional departure exception.
The State does not address Whittier's mandate rule argument. Instead, the State
argues generally that while the district court found that Whittier committed new crimes
and absconded under separate exceptions, the findings could also be relevant under the
public safety exception.
An appellate court's mandate "shall be controlling in the conduct of any further
proceedings necessary in the district court." K.S.A. 60-2106(c). K.S.A. 20-108 states that
a district court must "carry the judgment or decree of the appellate court into execution;
and the same shall be carried into execution by proper proceedings, by such district court,
according to the command of the appellate court made therein." "A lower court is bound
to follow an appellate court's mandate and has no authority to consider matters outside
the mandate." Gannon v. State, 303 Kan. 682, 703, 368 P.3d 1024 (2016). Interpretation
of an appellate court's mandate and determination of whether the district court complied
with the mandate are both questions of law subject to de novo review. 303 Kan. at 702.
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Here, the journal entry reflected that the district court found that Whittier posed a
danger to public safety; it did not mention that she absconded, committed new crimes, or
was granted a dispositional departure. But the oral expression of a probation revocation
controls over the memorializing journal entry. See State v. Baldwin, 37 Kan. App. 2d
140, 143, 150 P.3d 325 (2007). At the dispositional hearing, the district court did cite
these other exceptions to justify bypassing the intermediate sanctions:
"[K.S.A. 2017 Supp. 22-3716(c)(8)] talks about a new crime or absconding from
supervision and I think that there's enough here to show that probably Miss Whittier
committed new crimes while on supervision and essentially absconded because for
months at a time she was not where she said she was. . . .
"Well, it's clear that there was a departure granted which basically says that the
statute says that we don't have, she doesn't have the right to have intermediate sanctions
before we execute the sentence and I will find that there was a departure granted in this
case and that that would justify the execution of the sentence which gets us down to
danger to the community."
Based on the district court's ruling from the bench, the court considered the new
crime exception, the absconding exception, and the departure exception. But in the last
appeal, this court instructed the district court to "either impose an intermediate sanction
under K.S.A. 2017 Supp. 22-3716(c) or, in the alternative, set forth with particularity its
reasons for finding that the safety of the members of the public will be jeopardized by
imposing such an intermediate sanction." (Emphasis added.) Whittier, 2018 WL
4939363, at *4. The mandate explicitly gave the district court only two options: (1)
impose an intermediate sanction or (2) state with particularity its reasons for finding that
the public safety exception applied. The district court had no authority to consider other
statutory exceptions to bypass intermediate sanctions based on this court's prior mandate.
See Gannon, 303 Kan. at 703. Thus, the district court exceeded the scope of this court's
mandate to the extent that it relied on other exceptions to support imposing Whittier's
original sentence instead of an intermediate sanction. As a result, this court will only
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uphold the district court's imposition of Whittier's original sentence if the district court
made the required findings under the public safety exception.
The district court did not set forth with particularity the reasons for finding the safety of
members of the public would be jeopardized by imposing an intermediate sanction.
The public safety exception states that the district court may revoke a defendant's
probation without imposing an intermediate sanction if "[t]he court finds and sets forth
with particularity the reasons for finding that the safety of members of the public will be
jeopardized." K.S.A. 2019 Supp. 22-3716(c)(7)(A). When findings must be set forth with
particularity, the findings "'must be distinct rather than general, with exactitude of
detail.'" State v. McFeeters, 52 Kan. App. 2d 45, 48, 362 P.3d 603 (2015). A district
court's findings under the public safety exception must explicitly state how the public's
safety would be jeopardized by an intermediate sanction. 52 Kan. App. 2d at 49. Whether
the district court sufficiently particularizes its reasons, as required by statute, is a question
of law over which this court has unlimited review. 52 Kan. App. 2d at 47-48.
Whittier argues that the district court did not make sufficiently particular findings
to invoke the public safety exception. She argues that the district court's reliance on her
crimes of conviction to show she posed a threat to the public was improper because her
crimes of conviction do not establish that she was a danger to the public at the time of the
revocation hearing. Whittier also argues that the district court did not explain how her
technical violations made her a threat to the public safety.
The State argues that Whittier's past behavior, including possessing brass knuckles
at the time of arrest, can predict her future actions and so her crimes of conviction
support the district court's finding that public safety would be jeopardized if she remained
on probation. The State also argues that the district court properly recognized that a
person who is not amenable to community corrections poses a danger to the community.
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Whittier cites State v. Wesley, No. 111,179, 2015 WL 3868716 (Kan. App. 2015)
(unpublished opinion), to support her argument that merely stating a defendant's prior
criminal history is not enough to fulfill the particularity requirements of the public safety
exception. In that case, the district court stated: "'Well, I would just simply find that Mr.
Wesley is criminal history A. The crimes of conviction were aggravated burglaries,
criminal damage to property. They were person crimes, and the crimes themselves
demonstrate some disregard for public safety.'" 2015 WL 3868716, at *4. This court
determined that the district court's statement did not conform to the public safety
exception's particularity requirements because the district court failed to identify a
connection between the Wesley's past crimes and its decision to revoke probation. 2015
WL 3868716, at *5. This court reasoned that "[a]t most, these findings indicate . . .
Wesley was a threat to public safety at some point in the past." 2015 WL 3868716, at *5.
Similarly, in State v. Duran, 56 Kan. App. 2d 1268, 445 P.3d 761 (2019), petition
for rev. filed July 19, 2019, this court determined that the district court did not fulfill the
particularity requirements when the district court relied on Duran's conviction for
criminal possession of a weapon and possession of methamphetamine stating:
"'I'm going to find that reinstatement of probation is not in your best interest, would not
be in your welfare because you are likely to obtain new probation violation matters based
on repeat behaviors, as you've already shown in the prior probation warrants. Drug usage,
weapon possession. You have the possibility of incurring new charges. Public safety's
impacted in a negative way because of the demonstrated history and the, again,
possibility that you would have possession and possibly use of weaponry in the future.
You would certainly be fueling the drug economy, which is illegal in and of itself.'" 56
Kan. App. 2d at 1271.
This court found that the district court's reliance on Duran's possible use of
weapons and future contribution to the drug economy was "nothing more than general
supposition." 56 Kan. App. 2d at 1275. This court reasoned that Duran simply had the
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weapons in his possession at the time of his arrest and he did not use them in committing
the crime. 56 Kan. App. 2d at 1275. This court also noted that the reasons for Duran's
probation revocation—that he did not report for treatment and tested positive for
methamphetamine—were unrelated to use of weapons or crimes of violence. 56 Kan.
App. 2d at 1275. This court summarized:
"Findings that a defendant has repeatedly failed to complete treatment and
therefore will likely continue to do so, leading to the possession of weapons, which will
lead to the commission of more crimes and which will undoubtedly fuel the drug
economy, is an approach that relies on a series of speculative and generalized predictions
without explaining their connections to the particular facts of Duran's case. It is nothing
more than saying 'you messed up, you will probably keep messing up, so you are not
amenable to probation.' . . . And if courts can base their public safety findings on such
generalized conclusions that a defendant's continued drug usage fuels the drug economy,
all probation revocations for drug usage could result in such a finding and the bypassing
of intermediate sanctions. . . . Broad generalizations that equally could apply to all similar
cases are not sufficiently particularized to meet the requirements of K.S.A. 2018 Supp.
22-3716(c)(9)(A)." 56 Kan. App. 2d at 1275-76.
Here, the district court did not make the required findings with particularity. The
journal entry stated Whittier was a danger to the community because some of her crimes
were committed while she was on bond and she possessed a firearm and brass knuckles
during those crimes. Of course, the district court knew these facts when it placed Whittier
on probation. The journal entry also cited Whittier's "refusal to report as directed, her
continual use of methamphetamine, and her dishonesty as to her place of residence and
employment" as making her a danger to the community. At the hearing, the court stated:
"She was presumptive prison because the crimes were committed while she was on bond
or supervision and then we have the charges themselves. She's got brass knuckles. There's
really no socially acceptable reason to have brass knuckles. She has a firearm. It's not
just, it isn't just not socially acceptable for her to have a firearm but it's a crime for her to
have a firearm because she's selling drugs and then we have her selling drugs to people
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and so the question is really okay; is it reasonable to take a chance on using intermediate
sanctions for her in hopes that the community is not going to be harmed or do we have to
say okay, maybe if I get her enough chances she's going to get it but also there's a
significant chance, if not a probability that she's not going to get it and somebody is going
to get seriously hurt, either becoming addicted to drugs, getting involved in a dangerous
drug transaction, getting involved in a dangerous drug transaction with her when
somebody gets shot or gets their facial bones shattered by a brass knuckles or something
like that."
As in Duran, the district court erroneously relied on general supposition that
Whittier may use weapons while committing drug crimes in the future. As in Duran,
Whittier merely possessed the weapons when she was arrested, she did not use them in
her underlying crimes. And Whittier's violations were for failing to report to community
corrections, failing to report her residence and employment, failing to report for UAs, and
testing positive on one UA. There was no sign that her probation was being revoked for
use of weapons or crimes of violence. As in Duran, the district court relied on broad
generalizations that could apply in any case when a defendant was originally arrested for
a drug crime and possessed a weapon. The district court did not make any findings
particular to Whittier's case that establish that at the time of the revocation hearing, if she
was to remain on probation, public safety would be jeopardized.
Along with the district court's speculation that Whittier might commit crimes in
the future, the district court relied on her noncompliance with community corrections to
find that she was a danger to the public:
"That's one of the main reasons she's a danger to the community. She's
committing very dangerous crimes. She's committing dangerous crimes armed with
deadly and/or dangerous weapons. She's not telling the truth to her Community
Corrections officer. She's not reporting for her UAs. She's not doing her treatment. She's
not at the job where she's supposed to be. She doesn't tell us where the job is. She lies to
her Community Corrections officer, so all of those reasons show that she can't be
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supervised and we can't have any faith that the community is safe so I believe that it is
appropriate to find under, for all those reasons that she, the Court should invoke the
authority under [K.S.A. 2017 Supp. 22-3716(c)(9)] to not only find that she was granted a
departure but also find that she's a danger to the public safety."
But the district court cannot merely rely on Whittier's failure to meet the
requirements of community corrections to fulfill the public safety exception without
further explanation of how the members of the public would be jeopardized if she
remained on probation. See McFeeters, 52 Kan. App. 2d at 49. In fact, this was the same
mistake the district court made in Whittier's first revocation hearing and the previous
panel's reason for remanding the matter. See Whittier, 2018 WL 4939363, at *3 (finding
district court's reliance on Whittier's failure to report and failure to tell the truth did not
meet the requirements of the public safety exception because the district court failed to
explain how the safety of the public would be jeopardized if she remained on probation).
In sum, the district court did not make the required findings with particularity necessary
to apply the public safety exception to bypass imposing intermediate sanctions.
As in her first appeal, we vacate the order sending Whittier to prison and remand
her case to the district court for a new dispositional hearing. But we are permitted to
broaden our remand order for the next hearing. At that hearing, the district court can
either (1) impose an intermediate sanction or (2) set forth any statutory ground for
bypassing an intermediate sanction in Whittier's case that the record supports.
Vacated and remanded with directions.
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