State v. Florence ( 2020 )

NOT DESIGNATED FOR PUBLICATION
No. 120,105
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
STATE OF KANSAS,
Appellee,
v.
KARLIN FLORENCE,
Appellant.
MEMORANDUM OPINION
Appeal from Sedgwick District Court; BRUCE C. BROWN, judge. Opinion filed February 21,
2020. Affirmed.
Randall L. Hodgkinson, of Kansas Appellate Defender Office, for appellant.
Matt J. Maloney, assistant district attorney, Marc Bennett, district attorney, and Derek Schmidt,
attorney general, for appellee.
Before MALONE, P.J., ATCHESON and SCHROEDER, JJ.
PER CURIAM: Karlin J. Florence appeals his conviction of aggravated battery
following a bench trial on stipulated facts. Florence claims the stipulated facts contained
inadmissible hearsay and there was insufficient evidence to support his conviction. For
the reasons stated in this opinion, we affirm the district court's judgment.
FACTUAL AND PROCEDURAL BACKGROUND
On March 13, 2017, Wichita Police Officer Phillip Berger responded to a domestic
violence report at Via Christi St. Joseph Hospital. When Berger arrived, he noticed that
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Cassie Davis' eye was swollen shut and that she had visible bruising on her face. Cassie
told Berger that her "baby daddy," Florence, beat her up. Cassie's mother, Susan Dean,
told Berger that she called Florence and asked him why he hit Cassie and Florence
responded: "'I'm a grown ass man and that she deserved it for coming in at 5:00am with
her momma.'"
Dana Loganbill, a SANE nurse, examined Cassie. Cassie told Loganbill:
"'It happened about 8pm. It started inside his house and then went outside. My
kid's dad jumped on me and started beating me. After my nephew['s] birthday party some
of us adults went to the casino and he got mad[] because I got home late. I thought he
dropped it but then he brought it back up again. He was throwing fists at me. I was trying
to run away and he threw me on the ground and was stomping me. Some guy heard me
screaming and he came and got him off me.'"
Cassie told Loganbill that Florence is her "kid's dad." Cassie also stated that
Florence put his arms around her neck. Loganbill took photographs and notes to
document Cassie's injuries. The State admitted Loganbill's photographs of Cassie and her
notes as evidence at the bench trial.
On March 14, 2017, Wichita Police Detective Timothy Reynolds conducted
recorded interviews of Cassie and Cassie's sister, Candice Davis, at the hospital. Cassie
told Reynolds that on March 12, 2017, she had been at a party for her nephew and then
she left the children with Florence while she went to the casino. Cassie picked the
children up from Florence's house at 6 a.m. on March 13, 2017. She returned to
Florence's house that evening around 6 p.m. and said she could tell Florence had been
drinking. Florence said: "'How you gonna be gone all night at the casino. I can't do that if
I wanted to.'" Cassie tried to leave and Florence told her she "'ain't going nowhere.'"
Florence then punched her in the right eye and repeatedly punched her in the face. When
she went outside, Florence followed her and pushed her off the porch. Florence continued
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to punch and stomp on her until a man came around the corner. Reynolds noticed Cassie's
eye was swollen shut, and she had a laceration and bruising all over her body.
Candice told Reynolds that she was at work when she received a call from Cassie
asking for help. Cassie told Candice she was driving but that she could not see where she
was going. Candice told Cassie to pull over and Candice and Jameka Davis, Cassie's
other sister, picked Cassie up and took her to Dean's house. Jameka then took Cassie to
the hospital. Candice told law enforcement that Cassie said Florence kicked her, stomped
on her, threatened to kill her, and said "his woman can't be out until 6:00am."
On March 17, 2017, the State charged Florence with aggravated battery, a severity
level 4 person felony. The district court appointed an attorney to represent Florence, and
he waived his preliminary hearing on April 20, 2017. On January 17, 2018, Florence filed
a motion to dismiss based on self-defense immunity. In response, the State filed a motion
seeking to foreclose Florence from raising a claim of self-defense immunity, arguing that
Florence's motion was untimely because the preliminary hearing had already occurred.
The district court held a hearing on February 16, 2018, on Florence's motion for
immunity and the State's motion to foreclose immunity. The State called Loganbill,
Berger, Reynolds, and Candice to testify. Cassie was not present at the hearing, and the
district court found that the State failed to show she was unavailable as a witness.
Florence objected to some of Loganbill's and Berger's testimony about what Cassie told
them, but the district court overruled his objections, finding that the statements fell under
the hearsay exceptions for medical treatment or statements made while under the stress of
nervous excitement. After hearing all the evidence, the district court granted the State's
motion, finding that Florence's motion was untimely and it denied Florence's motion,
finding no basis to support his claim for immunity.
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On March 21, 2018, a year after the incident, Cassie made a statement to defense
counsel's investigator. Cassie told the defense investigator that she began texting
Florence at 5:39 p.m. saying she would "'B OVA THERE IN A MIN,'" and Florence told
her five or six times not to come over. Cassie used her key to unlock the door and
Florence again told her to leave. Cassie said she refused to leave and Florence pushed her
outside, but she came back in. Cassie then saw another woman in the house and began to
yell at Florence. She said she grabbed a knife and pointed it at Florence. The two fell to
the floor and Florence punched her in the eye. Cassie said Florence then repeatedly
punched her in the face. Cassie told the investigator that she was recanting her previous
statements about being punched and kicked multiple times.
On April 16, 2018, the district court held a bench trial on written stipulated facts.
At the bench trial, the State amended the aggravated battery charge down from a severity
level 4 person felony to a severity level 7 person felony. Much of the evidence in the
stipulated facts consisted of Cassie's statements to Berger, Loganbill, and Reynolds at the
hospital, and Cassie's statement to defense counsel's investigator a year after the incident.
Florence argued that Cassie's statement to defense counsel's investigator that Cassie
grabbed a knife and pointed it at Florence established that he acted in self-defense. After
reviewing the stipulated facts, the district court found Florence guilty of aggravated
battery. On May 31, 2018, the district court sentenced Florence to 13 months'
imprisonment and granted probation for 24 months. Florence now appeals.
DID THE DISTRICT COURT ERR BY CONSIDERING INADMISSIBLE HEARSAY STATEMENTS?
Florence argues that the district court erred by considering inadmissible hearsay
from the "SANE nurse" and the "responding officer." But upon review of his brief, it is
unclear whether Florence is challenging the statements as used at the hearing on his
motion for self-defense immunity or as used in the factual stipulation. Florence generally
cites the abuse of discretion standard for determining whether hearsay evidence was
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erroneously admitted; he does not cite the standard for challenging the ruling on a motion
for self-defense immunity or discuss the effects of a factual stipulation. The State argues
that Florence's hearsay challenges are not properly before this court. Alternatively, the
State asserts that the statements at issue fell within hearsay exceptions.
Florence spends his entire brief on this issue arguing how (1) Loganbill's
testimony at the immunity hearing about Cassie's statements did not fit the hearsay
exception for statements of physical or mental condition and (2) the "responding
officer's" testimony at the immunity hearing about Cassie's statements did not fit the
hearsay exception for statements made while under the stress of nervous excitement. The
only indication of the relief Florence seeks is one sentence which states: "This [c]ourt
should reverse and hold [Cassie's] statements, introduced through [Loganbill] and the
officer were inadmissible and should not have been considered during the immunity
hearing or at trial." Because it appears that Florence is challenging the alleged hearsay
statements at both the immunity hearing and the bench trial, we will address both issues.
If Florence is arguing the hearsay statements should not have been admitted at the
hearing on his motion for self-defense immunity, his argument fails because he does not
challenge the other ground for denial cited by the district court.
Florence filed his motion for self-defense immunity. In response, the State filed a
motion asking the district court to deny Florence's immunity claim as untimely. At the
hearing, the district court granted the State's motion, finding that Florence's motion was
untimely. The district court then stated that even if it considered the motion to be timely,
Florence was not entitled to claim self-defense immunity.
Florence argues that the district court erred by admitting the challenged statements
because they "undermined his immunity claim." But Florence has no right to relief
because he fails to challenge the district court's alternative and independent ground for
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denying his immunity claim: that his motion was untimely. In State v. Hardy, 305 Kan.
1001, Syl. ¶ 3, 390 P.3d 30 (2017), our Supreme Court held:
"The timing of such a [self-defense immunity] hearing—including whether it
should occur before, after, or contemporaneous with the preliminary hearing—is left to
the sound discretion of the district court. When exercising such discretion, district courts
must remain sensitive to the fact that the matter being resolved is a question of immunity
that ought to be settled as early in the process as possible to fully vindicate the statutory
guarantee."
Florence did not file his motion to dismiss based on self-defense immunity until
nine months after he waived his preliminary hearing. Based on this fact alone, the district
court found that the motion was not timely filed. Because Florence fails to address on
appeal the district court's alternative ground for denying his motion, this court can decline
to address his challenge. See State v. Novotny, 297 Kan. 1174, 1179-80, 307 P.3d 1278(2013) (declining to address an appellant's challenge to one basis of district court's ruling
when appellant failed to challenge the district court's alternative ruling which would still
stand); Greenwood v. Blackjack Cattle Co., 204 Kan. 625, 627, 464 P.2d 281 (1970)
(when trial court's decision is based on alternative grounds, appellant's failure to
challenge both grounds renders a decision unnecessary on the issue raised).
And in any event, any error in the admission of evidence at the hearing on
Florence's self-defense immunity motion would be harmless considering the district
court's later verdict at the bench trial that Florence was guilty as charged beyond a
reasonable doubt. Under K.S.A. 2019 Supp. 60-261, the statutory harmless error
standard, an error in admitting evidence is disregarded if it does not affect the substantial
rights of the parties. Thus, an appellate court must determine whether there is a
reasonable probability that the error affected the outcome of the trial in light of the entire
record. State v. Lowery, 308 Kan. 1183, 1235, 427 P.3d 865 (2018). In State v. Ultreras,
296 Kan. 828, 845-46, 295 P.3d 1020 (2013), our Supreme Court determined that "even
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if the district court erred in all aspects of the immunity ruling," any error would be
harmless when it did not limit the defendant's ability to present his claim of self-defense
at trial and the jury rejected the self-defense argument beyond a reasonable doubt. See
also State v. Salem, No. 118,351, 2019 WL 2237382, at *3 (Kan. App. 2019)
(unpublished opinion) (applying the Ultreras harmless error standard to defendant's claim
that district court erred in denying motion for immunity).
In accordance with Ultreras, any error here was harmless. Florence's self-defense
theory was still fully presented in the stipulated facts and his counsel argued his position
at the bench trial. Any error in considering inadmissible evidence at the hearing on his
motion for self-defense immunity was harmless in light of the trial court's determination
that Florence was guilty of aggravated battery beyond a reasonable doubt at trial.
If Florence is arguing the hearsay statements should not have been admitted in the
factual stipulation, his argument fails because a party may not stipulate to evidence at
trial and then complain on appeal that the evidence should not have been admitted.
In his brief, Florence points out that the challenged statements appear in the
factual stipulation. But Florence's argument on this point fails because a party may not
stipulate to evidence at trial and then complain on appeal that the evidence should not
have been admitted. And even if Florence can challenge some of the stipulated evidence
at the bench trial based on hearsay, any error in admitting the statements was harmless
given the remainder of the factual stipulation.
Under K.S.A. 60-404, the party complaining of erroneously admitted evidence
must timely object. Florence did not object to the statements in the stipulation when it
was filed or when it was presented to the district court at the bench trial. But Florence
argues that he did not need to object to the stipulation at the bench trial because in State
v. Kelly, 295 Kan. 587, 590-91, 285 P.3d 1026 (2012), our Supreme Court held that when
a case proceeds to a bench trial on stipulated facts, the lack of a contemporaneous
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objection does not bar appellate review of the district court's ruling at a pretrial motion to
suppress. Florence argues that under Kelly, he preserved this issue by contemporaneously
objecting to the statements at the hearing on his motion for self-defense immunity.
But Kelly is not on point here because the issue is not whether Florence has
properly preserved his objection to the admission of evidence that was the subject of a
pretrial motion to suppress. In contrast here, the district court did not make a pretrial
ruling on the admissibility of Cassie's statements at trial. In fact, in addressing the State's
argument that Cassie should be considered unavailable to allow her statements to be
admitted under a hearsay exception, the district court explicitly stated that it was only
deciding Cassie's availability for presenting evidence on Florence's motion to dismiss
based on immunity. The district court stated that it could not at that time determine
whether Cassie would be available at the time of trial.
Florence stipulated without reservation to all the evidence in the seven-page
written stipulation of facts for the bench trial. Florence and his attorney signed the written
stipulated facts, and Florence acknowledged to the district court that he realized he was
waiving his right to a jury trial and his right to confront the witnesses. Much of the
evidence in the stipulated facts consisted of Cassie's statements to Berger, Loganbill, and
Reynolds at the hospital, and Cassie's statement to defense counsel's investigator a year
after the incident. Florence's only argument at the bench trial was that based on the
stipulated evidence that Cassie told defense counsel's investigator that she grabbed a
knife and pointed it at Florence, the district court should find him not guilty because he
acted in self-defense. Now on appeal, Florence argues that Cassie's statements to Berger
and Loganbill at the hospital amounted to inadmissible hearsay. Florence does not argue
that Cassie's statement to defense counsel's investigator was hearsay.
The problem with Florence's argument on appeal is that a party may not stipulate
to evidence at trial and then complain on appeal that the evidence should not have been
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admitted. When parties stipulate to evidence in a criminal case, the stipulations are
binding, and the parties are precluded from contesting the factual evidence included
therein. State v. Bogguess, 293 Kan. 743, 745, 268 P.3d 481 (2012); State v. Downey, 27
Kan. App. 2d 350, 359, 2 P.3d 191 (2000). By stipulating to the facts, Florence agreed
that Cassie told Berger and Loganbill at the hospital that Florence attacked her without
provocation. He cannot argue on appeal that the statements were inadmissible hearsay.
And not to belabor the point, but even if the statements were improperly admitted
in the factual stipulation, the error was harmless. See Lowery, 308 Kan. at 1235 (finding
that any error is harmless unless there is a reasonable probability that the error affected
the outcome of the trial in light of the entire record). Even excluding Cassie's statements
to Berger and Loganbill, the remainder of the stipulation presents the same evidence
Florence seeks to exclude: Florence attacked Cassie because she was out late at the
casino. Candice reported that Cassie told her Florence was the one who kicked and
stomped on her and that he threatened to kill her because "his woman can't be out until
6:00am." Dean and Jameka confirmed this same information. And Florence told Dean he
hit Cassie because: "'I'm a grown ass man and that she deserved it for coming in at
5:00am with her momma.'" Because the evidence Florence seeks to exclude is cumulative
evidence, any error in its admission would be harmless. See State v. Sean, 306 Kan. 963,
986-87, 399 P.3d 168 (2017) (finding that any error in admitting inadmissible hearsay
would be harmless since the challenged statements were cumulative evidence).
In sum, Florence is not entitled to relief on his hearsay argument. Florence has
waived any challenge to the statements' use at the hearing on his motion for self-defense
immunity by not challenging the district court's alternative ground for denying the motion
and he is entitled to no relief on his challenge to the statements' use in the stipulation of
facts. And in either case, admission of the evidence would have been harmless error.
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WAS THERE SUFFICIENT EVIDENCE TO SUPPORT FLORENCE'S CONVICTION?
Florence argues the district court erred in finding him guilty because the stipulated
facts presented two competing scenarios, and one of those scenarios—that Cassie broke
in and approached Florence with a knife—supports a finding that Florence acted in self-
defense. Florence argues that because the stipulated facts did not "absolutely preclude[]
the possibility of . . . self-defense," he cannot be guilty beyond a reasonable doubt.
The State argues that there is no requirement that the State "absolutely preclude
the possibility" that he was acting in self-defense. The State argues that the court must
examine the facts in the light most favorable to the State and when the facts are examined
in that light, there was sufficient evidence to support his conviction even with Florence's
self-defense theory.
The standard of review for a sufficiency of the evidence claim is "'whether, after
reviewing all the evidence in a light most favorable to the prosecution, the appellate court
is convinced a rational factfinder could have found the defendant guilty beyond a
reasonable doubt.'" State v. Chandler, 307 Kan. 657, 668, 414 P.3d 713 (2018). When a
case is decided on stipulated facts, the appellate court can conduct a de novo review, but
in exercising de novo review, the appellate court must still view the facts in the light most
favorable to the State. State v. Darrow, 304 Kan. 710, 715, 374 P.3d 673 (2016).
Florence argues that in conducting a de novo review of the stipulated facts, the appellate
court need not view the facts in the light most favorable to the State. But he also concedes
that this court is duty bound to apply the standard of review dictated by our Supreme
Court in Darrow. See State v. Rodriquez, 305 Kan. 1139, 1144, 390 P.3d 903 (2017)
(finding that Court of Appeals is duty-bound to follow Kansas Supreme Court precedent
absent some indication our Supreme Court is departing from its previous position).
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Essentially, Florence asks this court to reweigh the evidence and find that he was
acting in self-defense based on Cassie's statement to defense counsel's investigator a year
after the incident. While this court can exercise de novo review because the trial
proceeded on stipulated facts, it still must view the facts in the light most favorable to the
State, not in the light most favorable to Florence's self-defense theory. Here, there is
sufficient evidence that a rational fact-finder could have found Florence guilty beyond a
reasonable doubt despite his self-defense claim. In fact, we would agree with the district
court that the evidence was sufficient to find Florence guilty of aggravated battery even
without viewing the facts in the light most favorable to the State.
Cassie only mentioned that she came at Florence with a knife and entered the
house against his wishes a year after the incident. The rest of the stipulation establishes
that (1) Cassie told Loganbill, Berger, Reynolds, and Candice, shortly after the incident,
that Florence hit and stomped on her for being out late at the casino; (2) Cassie told
Loganbill and Candice that Florence threatened to kill her; and (3) Florence told Dean
that he hit Cassie because she was out late. Considering Cassie's multiple and consistent
statements made shortly after the incident and Florence's statement to Dean as to why he
hit Cassie, there is sufficient evidence that Florence was not acting in self-defense.
Aggravated battery is "knowingly causing bodily harm to another person with a
deadly weapon, or in any manner whereby great bodily harm, disfigurement or death can
be inflicted." K.S.A. 2019 Supp. 21-5413(b)(1)(B). Cassie ended up being treated for
visible bruising on her face and body, her right eye being swollen shut, and a cut above
her eye. Therefore, a rational fact-finder could find that Florence was not acting in self-
defense and that he was guilty of aggravated battery beyond a reasonable doubt.
Affirmed.
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***
ATCHESON, J., concurring: I concur in affirming Defendant Karlin Florence's
conviction for aggravated battery and offer a few comments on my reasons for doing so.
First, as the majority points out, the Sedgwick County District Court's denial of
Florence's motion for self-defense immunity cannot be appealed in light of his conviction
in a trial in which he presented a self-defense theory. That's because rejection of the
defense at trial is based on a review of the evidence more favorable to the defendant than
the review required to deny an immunity motion. So any error in denying the motion
must be considered harmless. Moreover, the immunity statute, K.S.A. 2019 Supp. 21-
5231, provides a shield against arrest, charging, and prosecution and not against
conviction and punishment. My position on the scope of statutory self-defense immunity
has been set out in detail in State v. Salem, No. 118,351, 2019 WL 2237382, at *2-4
(Kan. App. 2019) (unpublished opinion), and State v. Younger, No. 116,441, 2018 WL
911414, at *20-21 (Kan. App. 2018) (unpublished opinion) (Atcheson, J., concurring).
For the reasons more fully explained in Salem and Younger, I agree that Florence
can claim no relief based on the denial of his motion for self-defense immunity. Although
those were jury verdicts that necessarily rejected the defendants' claims of self-defense, I
don't see why a different rule would apply here to the district court's determination as the
fact-finder. That is sufficient to dispose of Florence's claimed error on that issue, and I
would go no further.
The stipulated facts submitted to the district court as the evidentiary basis for the
bench trial were sufficient to support Florence's conviction. Florence misapplies State v.
Kelly, 295 Kan. 587, 590-91, 285 P.3d 1026 (2012), to suggest that case somehow
preserves his objections to evidence the State presented in the hearing on the motion for
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self-defense immunity as objections to the comparable evidence contained in the
stipulation presented at the bench trial.
In Kelly, the court recognized the rather common-sense notion that a defendant
who has lost a motion to suppress evidence need not specifically object to the use of that
evidence in a bench trial on stipulated facts to preserve the ruling on the motion as a point
for appeal. In Kelly, the defendant moved to suppress drugs—what I will call the target
evidence—on the grounds they were the product of an unconstitutional search and
seizure. In the hearing, the parties presented evidence—what I will call operative
evidence—as to the circumstances of the search and seizure. The district court denied the
motion. Later, the parties presented stipulated facts in a bench trial that included both the
target evidence and some of the operative evidence. The court held that in those
circumstances a defendant did not have to make a contemporaneous objection to the
admission of the target evidence in the bench trial to appeal the ruling on the motion to
suppress. But the court did not suggest, let alone hold, that objections to operative
evidence from the suppression hearing would magically carry over to the bench trial.
The general idea that objections to operative evidence in one hearing would
simply continue into any later hearings or a trial makes little sense. It certainly wanders
far from an "objection . . . timely interposed" contemplated in K.S.A. 60-404 and creates
(without request) a continuing objection to evidence over the course of an entire case, not
just in a single hearing or the trial. More to the point here, an objection to evidence
contained in a stipulation is both bizarre and illogical. If a party to a stipulation objects to
or disputes some of the facts or other propositions, then there is no stipulation as to them.
See Black's Law Dictionary 1712 (11th ed. 2019) ("stipulation" defined as "[a] voluntary
agreement between opposing parties concerning some relevant point"). In short, Florence
can't have his stipulation and object to it, too.
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