State v. Seymour ( 2024 )


Menu:
  •                                        MODIFIED OPINION1
    NOT DESIGNATED FOR PUBLICATION
    No. 125,961
    IN THE COURT OF APPEALS OF THE STATE OF KANSAS
    STATE OF KANSAS,
    Appellee,
    v.
    ANTHONY SEYMOUR,
    Appellant.
    MEMORANDUM OPINION
    Appeal from Sedgwick District Court; SETH L. RUNDLE, judge. Oral argument held March
    5, 2024. Original opinion filed May 24, 2024. Modified opinion filed July 31, 2024. Reversed and
    remanded.
    Mark T. Schoenhofer, of Wichita, for appellant.
    Matt J. Maloney, assistant district attorney, Marc Bennett, district attorney, and Kris W. Kobach,
    attorney general, for appellee.
    Before GARDNER, P.J., MALONE, J., and TIMOTHY G. LAHEY, S.J.
    PER CURIAM: Anthony Seymour appeals his convictions of aggravated
    kidnapping, rape, aggravated criminal sodomy, and aggravated robbery following a jury
    1
    REPORTER'S NOTE: Opinion No. 125,961 was modified by the Court of Appeals on
    July 31, 2024, in response to the State's motion for rehearing or modification. The
    modified language is incorporated throughout the opinion.
    1
    trial at which he represented himself. Seymour claims the district court violated his right
    to counsel under the Sixth Amendment to the United States Constitution by refusing his
    request for court-appointed counsel after he indicated he wanted to discharge his retained
    counsel. He also claims the district court abused its discretion by denying a continuance
    to give his newly hired attorney time to prepare for trial. The State contends the district
    court properly advised Seymour when honoring his request for self-representation that
    the trial would not be delayed solely because Seymour hired a new attorney.
    Our review of the record shows that the district court gave Seymour the choice of
    continuing with his retained counsel or representing himself, but the court ignored
    Seymour's request for a court-appointed attorney because he did not show justifiable
    dissatisfaction with his retained counsel. But Kansas law states that a defendant only
    needs to show justifiable dissatisfaction with appointed counsel, not retained counsel,
    before the court should consider the defendant's request for new appointed counsel. Thus,
    the district court violated Seymour's Sixth Amendment right to counsel when it ignored
    his request for a court-appointed attorney to replace his retained counsel. And the district
    court compounded its error when Seymour asked to represent himself because the court
    failed to advise Seymour that he could change his mind about proceeding pro se and
    request a court-appointed attorney. Because Seymour was denied his constitutional right
    to counsel, we must reverse his convictions and remand for further proceedings.
    We issued our original memorandum opinion on May 24, 2024. The State timely
    filed a motion for rehearing or modification, and Seymour responded to the motion. This
    court ordered supplemental briefing, and both parties complied with that order. We also
    granted the State's request to supplement the record on appeal. We now issue this
    modified opinion to more thoroughly address some of the State's arguments, but the
    outcome and our overall reasoning remain unchanged.
    2
    FACTUAL AND PROCEDURAL BACKGROUND
    In November 2019, the State charged Seymour with one count each of aggravated
    kidnapping, rape, aggravated criminal sodomy, aggravated robbery, and criminal
    possession of a weapon by a convicted felon. The State alleged that Seymour abducted
    L.F. at knifepoint while she was walking home from a grocery store, then made her
    perform oral sex on him and forcibly raped her. The weapons charge was later dismissed.
    Seymour submitted a financial affidavit of indigency at his first appearance hearing on
    November 21, 2019. Seymour stated in the affidavit that he had been unemployed for
    eight months and had no funds to hire an attorney. He also stated in the affidavit that he
    lived with his mother, but she had no income. The district court found that Seymour was
    indigent and appointed counsel from the public defender's office to represent Seymour.
    Private counsel enters appearance for Seymour.
    In December 2019, Charles O'Hara entered his appearance as attorney of record.
    O'Hara represented Seymour for about 13 months, during which Seymour waived his
    right to a preliminary hearing in March 2020 and then pleaded not guilty at an
    arraignment hearing in November 2020. At arraignment, the district court scheduled a
    jury trial to begin on February 8, 2021. Two weeks before the scheduled jury trial,
    O'Hara moved to withdraw as counsel. The district court granted O'Hara's motion and set
    the case for a status conference on February 26, 2021.
    Steven Douglas Mank entered his appearance for Seymour on February 25, 2021.
    Mank represented Seymour for the next several months, during which the district court
    set jury trial control dates that were later continued at Seymour's request. On June 1,
    2021, the district scheduled a firm jury trial date of December 6, 2021.
    3
    During Mank's representation, Seymour filed several pro se motions, leading to a
    motion for ineffective assistance of counsel filed on December 2, 2021. In the motion,
    Seymour made several complaints about Mank's representation, including that Mank had
    failed to provide discovery, investigate the case, prepare a defense, file pretrial motions,
    and communicate with Seymour about the case. Seymour asked the district court to
    remove Mank from the case and appoint a "pro bono attorney."
    The district court held a hearing to consider both the State's request for a
    continuance of the jury trial due to the unavailability of a witness and Seymour's pro se
    motion for ineffective assistance of counsel. The district court began by asking Seymour
    if he was "asking to have court-appointed counsel, or are you asking for something else?"
    Seymour responded by repeating the complaints from his motion about Mank's
    representation. Mank disputed Seymour's complaints, stating that he had either provided
    Seymour with the discovery as requested or offered to review it with him in person. At
    one point, Seymour stated Mank had told "numerous lies," then Mank immediately asked
    to withdraw from the case due to "a complete and utter breakdown of communication"
    and because Seymour had called him "a liar in open court."
    The district court advised Seymour that he needed to show a justifiable
    dissatisfaction to be entitled to appointment of new counsel and that Mank had gone
    "above and beyond what was required" by providing Seymour with any discovery.
    Seymour countered that he was dissatisfied with Mank because he "made a promise" and
    then failed to follow through. The State asked for clarification on Seymour's requested
    remedy, to which Seymour stated, "I want a new lawyer. I want a pro bono lawyer,
    because I've had a public defender before." The district court ultimately found that
    Seymour's complaints about Mank failed to establish "any justifiable dissatisfaction" to
    remove Mank from the case. Mank then asked the district court to find that a breakdown
    of communication had occurred. The district court responded that it understood Mank's
    4
    concerns but still denied his request to withdraw from the case. The district court granted
    the State's request for a continuance and rescheduled the trial to February 14, 2022.
    Seymour begins representing himself.
    A week later, Seymour made several more pro se filings, including a
    "Memorandum" addressed to Mank stating he was being fired and that Seymour had
    advised his family to stop paying Mank. Seymour also filed a "Motion For Pro Se (Self
    Representation)," invoking his right to self-representation under the Sixth Amendment.
    The district court heard Seymour's motion for self-representation on January 6,
    2022, and Mank appeared with Seymour at the hearing. The hearing began with Seymour
    affirmatively stating he wanted to act as his own attorney. The district court then stated it
    was "required to go over what are called the Lowe factors." See State v. Lowe, 
    18 Kan. App. 2d 72
    , 76-77, 
    847 P.2d 1334
     (1993). The district judge explained:
    "So if a person wants to represent themselves, the district court judge is required
    to inform the defendant of the following things. What these come down to is, acting as
    your own attorney is extremely risky, and in many circumstances, is a bad idea.
    "First of all, at any time if you do represent yourself, you can change your mind
    and hire an attorney to represent you. In this case, you have already hired an attorney, and
    I've denied your motion to have a court-appointed attorney because you have hired
    counsel, and I did not find that there was a ground[] for you to be dissatisfied with the
    services to the point of appointing counsel. So you've hired Mr. Mank. If you act as your
    own attorney and then change your mind, you can have Mr. Mank represent you. But,
    those are basically going to be your two choices.
    "Second, I will not postpone court hearings at any time for the reason that you've
    hired a different attorney down the road. So if, down the road, you decide to hire a
    different attorney, you can do that, but it's not going to result in a delay in the trial and the
    proceedings.
    5
    "Third, I can and will terminate your self-representation if you deliberately
    engage in serious and obstructionist misconduct before the Court or in any proceeding.
    "Fourth, the Court considers it detrimental for you to not employ counsel to
    represent you. Again, basically acting as your own attorney is a bad idea. That's what I
    believe 'detrimental' means.
    "Fifth, if you do represent yourself, you must follow all of the legal rules that
    apply to the trial in a criminal case.
    "Sixth, there the numerous dangers and disadvantages of self-representation
    including the following:
    "(a) The law provides for numerous pretrial motions available to a defendant,
    which are of a technical nature, and the advantage of which you may lose if you represent
    yourself, unless you discover those on your own and file them.
    "(b) Your vocabulary may impede clear communication with the court, opposing
    counsel, and the jury.
    "(c) The district attorney will not assist you in defending your case.
    "(d) The Court will not act on your behalf in asserting objections or making
    appropriate motions where it would ordinarily be the duty of the attorney to call those
    matters to the Court's attention.
    "(e) The rules of law are highly technical and will not be set aside because you
    are acting as your own attorney.
    "(f) You may waive constitutional, statutory, or common law rights
    unknowingly.
    "(g) If you are in custody, it will be difficult for you to locate witnesses,
    interview them, prepare subpoenas, and have them served.
    "(h) I'm required to advise you of the maximum sentences here, which, since
    there are three severity level 1 counts, add up to well over 100 years in prison, 653
    months on a severity level 1 conviction is the maximum prison sentence, along with a
    fine of up to half a million dollars, and lifetime post-release supervision. Since there are
    multiple counts, those counts could be run consecutive, which would make the maximum
    sentence twice 653 months. That's 1,306 months. It's my understanding you're about 60
    years old, and that's well over 100 years." (Emphasis added.)
    Seymour stated he had no further questions and confirmed that it was still his
    desire to act as his own attorney. Thus, the district court granted Seymour's request and
    6
    allowed Mank to withdraw from the case. Before the hearing ended, Seymour asked the
    district court to appoint an investigator, which the court noted would "effectively lead to
    a delay in the trial." After further discussion, the district court granted Seymour's request
    to appoint an investigator to be paid by the Board of Indigents' Defense Services (BIDS).
    A status conference was later scheduled for April 18, 2022.
    At the hearing on April 18, 2022, the State began by stating it was ready to set a
    firm trial date. Seymour said he needed more time because the BIDS investigator had
    only recently contacted him and received discovery. The district court agreed to set
    another control date for June 13, 2022, which Seymour said, "should be enough time."
    Before the hearing ended, Seymour asked the district court to approve a financial
    affidavit so that he could seek a waiver of the filing fee for his offender registration in
    another case. Seymour explained that his mother had recently passed away and he was
    trying to handle her legal affairs, so he had no money until her will was processed. The
    district court agreed to approve the affidavit for Seymour's upcoming registration period,
    but the court observed that Seymour "may not be indigent in the near future, so you will
    potentially have to continue paying that fee after that."
    At the June 13 hearing, Seymour explained that he planned to hire an attorney and
    that his private investigator had not begun working on his case yet. Seymour said he had
    spoken with two attorneys but was undecided on which to hire, noting that he could pay
    for an attorney "by the end of this month or the 1st of July," depending on when the
    money from his mother's will could be distributed. The district court asked Seymour
    whether he had funds to hire an attorney "right now," and Seymour responded, [N]ot
    right now, no." The district court pointed out that Seymour may no longer be eligible for
    a taxpayer-funded private investigator depending on how much money he received,
    which Seymour acknowledged by saying, "Right. Right." The district court then asked
    Seymour, "[I]f, for some reason, you cannot hire an attorney, are you going to represent
    yourself at trial?" Seymour responded affirmatively.
    7
    After further discussion about the parties' calendars, the district court set a firm
    trial date for August 1, 2022. The district court advised Seymour that "when you go in to
    hire whoever it is you're going to hire, you need to disclose to them that you decided to
    represent yourself, but I told you that if you changed your mind, you would not get a
    delay in the proceedings." Seymour countered that "[w]hoever I hire, they're not going to
    be ready," and "I know that for a fact." The district court reminded Seymour that it had
    previously advised him that there would be no postponements permitted because counsel
    was newly brought into the case. Seymour responded that he only chose to represent
    himself "because of the fact Mank wasn't doing his job." Before concluding the hearing,
    the State asked the district court to set a pretrial status conference in early July "so that
    we can at least find out where he's at before we start issuing subpoenas." After consulting
    the parties, the district court scheduled a hearing for July 18, 2022.
    The district court denies a trial continuance to Seymour's new attorney.
    On July 13, 2022, Mark Schoenhofer entered his appearance for Seymour and
    promptly emailed the district court requesting a trial continuance. The district court
    continued the scheduled status conference to July 21, 2022. The State filed a written
    response opposing a continuance, referencing the previous delays and continuances that
    had resulted from Seymour deciding to fire his retained attorneys and represent himself.
    At the hearing, the district court considered the parties' arguments on the request
    for a trial continuance. Schoenhofer asked the district court to continue the trial to
    December or at least "late October or November" because it was a complex case and he
    needed more time to prepare. Schoenhofer said he did not know that the district court had
    advised Seymour there would be no further continuances, stating he only learned the trial
    date after entering his appearance in the case. Schoenhofer said when Seymour told him
    the date of the next hearing, Schoenhofer had remarked that he would need a
    8
    continuance, to which Seymour responded, "'I understand, and that's fine with me.'" The
    State opposed a trial continuance, pointing out that Schoenhofer was Seymour's third
    private attorney—and fourth overall—and that the district court had admonished
    Seymour that no continuances would be granted solely because he hired a new attorney.
    The State also said the victim and her family objected to any further continuances.
    The district court declined to grant a trial continuance, noting its previous
    warnings and that Seymour was advised to disclose that information to any potential new
    counsel. Schoenhofer promptly moved to withdraw, explaining he would not be prepared
    to adequately represent Seymour at trial on August 1. The district court allowed
    Schoenhofer to withdraw, advising Seymour he would be proceeding pro se at trial
    "unless he finds another attorney who's willing to take the case and try it on August 1st."
    Seymour represents himself at trial and is convicted on all charges.
    The jury trial commenced on August 1, 2022. Before swearing in the jury panel,
    the district court advised Seymour at the State's request that "you cannot talk to the jury
    about anything related to your self-representation, other than just telling them that you're
    acting as your own attorney." During voir dire, Seymour moved for reconsideration of the
    motion to continue the trial, arguing the court was denying his constitutional right to
    assistance of counsel and right to a fair trial by forcing him to proceed pro se. The district
    court denied the motion, finding Seymour had not shown good cause for a continuance.
    As jury selection continued, some prospective jurors expressed concern that Seymour
    was representing himself at trial. After much discussion and objections from Seymour
    about what he could tell the prospective jurors, a jury was empaneled and sworn.
    9
    The trial proceeded over the next three days with Seymour representing himself.
    The State presented testimony from 16 witnesses, including L.F. and her mother; various
    City of Wichita police officers who assisted with the investigation; sexual assault nurse
    examiners who performed examinations of Seymour and L.F.; a forensic analyst who
    concluded that DNA from Seymour's saliva and hair was found on L.F.; and an employee
    of the grocery store with security footage used to identify Seymour's vehicle. The State
    also admitted more than 50 exhibits, consisting of officer body cam videos and police
    reports; maps, photos, and diagrams of the areas where the incident occurred; and items
    used to identify and apprehend Seymour, such as photos L.F. used in a lineup, L.F.'s
    drawing of the knife Seymour used and the knife itself, L.F.'s vaping device found in
    Seymour's vehicle, and forensic evidence collected during the investigation.
    At times during the trial, Seymour expressed frustration when the district court
    ruled in the State's favor on his evidentiary objections or sustained the State's objections
    to parts of his cross-examination. The district court admonished Seymour several times
    for failing to ask questions properly and making comments that constituted improper
    testimony or commentary during the State's presentation of evidence. After the State
    rested, Seymour declined to testify or present additional evidence. During Seymour's
    closing argument, the district court sustained 12 of the State's objections to Seymour
    mentioning facts not in evidence. The jury found Seymour guilty on all charges.
    The next week, Schoenhofer reentered his appearance as defense counsel and
    moved for a judgment of acquittal and motion for new trial on the grounds that Seymour
    was denied his constitutional right to assistance of counsel and due process. The district
    court denied Seymour's motion for a judgment of acquittal and new trial at sentencing.
    The district court imposed a controlling sentence of 570 months' imprisonment. Seymour
    timely appealed the district court's judgment.
    10
    DID THE DISTRICT COURT VIOLATE SEYMOUR'S
    CONSTITUTIONAL RIGHT TO ASSISTANCE OF COUNSEL?
    Seymour's appeal generally concerns his belief that he was denied his Sixth
    Amendment right to assistance of counsel because he was "forced" to represent himself at trial.
    Seymour claims the district court violated his Sixth Amendment right to counsel by refusing
    his request for court-appointed counsel after he indicated he wanted to discharge Mank. He
    also claims the district court abused its discretion by denying a continuance to give his newly
    hired attorney time to prepare for trial. The State contests Seymour's arguments by pointing out
    that he clearly and unequivocally invoked his right to self-representation and was expressly
    advised many times that the trial would not be delayed solely because he changed his mind and
    hired a new attorney on the eve of trial.
    The Sixth Amendment to the United States Constitution provides that "[i]n all
    criminal prosecutions, the accused shall enjoy the right . . . to have the Assistance of
    Counsel for his defence." The Sixth Amendment guarantees criminal defendants the right
    to the assistance of legal counsel during all critical stages of a criminal proceeding. Miller
    v. State, 
    298 Kan. 921
    , 929, 
    318 P.3d 155
     (2014). The violation of a defendant's right to
    the assistance of counsel at trial is structural error. Errors are structural when they defy
    analysis by harmless error standards because they affect the framework within which the
    trial proceeds. State v. Johnson, 
    310 Kan. 909
    , 913-14, 
    453 P.3d 281
     (2019). An appellate
    court exercises unlimited review over questions involving a defendant's right to counsel.
    State v. Bunyard, 
    307 Kan. 463
    , 470, 
    410 P.3d 902
     (2018).
    Seymour first claims the district court violated his Sixth Amendment right to
    counsel by refusing his request for court-appointed counsel after he indicated he wanted
    to discharge Mank. The State asserts that the district court properly denied Seymour's
    request to discharge Mank because Seymour failed to show "justifiable dissatisfaction"
    11
    with Mank's performance as counsel. The State then points out that Seymour decided to
    represent himself and contends the district court properly advised Seymour of his rights
    and honored his request for self-representation.
    Mank was Seymour's retained counsel. Seymour became dissatisfied with Mank's
    services and filed a motion for ineffective assistance of counsel. In the motion, Seymour
    asked the district court to remove Mank from the case and appoint a "pro bono attorney."
    At the hearing on December 2, 2021, when the State asked for clarification on what
    Seymour wanted, he stated, "I want a new lawyer. I want a pro bono lawyer, because I've
    had a public defender before." Seymour not only wanted Mank removed from the case,
    but he wanted the district court to appoint a pro bono lawyer because he had received a
    public defender before. The district court ultimately found that Seymour's complaints
    about Mank failed to establish justifiable dissatisfaction to remove him from the case.
    The key question in this appeal is whether the district court properly refused to
    consider Seymour's request for court-appointed counsel on the ground that he failed to
    show justifiable dissatisfaction with his retained counsel, Mank. We find the district court
    erred by doing so and, in the process, violated Seymour's constitutional right to counsel.
    In its motion for rehearing or modification, the State asserts that our court raised
    this issue sua sponte even though it had not been addressed by the parties in their original
    briefing. We disagree with the State's characterization of the issues raised and discussed
    in the original briefing. The thrust of Seymour's original brief was that he was denied
    counsel and was "forced" to represent himself at trial. He argued throughout his brief that
    his request for appointed counsel was denied and he was only given the choice of using
    retained counsel, Mank, or representing himself. To properly analyze the overall issue
    raised by Seymour, this court addressed whether the district court applied the correct
    standard when it refused to allow Mank to withdraw because Seymour could not show
    "justifiable dissatisfaction" with his retained counsel. In response to questions at oral
    12
    argument, and before our original memorandum opinion was filed, the State filed a letter
    of additional authority under Supreme Court Rule 6.09 (2024 Kan. S. Ct. R. at 40) citing
    cases that addressed the issue. Still, in its motion for rehearing or modification, the State
    asked to file a supplemental brief on the issue, and we granted that request.
    Under the Sixth Amendment, an indigent defendant charged with a felony or a
    serious misdemeanor crime in a state court has the unfettered right to court-appointed
    counsel. Gideon v. Wainwright, 
    372 U.S. 335
    , 345, 
    83 S. Ct. 792
    , 
    9 L. Ed. 2d 799
     (1963).
    But indigent defendants have no right to choose which attorney will be appointed to
    represent them. In that regard, Kansas law establishes that to warrant substitute counsel, a
    defendant must show "'justifiable dissatisfaction'" with appointed counsel. State v.
    Breitenbach, 
    313 Kan. 73
    , 90, 
    483 P.3d 448
     (2021); State v. Sappington, 
    285 Kan. 158
    ,
    166, 
    169 P.3d 1096
     (2007). In Breitenbach, the court stated:
    "'[T]o warrant substitute counsel, a defendant must show "justifiable dissatisfaction" with
    appointed counsel. Justifiable dissatisfaction includes a showing of a conflict of interest,
    an irreconcilable conflict, or a complete breakdown in communications between counsel
    and the defendant. But ultimately, "'[a]s long as the trial court has a reasonable basis for
    believing the attorney-client relation has not deteriorated to a point where appointed
    counsel can no longer give effective aid in the fair presentation of a defense, the court is
    justified in refusing to appoint new counsel.'" [Citations omitted.]'" (Emphases added.)
    313 Kan. at 90.
    But the requirement for a defendant to show justifiable dissatisfaction with
    appointed counsel to warrant substitute counsel does not apply to retained counsel. Mank
    was Seymour's retained counsel, and it appears Seymour's family was paying for Mank's
    legal services because Seymour stated in his letter discharging Mank that he had advised
    his family to stop paying him. Seymour could discharge Mank without authorization
    from the court if he became dissatisfied with his counsel, and assuming Seymour was
    13
    indigent, he could request the court to appoint counsel for the rest of the case including
    the trial. That is what Seymour wanted to do at the hearing on December 2, 2021.
    In its letter of additional authority under Supreme Court Rule 6.09, the State cites
    two cases for the proposition that "[w]hile the justifiable dissatisfaction standard has
    traditionally been applied in cases in which initial counsel was appointed, this court has
    also applied the rule in cases in which counsel was retained." It cites the same two cases
    in its supplemental brief. But a closer reading of the two cases cited by the State reveals
    that the cases do not support this claim. In State v. Moore, No. 117,282, 
    2018 WL 1770198
    , at *3-4 (Kan. App. 2018) (unpublished opinion), Moore argued on appeal that
    the district court abused its discretion by failing to inquire into his letter to the judge
    asserting that his retained attorney was ineffective. This court addressed the merits of the
    issue and found that "Moore's letter did not articulate a justifiable dissatisfaction with his
    attorney." 
    2018 WL 1770198
    , at *4. But in the same paragraph, this court added:
    "Moreover, the proper avenue for Moore to have taken, if he so chose, was to terminate
    [retained counsel] and then ask for the appointment of new counsel or substitution of new
    retained counsel." 
    2018 WL 1770198
    , at *4. So the Moore panel recommended that the
    defendant in that case should have taken the action that Seymour tried to take in his case.
    Likewise, in State v. Maddox, No. 113,621, 
    2016 WL 7031839
    , at *2-3 (Kan. App. 2016)
    (unpublished opinion), Maddox argued on appeal that the district court erred in failing to
    inquire into the possibility of a conflict with his retained attorney. In rejecting the claim,
    this court pointed out that "[i]f Maddox sincerely believed that [retained counsel's]
    representation was ineffective, he could have terminated him or brought such an
    allegation to the attention of the district court either prior to or at the bench trial." 
    2016 WL 7031839
    , at *3.
    We find the district court erred by refusing Seymour's request to discharge Mank
    because Seymour could not show justifiable dissatisfaction with Mank's services.
    Seymour could discharge Mank without showing a justifiable dissatisfaction and request
    14
    appointed counsel, if indigent. The State was requesting a trial continuance due to the
    unavailability of a witness at the same hearing in which Seymour was trying to discharge
    Mank, so it cannot be said that Seymour's request for appointed counsel was merely a
    delay tactic. Along with the district court finding that Seymour failed to show "good
    cause" for the reappointment of counsel, it appears the district court was concerned about
    finding replacement counsel. At one point in the hearing, the district court commented
    that "I don't have anybody else I can appoint on this case." The prosecutor added,
    "[W]e're very low on lawyers right now, given the fact, due to Covid." If the court
    believed that Seymour was not indigent and did not qualify for appointed counsel, there
    would have been no reason for the court to comment about the shortage of available
    attorneys.
    Practical considerations aside, the district court should have considered Seymour's
    request for appointed counsel if he was indigent. We know that Seymour was indigent
    when the charges were filed because the district court appointed the public defender's
    office to represent him based on his affidavit of indigency. Retained counsel later entered
    an appearance for Seymour, but it appears that his family was paying for the legal
    services. Just because Seymour's family may have gratuitously paid for retained counsel
    does not mean that Seymour was no longer indigent and qualified to receive appointed
    counsel. See K.S.A. 22-4504(b) and K.A.R. 105-4-1 (district court considers defendant's
    assets and income to determine indigency, not the assets of the defendant's family).
    Although K.A.R. 105-4-1(b) allows the court to consider the defendant's household
    income, and Seymour's original affidavit of indigency stated that he lived with his
    mother, the affidavit also stated that his mother had no income.
    Most importantly, the district court obviously considered Seymour to be indigent
    because it granted his request for an investigator to be paid by BIDS at the hearing in
    January 2022. The district court also approved Seymour's affidavit to waive registration
    fees in another case at the hearing in April 2022. When the district court learned at that
    15
    same hearing that Seymour might receive money from his mother's estate, it commented
    that Seymour "may not be indigent in the near future"—implying that the court believed
    Seymour was indigent then. Finally, at the June 2022 hearing, the following exchange
    took place between the court and Seymour about whether he had funds to hire counsel:
    "THE COURT: So do you have the means to hire counsel? Do you have the
    money for that?
    "MR. SEYMOUR: Am I—am I going to have the means? Yes.
    "THE COURT: So right now, you do not?
    "MR. SEYMOUR: Not—not right now, no."
    When the district court denied Seymour's request for appointed counsel in
    December 2021, it did not say it was doing so because Seymour had retained counsel and
    was no longer indigent. Seymour made it clear that he wanted Mank to be replaced by a
    court-appointed attorney. If the district court had any question about Seymour's indigent
    status at that hearing, it could have asked Seymour to submit another financial affidavit.
    But the district court did not reach this step because it found that Seymour failed to show
    justifiable dissatisfaction with Mank's services as retained counsel. As we have stated, the
    district court erred in refusing Seymour's request to discharge Mank for this reason.
    In its motion for rehearing or modification, the State asserts that our court engaged
    in "layers of speculation with respect to [Seymour's] financial status" when he requested
    appointed counsel in December 2021. We agree with the State that the record does not
    reflect with certainty whether Seymour was indigent and would have qualified for court-
    appointed counsel in December 2021. But that's the point, the district court never reached
    this step. Seymour clearly asked for a court-appointed lawyer at the hearing on December
    2, 2021. But after erroneously denying Seymour's request to discharge Mank because he
    did not show justifiable dissatisfaction with his retained counsel, the district court insisted
    for the rest of the case that Seymour's only options were to proceed with Mank or to
    represent himself. The district court did not give Seymour a chance to complete another
    16
    affidavit to verify he was still indigent. But as we already have discussed, the record
    shows the district court considered Seymour to be indigent: (1) the district court
    originally appointed the public defender to represent Seymour based on his affidavit of
    indigency, (2) the district court appointed a private investigator for Seymour at the
    January 2022 hearing to be paid by BIDS, (3) the district court waived Seymour's
    registration fees at the April 2022 hearing, and (4) the district court asked Seymour at the
    June 2022 hearing if he could afford to hire an attorney and Seymour said no.
    The court's advisories about Seymour's self-representation compounded the error.
    The State emphasizes that Seymour decided to represent himself and contends the
    district court properly advised Seymour of his rights and honored his request for self-
    representation. The State is correct that after the district court denied Seymour's request
    to discharge Mank, Seymour filed a "Motion For Pro Se (Self Representation)," invoking
    his right to self-representation under the Sixth Amendment. The district court held a
    hearing on this motion on January 6, 2022, and advised Seymour about some of his rights
    and the pitfalls of self-representation. At the end of the hearing, the district court granted
    Seymour's request for self-representation and allowed Mank to withdraw from the case.
    But, of course, this was not Seymour's first choice of action. His first choice of action
    was to discharge Mank and have him replaced with a court-appointed attorney. At the
    June 2022 hearing, Seymour reminded the district court that the only reason he chose to
    represent himself was "because of the fact Mank wasn't doing his job."
    As mentioned, the district court granted Seymour's request for self-representation
    after advising him of his rights using the procedure suggested in Lowe, 
    18 Kan. App. 2d at 76-77
    ; see also State v. Vann, 
    280 Kan. 782
    , 793-95, 
    127 P.3d 307
     (2006) (citing Lowe
    favorably). Our Supreme Court has said there is no checklist for a district court when
    determining whether a defendant's waiver of counsel is knowing and intelligent, but the
    circumstances must be examined in each case. State v. Burden, 
    311 Kan. 859
    , 864, 467
    
    17 P.3d 495
     (2020). Still, the procedure in Lowe is thorough and used by many district
    courts in making a record on a defendant's request for self-representation. Significantly,
    the first factor identified in Lowe is that the judge should inform the defendant: "'1. That
    at any time he or she could change his or her mind and retain counsel to represent him or
    her or petition the court for appointment of counsel to represent him or her [to] assist
    with his or her defense.'" (Emphasis added.) 
    18 Kan. App. 2d at 76
    .
    But at the hearing on Seymour's motion for self-representation, the district judge
    led off Seymour's rights by explaining:
    "First of all, at any time if you do represent yourself, you can change your mind
    and hire an attorney to represent you. In this case, you have already hired an attorney, and
    I've denied your motion to have a court-appointed attorney because you have hired
    counsel, and I did not find that there was a grounds for you to be dissatisfied with the
    services to the point of appointing counsel. So you've hired Mr. Mank. If you act as your
    own attorney and then change your mind, you can have Mr. Mank represent you. But,
    those are basically going to be your two choices." (Emphasis added.)
    The district court did not explain to Seymour that if he changed his mind about
    self-representation, he could petition the court for appointment of counsel, as the right is
    stated in Lowe. Instead, the district court made it clear that Seymour's only two options
    were to represent himself or to use Mank. This warning compounded the district court's
    error in not considering Seymour's earlier request for a court-appointed attorney. The
    district court maintained this position for the rest of the case. At the June 13, 2022
    hearing, the district court asked Seymour if he would hire an attorney or represent
    himself at trial; reinforcing the fact that those were Seymour's only two options.
    For these reasons, we find the district court violated Seymour's Sixth Amendment
    right to counsel when it ignored his request for a court-appointed attorney to replace
    Mank and maintained for the rest of the proceedings that Seymour's only choice was to
    18
    represent himself or to use retained counsel. We need not address Seymour's additional
    arguments on appeal. The violation of a defendant's right to the assistance of counsel at
    trial is structural error because it affects the framework of the trial. Johnson, 310 Kan. at
    914. We realize this outcome may be viewed by some as a harsh result; structural error
    often leads to a harsh result. But there is no room for harmless error analysis, despite the
    overwhelming evidence the State may have presented establishing Seymour's guilt. We
    reverse Seymour's convictions, vacate his sentences, and remand for further proceedings.
    Reversed and remanded.
    19
    

Document Info

Docket Number: 125961

Filed Date: 7/31/2024

Precedential Status: Non-Precedential

Modified Date: 11/29/2024