Aaron Basham v. Commonwealth of Kentucky , 455 S.W.3d 415 ( 2014 )

RENDERED: DECEMBER 18, 2014
TO BE PUBLISHED
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2013-SC-000588-MR
AARON BASHAM APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT
V. HONORABLE FREDERIC J. COWAN, JUDGE
NO. 10-CR-003354
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION OF THE COURT BY JUSTICE NOBLE
AFFIRMING
The Appellant, Aaron Basham, was convicted of first-degree rape, first-
degree sexual abuse, and being a first-degree persistent felony offender. He was
sentenced to life without the possibility of probation or parole for 25 years. On
appeal, he challenges his convictions on two grounds: (1) that the trial court
should not have excluded evidence that the alleged victim had been previously
exposed to pornographic material on the internet, and (2) that the trial court
should not have granted the Commonwealth's motion to strike a juror for cause
over defense objection. Finding that Basham has failed to establish grounds for
relief, this Court affirms his convictions and sentence.
I. Background
Aaron Basham lived with a former co-worker and his family for several
months in late 2007 and early 2008. The former co-worker's wife and three
minor children—his step-daughter (then age 12), daughter (age 7), and infant
sons—resided at the home. Basham was asked to babysit the children on
several occasions when the former co-worker and his wife had to work
overlapping shifts and when they played bingo on Friday and Saturday nights.
In February 2007, upon learning that Basham was a convicted sex offender, 2
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further contact with his family. The former co-worker and his wife also
questioned their daughters at that time, and both denied that Basham had
ever inappropriately touched them.
On October 28, 2009, the former co-worker received a call from the
teacher of his then eight-year-old daughter, Sally. 3 The teacher reported that
Sally had said the word "sex" to another student and that when the teacher
asked her if she knew what the word means, Sally had burst into tears and
responded that something bad had happened to her and that she knew who
had done it. Sally was then taken to Clark Memorial Hospital by her step-
mother, reporting that she had been sexually abused by a man that had lived
with the family two years earlier. According to the hospital's intake form, Sally
had stated that "when my parents would leave and [Basham] would babysit us,
he would make me get down on the couch and start having it with him," and
that "he would make me pull down my pants and put his thing in me." No
The former co-worker's wife was not the biological mother of his seven-year-
old daughter and infant son.
2 The jury was not presented with this information but, instead, only heard that
the former co-worker had received some information that had made him become
suspicious of Basham.
3 Consistent with this Court's present practice, "Sally" is a pseudonym
employed in this opinion to protect the minor victim's true identity.
2
physical examination was conducted at that time due to the remoteness of the
allegation.
Rebecca League from the Child Advocacy Center conducted a forensic
interview of Sally on November 16, 2009. According to League's notes, Sally
was reticent to discuss the details of the abuse, but Sally did tell the
interviewer that she had pulled down her own pants, that Basham had kissed
her on her mouth and chest, that he had touched her on her chest and butt
with his hands, and that she had gotten on top of him. She stated that
Basham's penis had had "gray spots" on it that had wiped off on her, were still
on her private, and bothered her when she peed. Upon subsequent physical
examination, Sally's genitalia appeared normal and did not exhibit any gray
spots.
Sally was 12 years old when she testified at trial on May 16, 2013. She
testified that Basham had lived with her family when she was seven years old.
Using diagrams, she circled the male and female "privates." She testified that
Basham had removed her clothes, laid on his back on the couch in the living
room, and had her get on top of him. She testified that his private part had
gone inside her private part and that it hurt, and that Basham had also
touched her private with his hand. She thought this had also happened once in
her sister's room when her sister was not home.
The jury found Basham guilty of rape in the first degree, KRS 510.040(1),
sexual abuse in the first degree, KRS 510.110(1)(b)(ii), and of being a persistent
felony offender in the first degree, KRS 532.080. He was sentenced to life
without the possibility of probation or parole for twenty-five years and now
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appeals to this Court as a matter of right. See Ky. Const. § 110(2)(b). Additional
facts will be developed as needed below.
II. Analysis
A. The trial court did not abuse its discretion in excluding
evidence that the victim had been exposed to allegedly
pornographic websites.
Basham first claims that the trial judge erred in barring him from
introducing evidence that Sally had previously been exposed to sexually explicit
material on the internet. Defense counsel sought to introduce this evidence
during cross-examination of both Sally and her father. 4 The Commonwealth
objected, arguing that this was evidence of prior sexual behavior or sexual
predisposition and thus subject to the "rape shield" provisions of KRE 412, and
that the defense had failed to comply with the rule's requirement that a written
motion be filed at least 14 days before trial. See KRE 412(c). 5 The trial court
twice sustained the Commonwealth's objection. 6
4 Sally apparently reported during an interview that she had accidently clicked
on some pornographic websites on the internet and afterward had told her father
about it.
5 KRE 412(c) provides the procedure for determining the admissibility of
evidence proffered under an exception to the rape shield under subsection (b). It
provides, in pertinent part, that a party intending to offer such evidence must "file a
written motion at least fourteen (14) days before trial specifically describing the
evidence and stating the purpose for which it is offered unless the court, for good
cause requires a different time for filing or permits filing during trial." KRE 412(c)(2)
further mandates that the trial court "conduct a hearing in camera and afford the
victim and the parties the right to attend and be heard" before evidence may be
admitted under this rule.
6 When the defense first offered this evidence during its cross-examination of
Sally's father, the trial court concluded that it was KRE 412 evidence of specific
instances of sexual behavior by the victim and sustained the Commonwealth's
objection on the grounds that the defense had failed to provide notice of its intention
to introduce the evidence as required by KRE 412(c). When defense counsel again
sought to introduce the evidence during its cross-examination of Sally the following
day, the trial judge was more amenable to allowing the evidence but ultimately chose
4
But Basham argued then and now that the proposed evidence of Sally's
incidental exposure to pornographic websites is neither "evidence offered to
prove that [Sally] engaged in other sexual behavior," KRE 412(a)(1), nor
"evidence offered to prove [Sally]'s sexual predisposition," KRE 412(a)(2). He
contends that this is instead alternative-source-of-knowledge evidence offered
to rebut the "sexual innocence inference," 7 which makes this evidence a
defense.
The inference is that the jury would inevitably presume that given her
young age, Sally would not have known about the sexual behaviors she
described in her allegations unless Basham had in fact abused her. Basham
argued that since Sally had previously been exposed to sexually explicit
websites, those websites were the source of her knowledge about the sexual
to reaffirm his earlier decision to exclude the evidence because nothing was known
about the websites, what the victim saw or did not see, or how she would respond to
questioning about them.
7 For a comprehensive discussion of the "sexual innocence inference theory"
and its acknowledgement by other courts, see generally Grant v. Demskie, 75 F. Supp.
2d 201, 213-16 (S.D.N.Y. 1999) ("The theory is based on the premise that because
most children of tender years are ignorant of matters relating to sexual conduct, a
child complainant's ability to describe such conduct may persuade the jury that the
charged conduct in fact occurred. To demonstrate that the child had acquired
sufficient knowledge to fabricate a charge against the defendant, the theory reasons,
the court should allow the defense to offer evidence that the child acquired sexual
experience with someone else before he or she accused the defendant." (quoting
Clifford S. Fishman, Consent, Credibility, and the Constitution: Evidence Relating to a
Sex Offense Complainant's Past Sexual Behavior, 44 Cath. U.L. Rev. 706, 806 (1995)).
This Court implicitly acknowledged this theory, without labeling it as such, in
Montgomery v. Commonwealth, 320 S.W.3d 28 (Ky. 2010), when we held that certain
KRE 412 evidence was properly excluded, in part, because the victim was fourteen
years old when she made her first detailed allegations of sexual abuse and was thus
"old enough in our sexually saturated culture to have acquired a great deal of sexual
knowledge[, and her] jury was thus not likely to presume, as in the case of younger
victims, that [her] knowledge must have derived from experience." Id. at 43 (emphasis
added).
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conduct charged, rather than his alleged conduct. He maintains that this
evidence was not covered by KRE 412 and, thus, the trial court abused its
discretion when it barred admission of Sally's prior exposure to a pornographic
site for lack of notice as required by KRE 412(c).
It is correct that, under the right facts and circumstances, evidence of
inadvertent exposure to pornographic material would not be subject to KRE
412's protective shield because it would not be evidence of the alleged victim's
sexual behavior or predisposition. 8 Even so, that does not make this evidence
admissible in this case because Basham's offer of proof does not demonstrate
that Sally was previously exposed to the sort of sexual acts that she described
in her allegations of abuse.
Sally was eight years old at the time she made her initial report and
description of the molestation. That being the case, evidence of an alternative
source of knowledge could have probative force to rebut an inference that she
8 Courts in other states, however, have also concluded that such proof is not
covered by the locale's rape-shield law. See People v. Mason, 578 N.E.2d 1351, 1353
(Ill. App. Ct. 1991) ("The viewing of pornographic videotapes by a curious seven year
old does not constitute evidence of ['prior sexual activity' or 'reputation' under Illinois
rape-shield statute]."); State v. Currier, 808 A.2d 527, 531 (N.H. 2002) (inadvertent
exposure to pornography and sexual paraphernalia was not evidence of prior sexual
activity under New Hampshire rape-shield law); People v. Mann, 839 N.Y.S.2d 247
(App. Div. 2007) (child's observations of pornography was not sexual conduct within
meaning of New York rape-shield law); State v. Wright, 776 P.2d 1294, 1296-98 (Or.
Ct. App. 1989) (holding that having watched pornographic films was not evidence
showing alleged victim's "past sexual behavior" and thus not subject to Oregon rape-
shield statute); State v. Marks, 262 P.3d 13, 33 (Utah Ct. App. 2011) ("[E]xposure to
pornographic images is not direct evidence of [alleged victim's] sexual activity."). But
see Payne v. State, 600 S.E.2d 422, 424 (Ga. App. 2004) ("[A]lthough the victim's
viewing of the pornographic movie was part of her sexual history or behavior and thus
irrelevant under the rape-shield statute and Georgia case law to show her nonchastity
or preoccupation with sex, it had relevance for [showing an alternative means of
acquiring knowledge of the alleged sexual acts].")
6
would only have been able to describe the charged acts if they had in fact
occurred. In her report of the abuse, Sally described various sexual acts
including vaginal intercourse. If the evidence had been that she viewed
websites depicting men and women engaged in intercourse, that would tend to
rebut the inference that the only way the eight-year-old knew about sex was
through Basham's abuse.
The problem with the offer of proof here, however, is that there was no
evidence of the actual content of the websites purportedly seen by Sally. When
defense counsel sought to introduce this evidence during her cross-
examination of Sally, she stated that she only wanted to ask whether Sally
"had ever clicked on any websites where she had seen naked people," and that
if Sally said yes, the inquiry would end there.
But merely seeing images of naked people does not provide an alternate
source of Sally's knowledge of the specific sexual behaviors she described in
her allegations against Basham. Since this offer of proof failed to demonstrate
that Sally was exposed to a prior source of knowledge about the specific sex
acts charged, it was not probative or relevant, and was therefore inadmissible.
Basham further argues that the exclusion of this evidence violated his
constitutional right to present a defense under the Due Process Clause of the
Fourteenth Amendment and the Compulsory Process and Confrontation
Clauses of the Sixth Amendment. See Holmes v. South Carolina, 547 U.S. 319,
324 (2006); Crane v. Kentucky, 476 U.S. 683 (1986). But this constitutional
guarantee does not give criminal defendants a right to present evidence that is
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not probative, nor does it authorize a fishing expedition at trial. If the offered
evidence does not prove the point at issue, it cannot be a defense.
For these reasons, the trial court did not err in excluding evidence of
Sally's incidental exposure to allegedly pornographic websites.
B. The trial court did not abuse its discretion by striking Juror
864016 for cause.
During voir dire, Juror 846016 expressed frustration and uncertainty
over the penalty process and potentially having to address it again in Basham's
case. Basham argues that since Juror 846016 ultimately acknowledged that
she had a duty to follow the law and would do so, the trial court's decision to
strike her for cause was prejudicial error because it allowed the Commonwealth
an additional peremptory challenge, which Basham presumes would have
otherwise been used on Juror 846016.
During voir dire, the trial judge questioned Juror 864016 after she
indicated that she had sat on a jury in a criminal case the previous week "that
w[ould] probably affect [her] ability to sit on this case." The jury in that case
found the defendant guilty of the charged crime and of being a persistent felony
offender. Juror 864016 made numerous statements about the concerns and
difficulties she had with sentencing, particularly with respect to having to find
whether the defendant was a persistent felony offender. Although she did say
she would be able to follow the law, she did so amidst multiple statements
exhibiting confusion and frustration with the process. In fact, the entire
exchange was confusing and ended with the venire member's concerns
remaining largely unresolved. The trial court then struck this juror for cause.
8
A trial court's decision on whether to strike a juror is reviewed for a clear
abuse of discretion. See Soto v. Commonwealth, 139 S.W.3d 827, 848 (Ky.
2004) ("A determination whether to excuse a juror for cause lies within the
sound discretion of the trial court and is reviewed only for a clear abuse of
discretion."). Generally, appellants complain that trial courts fail to strike
jurors for cause when they should, which can then cause them to have to use a
peremptory strike and/or end up with a biased juror on the jury. See, e.g.,
Shane v. Commonwealth, 243 S.W.3d 336 (Ky. 2008). The abuse of discretion
standard can be more easily applied to this scenario.
But when a trial court strikes a juror for cause, there is little for a
defendant to complain about except that, as here, the juror possibly held views
favorable to an acquittal. This clearly denotes bias for a defendant, and is
equally as unfair as seating a juror biased against the defendant.
Consequently, striking a juror for cause would have to be an abuse of
discretion tantamount to some kind of systematic exclusion, such as for race,
in order to be reversible. See Batson v. Kentucky, 476 U.S. 79 (1986). There is
simply no prejudice to a defendant from striking any juror for cause unless the
fairness of the entire jury process is undermined.
We have repeatedly encouraged trial courts to strike a juror when a
reasonable person would question whether the juror would be fair, because a
fair juror is at the heart of a fair and impartial trial. We have made it clear that
"when there is uncertainty about whether a prospective juror should be
stricken for cause, the prospective juror should be stricken." Ordway v.
Commonwealth, 391 S.W.3d 762, 780 (Ky. 2013). "[T]hat is, if a juror falls in a
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gray area, he should be stricken." Id. Further driving home the point, "[w]e
reiterate[d] that trial courts should tend toward exclusion of a conflicted juror
rather than inclusion, and where questions about the impartiality of a juror
cannot be resolved with certainty, or in marginal cases, the questionable juror
should be excused." Id. Though framed in cases where the trial court failed to
strike a juror claimed to be biased against a defendant, the analysis is the
same when a juror is biased for a defendant.
By erring on the side of caution and striking Juror 846016, the trial
court preserved the integrity of the trial. The trial court made it fair for both the
defendant and the Commonwealth. This was clearly not a systematic exclusion.
There was no abuse of discretion.
III. Conclusion
For the reasons set forth above, the judgment of the Jefferson Circuit
Court is affirmed.
All sitting. Minton, C.J.; Abramson, Keller, Scott and Venters, JJ.,
concur. Cunningham, J., concurs by separate opinion.
CUNNINGHAM, J., CONCURRING: I disagree with the Court's conclusion
that the trial court's refusal to allow the child victim to testify about seeing
pornographic websites was not error. The victim was eight years old at the time
of the crime and twelve when testifying, and her viewing of these websites
conceivably could have influenced her testimony. Nevertheless, I agree with the
Court's judgment because this error was harmless.
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COUNSEL FOR APPELLANT:
Cicely Jaracz Lambert
Assistant Appellate Defender
Office of the Louisville Metro Public Defender
Advocacy Plaza
717-719 West Jefferson Street
Louisville, Kentucky 40202
Daniel T. Goyette
Louisville Metro Public Defender of Counsel
Office of the Louisville Metro Public Defender
Advocacy Plaza
717-719 West Jefferson Street
Louisville, Kentucky 40202
COUNSEL FOR APPELLEE:
Jack Conway
Attorney General
Thomas Allen Van De Rostyne
Assistant Attorney General
Office of Criminal Appeals
Office of the Attorney General
1024 Capital Center Drive
Frankfort, Kentucky 40601-8204
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