Dawan Q. Mulazim v. Commonwealth of Kentucky ( 2020 )


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  •                                                    RENDE
    2018-SC-000466-MR
    DAWAN Q. MULAZIM                                                    APPELLANT
    ON APPEAL FROM FAYETTE CIRCUIT COURT
    V.                HONORABLE PAMELA GOODWINE, JUDGE
    NO. 15-CR-00592-003
    COMMONWEALTH OF KENTUCKY                                             APPELLEE
    AND
    2018-SC-000471-MR
    QUINCINIO DEONTE CANADA                                             APPELLANT
    ON APPEAL FROM FAYETTE CIRCUIT COURT
    V.                HONORABLE PAMELA GOODWINE, JUDGE
    NO. 15-CR-00592-001
    COMMONWEALTH OF KENTUCKY                                             APPELLEE
    OPINION OF THE COURT BY JUSTICE HUGHES
    AFFIRMING
    A Fayette County jury found Appellants, Dawan Q. Mulazim and
    Quincinio Deonte Canada, guilty of several counts of first-degree robbery,
    tampering with physical evidence and of being first-degree Persistent Felony
    Offenders (PFOs). The trial court sentenced Mulazim to sixty years in prison
    and Canada to fifty years in prison in accordance with the jury’s
    recommendation. Appellants raise identical issues concerning jury selection,
    admissibility of evidence, burden shifting, and shackling. After careful review,
    we affirm the trial court.
    RELEVANT FACTS
    On June 15, 2014, Shane Hansford and Mitchell Smith travelled to
    Lexington, Kentucky, to help set up a booth for a gun show. The two had a
    room at the Quality Inn near New Circle Road. Hansford’s girlfriend, Jessica
    Rutherford,1 met them for dinner later that evening, and afterwards the three
    stopped by a liquor store before returning to the Quality Inn.
    Sometime around 3:00 am., Rutherford stepped outside the hotel room
    to make a phone call, and Hansford followed her outside to smoke. Hansford
    left the door to the room partially open and joined Rutherford in an area that
    was well lit by surrounding lights from the pool and parking lot. While the
    couple were outside, two men appeared from around the comer and
    approached them. The men pointed their weapons at Hansford and
    Rutherford, demanded everything they had and forced them into their hotel
    room. Smith heard the commotion and retrieved Hansford’s handgun, a .45
    caliber Springfield XDS, from the nightstand as he prepared to confront the
    intruders. One of the men saw the gun and took it from Smith.
    1 Subsequent to the crimes committed in this case, Jessica Rutherford married
    Shane Hansford. The parties in this case referred to her as “Jessica Hansford,” but to
    avoid confusion we refer to her by her maiden name.
    The man later identified as Mulazim instructed the three victims to lie
    face down on the beds while his accomplice, Canada, searched the drawers,
    Hansford’s backpack, and under a mattress. At trial, Hansford testified that
    prior to leaving the hotel room one of the men looked at the other and said,
    “come on nephew.” When asked which man made that statement, Hansford
    pointed at Mulazim. He also identified Mulazim as the man that held him at
    gunpoint, stating there was no doubt in his mind. Prior to trial Hansford
    identified Mulazim as one of the robbers from a photo lineup. Rutherford could
    not identify either of the robbers pre-trial, and Smith could not identify
    Mulazim but made an equivocal identification of Canada, choosing him and
    another person from the photo lineup.
    The men stole Hansford’s and Smith’s wallets, a phone, the handgun,
    and a can of tobacco. Both Hansford and Rutherford called 911 separately to
    report the robbery. Meanwhile, Smith retrieved another handgun that was
    stored in their hotel room and pursued Mulazim and Canada but could not
    catch them. Police responded to the hotel where all three victims were visibly
    shaken. The victims provided descriptions of the suspects that included
    clothing type and color, hairstyle, and descriptions of the guns they used. The
    police later met with the victims to obtain spent casings from the stolen
    handgun and to present photo lineups.
    At trial, the Commonwealth presented the testimony of a police detective
    who obtained Mulazim’s and Canada’s cell phone records and forensically
    examined Mulazim’s phone. The phones contained text messages in which
    Mulazim referred to Canada as “nephew” and Canada referred to Mulazim as
    “unc.” The police investigation also revealed that Canada’s phone
    communicated through a cell tower approximately 1700 feet from the Quality
    Inn minutes before the 911 calls regarding the robbery.
    On June 20, 2014, five days after the Quality Inn robbery, Megan Price
    was celebrating her birthday with her husband, Jonathan Price. The couple
    and a group of their friends met at Austin City Saloon in Lexington. Megan
    and Jonathan went outside a little after midnight to wait for their ride and two
    men approached them. Megan described one of the men as having dreadlocks
    and the other man as being shorter with short hair and a dark shirt. One of
    the men held a gun to Jonathan’s head and told him to hand over his money,
    while the other man tugged at Megan’s purse as she tried to hand it over.
    Megan heard a gunshot and fell, realizing she was shot in the leg. As Megan
    handed the man with dreadlocks her purse, Jonathan punched the other
    robber and told Megan to run. Jonathan was also shot, and the man with
    dreadlocks took his wallet as he fell to the ground. Megan required surgery for
    her gunshot wound and survived, but Jonathan died from his injuries. A
    surveillance camera from an adjacent business captured the incident, although
    the quality of the video played at trial was poor. Megan provided a description
    of the robbers to the police.
    Detective Tim Upchurch was assigned to investigate the Quality Inn
    robbery and he entered the serial number of Hansford’s stolen Springfield .45
    XDS handgun into a national database for stolen weapons. The Bureau of
    Alcohol, Tobacco and Firearms later recovered Hansford’s stolen handgun
    during a controlled street transaction with a man named Anthony Fiye
    approximately two and a half months after Jonathan Price’s murder. Detective
    Upchurch learned that police believed the same kind of gun stolen at the
    Quality Inn may have been used in the Austin City Saloon shooting based on
    the shell casings from the murder scene. Those casings were later compared
    with casings fired from the recovered handgun. Based on information received,
    Mulazim and Canada were developed as suspects for the crimes at both the
    Quality Inn and the Austin City Saloon.
    Mulazim and Canada were both charged with the aggravated murder of
    Jonathan Price, the second-degree assault of Megan Price, and five counts of
    first-degree robbery, three at the Quality Inn and two at the Austin City Saloon.
    Mulazim was also charged with tampering with physical evidence. Canada was
    acquitted of all charges related to the events at Austin City Saloon, but the jury
    found him guilty of three counts of first-degree robbeiy at the Quality Inn and
    of being a first-degree PFO. He received a sentence of fifty years on each count
    to run concurrently. The jury convicted Mulazim of the three robbery charges
    related to the Quality Inn incident, tampering with physical evidence, and of
    being a first-degree PFO. He received a sixty-year sentence. The jury could not
    reach a decision about Mulazim’s guilt on any of the charges related to the
    Austin City Saloon incident. Both Defendants now appeal their convictions as
    a matter of right.
    ANALYSIS
    I.      The trial court properly admitted Smith’s pre-trial photo
    identification of Canada.
    Prior to trial, Mulazim and Canada filed separate but similar motions to
    suppress the pre-trial identifications Hansford and Smith made to police,
    arguing that the photo identification procedures were unduly suggestive and
    unreliable. In this appeal, Appellants only raise arguments as to Smith’s pre-
    trial identification of Canada.
    Canada argues that the trial court erred by failing to suppress the
    identification because the photo lineup used an intentionally altered
    photograph. Specifically, Canada has a small tattoo on his face under his left
    eye, but the photo of Canada used in the lineup does not show the tattoo.
    The trial court conducted an evidentiary hearing on the motion to
    suppress at which Officer Dunn testified as to how she assembled the photo
    lineup. She explained that she searched the Fayette County Detention Center
    website for photos of similar age subjects who had hair, eye color and skin tone
    comparable to Canada. She testified that Lexington Police guidelines at that
    time suggested that if a suspect had visible scars or tattoos present then that
    area of the suspect’s face should be obscured in the photo and all subjects in
    the photo lineup should have the same parts of their faces covered as well.
    Officer Dunn testified that because another officer gave her the photo of
    Canada she was unaware at the time she used it that it had been altered.
    The trial court denied the motion to suppress, stating the ruling might
    have been different if the three Quality Inn witnesses identified Canada’s photo
    with absolute certainty. However, Hansford and Rutherford did not identify
    Canada, and Smith actually selected two photos out of the six photos in the
    lineup — one of Canada and one of a man incarcerated at the time of the
    crimes. He wrote “Number 2 & 5 look most like the man with the dreads that
    robbed me at gunpoint. If I saw them in person I could make a distinction
    from there and saw (sic) how tall they were.” The trial court found that the
    photo lineup was not unduly suggestive and admitted Smith’s pre-trial
    identification.
    At trial, Smith testified that he identified two individuals in the photo
    lineup that looked like the man with dreadlocks that robbed him at gunpoint
    and further stated that he had told the police he would be better able to
    distinguish the men if he could see how tall they were. At that point, the
    Commonwealth directed Smith’s attention to Canada, sitting in the courtroom,
    and Smith confirmed that he was the one who robbed him.
    Canada fully cross-examined Smith about his in-court identification and
    his failure to identify Canada in the photo lineup prior to trial. Smith admitted
    that he did not say anything to the police about either of the robbers having a
    facial tattoo. Canada also introduced an expert who testified about the
    difficulty of cross-racial eyewitness identifications, and who cast doubt on the
    reliability of in-court identifications.
    Determining whether identification testimony violates a defendant's due
    process rights requires a two-step process:
    First, the court determines if the identification procedures were
    impermissibly suggestive. If they were not, then the admission of
    evidence based thereon does not violate the Due Process Clause,
    and the inquiry is at an end. If the procedures were unduly
    suggestive, then the court moves to the second step of the test and
    determines whether, in light of the totality of the circumstances,
    the suggestive procedures created a very substantial likelihood of
    irreparable misidentification.
    Duncan v. Commonwealth, 
    322 S.W.3d 81
    , 95 (Ky. 2010). “The ‘clearly
    erroneous’ standard applies to a trial judge’s findings of fact on a motion to
    suppress evidence.” King v. Commonwealth, 
    142 S.W.3d 645
    , 649 (Ky. 2004)
    (citing Neil v. Biggers, 
    409 U.S. 188
    , 199 (1972)). “A trial judge’s ruling as to
    the admissibility of evidence is reviewed under an abuse of discretion
    standard.” 
    Id.
     The trial court abuses its discretion when its decision is
    “arbitrary, unreasonable, unfair, or unsupported by sound legal principles.”
    Commonwealth v. English, 
    993 S.W.2d 941
    , 945 (Ky. 1999).
    We begin by considering whether the identification was unduly or
    impermissibly suggestive. Duncan, 322 S.W.3d at 95. Canada argues that
    because Smith did not describe the perpetrator as having a facial tattoo that
    the police intentionally altered Canada’s photo to conform to Smith’s memory
    of the events — ie., that he was robbed by a man without a facial tattoo. He
    insists that because the photo Smith identified (actually one of the two he
    singled out) was not a true representation of Canada’s appearance, the trial
    court erred in admitting the identification. We disagree.
    This issue is a novel one, with few cases from around the country
    addressing law enforcement officials digitally editing (photo shopping)
    identifying marks to remove them from a suspect’s lineup photo. Much of the
    applicable case law focuses on lineups in which the “filler” photos are
    dissimilar to the defendant or descriptions of the suspect, thereby causing the
    defendant’s photo to stand out to the witness making the identification. That
    is not a concern in this case because the individuals in Canada’s lineup were
    substantially similar in appearance. The sole issue here is the alteration of
    Canada’s photo to remove his facial tattoo.
    In United States v. Allen, 
    416 F. Supp. 3d 1108
     (D. Or. 2019), Allen
    robbed or attempted to rob four different banks. Several bank tellers served as
    witnesses, identifying the perpetrator with sufficient information to lead the
    police to suspect Allen. Id. at 1110-11. One witness remembered seeing faint
    tattoos on the robber’s face, stating it appeared that the robber wore makeup.
    Id. at 1111. Allen has several tattoos on his face and in creating a lineup police
    photoshopped the tattoos out of the photo presented to the bank tellers. Id.
    The lineup included Allen’s photo, along with photos of other individuals with
    similar features. Id. Three of the four bank tellers identified Allen as the
    perpetrator. Id. at 1112.
    Allen moved to suppress the photo identifications because police
    modified his photo to remove his facial tattoos. Id. The U.S. District Court for
    the District of Oregon held that the procedure used by law enforcement was
    not unnecessarily suggestive under Neil v. Biggers. Id. at 1114. The court
    noted that no binding precedent conclusively resolved the case, but based its
    determination on the following: (1) the method of editing was neutral because
    the technician matched the color used to cover the tattoos with the same color
    as the skin surrounding the tattooed area; (2) one teller described faint tattoos,
    stating it appeared they had been covered; (3) the lineup was conducted
    double-blind to prevent bias; and (4) three of the four tellers identified Allen as
    the robber with a reasonably high degree of certainty. Id. The District Court
    also noted that the reliability of the identifications is an issue for the jury to
    resolve. Id. Finally, the District Court in Allen noted:
    This Court shares Defendant's concerns about the police conduct
    at issue in this case. It remains unclear to this Court where the
    line between constitutional and unconstitutional police conduct
    lies with regard to editing the photograph of a defendant in a
    lineup. But wherever that line is, it was not crossed here.
    Id. at 1114.
    Digital alteration of photos used in eyewitness identification lineups is a
    relatively new practice and there is little guidance as to what constitutes a
    permissible alteration. While facial tattoos are uncommon, many individuals
    may have other identifying marks on their faces, such as scars, birthmarks, or
    piercings. These types of features can make it increasingly difficult for law
    enforcement officers to find similar filler photos when preparing photo lineups.
    However, a defendant need not be surrounded by individuals nearly identical to
    him to render a pre-trial lineup and identification admissible. The ultimate
    concern is whether the manipulation of the defendant’s photo resulted in an
    impermissibly suggestive identification procedure. Here, we can say with
    assurance that the procedure was not impermissibly or unduly suggestive.
    Under the specific circumstances in this case, the identification
    procedures were not unduly suggestive because, as the trial court emphasized,
    Smith was unable to definitively identify Canada’s photo as that of the man
    who robbed him. Smith merely reduced the field of photos from six to two.
    “The key to the first step is determining whether Appellant stood out of the
    lineup so much that the procedure was unduly suggestive.” Oakes v.
    Commonwealth, 
    320 S.W.3d 50
    , 57 (Ky. 2010). Canada’s photo does not stand
    out of the photo lineup. The fact that the other two victims, Hansford and
    Rutherford, were not able to identify Canada in the photo lineup, further
    establishes that it was not unduly suggestive.
    As the trial court noted, the lineup would have most likely been
    challenged as impermissibly suggestive if police had left the tattoo on Canada’s
    face because he undoubtedly would have stood out in the lineup. Would that
    have been the better alternative nonetheless? We need not decide that
    hypothetical but note as the federal district court did in Allen that there is a
    line between constitutional and unconstitutional conduct “with regard to
    editing the photograph of a defendant in a lineup.” 416 F. Supp. 3d at 1114.
    That line was not crossed here where the small tattoo was photoshopped so
    that Canada’s face appeared as it would have without the tattoo. Further, we
    note that participants in lineups inevitably will have differing facial
    characteristics. It will be difficult, and perhaps impossible, for law enforcement
    officers to obtain photographs of virtually identical individuals, especially
    considering the various forms of distinguishing marks, features, and tattoos a
    person may have. In the end, issues such as this will have to be judged on a
    case-by-case basis.
    Canada argues that when police removed the tattoo from the photo they
    ensured they were making Smith’s identification less reliable and the photo
    impermissibly suggestive because it catered to either a) Smith’s correct
    recollection of being robbed by a man without a facial tattoo or b) Smith’s
    incorrect recollection of being robbed by Canada, a man who did have a facial
    tattoo. As the Commonwealth contends, this argument conflates the weight
    and admissibility of an out-of-court identification. At trial Canada
    unquestionably was able to address the weight that the jury should give the
    identification both by cross-examining Smith and by offering expert testimony
    regarding cross-racial eyewitness identifications. Additionally, Canada had the
    opportunity to engage in a thorough cross-examination of the police officers as
    to how his photo was handled and how the lineup was assembled. The digital
    alteration of the photo was not problematic. In sum, the trial court did not err
    in finding the photo lineup was not impermissibly suggestive and therefore did
    not abuse its discretion in admitting the pre-trial identification.
    II.     The evidence of first-degree robbery was sufficient to overcome
    the motion for directed verdict.
    At the close of the Commonwealth’s case, Mulazim and Canada moved
    for a directed verdict of acquittal as to the first-degree robbery charges arising
    from the Quality Inn incident. They argued that no forensic evidence linked
    them to those crimes and that none of the stolen items were recovered.
    Further, they posited that the only probative evidence linking them to the
    Quality Inn robberies were the photo identifications, which they argue were
    equivocal at best.
    A trial court’s ruling on a motion for directed verdict is reviewed under
    the following parameters:
    When presented with a motion for a directed verdict, a court
    must consider the evidence as a whole, presume the
    Commonwealth’s proof is true, draw all reasonable inferences in
    favor of the Commonwealth, and leave questions of weight and
    credibility to the jury. The trial court is authorized to grant a
    directed verdict if the Commonwealth has produced no more than
    a mere scintilla of evidence; if the evidence is more than a scintilla
    and it would be reasonable for the jury to return a verdict of guilty
    based on it, then the motion should be denied. Id. On appellate
    review, the standard is slightly more deferential; the trial court
    should be reversed only if it would be clearly unreasonable for a
    jury to find guilt.
    Acosta v. Commonwealth, 
    391 S.W.3d 809
    , 816 (Ky. 2013) (citations omitted).
    We review a trial court’s ruling on a motion for directed verdict for an abuse of
    discretion, with abuse occurring when the court’s decision is “arbitrary,
    unreasonable, unfair, or unsupported by sound legal principles.” English, 993
    S.W.2d at 945.
    As noted, Appellants argue the only evidence linking them to the Quality
    Inn robberies were the victims’ identifications. Although that is not the only
    evidence, we begin with the identifications. Prior to trial, Hansford identified
    Mulazim in a six-pack photo lineup, writing “The longer I look at the photos,
    number five [(Mulazim)] is who I feel robbed me.” Additionally, Smith made the
    previously-discussed equivocal identification of Canada, stating that two of the
    six men in the photo array looked like the man who robbed him and that if he
    could see how tall the men are he could be more certain. Despite any
    hesitancy in their pre-trial identifications, both victims made positive in-court
    identifications of Mulazim and Canada during trial. As this Court stated in
    King v. Commonwealth, 
    472 S.W.3d 523
    , 526 (Ky. 2015), “[t]he testimony of a
    single witness is enough to support a conviction.” Questions as to the
    credibility and weight given to testimony are reserved for the juiy.
    Commonwealth v. Benham, 
    816 S.W.2d 186
    , 187 (Ky. 1991). The jury could
    properly weigh the facts presented in assessing the reliability of the
    identifications.
    Moreover, other evidence supported a finding of guilt as to both Mulazim
    and Canada. The Commonwealth established that Canada is Mulazim’s
    nephew, and the jury heard testimony that they referred to each other as “unc”
    and “nephew” in text messages. One of the Quality Inn victims testified that
    Mulazim said “come on nephew” before exiting the hotel room. In addition,
    Canada’s cell phone pinged off a cell tower less than half a mile from the
    Quality Inn around the time of the robbery.2 The standard for a directed
    verdict, requiring only evidence “sufficient to induce a reasonable juror to
    believe beyond a reasonable doubt that the defendant is guilty,” applies
    “whether the evidence is direct or circumstantial.” Brewer v. Commonwealth,
    
    206 S.W.3d 313
    , 318 (Ky. 2006). This evidence, in conjunction with the pre-
    trial and in-trial identifications of Mulazim and Canada, was more than
    sufficient to meet our directed verdict standard.
    2 The police obtained warrants for historical cell-site data for Canada’s phone.
    The data revealed that his phone communicated with the cell tower close to the
    Quality Inn at 3:08 a.m. The police were dispatched to the scene thirteen minutes
    later to respond to the robbery reported by Hansford and Rutherford.
    In support of their argument that the evidence was insufficient, Mulazim
    and Canada cite Commonwealth v. Christie, 
    98 S.W.3d 485
     (Ky. 2002), for the
    proposition that cross-racial identifications have diminished probative value.
    However, the Court in Christie primarily determined that a trial court erred in
    excluding expert testimony on the reliability of eyewitness identifications. Id. at
    492. Here, the trial court permitted Appellants’ expert to testify regarding
    memory and eyewitness identification. The expert proffered his opinion that
    identification of others from a different race was more difficult than those of the
    same race. The jury was free to accept or reject this testimony as they saw fit
    in assessing the identifications made by the victims in this case.
    For directed verdict purposes, “the trial court must assume that the
    evidence for the Commonwealth is true . . . [.]” Benham, 816 S.W.2d at 187.
    On the evidence presented, it was not unreasonable for the jury to conclude
    that Mulazim and Canada committed the Quality Inn robbery and
    consequently the trial court did not err in denying the Appellants’ motions for
    directed verdict.
    HI.     The Commonwealth’s closing argument did not impermissibly
    shift the burden of proof.
    During a lengthy closing argument, the Commonwealth made the
    following statements regarding the defense’s ability to investigate by contacting
    the robbery victims:
    The defense gets all their information, contact information, it’s
    clear, because they talked about their investigator going to talk to
    them. They can go talk to them and ask them, what’d they see,
    what they say. They can get all that information.
    Defense counsel objected, arguing that the Commonwealth was shifting the
    burden of proof to the Defendants and that the victims had no obligation to
    cooperate with the defense investigation. Defense counsel requested an
    admonition to the jury that those witnesses were under no duty to cooperate
    and in fact chose not to cooperate with the defense. The trial court overruled
    the objection and declined to admonish the jury.
    Appellants now argue that the trial court erred in denying the request for
    an admonition during closing argument. They maintain that the prosecutor’s
    suggestion that Mulazim and Canada should have obtained more information
    from the witnesses prior to trial was impermissible burden shifting.
    Kentucky Revised Statute (KRS) 500.070 states that “[t]he
    Commonwealth has the burden of proving every element of the case beyond a
    reasonable doubt. . . . ” Further, “(a]s the presumption of innocence mandates
    that the burden of proof and production fall on the prosecution, any burden-
    shifting to a defendant in a criminal trial would be unjust.” Butcher v.
    Commonwealth, 
    96 S.W.3d 3
    , 10 (Ky. 2002). In reviewing a claim of an
    improper closing argument, this Court must keep in mind “the wide latitude we
    allow parties during closing argument,” Dickerson v. Commonwealth, 
    485 S.W.3d 310
    , 331 (Ky. 2016), and must consider the closing argument as a
    whole, Miller v. Commonwealth, 
    283 S.W.3d 690
    , 704 (Ky. 2009). Here we find
    no impermissible burden shifting.
    The Commonwealth’s closing argument lasted over an hour and forty-five
    minutes. After the above-quoted statement was made, the Commonwealth
    continued its closing argument for another hour and a half. The
    Commonwealth “did not imply that the defendant bears the burden of proof to
    establish his innocence . . . . ” Ordway v. Commonwealth, 391 S.W.Sd 762,
    796 (Ky. 2013). Rather, the Commonwealth’s statements merely suggested,
    correctly, that the defense is permitted to seek information from victims and
    witnesses. The Commonwealth did not comment on whether the defense
    actually sought information from the people involved in this case, nor did it
    comment on whether the victims and witnesses provided any information to
    the defense.3 Clearly, the prosecutor did not state that defense investigators
    have the burden (or obligation) to talk to the victims and failed to do so here.
    The comments focused on by Appellants merely touched briefly on the
    defense’s own ability to investigate, an important point given the defense’s
    criticism of both the police investigation and the witnesses’ allegedly changing
    memories regarding the robbers.
    In Ordway, the defendant also argued that the Commonwealth
    impermissibly shifted the burden of proof, in that case by highlighting a
    defendant’s ability to have evidence tested. 391 S.W.3d at 796. The
    Commonwealth made the following statements in its closing argument:
    [The defense] said Carlos Ordway would like to know what's on
    some of these things [e.g., the recorder]. Well if Carlos Ordway and
    his defense team wanted to know what was on some of these
    things, why didn't they, on June 4th, send them off? They could,
    too. They could too .... You see the defense has just as much
    access to the Kentucky State Police crime laboratory as the
    3 In fact, a defense investigator testified that he spoke with Smith and
    Rutherford about the robbery.
    prosecution. They can ask anything they want to be examined by
    the Kentucky State Police. It's a little disingenuous to say that we
    hid things from them.
    Id. This Court held that the argument was proper because in fact the defense
    is entitled to inspect and test evidence. Id. Here, the Commonwealth’s closing
    argument is similarly acceptable because the defense is permitted to question
    victims, even though the victims may choose not to cooperate. In any event,
    the Commonwealth’s closing argument comments did not imply that the
    defense had to talk to the victims or had some obligation that they failed to
    meet. Analogous to Ordway, these isolated comments regarding access to
    witnesses simply do not rise to the level of burden shifting.
    IV.      The trial court did not err in refusing to strike jurors for cause.
    Mulazim and Canada next argue that the trial court erred in declining to
    strike five jurors for cause,4 resulting in the Defendants being forced to use
    their peremptory challenges on those five individuals and thus depriving them
    of substantive rights pursuant to Shane v. Commonwealth, 
    243 S.W.3d 336
    (Ky. 2007). In response, the Commonwealth notes that because the
    Defendants were given extra peremptory strikes, Le., more than required by
    Kentucky Rule of Criminal Procedure (RCr) 9.40, no error occurred pursuant to
    Dunlap v. Commonwealth, 
    435 S.W.3d 537
    , 582 (Ky. 2013). Before addressing
    4 Canada identified six jurors he would have stricken had he not had to use his
    peremptory strikes on the five jurors that the trial court should have dismissed. In
    Floyd v. Neal, 
    590 S.W.3d 245
    , 253 (Ky. 2019), this Court stated that to preserve a for-
    cause strike error for review that a one-to-one ratio of for cause strikes to would-be
    peremptory strikes is required. However, since this trial pre-dated that decision the
    issue is still preserved in this case.
    this issue, we note that because of the Austin City Saloon crimes, specifically a
    murder in the course of first-degree robbery, both Defendants were subject to
    the death penalty. The Commonwealth gave notice of its intent to seek the
    death penalty and thus jury selection included both group and individual voir
    dire.
    A. Extra peremptory strikes and the Dunlap issue
    RCr 9.40 gives a defendant eight peremptory challenges plus one
    additional challenge if alternate jurors are seated. As construed by this Court
    in Springer v. Commonwealth, 
    998 S.W.2d 439
    , 444 (Ky. 1999), in a joint trial
    with two co-defendants if additional jurors are seated, the defense is entitled to
    thirteen peremptory strikes. Nine of these are joint strikes and then each
    defendant can exercise two independent challenges.
    While trial courts are not required to grant extra peremptory strikes
    beyond those outlined in RCr 9.40, Epperson v. Commonwealth, 
    197 S.W.3d 46
    , 64-65 (Ky. 2006), trial judges sometimes provide extra strikes in major
    felony prosecutions, especially capital cases. This Court discussed awarding
    additional peremptory strikes in Dunlap, 435 S.W.3d at 537. In that case, the
    defendant argued that the trial court improperly denied his request to remove
    four jurors for cause. After addressing each of the challenged jurors, this
    Court concluded that one of the jurors should have been excused for cause,
    but the error was not reversible. Id. at 582. The trial court had provided the
    defendant with eleven peremptory strikes — two more than required under RCr
    9.40 — while the Commonwealth only received the nine strikes provided for in
    the rule. Id. As a consequence, the defendant was able to remove the juror
    with one of his extra strikes without forfeiting the strikes he was entitled to
    under RCr 9.40. Id. This Court held:
    The trial court’s wise decision to accord extra peremptory strikes to
    Appellant assured that one, or even two, errors in “for cause”
    determinations would not unfairly impact Appellant’s “substantial
    rights” in the jury selection process by essentially giving him fewer
    peremptory strikes than the Commonwealth.” Id., citing Shane v.
    Commonwealth, 
    243 S.W.3d 336
    , 340-41 (Ky. 2007) ....
    
    Id.
     The Dunlap Court then summarized:
    To be clear, a trial judge acts within his or her discretion
    where, as here, he or she grants a criminal defendant more
    peremptory strikes than the Commonwealth receives. Trial judges
    are not impervious to errors in “for cause” strike determinations.
    Of course, at a certain point, a trial judge abuses his or her
    discretion by granting a criminal defendant too many extra strikes.
    
    Id.
     Because Dunlap was a capital case, the Court concluded that the trial court
    acted well within its discretion by awarding the defendant two extra
    peremptory strikes. 
    Id.
     More importantly, even though the trial court erred in
    not striking one of the challenged jurors, Dunlap did not lose the value of his
    peremptory strikes under our criminal rules.
    The present case also involves extra peremptory strikes, but the issue is
    more complex than Dunlap because the trial court gave extra strikes to both
    the Commonwealth and the defense. Given the complexity of this issue, it is
    important to understand exactly how RCr 9.40 works and what the trial court
    did in this case. RCr 9.40 states in its entirety:
    (1) If the offense charged is a felony, the Commonwealth is entitled
    to eight (8) peremptory challenges and the defendant or defendants
    jointly to eight (8) peremptory challenges. If the offense charged is
    a misdemeanor, the Commonwealth is entitled to three (3)
    peremptory challenges and the defendant or defendants jointly to
    three (3) peremptory challenges.
    (2) If one (1) or two (2) additional jurors are called, the number of
    peremptory challenges allowed each side and each defendant shall
    be increased by one (1).
    (3) If more than one defendant is being tried, each defendant shall
    be entitled to at least one additional peremptory challenge to be
    exercised independently of any other defendant.
    Here, the Commonwealth and the Defendants jointly were awarded the
    standard eight peremptory strikes under subsection (1) because this is a felony
    case. Additional jurors were seated in this case, meaning that under
    subsection (2) the Commonwealth was awarded an additional strike, bringing
    its total to nine strikes. Under subsection (2), the defense “side” was awarded
    one additional joint strike, and then each Defendant received an additional
    strike. Moving to subsection (3), each Defendant was awarded one additional
    strike because it was a joint trial. Therefore, pursuant to RCr 9.40, the
    Commonwealth was entitled to nine (9) peremptory strikes and the Defendants
    were entitled to a total of thirteen (13) peremptory strikes. To summarize, as
    this Court did in Springer v. Commonwealth, 998 S.W.2d at 444, under the rule
    the authorized peremptory challenges were:
    The Commonwealth’s strikes:
    RCr 9.40(1) -      8 strikes
    RCr 9.40(2) -      1 strike
    RCr 9.40(3) -      no strikes
    Total: 9 strikes
    The Defendants’ strikes:
    RCr 9.40(1) -       8 strikes jointly
    RCr 9.40(2)-        1 strike jointly
    RCR 9.40(2) -       1 strike Canada, 1 strike Mulazim
    RCr 9.40(3) -       1 strike Canada, 1 strike Mulazim
    Total: 13 strikes
    After the first part of subsection (2) is applied — the language regarding “each
    side" receiving an additional strike — both the Commonwealth and the
    Defendants are evenly matched with nine strikes each. As noted supra, in
    Springer, the Court interpreted subsection (2) to mean that not only does each
    side get one additional strike but then “each defendant” gets one additional
    strike. 998 S.W.3d at 444.
    The result of applying RCr 9.40 in a case such as this, where there is an
    additional juror seated and there are two co-defendants, is that the two sides
    are evenly matched at nine (9) peremptory strikes, then each Defendant gets
    two (2) additional strikes for a total of thirteen (13) strikes. Here, however,
    both sides were evenly matched at twelve (12) strikes because the trial court
    gave both the Defendants and the Commonwealth extra strikes. Thus, twelve
    (12) strikes is the baseline but the Defendants are entitled to the benefit built
    into RCr 9.40, i.e., two (2) extra strikes each. In this case, the trial court went
    further and gave each Defendant four (4) additional extra strikes for a total of
    twenty (20) strikes.
    Taking the extra strikes into consideration, both the Commonwealth and
    the Defendants were evenly matched at twelve (12) strikes but each Defendant
    needed to have at least two (2) strikes to exercise independently in order to
    receive the full benefit accorded the defense in RCr 9.40. With this analysis,
    the Defendants should have been able to exercise sixteen (16) peremptory
    strikes. The Defendants now argue that five jurors should have been stricken
    for cause, and because they were not stricken, they ultimately had to use their
    peremptory challenges on these jurors. When considering the numbers
    outlined above, however, the only way the Defendants could have been harmed
    is if their number of strikes fell below sixteen (16), which represents the
    baseline number of strikes allotted to both sides, twelve (12), plus the two (2)
    additional strikes each Defendant is entitled to under the rule (2+2=4).
    The bottom line is that the trial court could have erroneously failed to
    exclude four (4) jurors for cause, and the Defendants would still have received
    everything they were entitled to under RCr 9.40. Essentially, the extra
    peremptory strikes granted by the trial court have the potential to insulate the
    result from reversal and in this case they did. We now address the arguments
    regarding two of the five jurors, both of whom the trial court correctly allowed
    to continue in the jury pool despite the Defendants’ for-cause challenges.
    B. For-cause challenges
    “When there is reasonable ground to believe that a prospective juror
    cannot render a fair and impartial verdict on the evidence, that juror shall be
    excused as not qualified.” RCr 9.36(1). “Whether to exclude a juror for cause
    lies within the sound discretion of the trial court, and on appellate review, we
    will not reverse the trial court's determination unless the action of the trial
    court is an abuse of discretion or is clearly erroneous.” Hilton v.
    Commonwealth, 
    539 S.W.3d 1
    , 11 (Ky. 2018) (citations omitted). The
    erroneous failure to excuse a juror for cause “necessitating the use of a
    peremptory strike is reversible error,” id. at 12, unless as here, the provision of
    extra peremptory strikes has avoided reversible error because the Defendants
    received everything (and perhaps more than) they were entitled to under RCr
    9.40.
    i.    Juror 5132
    During voir dire, Juror 5132 stated that he used to go to Austin City
    Saloon as recently as six or seven years ago when he lived in an apartment
    complex nearby. When a group of prospective jurors was later invited by the
    trial court to share any additional information they believed the court should
    be aware of, this juror approached the bench and explained that someone was
    murdered near his apartment complex approximately one year prior. Juror
    5132 was the person that called 911 and was interviewed by the police. He no
    longer lives in the apartment complex. When asked by the trial court, he twice
    stated that incident would not impact his ability to listen to the evidence as
    presented. Juror 5132 was not a crime victim, and he did not witness a crime.
    He simply came upon the aftermath of a crime and called 911.
    Mulazim and Canada argue that this juror’s experience with the murder
    near his apartment was traumatic and that it is reasonable to believe that this
    trauma would impact his views of this case and impair his ability to render an
    impartial verdict. We disagree. The trial court did not abuse its discretion in
    denying the motion to strike Juror 5132 for cause because the juror’s
    knowledge of the murder at his apartment complex was minimal and he
    recognized it as a separate event with no bearing on the present case. Juror
    5132 stated specifically that his experience was not relevant to this case and
    that he could undoubtedly separate the events and render a decision based on
    this case and the evidence presented. He stated that he knew very little about
    the underlying facts in the issue at his apartment other than it was a domestic
    dispute, and while he was impacted immediately after that event, it was over a
    year ago and would have no impact on him as a juror.
    Mulazim and Canada also challenge the failure to strike Juror 5132
    because they allege he expressed an inability to consider mitigating evidence.
    During individual voir dire the trial court advised Juror 5132 of the five
    possible penalties for aggravated murder, including the death penalty. The
    juror affirmed he could consider the full range of penalties in the event the
    Defendants were found guilty. Juror 5132 also affirmed that he could consider
    mitigators in a penalty phase of trial, including age, background information
    such as childhood and where a person grew up, and mental disorders. He also
    stated later he could consider mitigators such as having a “rough background”
    or a low IQ. When defense counsel asked about whether he considered age and
    IQ to be mitigating, he said no. He essentially stated that even with age and IQ
    that without a mental disability “you still know what you should be doing and
    what you shouldn’t be doing.” When later asked about anything else he might
    consider in mitigation, he stated he might consider a person’s upbringing.
    At worst, this juror’s responses about mitigating factors were ambiguous.
    When questioned by the trial court, he initially stated that he could consider a
    wide range of mitigating factors during the penalty phase, but later stated he
    could not consider two mitigating factors — age and IQ. He affirmatively stated
    that he could consider a person’s “rough background” and IQ when questioned
    by the Commonwealth.
    In Harris v. Commonwealth, 
    313 S.W.3d 40
     (Ky. 2010), this Court
    addressed potential jurors who were similarly challenged by the defense for an
    alleged unwillingness to consider mitigators. This Court’s unanimous decision
    by Justice Venters is highly instructive.
    Finally, none of these jurors was disqualified because of an
    unwillingness to consider mitigating evidence. As noted above, in
    cases such as Penry, Eddings, and Morgan, the United States
    Supreme Court has held that a capital defendant is entitled to
    present mitigating evidence to the jury, that the jury must be
    allowed to give effect to that evidence if it is so inclined, and that a
    juror who would give no effect to any mitigating evidence but would
    always vote to impose the death penalty for a capital crime is
    disqualified. There is no entitlement, however, to a jury or to
    individual jurors committed at the outset to view particular
    mitigating factors as having a mitigating effect. Walker, supra
    (lack of significant criminal history); Winstead v. Commonwealth,
    
    283 S.W.3d 678
     (Ky. 2009) (poverty and difficult family life); Fields,
    supra (intoxication); Sherroan v. Commonwealth, 
    142 S.W.3d 7
     (Ky.
    2004) (troubled background); Stopher, supra (voluntary
    intoxication). Jurors 26, 29, and 86 were not disqualified,
    therefore, merely because they stated that particular factors, such
    as lack of a significant criminal history or domination by another
    person (juror 26); low IQ, an abusive childhood, or the lack of a
    significant criminal record (juror 29); youth, an abusive childhood,
    or intoxication (juror 86); were facts not likely to have much
    bearing on their penalty decisions.
    Id. at 47. Thus, Appellants err in arguing that Juror 5132 had to be stricken if
    he had reservations about particular mitigating factors.
    Despite stating that a person should know right from wrong regardless of
    age and IQ, Juror 5132 also stated that he could consider all mitigating
    circumstances when prompted by the trial court, and later affirmed that he
    could consider certain mitigating factors. Additionally, when asked about the
    range of possible penalties, he stated that he would have to consider a person’s
    life prior to the crime. The determination as to whether to exclude a juror for
    cause “is based on the totality of the circumstances . . . and not on a response
    to any one question.” Hunt v. Commonwealth, 
    304 S.W.3d 15
    , 43 (Ky. 2009).
    Based on all the juror’s responses and Harris, the trial court did not abuse its
    discretion in denying the challenge on these grounds.
    ii.   Juror 5328
    Mulazim and Canada argue that this juror should have been stricken for
    cause because he would not consider age, IQ or mental illness in mitigation.
    After reviewing voir dire and given our Harris guidelines, we disagree.
    The trial court questioned Juror 5328 at the outset of individual voir dire
    and the juror confirmed that he could consider things such as background,
    upbringing, childhood experiences, education, trauma, and mental health
    issues. He also confirmed that he could consider age and IQ. Mulazim and
    Canada point to one instance where counsel asked him if he could consider
    whether being a young adult, having a low IQ or mental health issue would be
    a reason to give a lesser sentence and the juror said no. However, we note that
    this question came toward the end of the questioning and after a long series of
    different hypotheticals. Additionally, even after responding “no,” this juror
    again reiterated that one must look at everything and decide accordingly.
    After defense counsel asked him the question about being a young adult
    or having a low IQ or mental health issue, the Commonwealth attempted to
    clarify his responses. The following exchange occurred:
    Commonwealth: So, I guess the question at the end of the day is if
    the judge instructs you to consider all of those mitigating factors,
    being age, IQ, background, upbringing, could you give them all
    meaningful consideration?
    Juror 5328: You have to. How can you not?
    Throughout voir dire, this juror repeatedly stated that he would want
    and need to know everything about a crime — a person’s background, why they
    committed the crime, their upbringing, how they were raised — and noted that
    these factors could “change things.” When counsel asked whether a defendant
    accused of murder having a rough upbringing would be a reason to give a
    lesser sentence, he said he was not sure and that he would have to hear
    everything. He repeatedly indicated that sentencing is not something to be
    taken lightly and stated that he would to look at everything and assign a
    punishment on an individual basis. When asked broadly about his
    understanding of mitigators, he stated that you have to look at socioeconomic
    background and a person’s upbringing. The juror even referenced considering
    mitigators and stated that he would not be able to decide without looking at
    everything, classifying it as a huge factor in the decisions jurors are tasked
    with making.
    Mulazim and Canada argue that Juror 5328 only wanted to consider
    motive in mitigation of a murder. Consideration as to the reasons or
    motivation for murder is a relevant factor in assessing a penalty. Again, as
    with the juror above, the trial court must consider the totality of the
    circumstances. Hunt, 304 S.W.3d at 43. Juror 5328 repeatedly and
    unequivocally stated that he would have to consider numerous factors in
    imposing a penalty, most of those being mitigating factors under KRS 532.025.
    It appears that Mulazim and Canada simply wanted this prospective
    juror to assess certain factors more than others. But a defendant is not
    entitled “to a jury or to individual jurors committed at the outset to view
    particular mitigating factors as having a mitigating effect.” Harris, 313 S.W.3d
    at 47. As in Harris, this juror should not have been disqualified merely
    because he once stated, despite otherwise contradicting, that he would not
    consider age and IQ as mitigating factors. This juror repeatedly indicated that
    there were circumstances in which an aggravated murder would warrant a
    penalty other than death based on the facts of the case and that his decision
    on a penally would not only be based on the crime but the circumstances as
    well. The trial court clearly did not abuse its discretion in failing to strike this
    juror for cause.
    Having concluded that the trial court did not err as to two of the
    challenged jurors (Jurors 5132 and 5328), we need not dissect the voir dire of
    the remaining three jurors who were challenged because assuming arguendo
    the trial court erred on all three, the Appellants would still have had seventeen
    (17) peremptory challenges, one more than they were entitled to in order to
    maintain the defense advantage built into RCr 9.40. We reiterate that the trial
    court’s and counsel’s extensive inquiry into mitigators on individual voir dire
    only occurred because the case was tried as a capital offense due to the murder
    and robbery at the Austin City Saloon. Notably, no convictions occurred on
    those offenses and consequently the jury never considered aggravated
    penalties, rendering Appellants’ focus on the jurors’ ability to consider
    mitigation evidence questionable at best. In any event, Appellants have
    identified no reversible errors in the jury selection process.
    V.      The information presented in the penalty phase complied with
    Mullikan v. Commonwealth.
    Prior to the penalty phase, defense counsel inquired as to how the
    Commonwealth intended to prove Mulazim’s and Canada’s prior convictions,
    citing the limitations set by this Court in Mullikan v. Commonwealth, 
    341 S.W.3d 99
    , 109 (Ky. 2011). In the Commonwealth’s penalty phase opening
    statement, the prosecutor stated that Canada had a felony conviction for first-
    degree wanton endangerment stemming from an attempt to push someone off a
    second story platform. Additionally, the Commonwealth told the jury that
    Mulazim was convicted of first-degree wanton endangerment on three separate
    occasions for unlawfully shooting a gun — twice for shooting at a home with
    people inside and once for shooting at someone. When the Commonwealth
    read from the indictments that led to the prior convictions, it provided the
    same information. Mulazim and Canada now argue that the trial court violated
    KRS 532.055 and Mullikan by allowing the jury to hear evidence beyond the
    nature of their prior offenses.
    KRS 532.055(2)(a) states in part that, in the sentencing stage in felony
    cases, “[ejvidence may be offered by the Commonwealth relevant to sentencing
    including: (1) [minimum parole eligibility, prior convictions of the defendant,
    both felony and misdemeanor; (2) [t]he nature of prior offenses for which he
    was convicted . . . .” In Mullikan, this Court held that “the evidence of prior
    convictions is limited to conveying to the jury the elements of the crimes
    previously committed. We suggest this be done either by a reading of the
    instruction of such crime from an acceptable form book or directly from the
    Kentucky Revised Statute itself.” Mullikan, 341 S.W.3d at 109.
    In William S. Cooper and Donald P. Cetrulo, Kentucky Instructions to
    Juries, Criminal § 3.58 (6th ed. 2019), the elements of first-degree wanton
    endangerment are captured in the following jury instructions:
    A. That in this county on or about_____ (date) and before the
    finding of the Indictment herein, he_____ (method);
    B. That he thereby wantonly created a substantial danger of
    death or serious physical injury to_____ (victim);
    AND
    C. That under the circumstances, such conduct manifested
    extreme indifference to the value of human life.
    Telling the jury that Mulazim twice shot at homes while people were inside and
    that he once shot at someone is necessary to identify the method he used to
    commit the offenses. Similarly, informing the jury that Canada attempted to
    push someone off a second story platform is necessary to explain his method of
    wanton endangerment, Le., the way in which he placed the victim in
    substantial danger and exhibited “extreme indifference to the value of human
    life.” The Commonwealth followed the elements listed in Cooper’s Instructions
    when it presented Appellants’ prior convictions. The explanations of the
    methods by which the criminal offenses were committed were not error.
    VI.      Shackling the Appellants during the penalty phase was error but
    harmless.
    Just prior to the jury returning to the courtroom with their verdicts in
    the guilt phase, the trial court asked all present in the courtroom to remain
    calm and exercise restraint. When the trial court read that Canada was found
    not guilty of murder in the Austin City Saloon incident, Mulazim hit the table
    three times and Canada raised his arms. The rest of the jury’s verdicts were
    read without issue.
    The next day defense counsel reminded the trial court that the Fayette
    County jail staff has a policy of using ankle shackles on defendants absent an
    instruction from the court to remove those restraints. Defense counsel asked
    for the shackles to be removed, but the trial court refused, stating:
    I was asked that they be in in restraints, and after what happened
    last night I agreed to have them in restraints this morning, so I’m
    not removing the restraints from the Defendants. They are
    convicted now of additional charges and I’m not removing the
    restraints. So, it’s noted but. . . they did ask me that, well they
    didn’t ask me but they told me they were going to do that unless I
    instructed them otherwise. And I said that I would not be
    instructing them otherwise. I mean, despite my warning about no
    outbursts, he did it anyway. And so, it’s unfortunate but that’s I
    just feel like that’s appropriate under the circumstance.5
    Both Defendants then entered the courtroom for the penalty phase in ankle
    shackles. Once the Defendants were seated at their respective tables, the jury
    was brought into the courtroom. Thus, as the Commonwealth emphasizes, the
    jury did not see the Defendants walking in shackles.
    The Commonwealth further argues that based on the layout of the
    courtroom and the respective positions of the Defendants, jury and judge, it
    was impossible for the jury to see the Defendants’ shackles. Given the subpar
    video quality of the penalty phase proceedings, we cannot assess whether the
    shackles were visible to the jury. However, given that the Defendants were only
    shackled at the ankles and were seated with their feet underneath the table, we
    think it is unlikely that the jury noticed the shackles. As noted, the jury did
    not witness the Defendants walking into the courtroom while shackled.
    “Shackling of a defendant in a jury trial is allowed only in the presence of
    extraordinary circumstances.” Barbour v. Commonwealth, 
    204 S.W.3d 606
    ,
    612 (Ky. 2006) (citing Peterson v. Commonwealth, 
    160 S.W.3d 730
    , 733 (Ky.
    2005)). Disfavor of the practice is also reflected in RCr 8.28(5), which states
    that “[e]xcept for good cause shown the judge shall not permit the defendant to
    be seen by the jury in shackles or other devices for physical restraint.” When
    5 It is unclear from the record who requested that the Defendants remain in
    shackles. In its brief, the Commonwealth posits that the request was made by the
    corrections officials or deputies of the Fayette County Sheriff’s Office. The colloquy
    during Canada’s objection to shackling suggests that the Commonwealth did not make
    the request.
    reviewing a trial court’s decision to keep a defendant in shackles in the
    presence of the jury, we give great deference to the trial court. Barbour, 204
    S.W.3d at 612. However, there generally must be “substantive evidence or [a]
    finding by the trial court that Appellant was either violent or a flight risk . . . ”
    Id. at 614. The trial court’s decision to keep a defendant in shackles is
    reviewed for an abuse of discretion. Id.
    The Barbour Court cited cases illustrating the type of exceptional
    circumstances justifying the need for shackling. Hill v. Commonwealth, 
    125 S.W.3d 221
    , 235-36 (Ky. 2004), involved a defendant who was appropriately
    shackled due to his prior escape and his skills in martial arts. In Peterson, 160
    S.W.3d at 734, the defendant’s belligerent conduct prior to trial and refusal to
    acknowledge the need to control his behavior during trial, raised a serious
    issue of courtroom security justifying shackles. In Commonwealth v. Conley,
    
    959 S.W.2d 77
    , 78 (Ky. 1997), the defendant had fled the courtroom during a
    prior appearance and the court had good reason to believe it might occur
    again. “These cases illustrate the sort of limited circumstances, complete with
    specific trial court findings, that have justified allowing a defendant to remain
    shackled before the jury.” Barbour, 204 S.W.3d at 613.
    In this case the shackling of the Defendants was based on a finding that
    Mulazim and Canada specifically disregarded the court’s instruction to remain
    calm while the verdict in the guilt phase was read. The trial court determined
    that shackling was appropriate under the circumstances, especially
    considering that the men had just been found guilty of serious charges.
    Mulazim and Canada argue that the shackling was prejudicial because the
    restraints sent a message to the jury that they were dangerous men and
    deserved long sentences.
    Despite the arguably aggressive nature of Mulazim’s outburst, we
    recognize that banging on the table was most likely done in celebration, not to
    intimidate or be violent. While we do afford great deference to the trial court in
    making these determinations, we do not consider this to rise to the level of
    “extraordinary circumstances” as seen in cases in which shackling was upheld.
    Additionally, even if the trial court determined that due to the outburst
    Mulazim should be shackled, this decision could not extend to Canada who
    merely raised his arms when the trial court stated he was acquitted on the
    murder charge. We conclude that the decision to shackle the Defendants in
    this case was an abuse of discretion.
    However, this error is subject to the harmless error analysis under RCr
    9.24, which states we “must disregard any error or defect in the proceeding
    that does not affect the substantial rights of the parties.” In Winstead v.
    Commonwealth, 
    283 S.W.3d 678
    , 688-89 (Ky. 2009), we noted that a non-
    constitutional error is harmless “if the reviewing court can say with fair
    assurance that the judgment was not substantially swayed by the error.” (citing
    Kotteakos v. United States, 
    328 U.S. 750
     (1946)). After reviewing all of the
    circumstances, we do not believe the shackles, assuming the juiy was able to
    see them, substantially impacted the sentences the Defendants received.
    The admittedly serious sentences received by the Defendants are
    unsurprising given the egregious nature of the crimes charged and ultimate
    convictions. Both men were charged with murder and three counts of first-
    degree robbery, all violent offenses.6 Additionally, during the penalty phase,
    the jury heard that they had numerous prior convictions, including convictions
    for wanton endangerment, assault, robbery, burglary, and fleeing from police.
    We cannot say that given their new convictions and Mulazim’s and Canada’s
    criminal histories, the mere possibility that the jury saw the shackles impacted
    the sentencing.
    CONCLUSION
    For the foregoing reasons, we affirm the judgment of the Fayette Circuit
    Court.
    All sitting. All concur.
    6 While the jury acquitted Canada of murder and was hung on Mulazim’s
    murder charge, according to CourtNet, Mulazim was subsequently convicted of
    Jonathan Price’s murder and sentenced to life imprisonment without the possibility of
    parole.
    COUNSEL FOR APELLANT,
    DAWAN Q. MULAZIM:
    Robert Chung-Hua Yang
    Steven Jared Buck
    Assistant Public Advocates
    Department of Public Advocacy
    COUNSEL FOR APPELLANT,
    QUINCINIO DEONTE CANADA:
    Aaron Reed Baker
    Eric Hoffman Yang
    Assistant Public Advocates
    Department of Public Advocacy
    COUNSEL FOR APPELLEE:
    Daniel Jay Cameron
    Attorney General of Kentucky
    James Coleman Shackelford
    Joseph A. Newberg II
    Assistant Attorneys General
    Office of Criminal Appeals
    

Document Info

Docket Number: 2018-SC-0466

Filed Date: 4/30/2020

Precedential Status: Non-Precedential

Modified Date: 9/9/2024