Melissa Vannatter v. Commonwealth of Kentucky ( 2023 )

RENDERED: FEBRUARY 17, 2023; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2022-CA-0280-MR
MELISSA VANNATTER APPELLANT
APPEAL FROM HARDIN CIRCUIT COURT
v. HONORABLE KELLY MARK EASTON, JUDGE
ACTION NO. 19-CR-00590
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: JONES, KAREM, AND LAMBERT, JUDGES.
JONES, JUDGE: Melissa Vannatter appeals an order of the Hardin Circuit Court
removing her from pretrial diversion, denying her probation, and sentencing her to
a term of imprisonment consistent with her prior guilty plea to flagrant nonsupport.
Upon review, we affirm.
I. BACKGROUND
In 2017, Vannatter lost custody of her children1 and was ordered to
pay child support. As of May 31, 2019, she had an arrearage of $7,520. On June
7, 2019, due to her arrearage, Vannatter was indicted and entered a plea of guilty in
Hardin Circuit Court to the offense of flagrant nonsupport. Her resulting sentence
of five years’ imprisonment was diverted for a period of five years or until the
arrearage was paid in full, whichever occurred last. Afterward, Vannatter made a
few more monthly payments, which ceased as of October 2019. This prompted a
January 15, 2020 motion from the Commonwealth to void her diversion; by that
time, due to Vannatter’s continued nonpayment of child support, her arrearage had
increased to $9,246.62. The trial court scheduled a hearing on the
Commonwealth’s motion for March 3, 2020. However, Vannatter did not appear
at the hearing, so the trial court issued a bench warrant. Elizabethtown Police later
arrested Vannatter on March 26, 2020, and later that day Vannatter tested positive
for marijuana at the Hardin County Detention Center.
On April 7, 2020, the trial court conducted a revocation hearing.
There, Vannatter admitted failing to pay child support since October 2019, and she
did not contest the positive result of her drug test. The trial court also determined
1
As of January 18, 2022, Vannatter’s five children ranged in age from 14 years old to 22 years
old. After Vannatter lost custody in 2017, the children’s father was granted custody.
Subsequently, her youngest children were placed in foster care when the father lost custody due
to allegations of abuse and neglect.
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that Vannatter’s nonpayment of child support and drug use constituted violations
of her pretrial diversion. However, despite expressing frustration that Vannatter
had stopped paying child support but could apparently afford marijuana, the trial
court nevertheless denied the Commonwealth’s motion to void her diversion.
Instead, it directed Vannatter to be assessed for drug treatment by a social service
clinician, and to follow all treatment recommendations. It amended the terms of
her diversion to require supervision and drug testing from Probation and Parole,
ordering Vannatter to be tested for marijuana twice weekly. Further, it released
Vannatter from custody, but directed Vannatter to resume making monthly child
support payment starting thirty days after her release. The trial court entered
written orders memorializing these findings and directives on April 10 and April
15, 2020.
On October 18, 2021, Probation and Parole Officer Stephanie
Beckwith filed a violation of supervision report. There, Beckwith indicated that on
several occasions in 2021, she had reminded Vannatter to pay her court-ordered
child support, but that Vannatter had failed to make any child support payments
since July 2020. Beckwith also represented that Vannatter’s whereabouts were
unknown, and that Vannatter had failed to report as required on August 11, 2021;
September 20, 2021; September 22, 2021; October 11, 2021; and October 14,
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2021.2 Due to these asserted violations (i.e., nonpayment of child support and
absconding), Beckwith recommended against graduated sanctions, and favored
revoking Vannatter’s pretrial diversion.
On October 18, 2021, the trial court issued another bench warrant for
Vannatter’s arrest. On December 19, 2021, Vannatter was again arrested. And on
January 4, 2022, the Commonwealth filed another motion to void Vannatter’s
pretrial diversion. In support of its motion, the Commonwealth relied upon the
substance of Beckwith’s report; it also relied upon an affidavit of child support
case worker Whitney Griffith, which stated that as of December 31, 2021,
Vannatter’s child support arrearage stood at $11,543.33.
On January 18, 2022, the trial court conducted another revocation
hearing. After considering the evidence presented, it determined Vannatter had
violated the terms and conditions of her diversion as alleged, and it voided
Vannatter’s diversion after determining lesser sanctions were inappropriate.
During its subsequent hearing of February 9, 2022, the trial court then denied
Vannatter’s request for probation after again determining lesser sanctions were
inappropriate, and instead sentenced her to a term of five years’ imprisonment
2
At the January 18, 2022 revocation hearing, Beckwith testified she was able to reach Vannatter
by telephone on August 11, 2021 and September 22, 2021, but that this did not satisfy
Vannatter’s obligation to report because Vannatter did not come to the office on those dates.
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consistent with her prior guilty plea. Vannatter now appeals. Other relevant facts
will be discussed in the context of our analysis.
II. ANALYSIS
A trial court’s decision to void pretrial diversion uses the same criteria
as a decision to revoke probation. Richardson v. Commonwealth, 494 S.W.3d 495,
498 (Ky. App. 2015); Kentucky Revised Statute (KRS) 533.256(2). “A decision to
revoke probation is reviewed for an abuse of discretion.” Commonwealth v.
Andrews, 448 S.W.3d 773, 780 (Ky. 2014) (citing Commonwealth v. Lopez, 292
S.W.3d 878 (Ky. 2009)). “Under our abuse of discretion standard of review, we
will disturb a ruling only upon finding that ‘the trial judge’s decision was arbitrary,
unreasonable, unfair, or unsupported by sound legal principles.’” Id. (quoting
Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999)). “Put another way,
we will not hold a trial court to have abused its discretion unless its decision cannot
be located within the range of permissible decisions allowed by a correct
application of the facts to the law.” McClure v. Commonwealth, 457 S.W.3d 728,
730 (Ky. App. 2015) (citing Miller v. Eldridge, 146 S.W.3d 909, 915 n.11 (Ky.
2004)).
A circuit court has “broad discretion in overseeing a defendant’s
[diversion], including any decision to revoke[.]” Andrews, 448 S.W.3d at 777.
Historically, a circuit court could remove a person from diversion if there was
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evidence that the diversioner failed to comply with the conditions of diversion or
was not making satisfactory progress toward the completion of the provisions of
the diversion agreement. KRS 533.256; Ballard v. Commonwealth, 320 S.W.3d
69, 73 (Ky. 2010). The Kentucky General Assembly qualified the circuit court’s
discretion when it enacted the Public Safety and Offender Accountability Act,
commonly referred to as House Bill 463 (HB 463), in 2011. Andrews, 448 S.W.3d
at 776. With that, and the creation of KRS 439.3106, the General Assembly
provided new criteria for voiding diversion.
Specifically, KRS 439.3106 provides as follows:
(1) Supervised individuals shall be subject to:
(a) Violation revocation proceedings and possible
incarceration for failure to comply with the
conditions of supervision when such failure
constitutes a significant risk to prior victims of the
supervised individual or the community at large,
and cannot be appropriately managed in the
community; or
(b) Sanctions other than revocation and
incarceration as appropriate to the severity of the
violation behavior, the risk of future criminal
behavior by the offender, and the need for, and
availability of, interventions which may assist the
offender to remain compliant and crime-free in the
community.
Following the implementation of HB 463, to void diversion the trial
court must find by a preponderance of evidence: (1) that the diversioner violated a
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condition of diversion; (2) that the violation constitutes a significant risk to prior
victims or to the community at large; and (3) that the diversioner cannot be
appropriately managed in the community. KRS 439.3106; KRS 533.256(1);
Andrews, 448 S.W.3d at 778-79; Richardson, 494 S.W.3d at 499.
With these principles in mind, we note at the onset that addressing
what Vannatter now presents on appeal is a moot point. By way of explanation,
we must point out that the plain language of KRS 439.3106 requires only one
violation to justify voiding diversion and denying probation. Here, the trial court
relied on two violations – and thus two alternative grounds. As set forth in its
January 20, 2022 order, the trial court determined Vannatter had: (1) absconded
from supervision; and (2) continuously failed to pay her child support as set forth
above.
“When a judgment is based upon alternative grounds, the judgment
must be affirmed on appeal unless both grounds are erroneous.” Milby v. Mears,
580 S.W.2d 724, 727 (Ky. App. 1979). On appeal, however, Vannatter does not
refute or otherwise address the trial court’s findings, set forth in its January 20,
2022 order, that she absconded; that in absconding, she violated her diversion; and
that this violation “constitute[d] a significant risk to prior victims of the supervised
individual or the community at large,” and rendered her unable to “be
appropriately managed in the community.” See KRS 439.3106(1). Instead,
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Vannatter’s arguments are solely devoted to the proposition that her continued
failure to pay child support was not a sufficient reason to void her diversion.
Vannatter’s failure to address the trial court’s determinations regarding her
absconding is a confession, on her part, that the trial court did not err in this
respect. See Osborne v. Payne, 31 S.W.3d 911, 916 (Ky. 2000). Therefore, we
must affirm on this basis alone. Milby, 580 S.W.2d at 727.
In any event, the arguments Vannatter presents on appeal lack merit.
It is uncontested that Vannatter continued failing to pay child support as set forth
above. It was therefore her burden to persuade the trial court that her failure did
not sufficiently violate her diversion agreement because she “made bona fide
efforts to comply with payment conditions but was unable to do so through no fault
of h[er] own.” Commonwealth v. Marshall, 345 S.W.3d 822, 834 (Ky. 2011). In
this vein, Vannatter argues she did so. She notes that during the January 18, 2022
revocation hearing, she testified that she was homeless for a time during her period
of nonpayment. Furthermore, before losing custody of her children in 2017, she
had mostly been a stay-at-home mother with little job experience; she had applied
for jobs at fast-food restaurants, gas stations, and Wal-Mart, to no avail, and the
various shutdowns that occurred during the height of the COVID-19 pandemic
further hindered her job prospects. She also testified as to her belief that her
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fiancé’s friend could now help her secure employment at a hotel as a housekeeper,
and that the position would pay her enough to satisfy her support obligations.
However, after considering the other evidence, the trial court gave
little credence to what Vannatter characterized as her bona fide efforts.
Specifically, over the course of its oral findings issued from the bench,3 it noted
Vannatter had acknowledged during her testimony that her period of homelessness
had been limited to approximately one week in September 2020. The trial court
also noted that, despite her limited work experience, Vannatter had been able to
secure employment on at least two occasions since 2017. Specifically, Vannatter
had worked for a janitorial service from August to November 2019, and she had
also worked at a Captain D’s restaurant – and voluntarily quit from that position –
in July 2020. The trial court noted Vannatter never contacted the child support or
probation offices to inform them of any difficulties she may have been having – or
for assistance – in securing employment. It took judicial notice that shutdowns of
businesses due to COVID-19 had largely ended well before January 18, 2022, and
that a multitude of industries were advertising open positions for unskilled
workers. It noted Vannatter’s admission that, after the trial court had imposed the
3
In the context of revocation proceedings, findings can be either oral or written to satisfy both
KRS 439.3106(1) and the defendant’s due process rights. See Commonwealth v. Gilmore, 587
S.W.3d 627, 630 (Ky. 2019).
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supervision condition upon her diversion due to her positive drug test, she had also
been arrested for and pleaded guilty to an alcohol-related offense.
The trial court also questioned Vannatter’s unsupported claim that her
fiancé’s friend could now secure employment for her as a hotel housekeeper,
finding the timing of her claim dubious. Since 2020, the total amount of child
support Vannatter had paid was only $28.29. But now, for the first time, and
during a hearing that would determine whether she would be incarcerated,
Vannatter represented that she would be able to secure employment without any
difficulty at all. According to Vannatter, all she needed to do to obtain the
housekeeping job was to show up to the hotel in question and ask for it. Assuming
this job existed, the trial court also expressed its reservations, based upon
Vannatter’s history, with how long Vannatter would choose to keep the job, and
with whether Vannatter would voluntarily pay any amount of her wages toward
child support.
Weighing the evidence, the trial court determined Vannatter had
almost totally failed to fulfill her child support obligations for two years and that
she had failed to demonstrate her nonpayment of child support was due to no fault
of her own, as opposed to her own lack of effort. Marshall, 345 S.W.3d at 834.
Weighing the evidence was the trial court’s prerogative, and we see no clear error
in this respect. See Kentucky Rule of Civil Procedure (CR) 52.01.
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With that said, the only other aspect of the trial court’s judgment
Vannatter takes issue with is its additional finding that her continued failure to pay
her child support obligations “constituted a significant risk to prior victims of the
supervised individual or the community at large,” per KRS 439.3106(1). In the
pertinent part of her brief, she argues:
While there is certainly a moral and societal obligation to
care for one’s children, there was no evidence presented
that the children were going without their basic needs
being met. The child support order began on October 1,
2017. They remained in their father’s care until they
were recently moved to foster care due to allegations of
abuse and neglect. While the state paying for the care of
children is not ideal, this ensures that the children are
clothed, housed, and fed properly. If nonpayment harms
the child, it makes little sense to send the offending
parent to prison where the child has no hope of being
supported.
Thus, her argument appears to be two-fold: (1) her nonpayment of
child support did not harm her children because other individuals and entities were
supporting her children at all relevant times; and (2) incarcerating her for
nonpayment of child support will prevent her from possibly supporting her children
and will thus harm her children in the long run.
Vannatter’s former point is not well-taken. In Embry v.
Commonwealth, 561 S.W.3d 360 (Ky. App. 2018), a father who was on probation
for flagrant nonsupport, and who had made “weak at best” efforts to satisfy his
ongoing support obligation and arrearage, similarly argued that his probation
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should not be revoked because his continued failure to pay child support did not
constitute “a significant risk to prior victims of the supervised individual or the
community at large,” per KRS 439.3106(1). Id. at 363. Disagreeing, the trial court
in that matter explained that the father’s lack of effort financially victimized both
the child, as well as the Commonwealth of Kentucky for monies spent on the
child’s behalf when the father failed to provide. Id. Upon review, this Court found
no error or abuse in that respect. Id.Nor do we find any such error or abuse here, as the trial court in this
matter rendered analogous oral findings on this issue during the sentencing
hearing.4 Indeed, “Kentucky law imposes a duty upon a parent – and not the state
– to support his or her child regardless of whether or not a child support order has
been entered against the parent.” C.A.W. v. Cabinet For Health & Family
Services, 391 S.W.3d 400, 406 (Ky. App. 2013) (citation omitted). “Though [KRS
439.3106(1)] clearly requires entry of a finding of ‘significant risk,’ surely it
cannot be further read to require a probationer to commit some heinous act before
he can be found to be a risk to someone other than himself. We sincerely doubt the
4
During the sentencing hearing, and relative to this issue, the trial court explained:
These children are still not being provided for. We need to remember that failure
to pay child support victimizes a child. It is not, you know, people look at it as
somehow a different crime than other crimes. It is not. If somebody is not paying
child support, it is a continuing harm for the victim, which is the person you’re
supposed to be supporting.
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General Assembly intended to set so high, and potentially injurious, an evidentiary
burden.” Embry, 561 S.W.3d at 363 (quoting McClure, 457 S.W.3d at 732).
As for Vannatter’s latter point, its premise – taken to its extreme
conclusion – is that public policy should not condone imprisoning individuals for
failing to support their children; and that doing so is counterintuitive, as it removes
any possibility during the term of imprisonment that the parent will support his or
her children. However, public policy is embodied in our statutes, and our statutes
specify a term of imprisonment for flagrant nonsupport.5 As set forth previously,
the mere possibility or hope that a parent will eventually begin to support their
child – standing alone, and in the face of a sustained failure to do so – is an
insufficient reason to permit the offending parent to avoid the consequences
imposed by the law.
III. CONCLUSION
The trial court committed no error in voiding Vannatter’s diversion,
denying her probation, and sentencing her consistently with her prior guilty plea.
We therefore affirm.
ALL CONCUR.
5
Flagrant nonsupport is a Class D felony, subject to a term of up to five years’ imprisonment.
See KRS 530.050(6); KRS 532.060(2)(d).
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BRIEF FOR APPELLANT: BRIEF FOR APPELLEE:
Jennifer Wade Daniel Cameron
Frankfort, Kentucky Attorney General of Kentucky
Perry T. Ryan
Assistant Attorney General
Frankfort, Kentucky
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