John Doe 1 v. Ana Violeta Navarro Flores ( 2022 )

RENDERED: SEPTEMBER 23, 2022; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2021-CA-0314-MR
JOHN DOE 1; JOHN DOE 2; JOHN
DOE 3; JOHN DOE 4; JOHN DOE 5;
JOHN DOE 6; JOHN DOE 7; JOHN
DOE 8; JOHN DOE 9; AND JOHN
DOE 10 APPELLANTS
APPEAL FROM KENTON CIRCUIT COURT
v. HONORABLE KATHLEEN S. LAPE, JUDGE
ACTION NO. 19-CI-01351
ANA VIOLETA NAVARRO FLORES;
ADAM EDELEN; CLARA JEFFERY;
JEFFREY SHAUN KING; JODI
JACOBSON; KATHY GRIFFIN;
KEVIN M. KRUZE; MAGGIE
HABERMAN; MATTHEW JOHN
DOWD; AND REZA ASLAN1 APPELLEES
1
Although Deborah Haaland and Elizabeth Warren were named as Appellees in the notice of
appeal, they were previously dismissed as parties to the underlying litigation by the United States
District Court for the Eastern District of Kentucky, Northern Division at Covington in November
2019 because the claims against them are barred by sovereign immunity under the Federal Tort
Claims Act. The Supreme Court of Kentucky has held:
“Absolute immunity refers to the right to be free, not only
from the consequences of the litigation’s results, but from the
burden of defending oneself altogether.” Fralin & Waldron, Inc. v.
Henrico [Cnty.,] Va., 474 F. Supp. 1315, 1320 (D.C. Va. 1979);
63C Am.Jur.2d, Public Officers and Employees, § 308 (1997). As
stated by the U.S. Supreme Court, the “essence of absolute
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON, CHIEF JUDGE; COMBS AND DIXON, JUDGES.
DIXON, JUDGE: John Does 1-10 appeal from the order of dismissal, amended
order of dismissal, and order granting their motion to alter, amend, or vacate the
orders of dismissal, entered by the Kenton Circuit Court on February 10, 2021,
February 23, 2021, and March 12, 2021, respectively. Following review of the
record, briefs, and law, we affirm.
immunity is its possessor’s entitlement not to have to answer for
his conduct in a civil damages action.” Mitchell v. Forsyth, 472
U.S. 511, 525, 105 S. Ct. 2806, 2815, 86 L. Ed. 2d 411, 424
(1985). It allows the possessor the right to avoid being “subjected
to the cost and inconvenience and distractions of a trial.” Tenney
v. Brandhove, 341 U.S. 367, 377, 71 S. Ct. 783, 788, 95 L. Ed.
1019, 1027 (1951) (legislators).
Immunity from suit includes protection against the “cost of
trial” and the “burdens of broad-reaching discovery” that “are
peculiarly disruptive of effective government.” Harlow v.
Fitzgerald, 457 U.S. 800, 817-18, 102 S. Ct. 2727, 2738, 73 L. Ed.
2d 396, 409-10 (1982) (qualified immunity for presidential
assistants). Immunity from suit exists not for the benefit of the
possessor “but for the benefit of the public.” Pierson v. Ray, 386
U.S. 547, 554, 87 S. Ct. 1213, 1218, 18 L. Ed. 2d 288, 294 (1967)
(judges).
Lexington-Fayette Urban Cnty. Gov’t v. Smolcic, 142 S.W.3d 128, 135 (Ky. 2004). Since
Haaland and Warren have been found immune from suit, they are not properly before us as
parties to this appeal.
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FACTS AND PROCEDURAL BACKGROUND
John Does 1-10 (“Does”) were minor students of Covington Catholic
High School. On January 18, 2019, Does traveled with their classmates to
Washington, D.C., to attend the March for Life. Afterward, Does and their
classmates met at the Lincoln Memorial to await their bus. Members of the Black
Hebrew Israelites were at the Lincoln Memorial and insulted the students. Native
American activist leader Nathan Phillips was also at the Lincoln Memorial singing,
chanting, and playing his drum. In response, some students engaged in school
cheers, and performed a tomahawk chop “cheer.” These encounters were filmed
and uploaded with commentary to various forms of media. Many people took
offense to the students’ behavior and called for their punishment, shaming, and
doxing.
Among a myriad of cases arising out of the same incident, Does 1-8
sued Ana Violeta Navarro Flores, Adam Edelen, Clara Jeffery, Jeffrey Shaun King,
Jodi Jacobson, Kathy Griffin, Kevin M. Kruze, Maggie Haberman, Matthew John
Dowd, and Reza Aslan2 for defamation per se in state court. Thereafter, Does 1-
103 amended their complaint adding claims of intrusion upon seclusion and
2
As previously noted, Deborah Haaland and Elizabeth Warren were also named defendants, but
subsequently found immune from suit by the United States District Court in 2019.
3
No explanation has been offered concerning why Does 9 and 10 were not included in the
original complaint but added to the amended complaint.
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negligent infliction of emotional distress against each defendant, as well as a claim
of harassment against Kathy Griffin. Each defendant moved the trial court to
dismiss Does’ claims. All the defendants, except Adam Edelen, moved to dismiss
Does’ claims against them due to lack of personal jurisdiction. Edelen, a Kentucky
resident, moved the trial court to dismiss Does’ claims against him due to their
failure to state a claim pursuant to CR4 12.02(f).
Eventually the trial court granted the defendants’ motions to dismiss
finding that Does had failed to establish personal jurisdiction over all defendants
except Edelen and had failed to state claims for defamation, intrusion upon
seclusion, and negligent infliction of emotional distress against Edelen.5 This
appeal followed.
STANDARD OF REVIEW
Appellees moved the trial court to dismiss the complaint under CR
12.02(b) for lack of personal jurisdiction and CR 12.02(f) for failure to state a
claim upon which relief can be granted. Because the question of jurisdiction is an
issue of law, our review is de novo. Caesars Riverboat Casino, LLC v. Beach, 336
S.W.3d 51, 54 (Ky. 2011).
4
Kentucky Rules of Civil Procedure.
5
Curiously, the trial court purported to dismiss Does’ claims against Deborah Haaland and
Elizabeth Warren even though they were previously dismissed as immune by the United States
District Court in 2019.
-4-
Concerning failure to state a claim, Kentucky’s highest court has
observed:
A motion to dismiss for failure to state a claim
upon which relief may be granted “admits as true the
material facts of the complaint.” So a court should not
grant such a motion “unless it appears the pleading party
would not be entitled to relief under any set of facts
which could be proved. . . .” Accordingly, “the pleadings
should be liberally construed in the light most favorable
to the plaintiff, all allegations being taken as true.” This
exacting standard of review eliminates any need by the
trial court to make findings of fact; “rather, the question
is purely a matter of law. Stated another way, the court
must ask if the facts alleged in the complaint can be
proved, would the plaintiff be entitled to relief?” Since a
motion to dismiss for failure to state a claim upon which
relief may be granted is a pure question of law, a
reviewing court owes no deference to a trial court’s
determination; instead, an appellate court reviews the
issue de novo.
Fox v. Grayson, 317 S.W.3d 1, 7 (Ky. 2010) (footnotes omitted).
ANALYSIS
On appeal, Does raise multiple arguments. We will address each, in
turn.
First, Does argue the trial court erred in finding no personal
jurisdiction over all defendants, except Edelen. For those defendants, Does admit
that the allegedly defamatory statements at issue in the case herein were “published
out-of-state”; however, they argue the statements were “accessible in the
Commonwealth [of Kentucky] through social media[.]” They contend that this
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satisfies Kentucky’s long-arm statute under KRS6 454.210(2)(a)3., which provides
“[a] court may exercise personal jurisdiction over a person who acts directly or by
an agent, as to a claim arising from the person’s . . . [c]ausing tortious injury by an
act or omission in this Commonwealth[.]”
Does argue that, because the tort of libel occurs wherever the
offending material is circulated, the circulation of the offending material in
Kentucky subjects those defendants to personal jurisdiction under KRS
454.210(2)(a)3. They rely on Keeton v. Hustler Magazine, Inc., 465 U.S. 770, 777,
104 S. Ct. 1473, 1479, 79 L. Ed. 2d 790 (1984) (citing RESTATEMENT (SECOND) OF
TORTS § 577A, Comment a (1977)), which held, “The tort of libel is generally held
to occur wherever the offending material is circulated.” However, at least in
Kentucky, print circulation – such as that discussed in Keeton – is treated
differently than internet circulation for jurisdictional purposes. Just as the means
and methods of communication have evolved, so have the corresponding legal
analyses as to what actions will subject an actor to personal jurisdiction in our
courts.
A separate case concerning the same incident as herein recently
analyzed this issue in Kentucky in Blessing v. Chandrasekhar, 988 F.3d 889 (6th
Cir. 2021). Blessing involved formerly anonymous plaintiffs and out-of-state
6
Kentucky Revised Statutes.
-6-
defendants – including Kathy Griffin, one of the defendants in the case now before
us, and the same two online posts (or “tweets”) made by Griffin to Twitter. Id. at
893.
In Blessing, plaintiffs claimed Griffin’s tweets were “acts” committed
in Kentucky for jurisdictional purposes since they called for others to act against
plaintiffs in Kentucky, thereby causing “tortious and harmful consequences” in
Kentucky. Unfortunately for Does, that is not consistent with Kentucky law. Id. at
901.
Since Pierce v. Serafin, 787 S.W.2d 705, 706 (Ky. App. 1990),
Kentucky courts have dismissed the notion that an out-of-state defendant commits
an “act” in Kentucky by sending a tortious communication into the state. Blessing,
988 F.3d at 901-02. In so doing, Kentucky courts have “distinguished between
tortious acts and tortious consequences.” Id. at 901 (emphasis added). Kentucky
courts have further recognized that the phrase causing a “tortious injury in this
Commonwealth by an act or omission outside this Commonwealth” would have no
meaning if plaintiffs’ theory was accepted. Id. at 902 (emphasis omitted). Our
courts also acknowledge that if the legislature desires to broaden the long-arm
statute to bring claims such as these within its reach, it certainly may; however, it
is not the court’s place to rewrite this statute. Id. at 902-04.
-7-
The Blessing court ultimately determined that, in solely relying on
their own flawed statutory interpretation, its plaintiffs failed to establish personal
jurisdiction over its defendants. For similar reasons, we must affirm the trial
court’s dismissal of Griffin and her nonresident codefendants herein. Does have
failed to allege that these defendants acted within Kentucky to confer specific
personal jurisdiction over them through the long-arm statute or that they had
sufficient contacts with Kentucky to grant our courts general jurisdiction over
them.
Next, Does turn to the merits of their claims. We will only review the
claims against Edelen as he is the only defendant that was not dismissed for lack of
personal jurisdiction. First, however, we must address the elephant in the room: is
it even possible to make an anonymous claim for defamation? It defies logic to
think anyone could present proof of defamation anonymously. The notion is so
preposterous that Does have not pointed to any case law that allows them to
proceed in this manner, nor have we found any.
Additionally, CR 10.01 requires complaints to include the names of
all the parties. Yet, it is accepted that:
the court may recognize an exception to this rule and
permit plaintiffs to proceed pseudonymously. Doe v.
Shakur, 164 F.R.D. 359, 360 (S.D.N.Y. 1996). Several
factors guide the analysis of whether a plaintiff’s privacy
interest substantially outweighs the presumption of open
judicial proceedings. Doe v. Stegall, 653 F.2d 180, 185
-8-
(5th Cir. 1981); [Shakur, 164 F.R.D. at 360]. These
factors include: (a) whether the plaintiffs seeking
anonymity are suing to challenge governmental activity,
(b) whether prosecution of the suit will compel the
plaintiffs to disclose information “of the utmost
intimacy,” and (c) whether a child plaintiff is involved.
Stegall, 653 F.2d at 185. In this case, these factors justify
the plaintiffs’ anonymity.
Doe v. Harlan Cnty. School Dist., 96 F. Supp. 2d 667, 670 (E.D. Ky. 2000). The
Stegall court was careful to clarify that “we do not mean to imply that all civil
rights suits mounted in the name of children may be prosecuted anonymously.”
Stegall, 653 F.2d at 186. Here, it appears there was no request to the trial court for
Does to proceed anonymously, nor any analysis conducted by the trial court as to
whether they were entitled to do so. Nonetheless, the only factor favoring an
anonymous pursuit of these claims is Does’ youth, which – although it is certainly
not dispositive – may no longer even be applicable. Moreover, and as a practical
matter, if Does’ claims of defamation were to proceed, they would be unable to
prove them without eventually revealing their identities.
Looking at the claim of defamation against Edelen and the allegedly
defamatory statements made by him: Edelen’s tweet reads, “This is outrageous
and abhorrent behavior. I hope part of any punishment is to ensure they read a
history book on how America’s indigenous people have been treated. The parents
and school that produced these boys need to do some serious soul-searching.” The
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tweet also provided a link to a story titled, “Native American says he sought to
quell tension[,]” which was not written by Edelen.7
Under Kentucky law, defamation requires:
(a) a false and defamatory statement concerning another;
(b) an unprivileged publication to a third party;
(c) fault amounting at least to negligence on the part of
the publisher; and
(d) either actionability of the statement irrespective of
special harm or the existence of special harm caused
by the publication.
7
The entirety of that article reads:
FRANKFORT, Ky. – A Native American organizer of a march in
Washington, D.C., says he felt compelled to get between a group
of black religious activists and largely white students with his
ceremonial drum to defuse a potentially dangerous situation.
Nathan Phillips on Sunday recounted for the Associated Press how
he came to be surrounded by a group of students from a Catholic
boys’ high school in Kentucky in an encounter captured on videos
that are circulating online. Some of the students were wearing
“Make America Great Again” hats.
Phillips was participating in Friday’s Indigenous Peoples March.
The students had attended the March for Life rally the same day.
Videos also show members of the activist group yelling insults at
the students, who taunt them in return.
Videos also show students chanting, laughing and jeering as
Phillips sings and plays the drum.
A Kentucky diocese has issued an apology to the Ypsilanti,
Michigan, man.
A link to a video was also included with the article so readers could observe what occurred and
form their own impressions, interpretations, and opinions concerning the events.
-10-
Toler v. Süd-Chemie, Inc., 458 S.W.3d 276, 282 (Ky. 2014) (footnote omitted)
(quoting RESTATEMENT (SECOND) OF TORTS § 558).
The first requirement for a defamation claim is that the challenged
statements be “about” or “concerning” the plaintiff(s). Stringer v. Wal-Mart
Stores, Inc., 151 S.W.3d 781, 793 (Ky. 2004), overruled on other grounds by
Toler, 458 S.W.3d 276. “[T]he plaintiff need not be specifically identified in the
defamatory matter itself so long as it was so reasonably understood by plaintiff[’]s
‘friends and acquaintances . . . familiar with the incident.’” Stringer, 151 S.W.3d
at 794 (quoting E. W. Scripps Co. v. Cholmondelay, 569 S.W.2d 700, 702 (Ky.
App. 1978)).
Even so, “where defamatory statements are made against an aggregate
body of persons, an individual member not specially imputed or designated cannot
maintain an action.” See, e.g., Louisville Times v. Stivers, 252 Ky. 843, 847, 68
S.W.2d 411, 412 (1934) (citation omitted). For an individual plaintiff to bring a
defamation action based on such comments, “the statement must be applicable to
every member of the class, and if the words used contain no reflection upon any
particular individual, no averment can make them defamatory.” Kentucky Fried
Chicken of Bowling Green, Inc. v. Sanders, 563 S.W.2d 8, 9 (Ky. 1978). In either
event, it is impossible for Does to satisfy their burden of proof on this element
without revealing their identities.
-11-
Furthermore, the first element of a defamation claim also requires the
statement(s) be false. It is well-established that “‘a statement of opinion relating to
matters of public concern which does not contain a provably false factual
connotation will receive full constitutional protection’ and that ‘statements that
cannot reasonably [be] interpreted as stating actual facts, are not actionable.’”
Jolliff v. N.L.R.B., 513 F.3d 600, 610 (6th Cir. 2008) (some internal quotation
marks omitted) (quoting Milkovich v. Lorain J. Co., 497 U.S. 1, 20, 110 S. Ct.
2695, 2706, 111 L. Ed. 2d 1 (1990)). Just as in other cases arising from the
aftermath of the events occurring at the Lincoln Memorial on January 18, 2019,
this case concerns “groups of citizens who were assembled in the nation’s capital
to support or oppose various causes of importance to them. This is inherently a
matter of public concern.” Sandmann v. WP Co. LLC, 401 F. Supp. 3d 781, 789
(E.D. Ky. 2019).8
“[T]he falsity requirement is met only if the statement in question
makes an assertion of fact – that is, an assertion that is capable of being proved
objectively incorrect[,]” Clark v. Viacom Int’l, Inc., 617 F. App’x 495, 508 (6th
Cir. 2015) (citing Milkovich, 497 U.S. at 20, 110 S. Ct. at 2706), or otherwise
8
Of note, that court found the statements at issue were not “about” Sandmann, matters of
opinion, and not defamatory. The court more recently held statements that Sandmann “blocked”
Phillips were “protected opinions[,]” granting summary judgments in favor of those defendants
in Sandmann v. New York Times Company, 2:20CV23 (WOB), 2022 WL 2960763, at *8 (E.D.
Ky. Jul. 26, 2022).
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“connotes actual, objectively verifiable facts.” Compuware Corp. v. Moody’s Invs.
Servs., Inc., 499 F.3d 520, 529 (6th Cir. 2007). The statements contained in
Edelen’s tweet are incapable of being proved objectively incorrect and amount to
nothing more than Edelen’s opinion.
Kentucky has adopted the view of Restatement (Second) of Torts §
566, which states: “A defamatory communication may consist of a statement in
the form of an opinion, but a statement of this nature is actionable only if it implies
the allegation of undisclosed defamatory facts as the basis for the opinion.” See
Lassiter v. Lassiter, 456 F. Supp. 2d 876, 881 (E.D. Ky. 2006), aff’d, 280 F. App’x
503 (6th Cir. 2008). “Pure opinion . . . occurs where the commentator states the
facts on which the opinion is based[.]” Id. Herein, Edelen disclosed the facts on
which his opinion was based by including a link to the article in his tweet.9 Thus,
the trial court did not err in finding that Edelen’s tweet consisted of pure opinion
and was not defamatory as a matter of law.
CONCLUSION
Therefore, and for the foregoing reasons, the orders of the Kenton
Circuit Court are AFFIRMED.
9
Contrary to the allegations in Does’ amended complaint, neither Edelen’s tweet nor the article
it linked contained “false statements” that “the kids interrupted an indigenous march, stopped
and blocked a Native American elder and Vietnam War veteran from continuous participation in
that event, surrounded him in a threatening manner, and taunted him, as a [N]ative American
elder, with chants of ‘build the wall’ to mock an elderly [N]ative American in the middle of an
indigenous march.”
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ALL CONCUR.
BRIEFS FOR APPELLANTS: BRIEF FOR APPELLEE ADAM
EDELEN:
Robert E. Barnes
Derek A. Jordan Alyson Beridon
Los Angeles, California Cincinnati, Ohio
Kevin L. Murphy Benjamin A. Gastel
Fort Mitchell, Kentucky Nashville, Tennessee
BRIEF FOR APPELLEE CLARA
JEFFERY:
Tenaya Rodewald
Menlo Park, California
Matthew G. Halgren
San Diego, California
Jason P. Renzelmann
Louisville, Kentucky
Kevin T. Shook
Columbus, Ohio
BRIEF FOR APPELLEES JODI
JACOBSON AND KEVIN KRUZE:
Jon L. Fleischaker
Michael P. Abate
William R. Adams
Louisville, Kentucky
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BRIEF FOR APPELLEE KATHY
GRIFFIN:
Adam Siegler
Los Angeles, California
Michael J. Grygiel
Albany, New York
J. Stephen Smith
Fort Mitchell, Kentucky
John C. Greiner
Cincinnati, Ohio
BRIEF FOR APPELLEE MAGGIE
HABERMAN:
Kevin T. Shook
Columbus, Ohio
Jason P. Renzelmann
Louisville, Kentucky
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