Carl J. Krielow v. Louisiana State University Board of Supervisors, F. King Alexander, President of Louisiana State University ( 2019 )


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  •                                STATE OF LOUISIANA
    COURT OF APPEAL
    FIRST CIRCUIT
    r                                 NO. 2019 CA 0176
    CARL J. KRIELOW
    VERSUS
    LOUISIANA STATE UNIVERSITY BOARD OF SUPERVISORS,
    F. KING ALEXANDER, PRESIDENT OF LOUISIANA STATE
    UNIVERSITY, ET AL
    Judgment Rendered.
    NOV 15 2019
    Appealed from the
    19th Judicial District Court
    In and for the Parish of East Baton Rouge
    State of Louisiana
    Case No. C659594
    The Honorable Wilson E. Fields, Judge Presiding
    Amy Groves Lowe                            Counsel for Defendants/ Appellants
    Baton Rouge, Louisiana                     Louisiana State University Board of
    Supervisors and F. King Alexander
    Larry S. Bankston                          Counsel for Plaintiff/Appellee
    Jenna H. Linn                              Carl J. Krielow
    Baton Rouge, Louisiana
    BEFORE: McDONALD, THERIOT, AND CHUTZ, JJ.
    THERIOT, J.
    In this suit arising from a public records request, defendants, the Louisiana
    State   University        Board       of   Supervisors ("        LSU')       and     F.    King      Alexander,
    individually and in his capacity as the President of LSU, appeal a trial court
    judgment awarding attorney fees and costs under La. R.S. 44: 35( D)( 1).                                 For the
    reasons set forth herein, we affirm.
    FACTS AND PROCEDURAL HISTORY
    On April 17, 2017, Carl J. Krielow submitted a public records request in
    accordance       with    the    Public     Records       Law,     La. R.S.       44: 1    et seq.,     to    Wade
    Baumgartner, Director of Sponsored Programs and Intellectual Property for the
    LSU AgCenter, requesting the opportunity to review and copy, or to receive an
    electronic copy of, documents related to the transfer of certain rice technology
    developed by the LSU Rice Research Facility and its employees, to third parties.'
    The requested documents allegedly contained information that is subject to a
    Licensing Agreement between LSU and BASF Corporation. Specifically, Krielow
    requested:
    A]     copy      of    all   documents,         contracts,       contract        amendments,
    agreements, royalty and licensing payments and distributions by and
    between the LSU System, LSU Agriculture Center, BASF Chemical,
    Horizon Ag., Dr. Tim Croughan, Dr. Steve Linscombe and the
    Louisiana Rice Research Board related to the rice technology referred
    to as CLEARFIELD ...               for the period of October 1, 2014 through the
    date of production of this request.
    A]     copy      of    all   documents,          contracts,      contract        amendments,
    agreements, royalty and licensing payments and distributions by and
    between the LSU System, LSU Agriculture Center, BASF Chemical,
    Horizon Ag., Dr. Steve Linscombe and any other employees or former
    employees of LSU that share or participate in the royalty of the rice
    technology referred to as PROVISIA.
    With regards to the technology referred to as PROVISIA, I would
    request all agreements by and between the Louisiana Rice Research
    Board, LSU, BASF, Horizon Ag and any other sources as to the
    budgets and cost of development and any dollar amounts paid by any
    The requested public records related to two separate rice technologies, known as Clearfield and Provisia.
    2
    of   these   entities   for   the    development   of   the   PROVISIA
    TECHNOLOGY].
    Counsel for LSU responded to Krielow two days later, on April 19, 2017,
    advising that the Clearfield records should be available in approximately two
    weeks, but that the Provisia records would be more challenging and LSU would
    keep Krielow updated.       Based on LSU' s belief that certain information contained
    in the records was exempt from disclosure pursuant to La. R.S. 44: 4( 16)( a), as well
    as its obligations under its licensing agreement with BASF, LSU sought BASF' s
    assistance in " identifying      those portions of the responsive records in LSD' s
    custody that might qualify under Louisiana law for redaction" prior to production
    of the records sought by Krielow. Counsel for LSU sent counsel for BASF the text
    of Public Records Law exemptions that might be applicable to the records, and
    BASF returned redacted documents to LSU.              LSU later forwarded the redacted
    records to Krielow on May 8, 2017.           While counsel for LSU admitted that he did
    not review the unredacted documents prior to their redaction by BASF, so he had
    no idea what had been removed, he explained that he had " cautioned BASF that by
    law the exemptions were to be construed narrowly and therefore BASF should take
    care not to get too aggressive in making redactions and thereby invite unwelcome
    suit."
    Krielow strongly objected to heavy redaction and material alteration of the
    Clearfield documents produced.         Krielow notified Baumgartner in writing on May
    9, 2017 that these Clearfield documents were non-responsive to his request and did
    not satisfy the custodian' s obligation under the Public Records Law.          Krielow
    advised that "[ t]he arbitrary redaction of information in these public records is   so
    extensive that it is a denial of my right to review the complete public records for
    which I made request."       Further, with regard to the requested Provisia documents,
    3
    Krielow again requested an opportunity to view, inspect, and copy the records, and
    asked for a written explanation for any withheld or redacted documents.
    On May 19, 2017, counsel for LSU produced two documents in response to
    the Provisia public records request.              Krielow responded in writing on May 22,
    2017,   expressing his dissatisfaction with this production, which he stated was
    grossly unresponsive to [ his] request"            and "   nothing short of a veiled attempt to
    frustrate [ his]    rights    to   procure      public   information and public       documents."
    Krielow again requested an opportunity to view, inspect, and copy all of the
    requested Provisia records, along with a written explanation for any withheld or
    redacted documents.          In the same correspondence, Krielow made a new public
    records      request    for        additional     Provisia     records,   including     electronic
    correspondence.
    Counsel for LSU responded to Krielow on May 24, 2017, advising that
    Baumgartner would have a supplemental search performed for any further records
    that may be responsive to the Provisia request.               However, with regard to the new
    public records request included in the May 22, 2017 letter, counsel for LSU
    responded that the new request, as written, " entails any emails and is unrestricted
    by sender, recipient, or dates," and while potentially responsive emails are stored
    in electronic archives at LSU, " segregating these emails and reviewing them for
    potentially required redaction would be `` unreasonably burdensome or expensive.'
    See. La. R.S. 44: 33A( 2)."         As for the remainder of the Provisia records Krielow
    requested in his May 22, 2017 letter, counsel for LSU informed him that " some
    additional records exist and ...           once gathered and reviewed, you can expect to
    receive them[;] [   h] owever, some of the records that may be found may have to be
    redacted."
    On June 2, 2017, LSU produced nine additional Provisia records.                  Krielow
    agreed to narrow his request for Provisia emails to include fewer senders/ recipients
    C!
    and dates. Thereafter, on June 7, 2017, counsel for LSU notified Krielow that the
    narrowed search for Provisia emails had returned 7, 000 pages, which would have
    to be printed out for review and redaction because the extra time required to review
    the documents onscreen would make the required segregation and redaction
    unreasonably burdensome and expensive under La. R.S. 44: 33( A)(2).                      As such,
    LSU demanded that Krielow prepay LSU' s copy charges of $1, 750. 00 before the
    legal review for the required segregation and redaction could begin,                     although
    counsel for LSU cautioned that the resulting production to Krielow may be
    substantially fewer than 7, 000 pages due to the duplication that invariably occurs
    with each new link in an email chain.                      As an alternative to prepayment of
    1, 750.00 in copying fees for what may end up being substantially fewer than
    7, 000   pages    of    records,     counsel      for LSU    suggested that   Krielow     consider
    narrowing his request further to capture fewer potentially responsive records.
    On July       17,   2017,      Krielow    filed   a Petition for Alternative     Writ of
    Mandamus, Attorneys' Fees, and Costs under La. R.S. 44: 35, naming LSU and F.
    King Alexander, individually and in his capacity as the President of LSU, as
    defendants. 2 Krielow alleged that the defendants willfully and knowingly failed or
    refused to comply with their constitutional and statutory duties to provide him with
    full and complete copies of the public records sought,                    without     unwarranted
    redactions,      alterations,      or     modifications,     and
    substantially     defeated   his
    constitutional and statutory right to access the public records.                   Krielow further
    alleged that the defendants acted arbitrarily, capriciously, and unreasonably by
    redacting, altering, modifying,            and withholding the documents covered by his
    public records request and by failing to produce true and correct copies of these
    2 William B. Richardson, individually and in his capacity as Vice President for Agriculture,
    Chancellor of the LSU Ag Center, and Dean of the College of Agriculture, and William
    Baumgartner,    individually and in his capacity as Director of Sponsored Programs and
    Intellectual Property, were also named defendants in the suit. However, they were ultimately
    dismissed from the suit with prejudice.
    documents without unwarranted redaction, alteration,                or modification.         Krielow
    sought a writ of mandamus, directing the defendants to produce all of the public
    records     sought without unwarranted     redactions,        alterations,   or   modifications,   as
    well as statutory attorney fees and costs in accordance with La. R.S. 44: 35( D) &
    E)( 1).
    On August 23, 2017, the parties agreed to a case management schedule,
    pursuant      to   which   defendants   would       produce    hard   copies      of   the   Provisia
    documents and Krielow would prepay $ 1, 700. 00 for the cost of the copies.
    Deadlines were established for Krielow to file objections to any redactions and for
    the defendants to provide the reasoning therefor. Further, the defendants agreed to
    supply the trial court with unredacted copies of all documents for in camera
    inspection to determine whether the redactions were appropriate under the Public
    Records Law.
    Due to the large volume of documents subject to the public records request,
    the trial court appointed a Special Master pursuant to La. R.S. 13: 4165 to review
    the unredacted documents along with the defendants' redactions and to make " a
    determination as to the appropriateness and legality of the segregation and
    redaction of the documents in dispute."             Pursuant to the trial court' s order, each
    party deposited $ 5, 000. 00 into the registry of the court for the compensation of the
    Special Master, which would be taxed as costs of court.
    The Special Master issued his report and recommendations on February 20,
    2018, recommending that the writ of mandamus be granted in part and denied in
    part.     Based on his in camera inspection of the unredacted documents, the Special
    Master concluded that some of the documents and materials requested by Krielow,
    and segregated or redacted by LSU, should have been produced.                          The Special
    Master determined that LSU correctly applied La. R.S. 44: 4( 16) in responding to
    Krielow' s request and acted legally when it gave BASF the opportunity to review,
    2
    redact, and segregate records BASF considered trade secrets.                                 The Special Master
    went on to state that, based on his review, LSU did not arbitrarily or capriciously
    withhold requested records, nor did it act unreasonably in the manner in which it
    segregated       or redacted          records.        Finally, the Special Master made a number of
    other " preliminary legal recommendations" to the trial court, based on its review of
    the record and the materials produced for in camera inspection, including that LSU
    refund Krielow the $ 1, 700. 00 paid prior to LSU' s redaction and segregation of
    records and pay all costs related to the appointment of the Special Master. Despite
    this recommendation, the Special Master recommended that " neither [ Krielow] nor
    LSU should be cast in judgment for attorney' s fees or costs; rather, each party
    should bear its own costs."                         The      Special Master noted his conclusion that
    Krielow' s public records request was a valid, good -faith request and was not
    unreasonable or unduly burdensome to LSU and explained that he recommended
    LSU bear certain costs because:
    W] hile LSU' s conscientious counsel conducted a reasonable and
    good -faith search, review, production, segregation, and redaction of
    thousands of pages of potentially relevant records, in a reasonable
    time, this       time       and     expense was               necessitated,   in part,   by LSU' s
    decision to rely on La. R.S. [ 44: 4( 16)( A)] and to not require BASF to
    follow La. R.S. 44: 3. 2 and predesignate its documents as confidential
    or trade secret documents. [3]                   While LSU had the legal option to rely
    on the more specific statute and its own policies and not require pre-
    designation of BASF' s documents as confidential or trade secret
    documents,         particularly when those documents in some instances
    documents within the meaning of the law
    were plainly " trade secret"
    and could have been pre -designated as such by BASF, LSU should
    not now be heard to complain the subject search,                                segregation,      and
    redaction         of        these        now -public          documents       was    unreasonably
    burdensome, nor should it be heard to complain, in light of the strong
    public policy in favor of public access to state records, that it must
    bear plaintiff' s share of the cost of the judicial review of documents it
    3 Louisiana Revised Statutes 44: 3. 2( D)( 1) provides:
    All records containing proprietary or trade secret information submitted by a developer, owner, or
    manufacturer to a public body pursuant to Subsection A, B, or C of this Section shall contain a
    cover   sheet   that   provides     in    bold   type "   DOCUMENT      CONTAINS     CONFIDENTIAL
    PROPRIETARY            OR    TRADE        SECRET      INFORMATION".       The   developer,   owner,   or
    manufacturer shall clearly mark each instance of information which is, in his opinion, proprietary
    or trade secret information. However, the determination of whether such information is in fact
    proprietary or trade secret information shall be made by the custodian within thirty days of a
    submission; however, if a custodian receives a public records request during the period of thirty
    days, the determination shall be made within the time period provided in R. S. 44: 32( D) and 33( B).
    7
    chose to exempt from disclosure under the Public Records Law after
    plaintiff' s public records request.
    On February 23, 2018, the trial court held a contradictory hearing on the
    Special Master' s report and recommendations, and counsel for the parties reached
    an agreement as to all but two documents.                    Thereafter, the trial court adopted the
    recommendation of the Special Master regarding " the discoverability of the
    documents        held     by     the    Defendants,         including       the       two   aforementioned
    documents[;]" however, the trial court rejected the recommendations of the Special
    Master regarding " matters that fall outside of the Public Records request, i. e.,
    exceptions, casting costs, etc."'
    Krielow filed a motion for attorney fees and costs under La. R.S. 44: 35( D),
    alleging that he had prevailed, at least in part, in his public records suit. Following
    a hearing on Krielow' s motion, the trial court awarded the total amount of attorney
    fees requested by Krielow, $26, 070. 00, plus costs of $2, 045. 00 and reimbursement
    of the $ 5, 000. 00      Krielow deposited in the registry of the court for the Special
    Master' s fee.      Although the defendants argued that attorney fees and costs should
    not be awarded because the majority of the erroneous redactions were made by
    BASF ( not LSU), the trial court explained that it was awarding the full amount of
    attorney fees because " the plaintiff had to go through these proceedings in order to
    get those documents."
    LSU and Alexander appealed, arguing that the trial court erred in requiring
    LSU to produce documents that were unduly burdensome and expensive,                                       in
    violation of La. R.S. 44: 33( A)(2);            in awarding attorney fees and costs under La.
    R.S. 44: 35; and in awarding an unreasonable amount of attorney fees and costs.
    a The trial court noted that the Special Master exceeded his authority in giving a recommendation on anything
    beyond a determination of "what should be redacted and what should be turned over."
    8
    DISCUSSION
    Under Louisiana law, the right to access public records is a fundamental
    right protected by the constitution and by statute.                     Posner v. Gautreaux, 2015-
    1196,    p.   3(   La.App.    1    Cir. 3/ 3/ 16),     
    192 So. 3d 120
    ,   122.   The     Louisiana
    Constitution provides that "[ n] o person shall be denied the right to observe the
    deliberations of public bodies and examine public documents, except in cases
    established by law."          La. Const. Art. XII, § 3.            The legislature, in the Public
    Records Law, La. R. S. 44: 1, et seq., sought to guarantee, in the most expansive and
    unrestricted way possible, the right of the public to inspect and reproduce those
    records that the laws deem to be public.                  There was no intent on the part of the
    legislature to qualify, in any way, the right of access.                    Stevens v. St. Tammany
    Parish Government, 2017- 0959, pp. 4- 5 ( La.App. 1 Cir. 7/ 18/ 18), 
    264 So. 3d 456
    ,
    461, writ denied, 2018- 2062 ( La. 2/ 18/ 19), 
    265 So. 3d 773
    .                  To that end, La. R.S.
    44: 4. 1( A) provides:
    The legislature recognizes that it is essential to the operation of a
    democratic      government       that   the       people   be    made    aware   of   all
    exceptions,     exemptions,
    and limitations to the laws pertaining to
    public     records.       In order to        foster the people' s       awareness,    the
    legislature declares that all exceptions, exemptions, and limitations to
    the laws pertaining to public records shall be provided for in this
    Chapter or the Constitution of Louisiana. Any exception, exemption,
    and limitation to the laws pertaining to public records not provided for
    in this Chapter or in the Constitution of Louisiana shall have no effect.
    Whenever there is doubt as to whether the public has the right of access to
    certain records, the doubt must be resolved in favor of the public' s right to see; to
    allow otherwise would be an improper and arbitrary restriction on the public' s
    constitutional     rights.    Shane v.     Parish of Jefferson,          2014- 2225, pp. 9- 10 ( La.
    12/ 8/ 15),   
    209 So. 3d 726
    , 735; In re Matter Under Investigation, 2007- 1853, p. 
    25 La. 7
    / 1/ 09), 
    15 So. 3d 972
    , 989.         Because the right of access to public records is
    fundamental,       access to public records may be denied only when the                             law
    specifically and unequivocally denies access. Hilliard v. Litchfield, 2001- 1987, P.
    N
    4 ( La.App. 1 Cir. 6/ 21/ 02), 
    822 So. 2d 743
    , 746.                      The burden of proving that a
    public record is not subject to inspection, copying, or reproduction shall rest with
    the custodian.'         La. R.S. 44: 31( B)( 3);       Hilliard, 2001- 1987 at p. 4, 822 So. 2d at
    745.    As with Article XII, Section 3 of the Louisiana Constitution, the Louisiana
    Public Records Law should be construed liberally in favor of free and unrestricted
    access to public documents.             Shane, 2014- 2225 at p. 9, 209 So. 3d at 735.
    Public records" are defined in La. R.S. 44: 1 ( A)(2)( a) as:
    All books, records, writings, accounts, letters and letter books, maps,
    drawings,       photographs,        cards,    tapes,    recordings,      memoranda,          and
    papers, and all copies, duplicates, photographs, including microfilm,
    or other reproductions thereof, or any other documentary materials,
    regardless of physical form or characteristics, including information
    contained in electronic data processing equipment, having been used,
    being in use, or prepared, possessed, or retained for use in the
    conduct, transaction, or performance of any business, transaction,
    work,
    duty, or function which was conducted, transacted, or
    performed by or under the authority of the constitution or laws of this
    state, or by or under the authority of any ordinance, regulation,
    mandate, or order of any public body or concerning the receipt or
    payment of any money received or paid by or under the authority of
    the constitution or the laws of this state, are " public records",                         except
    as otherwise provided in this Chapter or the Constitution of Louisiana.
    Under La. R.S. 44: 4( 16), the Public Records Law does not apply:
    To the following records of a board or institution of higher learning,
    in accordance with rules and regulations promulgated by the Board of
    Supervisors for the University of Louisiana System, the Board of
    Supervisors of Louisiana State University and Agricultural and
    Mechanical         College,     and the       Board      of Supervisors         of Southern
    University        and    Agricultural        and     Mechanical         College,      or    their
    successors, in conjunction with the Board of Regents, for programs
    and institutions under their supervision                     and management,               unless
    access to the records is specifically required by state or federal statute
    or is ordered by a court under rules of discovery:
    a)   Trade secrets and commercial or financial information
    obtained from a person, firm,                 or   corporation,      pertaining to
    research or to the commercialization of technology, including
    any such information designated as confidential by such
    person,  firm, or corporation, but not including any such
    information relating to the identity of principals, officers, or
    individuals and entities directly or indirectly owning or
    A " custodian' is defined in the Public Records Law as the public official or head of any public body having
    custody or control of a public record, or a representative specifically authorized by him to respond to requests to
    inspect any such public records. La. R.S. 44: 1( A)(3).
    10
    controlling an entity other than a publicly held entity, or the
    identity of principals, officers, or individuals and entities
    directly owning or controlling five percent or more of a
    publicly held entity.
    Under the Public Records Law, the custodian shall present any public record
    to any person of the age of majority who so requests. La. R.S. 44: 32. The mere
    fact that the public record requested may contain nonpublic material is not a valid
    reason for restricting access to that record. Times Picayune Pub. Corp. v. Board of
    Supervisors ofLouisiana State University, 2002- 2551, p. 8 ( La.App. 1 Cir. 5/ 9/ 03),
    
    845 So. 2d 599
    , 605- 06, writ denied, 2003- 1589 ( La. 9/ 5/ 03), 
    852 So. 2d 1044
    .            A
    claim of undue burden or expense is not enough to overcome the public' s right of
    access to public records.        Stevens, 2017- 0959 at p. 5, 264 So. 3d at 462.    Although
    the examination of public records or requests for reproduction cannot be so
    burdensome as to interfere with the operation of the custodian's constitutional and
    legal duties,     any restriction or limitation imposed by the custodian places the
    burden on the custodian to justify the               restriction or limitation.      La.   R.S.
    44: 31( B)( 3);   Elliott v. District Attorney of Baton Rouge, 1994- 1804, P. 7 ( La.App.
    1 Cir. 9/ 14/ 95), 
    664 So. 2d 122
    , 126, writ denied, 1995- 2509 ( La. 12/ 15/ 95), 
    664 So. 2d 440
    .
    The custodian has a duty to segregate public records from other records.
    La. R.S. 44: 32( B) and 33( A)( 1);     Vandenweghe v. Parish ofJefferson, 11- 52, p. 
    10 La.App. 5
     Cir. 5/ 24/ 11),       
    70 So. 3d 51
    , 58, writ denied, 2011- 1333 ( La. 9/ 30/ 11),
    
    71 So. 3d 289
    .          Those portions deemed nonpublic must be separated prior to the
    public release of the record.        Vandenweghe, 11- 52 at p. 11, 
    70 So.3d at 58
    , citing
    La. R.S.      44: 32.     While the requested public record generally must be made
    available "   immediately," the law recognizes that some reasonable delay may be
    necessary to compile, review, and, when necessary,              redact   or   withhold   certain
    records that are not subject to production.         Roper v. City of Baton Rouge/Parish of
    11
    East Baton Rouge, 2016- 1025, pp. 10- 11 ( La.App. 1 Cir. 3/ 15/ 18), 
    244 So. 3d 450
    ,
    459, writ denied, 2018- 0854 ( La. 9/ 28/ 18), 
    252 So. 3d 926
    .                              See also La. R.S.
    44: 33( A)6 & (      B)( 1) 7; La. R.S. 44: 35( A)'.            Within five business days of the request,
    however, the custodian must provide a written " estimate of the time reasonably
    necessary for collection,               segregation,       redaction,      examination,        or   review     of   a
    records request."           La. R.S. 44: 35( A). If the custodian fails to provide that notice,
    the requesting party may institute proceedings for the issuance of a writ of
    mandamus, injunctive relief, or declaratory relief. 
    Id.
    Unduly Burdensome or Expensive
    In their first assignment of error, LSU and Alexander argued that the trial
    court erred in ordering the production of documents that were " unduly burdensome
    and expensive in violation of La. R. S. 44: 33( A)(2)."
    As noted above, a claim of undue burden or expense is not enough to
    overcome the public' s right of access to public records; it is only where the request
    is so burdensome that it interferes with the custodian' s constitutional and legal
    duties that the public' s right to access the records may be restricted. Elliott, 1994-
    1804 at P. 7, 664 So.2d at 126. The burden of proof to justify any restriction or
    limitation on the public' s right to access a public record is on the custodian.                                 La.
    R.S. 44: 31( B)( 3).
    6 When a request is made for a public record to which the public is entitled, the official who has responsibility for
    the record shall have the record segregated from other records under his custody so that the public can reasonably
    view the record. La. R. S. 44: 33( A)( 1). However, if segregating the record would be unreasonably burdensome or
    expensive, then the custodian must state this in writing and state the location of the requested record. La. R. S.
    44: 33( A)(2).
    7 If the public record requested is immediately available, because of its not being in active use at the time of the
    request, the public record shall be produced immediately.        If the public record requested is not immediately
    available, because of its being in active use at the time of the request, the custodian shall promptly certify this in
    writing to the applicant, and in his certificate shall fix a day and hour within three days, exclusive of Saturdays,
    Sundays, and legal public holidays, for the exercise of the right granted by the Public Records Law. La. R.S.
    44: 33( B)( 1).
    8
    Any person who has been denied the right to inspect, copy, reproduce, or obtain a copy or reproduction of a record
    under the provisions of the Public Records Law, either by a determination of the custodian or by the passage of five
    days, exclusive of Saturdays, Sundays, and legal public holidays, from the date of his in- person, written, or
    electronic request without receiving a determination in writing by the custodian or an estimate of the time
    reasonably necessary for collection, segregation, redaction, examination, or review of a records request, may
    institute proceedings for the issuance of a writ of mandamus or injunctive or declaratory relief, together with
    attorney fees, costs, and damages. La. R.S. 44: 35( A).
    12
    We note that LSU forwarded Krielow' s public records request to BASF and
    sought BASF' s assistance in identifying those portions of the responsive records
    that might qualify under Louisiana law for redaction.                        Counsel for LSU admitted
    that he did not review the unredacted documents prior to their redaction by BASF,
    so he had no idea what had been removed from the documents.                                           It is the
    custodian' s duty, not the duty of a third party, to determine whether information is
    in fact proprietary or trade secret information.                         See. La. R.S.         44: 3. 2 ( D)( 1).
    Because of LSU' s failure to properly perform their duty as custodian of the record,
    Krielow had to incur additional time and expense to recover public information he
    was legally entitled to receive.
    After a thorough review of the record, we cannot say that the trial court erred
    in concluding that LSU did not satisfy their burden of proving it was justified in
    restricting the public' s right to access a public record.
    Attorney Fee Award
    In their second assignment of error, LSU and Alexander argued that the trial
    court erred in awarding Krielow attorney fees and costs under La. R.S. 44: 35( D),
    since LSU did not act arbitrarily or capriciously.
    At the time of the public records requests at issue herein, Louisiana Revised
    Statutes 44: 35( D) provided that if the person seeking the right to inspect, copy, or
    reproduce a public record or to receive or obtain a copy or reproduction of a public
    record prevails in his enforcement suit, the court shall award him reasonable
    attorney fees and other litigation costs, and " fl f such person prevails in part, the
    court may in its discretion award him reasonable attorney fees or an appropriate
    portion thereof." ( emphasis            added).'       A plaintiff may also be entitled to actual
    damages and civil penalties, pursuant to La. R.S. 44: 35( E)( 1),                      when the custodian
    acted arbitrarily or capriciously.            However, there is no requirement of arbitrary or
    9 Louisiana Revised Statutes 44: 35( D) was subsequently amended by Acts 2018, No. 394, § 1.
    13
    capricious behavior in order for attorney fees to be awarded under La. R.S.
    44: 3 5( D).
    LSU also argues that it should not have been ordered to pay Krielow' s
    attorney fees because it produced " several thousand records to Plaintiff before
    Plaintiff filed suit."    Regardless of LSU' s initial production of records, the fact
    remains that LSU denied Krielow access to certain public records.          That LSU did
    so based on an erroneous belief that the records were exempt from production or
    an incorrect belief that the request could be denied under La. R.S. 44: 33( A)(2) is of
    no   consequence.        This court has held that where requested documents are
    eventually produced following the request for a writ of mandamus, the writ of
    mandamus may be rendered moot, however, an award of attorney fees is still
    permissible under La. R. S. 44: 35( D) if the production occurred after suit was filed.
    Roper,   2016- 1025 at p. 28, 
    244 So. 3d 450
    , 469 ( finding   that, although some
    records were provided or made available before suit was filed, additional records
    were provided after suit was filed; thus,          an award of attorney fees was still
    available under the statute).
    Because Krielow prevailed on some, but not all, of his claim, an award of
    attorney fees was discretionary with the trial court under La. R.S.            44: 35( D).
    Appellate review of such discretionary decisions is conducted under the " abuse of
    discretion"    standard   of   review.   Quality Environmental Processes, Inc. v. IP
    Petroleum Company, Inc., 2016- 0230, p. 22 ( La.App. 1 Cir. 4/ 12/ 17), 
    219 So. 3d 349
    , 375, writ denied, 2017- 00915 ( La. 10/ 9/ 17), 
    227 So. 3d 833
    .       Generally, an
    abuse of discretion results from a conclusion reached capriciously or in an arbitrary
    manner. 
    Id.
    In this case, because LSU improperly denied Krielow access to some of the
    documents requested, he has prevailed in part in his mandamus action. Based on
    our review of the record before us, we find no abuse of discretion in the trial court' s
    14
    award of attorney fees and costs under La. R.S. 44: 35( D).             See Maldonado v.
    Cannizzaro, 2018- 0177, pp. 11- 12 ( La.App. 4 Cir. 10/ 10/ 18), 
    257 So. 3d 733
    , 742,
    writ denied, 2018- 1749 ( La. 1/ 8/ 19), 
    260 So. 3d 591
    .
    LSU and Alexander' s final assignment of error is that the amount of the trial
    court' s attorney fee award was unreasonable.
    Rule    1. 5 of the Louisiana Rules of Professional Conduct provides the
    following factors to be considered by the court in setting reasonable attorney fees:
    1)   the time and labor required,       the novelty and difficulty of the
    questions involved, and the skill requisite to perform the legal
    service properly;
    2) the likelihood, if apparent to the client, that the acceptance of the
    particular employment will preclude other employment by the
    lawyer;
    3)    the fee customarily charged in the locality for similar legal
    services;
    4) the amount involved and the results obtained;
    5)   the time limitations imposed by the client or by the circumstances;
    6)    the nature and length of the professional relationship with the
    client;
    7)    the experience, reputation, and ability of the lawyer or lawyers
    performing the services; and
    8) whether the fee is fixed or contingent.
    The record on appeal contains Krielow' s attorney' s billing statements and an
    affidavit attesting to the time spent on the case and his hourly rate.                LSD' s
    argument that the award was unreasonable is simply that the award is higher than
    awards in other, more egregious cases. However, the trial court concluded, and we
    agree,    that the amount of attorney fees requested was reasonable under the
    circumstances.           As noted above, the trial court has discretion to award a plaintiff
    who has prevailed only in part " reasonable attorney fees or an appropriate portion
    thereof."      There is no absolute requirement that the trial court reduce the award of
    15
    reasonable attorney fees based on a portion of the claim being unsuccessful.           Based
    on the particular circumstances of this case, we cannot say that the trial court' s
    award of $26,070. 00 in attorney fees was an abuse of discretion or clearly wrong.
    Attorney Fees for Defending Appeal
    In his appellate brief, Krielow also requested additional attorney fees for
    defense of this appeal.       An increase in attorney fees is usually awarded where a
    party who was awarded attorney fees by the trial court is forced to and successfully
    defends an appeal.     Aswell v. Division ofAdministration, State, 2015- 1851, p. 
    10 La.App. 1
     Cir. 6/ 3/ 16), 
    196 So. 3d 90
    , 96. The award of additional attorney fees is
    to   keep   the   appellate   judgment   consistent   with   the   underlying judgment.
    Maldonado, 2018- 0177 at p. 14, 
    257 So.3d at 743
    . Here, Krielow failed to follow
    the proper appellate procedure in submitting his request for an award of additional
    attorney fees, since he did not answer the appeal.           See La. C. C. P.   art.   2133;
    Molinere v. Lapeyrouse, 2016- 0991, p. 17 ( La.App. 1 Cir. 2/ 17/ 17), 
    214 So. 3d 887
    , 898.   Thus, he is not entitled to an increase in attorney fees for defending this
    appeal.
    CONCLUSION
    For the reasons set forth herein, the judgment of the trial court is affirmed.
    Costs of this appeal are assessed to defendants, Louisiana State University Board
    of Supervisors and F. King Alexander.
    AFFIRMED.
    16
    

Document Info

Docket Number: 2019CA0176

Filed Date: 11/15/2019

Precedential Status: Precedential

Modified Date: 10/22/2024