Ball v. LeBlanc , 300 F.R.D. 270 ( 2013 )

RULING AND ORDER

BRIAN A JACKSON, Chief Judge.

I. INTRODUCTION

Before the Court are two motions by Plaintiffs Elzie Ball, Nathaniel Code, and James Magee (collectively “Plaintiffs”), seeking sanctions against Defendants James M. LeBlanc, Nathan Burl Cain, Angelia Nor-wood, and the Louisiana Department of Public Safety and Corrections (collectively “Defendants”) for discovery violations and spoliation of evidence. (Docs. 62, 63.) Plaintiffs also request that sanctions be imposed against Defendants’ counsel based on representations made throughout this litigation regarding discovery and spoliation of evidence. (Doc. 85, p. 10.) Defendants oppose each motion. (Docs. 66, 68.) The Court heard oral argument on Plaintiffs’ motions on August 5, 2013, (Doc. 75), and, subsequently, Plaintiffs filed reply memoranda addressing Defendants’ arguments in opposition to sanctions, (Does. 84, 85). It is uncontested that this Court has jurisdiction over these proceedings pursuant to 28 U.S.C. §§ 1331, 1343, and 2201.

Upon thorough review, and for reasons fully explained below, this Court determines that sanctions against Defendants are warranted based on Defendants’ willful, bad faith attempts to manipulate data critical to Plaintiffs’ cause of action, and for abuses of the discovery process.

Accordingly,

IT IS HEREBY ORDERED that Plaintiffs’ Motions for Imposition of Sanctions (Docs. 62, 63) are each GRANTED IN PART and DENIED IN PART.

Further, in reviewing Plaintiffs’ requests for sanctions, this Court has come to share Plaintiffs’ concerns regarding the alarming lack of candor demonstrated by Defendants’ counsel throughout this litigation. Accordingly,

IT IS HEREBY ORDERED that Defendants’ counsel E. WADE SHOWS, AMY L. MCINNIS, and JACQUELINE B. WILSON SHOW CAUSE WHY SANCTIONS SHOULD NOT BE IMPOSED against each personally, under Fed.R.Civ.P. 37(c); M.D. La. LR83.2.4 and LR83.2.8; Louisiana Professional Conduct Rules related to honesty and fair dealing to opposing counsel; Louisiana Professional Conduct Rules related to candor to the tribunal; and this Court’s inherent powers; possible sanctions to include, but not limited to, reprimand, ethics training, suspension, disbarment, and/or the payment of attorneys’ fees to cover the cost of motions and discovery related to this proceeding. A show cause hearing on this matter shall follow.

II. FACTUAL AND PROCEDURAL BACKGROUND

At this point, the facts and procedural history in the underlying civil action are well-established.¹ Suffice for now to say that Plaintiffs are death row inmates, currently incarcerated at the Louisiana State Penitentiary in Angola, Louisiana (“Angola”), who allege that Defendants have subjected them to cruel and unusual punishment in violation of the Eighth Amendment and certain statutory provisions, including the Americans with Disabilities Act, 42 U.S.C. § 12101, et seq., and the Rehabilitation Act, 29 U.S.C. § 794. (Doc. 1.) The gravamen of Plaintiffs’ complaint is that Defendants have subjected them to excessive heat during the summer months, acted with deliberate indifference to their health and safety, and discriminated against them on the basis of their disabilities.

Against this backdrop, Plaintiffs assert the following independent, but related, bases for imposing sanctions against Defendants: (1) Defendants deliberately “undermine[d] the accuracy ... of court-ordered data collection” related to temperature, humidity, and heat index in Angola’s death row tiers, and thus should be sanctioned for spoliation of evidence, (Doc. 63, p. 14); (2) Defendants were “evasive,” “incomplete,” and untimely in their responses to Plaintiffs’ discovery requests regarding the cost of installing air-conditioning in the death row tiers, (Doc. 62, p. 3), and also refused to permit Plaintiffs’ “shadow” expert “to bring instruments into the prison to verify any of the data collection” efforts, (Doc. 63, p. 3), and thus should be sanctioned for violating the Federal Rules of Civil Procedure and this Court’s discovery orders. The following facts are pertinent to Plaintiffs’ allegations.

A. Defendants’ attempts to “undermine the accuracy ... of court-ordered data collection”

Plaintiffs’ first complaint is that Defendants deliberately “undermine[d] the accuracy ... of court-ordered data collection” related to temperature, humidity, and heat index in Angola’s death row tiers and, accordingly, should be sanctioned for spoliation of evidence. (Doc. 63, p. 14.)

1. The data collection period

On June 18, 2013, Plaintiffs filed a Motion for Preliminary Injunction (Doc. 12), seeking an order from this Court instructing Defendants to “maintain a heat index along the death row tiers that ... does not pose substantial risk to [Plaintiffs’] health—i.e. maintain a heat index below 88°,” (Doc. 12-1, p. 28). Defendants opposed Plaintiffs’ motion arguing, among other things, that Plaintiffs request for a preliminary injunction should be denied because Plaintiffs could not show a likelihood of success on the merits of their claim. (Doc. 15 pp. 8-16.) Specifically, Defendants took issue with Plaintiffs’ assertions that conditions on death row were unconstitutional based on “temperature and humidity conditions ... [that] regularly reach into the category of ‘extreme danger’ heat index.” (Doc. 12-1, p. 3.) Defendants stated:

As Angola does not calculate the heat index on tiers, the numbers provided by Plaintiffs in their memorandum and exhibits are simply calculations, which must be proven like any other fact. And as explained in defendants’ Motion to Strike, calculations made by counsel are not competent evidence and cannot be considered. Furthermore, as will be borne out through testimony at the hearing, the calculations utilized are deficient. It is scientifically impossible to reach the heat indexes that Plaintiffs claim to exist inside the cells at Angola (even though no heat index, humidity or dew point measurements were taken inside the facility, further questioning the reliability of the data being presented to the Court).

(Doc. 15, p. 12 (emphasis added).)

On July 2, 2013, this Court heard oral argument on Plaintiffs’ Motion for Preliminary Injunction. (Doc. 24.) Based on Plaintiffs’ claims and Defendants’ defenses, the need for current, accurate temperature, humidity, and heat index data from Angola’s death row housing tiers was obvious. Accordingly, the Court deferred its ruling on Plaintiffs’ motion pending the collection of such data by a neutral expert, re-set the hearing on the motion, set trial on the merits, and ordered the parties to meet, confer, and develop an accelerated joint discovery plan and schedule. (Doc. 24.) Subsequently, the parties submitted a proposed joint discovery schedule, which was later adopted by the Court. (Docs. 26, 28.) The discovery schedule included the parties’ joint stipulation to retain a neutral expert to collect, analyze, and disseminate the temperature, humidity, and heat index data over a 21-day period to begin July 15, 2013. (Doc. 28.)

After some back and forth, the parties agreed to retain the expert proposed by Defendants, United States Risk Management, LLC. (See Docs. 31, 36.) On July 12, 2013, this Court ordered “U.S. Risk Management ... [to install] the necessary equipment, collect[] the required data, and disseminat[e] such data,” so that the temperature, humidity, and heat index in Angola’s Death row could be reliably measured over a 21-day period. (Doc. 36, p. 2.) Data collection was intended to accurately capture climate conditions as they existed on Death row, without adulteration due to remedial measures undertaken by Defendants. (See Transcript, July 2, 2013 (Hearing on Preliminary Injunction) (BY THE COURT: “The goal here is to have 21 straight days of data.”); Doc. 31, p. 5 (Defendants’ Submission of Proposed Independent Expert) (“Most importantly, the data must be accurate so that it can be relied upon by this Court.”); Doc. 36, p. 2 (providing certain instructions to ensure collection of “the most accurate data”); Doc. 63-17 (email from Norwood admonishing death row supervisors “to ensure accurate and consistent temperature recording” and to avoid making adjustments to cells that would “tamper with” data collection).) This Court’s July 12 Order also directed that Plaintiffs would be allowed to retain their own expert, and that this expert would “be permitted to shadow U.S. Risk Management during the installation of the necessary equipment, and inspect the equipment at least once per week.” (Doc. 36, pp. 2-3.)

2. Defendants’ modifications to the death row tiers

On July 15, the first day that data collection was set to begin, Defendant Assistant Warden Angelia Norwood sent the following email to all Death row Supervisors:

In order to ensure accurate and consistent temperature recording, all fans and windows are not to be adjusted in any manner. In addition, no offender and/or employee is to tamper with the recording devices placed on each tiers. Only authorized persons will be allowed inside the cells with the recording devices.

If you have any questions, please see me. Your assistance is appreciated.

(Doc. 63-17.) Nevertheless, despite Nor-wood’s email, and this Court’s emphatic instruction “that the most accurate data ... be collected,” (Doe. 36, p. 2), Defendants undertook efforts to change the conditions in the death row tiers soon after the data collection period began.

First, under cover of night, Defendants installed awnings over the windows of death row tiers C and G. Trial Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013 (“We worked the inmates all night long to get the awnings up....”). At trial, Defendant Warden Burl Cain testified that he ordered the awnings installed “to shade the window to see what would happen. To see if the temperature would fall.” Id. Whether or not the awnings had the intended effect of reducing the temperature in the selected tiers, it is uneontroverted that the awnings “shaded the window[s].” See id.; see also Doc. 85-11, p. 39 (Deposition of David Garon).

Next, Defendants employed “soaker hoses”² to “mist[] the walls” of certain tiers, and also endeavored—albeit unsuccessfully—to “put[] the sprinkler system on the roof, [and a ] water sprinkler in the yard.” Trial Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013; Doc. 85-9, p. 34 (Deposition of Nathan Burl Cain). As with the awnings, the intent of these measures was to “cool[ ]” the selected death row tiers. (Doc. 85-9, p. 34 (Deposition of Nathan Burl Cain) (“We are actually misting the walls of the building to try to see if we can get the cinder blocks to be cooler so then they won’t conduct the heat all the way through....”).) Again, however, it is unclear precisely what effect Defendants’ efforts to “mist[] the walls of the building” actually had on temperatures in the selected death row tiers.

Finally, Defendants repaired a malfunctioning vent in Plaintiff Nathaniel Code’s cell one business day prior to this Court’s scheduled site visit to Angola’s death row facility. (See Doc. 85-2.)

The precise date that Defendants installed the awnings and soaker hoses on the selected death row tiers is not clear from the record. Tidal Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013 (“I don’t recall the specific dates and times [that the awnings and soaker hoses were installed].”); id. (stating “I’m not exactly sure when we [installed the awnings],” and indicating that installation may have occurred in the early morning hours of Thursday, July 25, 2013 or Friday, July 26, 2013). Nor is it clear when, exactly, Defendants’ fixed Code’s vent. (See Doc. 85-2 (suggesting that repairs occurred sometime after Code’s complaints on August 8, 2013, but before Wilson’s email of August 10).) A few things, however, are clear. First, the installation of awnings and soaker hoses, and the repairs to Code’s vent occurred after this Court ordered Defendants to collect “the most accurate data,” and after the data collection period had begun. (See Doc. 36, p. 2 (emphasis added); Doe. 24, p. 2; Doc. 63-14 (July 26, 2013 email from Amy Melnnis to Mercedes Montagnes stating that “awnings ... are being installed over the windows on only two tiers” (emphasis added)); Trial Transcript, Argument of Amy Melnnis, Aug. 5, 2013 (“[T]hose awnings were erected after we — after Defendants had disclosed [to the Magistrate Judge on July 25, 2013] that this is something that we were going to do.”).) Second, there is no indication in the record that Defendants informed Plaintiffs or Plaintiffs’ counsel of their plans to modify the death row tiers prior to the modifications being made. Third, and perhaps most importantly, Defendants never requested permission from this Court to make any alterations whatsoever to the death row tiers.

3. Plaintiffs’ discovery of Defendants’ modifications

On July 15, 2013—the same day that data collection began—Plaintiffs served Defendants with interrogatories requesting: (1) disclosure of “any steps that have been taken, since the Complaint in the LAWSUIT was filed, related to altering climate conditions in the DEATH ROW FACILITY”; and (2) disclosure of “any changes to any of the climate control mechanisms in the DEATH ROW FACILITY that have occurred since this action was filed.” (Doc. 63-11, p. 6 (Interrogatories Nos. 4-5) (emphasis in original).) Four days later, on July 19, Defendants responded that “since the filing of the complaint, only routine maintenance and inspections were performed on the climate control systems,” but “reserve[d] the right to supplement their answer[s] at a later time.” (Id.) Despite this “reserv[ation],” Defendants failed to follow through with additional information regarding changes to the climate control mechanisms.

Instead, Plaintiffs learned about Defendants’ modifications through their own channels.³ Having heard rumors of modifications being made to the death row tiers, Plaintiffs’ counsel emailed Defendant’s counsel the following message at 3:02 p.m., July 26, 2013:

Counsel,

We have received numerous reports from various sources that alterations are being made to death row. We believe these actions are designed to reduce the heat.

Can you please confirm this as soon as possible? Obviously we are entitled to this information pursuant to our discovery requests as well as our pending lawsuit.

Yours very truly,

Mercedes Montagnes

(Doc. 63-13.)

A little more than an hour-and-a-half after Montagnes sent her email, at 4:39 p.m., defense counsel Amy Mclnnis reported the installation of awnings, but failed to mention the soaker hoses. Specifically, Mclnnis wrote:

Mercedes and all,

I think what you may [sic] referring to as “alterations” are awnings that are being installed over the windows on only two tiers. This was discussed with Magistrate Judge Riedlinger yesterday in our settlement conference. We had indicated to him that although the terms of your proposed settlement were not agreeable to our clients, that they were nonetheless committed to exploring and implementing measures that would make the inmates housed on Death Row more comfortable and that they would do so own [sic] their own, without being ordered to do so by the Court. We had specifically mentioned the possibility of installing awnings on windows on only two tiers during the monitoring period, so that we could ascertain whether such effort would have a measurable effect on temperatures on those two tiers. Judge Riedlinger indicated that he believed that this would be a good idea. It was our impression that this was being communicated to you during the settlement conference.

Please note that the awnings are being installed on only two tiers, not all tiers, as we want to be certain that we do not skew the data monitoring.

In the spirit of full disclosure, please see the attached pictures of the awnings being installed.

I trust that this will suffice in lieu of a formal supplemental discovery response.

Regards, Amy

(Doc. 63-14 (emphasis added).⁴)

Three days later, on July 29, 2013, Defendants’ counsel sent Plaintiffs’ counsel Defendants’ Supplemental Response to Plaintiffs’ Discovery (Doc. 63-16), which, among other things, stated: “Since the filing of the complaint, the forced ventilation system was inspected and awnings were added on to tiers C and G by inmates and/or employees of LSP,” (id., pp. 6-7.) Again, however, Defendants’ counsel neglected to mention Defendants’ installation of soaker hoses on certain tiers. (See generally id.)

Indeed, Plaintiffs’ counsel only learned of the soaker hoses when they deposed Defendant Warden Nathan Burl Cain on July 31, 2013. (See Doc. 85-9, p. 34 (Deposition of Nathan Burl Cain).) Even after Warden Cain’s deposition, Defendants’ counsel failed to supplement Defendants’ responses to Plaintiffs’ interrogatories with information regarding Defendants’ use of soaker hoses and/or misting devices.

Plaintiffs’ counsel learned of Defendants’ attempts to repair Plaintiff Code’s cell vent in much the same way that they learned of Defendants’ construction of awnings and installation of soaker hoses. Yet again, Defendants only informed Plaintiffs’ counsel regarding this “routine maintenance” to Code’s vent after Montagnes emailed to inquire about work done in Code’s cell. (See Doc. 85-2, pp. 2-3.) And, as before, Defendants’ did not supplement their interrogatory responses to reflect their maintenance to this “climate control mechanism.” (See Doc. 63-11, p. 6.)

4. The Court’s discovery of Defendants’ modifications

The Court did not learn that Defendants installed awnings and soaker hoses on the death row tiers until the final pretrial conference on July 31, 2013. During this conference, which was not on the record, Plaintiffs’ counsel informed the Court that Defendants had installed awnings over the windows in certain death row tiers, including tiers subject to the Court’s data-collection Order. (See Doc. 57, p. 2.) Plaintiffs further informed the Court that Defendants had attempted to soak and/or mist some of the tiers by spraying water on the roof of and/or on the side of the buildings. (See id.)

In response, Defendants’ counsel conceded that Defendants took such actions. (See id.). Defendants’ counsel also conceded that Defendants had done so without seeking permission from the Court. (See id.) However, Defendants’ counsel E. Wade Shows asserted that Magistrate Judge Riedlinger “knew” that Defendants planned to take such actions, and also asserted that counsel informed Judge Riedlinger of Defendants’ intentions during the parties’ settlement conference on July 25.

Defendants’ counsel maintained the position that Magistrate Judge Riedlinger endorsed Defendants’ modifications to the death row tiers in their memorandum opposing Plaintiffs’ Motion for Imposition of Sanctions for Defendants’ Spoliation of Evidence, (Doc. 63). Specifically, Defendants’ counsel stated:

Plaintiffs have not and cannot demonstrate that Defendants acted in bad faith in the installation of awnings on the windows on only two tiers of the Death Row Facility. First, Defendants’ motivation in installation awnings was the same as all of the other possible solutions discussed in the July 25, 2013 settlement conference with Magistrate Judge Riedlinger—to explore all feasible solutions to alleviate effects of heat on the inmates housed on the Death Row Tiers. This good faith impetus was expressed to Magistrate Judge Riedlinger, who indicated that he thought any good faith solutions would be appreciated by this Court. During this same conference, Defendants stated that they intended to erect awnings over the windows to explore whether such measures would enhance the comfort level of inmates by preventing the glare from the sun from reflecting into their cells.

(Doc. 66, pp. 10-11 (emphasis added).)

In the same memorandum Defendants’ counsel represented to the Court that Defendants’ had fully complied with all discovery obligations, despite having failed to inform Plaintiffs regarding Defendants’ use of soak-er hoses/misting devices prior to Warden Cain’s deposition. Specifically, Defendants’ counsel stated:

Defendants were anything but evasive in the discovery process, as evidenced by (1) Defendants’ prior notice of the awning installation during the settlement conference; (2) Defendants’ prompt notification of the awning installation the same day as the installation; and (3) the fact that Plaintiffs certified to the Court on July 31, 2013, that no discovery issues remained.

(Id., p. 12 (emphasis added).)

On August 5, 2013, at the hearing on Plaintiffs’ Motion for Sanctions, Defendants’ counsel again laid blame with Magistrate Judge Riedlinger for Defendants’ alterations to the death row tiers. Specifically, the following colloquy ensued between this Court, and Defendant’s counsel Amy Mclnnis:

BY MS. MCINNIS: And, Your Honor, the attempts that were made—and let me just be clear about what those attempts are. Because I think we’re talking around. There were awnings that were erected. Those—

BY THE COURT: And they were erected after I ordered the collection of the data, correct?

BY MS. MCINNIS: Correct, Your Honor.

BY THE COURT: No one came to me and asked for permission to make any material changes to any of the conditions during the period of time that the data was being collected, correct?

BY MS. MCINNIS: That is correct, Your Honor.

BY THE COURT: And why is that?

BY MS. MCINNIS: Your Honor, that very remedial measure, along with several other possible ones were specifically discussed at length until Magistrate Judge Riedlinger in the 20—the July 25th summary conference.

Trial Transcript, Argument of Amy Mclnnis, Aug. 5, 2013 (emphasis added).

Defendants’ counsel persisted in her position that Magistrate Judge Riedlinger tacitly approved Defendants’ actions even after this Court cautioned about relating the contents of confidential settlement discussions.

BY THE COURT: Let me say, Ms. Mcln-nis. The discussions, as I appreciate it, and I don’t even know the extent of those discussions, because those discussions occurred in the context of a settlement conference. Which, of course, the District Court is not privy to, and nor do I want to be privy to it. So, with that in mind, please proceed.

BY MS. MCINNIS: And, Your Honor, I’m not trying to violate that rule. The reason that I mention it is only to show the court that it was taken in good faith. We—the erection of the awnings. And that those awnings were erected after we—after Defendants had disclosed that this is something that we were going to do and, in fact, do it tomorrow. So.

BY THE COURT: I understand that. But, as I appreciate it, it was shared in the context of if we settle this case—if we settle this ease, contingent upon a settlement, these are the things we can and will do.

BY MS. MCINNIS: That was not the— that’s not the context in which that statement was made. It was we are going to do this outside of any court order. We are going to do in order to, as a sign of good faith. And it was our impression that it was taken that way.

Id.

Later, after the Court informed Defendants’ counsel that it had independently conferred with Magistrate Judge Riedlinger regarding his approval—tacit or otherwise—of Defendants’ actions, Defendants’ counsel retreated from her position.

BY THE COURT: Ms. Mclnnis, were you present at the conference with the Magistrate Judge?

BY MS. MCINNIS: Yes, Your Honor. I was.

BY THE COURT: I will tell you that I have conferred with the Magistrate Judge. And he has made it very clear to me, and if necessary I will produce evidence, that he gave no party any approval to make any material changes. Now, I believe it is the ease that to the extent there were discussions of the installation of awnings and other devices, that it was, again, contingent upon a settlement in the case. So, I want to ask you to be very, very careful, Ms. Mclnnis. Because if you tell me, as Mr. Shows told me, that the Magistrate Judge knew it and at least tacitly approved it, it will—I am obligated then to verify that.

BY MS. MCINNIS: I understand.

BY THE COURT: And if the one person who is in position to verify that doesn’t verify it, then I’m in a position to impose not just sanctions on the parties. I may have to impose sanctions on counsel.

BY MS. MCINNIS: I understand, Your Honor.

BY THE COURT: I’m not threatening you. Now, I want to be clear about that. But I just want to be absolutely certain that everyone knows the rules.

BY MS. MCINNIS: I understand, Your Honor. And, Your Honor, and I do want to be very careful and I do want the court to understand what I’m saying. That what I’m saying is that we had put this forward. And I’m—what I’m representing to the court. This was done— we had given plaintiffs prior notice. I’m not offering it to say that this was a term of settlement or—because I know that those conversations are off limits at this time. Just to say that there is no culpable breach insofar as it was discussed and it was mentioned in advance.

Id.

B. Defendants’ “evasive,” “incomplete,” and untimely responses to Plaintiffs’ discovery requests regarding the cost of installing air-conditioning in the death row tiers

Next, Plaintiffs’ complain that Defendants’ responses to discovery requests regarding the cost of installing air-conditioning in the death row tiers were “evasive,” “incomplete,” and untimely in violation of the Federal Rules of Civil Procedure and this Court’s discovery orders. (Doc. 62, p. 3).

1. Putting the cost of air-conditioning at issue

Almost from the outset, it was clear that the potential cost of remedial measures was a relevant and, indeed, critical consideration to determining whether Plaintiffs’ would achieve the relief that they sought, at least in the short-term. In response to Plaintiffs’ request for a preliminary injunction ordering Defendants to “maintain a heat index below 88°,” (Doc. 12-1, p. 28), Defendants took the position that “the harm to Defendants greatly exceeds the actual likelihood of [Plaintiffs’] serious health problems,” because remedial measures—specifically installation of air-conditioning in the death row tiers—could “only be done at a huge expense and after massive construction and installation efforts.” (Doe. 15, p. 16.)

2. Plaintiffs’ attempts to discover Defendants’ cost estimates for installation of air-conditioning on death row

Notably, Defendants’ opposition to Plaintiffs’ preliminary injunction motion did not include an actual cost estimate for the installation of air-conditioning. (See id., pp. 16-17.) Nor did Defendants’ opposition include any suggested alternatives for reducing the temperature, humidity, and heat index in the death row tiers.⁵ (See generally id.) Thus, after this Court deferred ruling on Plaintiffs’ request for a preliminary injunction pending a full evidentiary hearing, (Doc. 24, p. 2), Plaintiffs included among their July 15 interrogatories questions aimed at assessing the balance of harm prong of the preliminary injunction inquiry. See La Union Del Pueblo Entero v. Fed. Emergency Mgmt. Agency, 608 F.3d 217, 219 (5th Cir.2010) (“A preliminary injunction is an extraordinary remedy that should only issue if the movant shows: (1) a substantial likelihood of prevailing on the merits; (2) a substantial threat of irreparable injury if the injunction is not granted; (3) the threatened injury outweighs any harm that will result to the non-movant if the injunction is granted; and (4) the injunction will not disserve the public interest.”). Specifically, Plaintiffs’ interrogatories included the following:

INTERROGATORY NO. 11:

DESCRIBE IN DETAIL how YOU would be willing [sic] ensure that the heat index on the DEATH ROW TIERS remains below 88 degrees Fahrenheit.

INTERROGATORY NO. 12:

DESCRIBE IN DETAIL the expenses associated with furnishing air conditioning on the DEATH ROW TIERS so as to ensure that the heat index on the DEATH ROW TIERS remains below 88 degrees Fahrenheit.

(Doc. 62-1, pp. 7-8 (Interrogatories 11-12) (emphasis in original).)

3. Defendants’ responses to Plaintiffs’ interrogatories

Despite the obvious relevance of Plaintiffs’ interrogatories given Defendants’ position on the issue of air-conditioning, Defendants’ July 19 response to Plaintiffs’ discovery requests stated:

RESPONSE TO INTERROGATORY NO. 11:

Defendants object to the interrogatory as written, as it seeks information that is not relevant to a claim or defense of either party nor is it calculated to lead to the discovery of admissible evidence. Further, it presumes that a heat index below 88 degree is an optimal heat index.

Defendants reserve the right to supplement their answer at a later time.

RESPONSE TO INTERROGATORY NO. 12:

Defendants cannot answer this question, as it seeks information that it not in its possession, custody, or control.

Defendants reserve the right to supplement their answer at a later time.

(Doc. 62-2, pp. 4-5 (Responses to Interrogatories 11-12) (emphasis in original).)

Immediately upon receipt of Defendants’ Responses, Plaintiffs’ counsel sent a twelve-page letter to Defendants’ counsel, requesting a meeting “to resolve issues relating to the issues raised by Defendants’ deficient discovery responses.” (Doc. 62-3, p. 1.) Plaintiffs’ letter outlined each of Plaintiffs’ concerns with Defendants’ Interrogatory Responses. (See id., pp. 5-7.) Specifically, as to Defendants’ Response to Interrogatory 11, Plaintiffs noted that Defendants’ refusal to answer was without basis because “[t]he request plainly seeks information relating to the permanent injunctive relief sought by Plaintiffs, including without limitation the balance of the harms that Defendants have themselves contended are in Defendants’ favor.” (Id., p. 7.) As to Defendants’ Response to Interrogatory 12, Plaintiffs’ stated that despite Defendants’ insistence that the information requested was beyond their “possession, custody, or control,” Defendants were known to “have retained a consulting engineer to testify as an expert—thereby making clear that Defendants have information readily available and the ability to answer the Interrogatory.” (Id.)

Plaintiffs’ initial attempts to resolve this discovery dispute with Defendants’ counsel were fruitless. Thus, Plaintiffs’ counsel raised the issue again during discovery conferences with Magistrate Judge Riedlinger on July 23 and 25, 2013. (See Doc. 49, pp. 1-2.) Following these conferences, the Magistrate Judge issued an Order stating, in pertinent part:

Interrogatory Number 11: defendants required to supplement, even if the substantive answer is that Defendants currently do not have a plan to keep the heat index below 88 degrees F on the Death row tiers.

Interrogatory Number 12: defendants required to supplement, even if the substantive answer is that Defendants currently do not have an estimate of the cost to air condition the Death row tiers.

(Id., p. 2.) The Magistrate Judge further ordered that Defendants were “to file their supplemental discovery responses by 5:00 p.m., on July 29, 2013.” (Id., p. 1.)

4. Further developments: Defendants’ Expert’s Report regarding costs of installing remedial measures on death row

On July 24, in accordance with the Court’s discovery schedule, (Doc. 28, p. 2), Defendants provided to Plaintiffs the expert report of Henry C. Eyre, III, (Doe. 62-5). Defendants retained Eyre, a consulting engineer, “to determine the feasibility of adding cooling to the existing inmate holding cells & inmate tiers” at Angola’s Death row. (Id., p. 1.) Eyre’s report—titled “Feasibility Study—Addition of Cooling”—made no mention of costs or expenses, specific or general, associated with installing air conditioning in the death row tiers. (See generally id.) Nor did Eyre’s report indicate that an estimate of costs or expenses would follow. (See generally id.)

On July 26, two days after the deadline for exchanging expert reports had passed, (Doc. 28, p. 2), Defendants’ counsel provided Plaintiffs with “exhibits to the expert report submitted by Mr. Eyre.” (Doc. 62-6, p. 1.) Defendants’ counsel described these exhibits as “nothing new but simply the supporting documentation that was relied upon by [Eyre] in forming his opinion.” (Id.) Included in the exhibits were three cost estimates: (1) “Budget Price for (8) new air units is $52,000”; (2) “Budget Price for (8) new cooling coil sections with cooling coils and drain pans is $22,000”; and (3) “Budget Price for (8) new cooling coils only is $14,000.” (Doc. 62-7, p. 1) The exhibits also included a “Schedule of Rates” for Eyre’s consulting firm. (Id., p. 31)

On July 29, Plaintiffs deposed Eyre. In his deposition, Eyre was emphatic that he could not “give total construction cost estimates” for the installation of air-conditioning on the death row tiers, despite having relied upon certain estimates in creating his report. (See Doc. 62-8, p. 44.) Specifically, Eyre stated:

I can’t give you the entire job estimate because, like I said already, an electrical engineer would be involved. There would be an electrical aspect. You know, I believe I state that in my report, and I don’t — I’m not qualified to estimate those costs so I’m just one piece to the puzzle.

(Doc. 62-8, p. 42);

I can’t give you a final — I can’t give you a number because any number would not be a knowledgeable — I wouldn’t have all of the information.

(Id., p. 43);

Again, I can’t give you a complete project cost estimate. I just can’t....There’s so many different scenarios on how—the total construction cost estimate to give that I’m not qualified to give you on all of those other disciplines.

(Id., pp. 43-44); and again,

I don’t give total construction cost estimates.

(Id., p. 44.)

5. Defendants’ supplemental responses to Plaintiffs’ interrogatories

Also on July 29, the same day that Plaintiffs deposed Eyre, Defendants produced their Supplemental Responses pursuant to Magistrate Judge Riedlinger’s Order. (Doc. 62-4.) In pertinent part, these Responses stated:

RESPONSE TO INTERROGATORY NO. 11:

Defendants do not believe that the question of maintenance of the heat index below 88 degrees answers the ultimate question of how to ensure that Plaintiffs are not at risk of suffering heat-related medical problems. Defendants think a more appropriate inquiry is to consider various measures (in addition to those currently provided) designed to ensure that Plaintiffs’ body temperatures are not elevated to a level that jeopardizes their health during the summer months. Defendants do not currently have a plan to keep the heat index below 88 degrees on the Death Row Tiers.

RESPONSE TO INTERROGATORY NO. 12:

Defendants have no personal knowledge as to the information sought in the request. However, the report of Defendants’ expert, Henry C. Eyre, III, discusses generally the services of various professionals and/or vendors needed to undertake such an enormous task. Specific costs associated with each of these professionals and/or vendors and the construction of the system desired by Plaintiffs would need to be obtained individually.

(Id., pp. 7-8 (emphasis in original).) Notably, despite the specific cost estimates included in the exhibits to Eyre’s Report, Defendants’ responses still did not include any cost estimates, or any indication that cost estimates would be forthcoming, except to provide a general disclaimer that “Defendants are presently in the process of gathering additional information and documents that are responsive to plaintiffs’ requests. Defendants will supplement these responses to produce those documents as soon as possible.” (Id., p. 1.)

On July 31, 2013, the Court and the parties convened for the final pretrial conference. (Doe. 57.) Still not satisfied that Defendants had complied with their discovery obligations, Plaintiffs’ counsel sought, and were granted, “leave to file one or more motions, related to the evidentiary and discovery issues discussed during the pretrial conference.” (Doc. 57, p. 2.) This Court ordered that Plaintiffs’ motions were due by 12:00 p.m. on Friday, August 2, 2013. (Id.)

6. Defendants’ Expert’s Supplemental Report with cost estimates included

After all this, at 6:00 p.m. on Thursday, August 1, 2013, Defendants produced “Henry Eyre Ill’s supplemental report in the form of an email,” stating Eyre’s opinion that “the potential Mechanical Construction cost could reach as high as $1,860,000.00,” (Doc. 62-9, p. 1. ) In full, this “supplemental report in the form of an email,” provided:

Jackie,

Assuming the highest tonnage of the potential HVAC solutions, and the higher of the range of equipment installations of this caliber, the potential Mechanical Construction cost could reach as high as $1,860,000.00. This would have an engineering fee of $203,574.00. I have added a renovation factor to the design fee calculation to assume worst case, however this would be at the discretion of the state. I have attached the State of Louisiana fee calculator that shows this computation. If you need anything further in regard to this matter please let me know.

(Id.) Notably, Defendants produced Eyre’s supplemental report one day after the July 31 deadline to take expert depositions had expired, and one business day before: (1) the evidentiary hearing on Plaintiffs’ Motion for Preliminary Injunction; and (2) trial on the merits of Plaintiffs’ Complaint. (Doe. 28, p. 2. )

C. Defendants’ refusal to permit Plaintiffs’ “shadow” expert “to bring instruments into the prison to verify any of the data collection” efforts

Last, Plaintiffs’ allege that Defendants violated this Court’s discovery order by refusing to permit Plaintiffs’ “shadow” expert, David Garon, “to bring instruments into the prison” for the purpose of “verify[ing] the temperature and humidity levels being taken and to ensure that Defendants had not tampered with the equipment.” (Doe. 63, pp. 3-4.)

1. Plaintiffs’ request for a “shadow” expert

On July 9, 2013, the parties filed their joint Proposed Discovery Order, (Doc. 26), outlining a joint proposed discovery schedule, certain stipulations, and an agreed upon data collection plan, (id., pp. 1-3). Also included in this document was a request by Plaintiffs for permission “to send in an identified desig-nee to verify the temperatures that are being taken and to insure that the instruments in Defendants’ possession have not suffered any tampering once per week for the three weeks of data collection,” (id., p. 3). Defendants opposed this request for a variety of reasons, including that it was unduly “burdensome” and, in any event, “duplicitous.” (Id.)

Initially, the Court denied Plaintiffs’ request, stating that “such weekly monitoring shall be conducted by the [parties’] mutually-agreed upon expert.” (Doc. 28, p. 4.) However, on July 12, after a status conference in which the parties agreed that U.S. Risk Management would serve as the neutral expert to collect data on the death row tiers, this Court relented and allowed Plaintiffs to retain a “shadow” expert to monitor the data collection. Specifically, this Court ordered:

Plaintiffs shall be permitted to retain an own expert to shadow U.S. Risk Management. Plaintiffs shall identify one individual, who shall be permitted to shadow U.S. Risk Management during the installation of the necessary equipment, and inspect the equipment at least once per week. However, Plaintiffs shall bear all costs of retaining such expert.

(Doe. 36, p. 2.)

2. Plaintiffs’ request that their “shadow” expert be allowed to bring monitoring equipment to death row

The same day that this Court issued its Order granting Plaintiffs’ request to retain a “shadow” expert, Plaintiffs’ counsel emailed Defendants’ counsel to disclose that Plaintiffs’ “intend to use as our ‘shadow5 expert David Garon of Consolidated Balancing Services, Inc.,” and to request “eonfirm[ation] that arrangements will be made so that Mr. Garon will be able to bring in his own equipment to engage in the necessary shadow measurements.” (Doc. 63-3, p. 2.) Shortly thereafter, Defendants’ counsel responded to confirm that they would “check[] with the facility regarding your requests as to Mr. Garon.” (Id., p. 1.) A half-hour later, however, Defendants’ counsel emailed to “advise[] that Mr. Garon will not be allowed to bring his own equipment during his shadowing visits.” (Id.) After some additional back and forth, Defendants’ counsel sent an email elaborating that Defendants’ refusal was due to Plaintiffs’ request “being outside of the scope” of the parties’ discussions at the status conference and this Court’s Order. (Id.) Defendants’ counsel explained:

At no point was it ever requested that the “shadow” expert be allowed to bring his own instruments and act as a check on the third-party neutral expert. In fact, the Court’s minute entry does not support your assumption that the “shadow” would bring in his own equipment and spot check.

(Id.)

Despite Defendants’ initial protestations, Plaintiffs’ concede that “Garon was subsequently able to bring .his instruments into the prison] on two occasions,” (Doc. 85, p. 4), but only after Plaintiffs submitted to Defendants a formal Request for Entry Upon Land For Inspection, (Doc. 63-5; see also Doc. 63-6, p. 1) (Defendants’ Response to Plaintiffs Request for Entry Upon Land for Inspection, stating “Defendants will agree to allow reasonable instrumentation that does not pose a security risk which are necessary to perform the inspections agreed upon”).

III. DISCUSSION

A. Spoliation of Evidence

Plaintiffs’ claims for sanctions for spoliation of evidence relate to “Defendants ... various actions since the filing of this lawsuit, and especially during the three-week Court-ordered data collection period, seeking to lower the temperature on the Death Row Tiers.” (Doe. 85, p. 1). In particular, Plaintiffs seek sanctions based on Defendants’ installation of awnings, Defendants’ installation of soaker hoses, and Defendants’ maintenance to Plaintiff Code’s cell vent. (See Doc. 63, pp. 5-10.)

A federal court has the inherent power to sanction a party who has abused the judicial process. Chambers v. NASCO, Inc., 501 U.S. 32, 44, 111 S.Ct. 2123, 115 L.Ed.2d 27 (1991). Spoliation of evidence is among the offenses for which a court may assess sanctions using its inherent powers. See Hodge v. Wal-Mart Stores, Inc., 360 F.3d 446, 449 (4th Cir.2004) (“The imposition of a sanction ... for spoliation of evidence is an inherent power of federal courts.”). “Spoliation refers to the destruction or material alteration of evidence or to the failure to preserve property for another’s use as evidence in pending or reasonably foreseeable litigation.” Silvestri v. Gen. Motors Corp., 271 F.3d 583, 590 (4th Cir.2001) (citing West v. Goodyear Tire & Rubber Co., 167 F.3d 776, 779 (2d Cir.1999)); see also Black’s Law Dictionary 1531 (9th ed.2009). Before a Court may sanction a party for spoliation of evidence, the party seeking the sanction must show: (1) the existence of a duty to preserve the evidence; (2) a culpable breach of that duty; and (3) resulting prejudice to the innocent party. Ashton v. Knight Transp., Inc., 772 F.Supp.2d 772, 800 (N.D.Tex.2011).

1. Defendants’ duty to preserve conditions in the death row tiers

“[I]t is beyond question that a party to civil litigation has a duty to preserve relevant information ... when that party has notice that the evidence is relevant to litigation or should have known that the evidence may be relevant to future litigation.” John B. v. Goetz, 531 F.3d 448, 459 (6th Cir.2008) (citing Fujitsu Ltd. v. Fed. Express Corp., 247 F.3d 423, 436 (2d Cir.2001) (quotation marks and alteration omitted)).

At the outset, Defendants’ “acknowledge that they ... were under a court-ordered obligation to preserve the data collected” during the data collection period. (Doc. 66, p. 9; see also id., p. 10 (“[T]here is no dispute as to the obligation of the parties to preserve the U.S. Risk Management data collection.”).) Although Defendants’ concession does not go so far as to acknowledge a duty to preserve the status quo in the death row tiers during the data collection period, this Court has little trouble determining: (1) Defendants’ obligation was precisely to preserve the status quo during the data collection period; and (2) Defendants understood their obligation as such.

First, given the nature of Plaintiffs’ claims, this Court repeatedly emphasized the necessity for “the most accurate data” reflecting confinement conditions in Angola’s death row tiers. (See Doc. 36, p. 2; see also Transcript, July 2, 2013 (Hearing on Preliminary Injunction).) It is simply untenable to suggest that this imperative could be accomplished if Defendants were not also obliged to avoid modifying the death row tiers in such a way as to affect cell temperatures during the data collection period.

Second, Defendants’ own communications indicate that they appreciated the necessity of collecting accurate data during the data collection period, (Doc. 31, p. 5 (Defendants’ Submission of Proposed Independent Expert) (“Most importantly, the data must be accurate so that it can be relied upon by this Court.”)), and, even more significantly, that Defendants understood this obligation to be concurrent with an obligation to avoid making any modifications that could possibly affect the measurements being taken. Assistant Warden Norwood’s admonishment to avoid adjusting fans and windows “in any manner” would be an empty letter if Defendants also believed that they could make structural changes to the death row tiers aimed at reducing cell temperatures. (Doc. 63-17; see also Trial Transcript, Testimony of Angelia Norwood, Aug. 5, 2013 (Norwood’s acknowledgement that she “had a duty to obey the court’s order and to not engage in any action that might interfere with the court’s collection of ... data”).)

In sum, it is inescapable that the status quo condition of Angola’s death row tiers was “evidence ... relevant to [this] litigation.” See Goetz, 531 F.3d at 459. Accordingly, Defendants’ concession and common sense dictate that Defendants were under a duty to avoid making modifications to the death row tiers during the data collection period.⁶

2. Defendants’ culpable breach of their duty to preserve the status quo

Because the Court is proceeding according to its inherent authority, Plaintiffs must show “bad faith or willful abuse of the judicial process” in order to prove that Defendants committed a culpable breach of their duty to preserve the status quo conditions on death row. Pressey v. Patterson, 898 F.2d 1018, 1021 (5th Cir.1990). The Fifth Circuit has opined that the spoliation doctrine’s “bad faith” requirement entails the intentional destruction of important evidence whose contents is unfavorable to the destroying party. See Whitt v. Stephens Cnty., 529 F.3d 278, 284 (5th Cir.2008). In a similar vein, this Court has previously described “bad faith” as “act[ing] with fraudulent intent and a desire to suppress the truth.” Consol. Aluminum Corp. v. Alcoa, Inc., 244 F.R.D. 335, 344 (M.D.La.2006).

Under either of these articulations, this Court has little trouble determining that Defendants’ construction of awnings and installation of soaker hoses exhibited “bad faith.” First, although the precise date that Defendants installed the awnings and experimented with the soaker hoses is unclear from the record, (see Transcript, Aug. 6, 2013 (Testimony of Warden Burl Cain) (stating “I don’t recall the specific dates and times [that the awnings and soaker hoses were installed].”); id. (stating “I’m not exactly sure when we [installed the awnings],” and indicating that installation may have occurred in the early morning hours of Thursday, July 25, 2013 or Friday, July 26, 2013)), it is abundantly clear that Defendants’ manipulations occurred after this Court ordered that “the most accurate data ... be collected,” and after the 21-day data collection period had commenced. (See Doc. 36, p. 2 (ordering Defendants to retain U.S. Risk Management); Doc. 24, p. 2 (ordering Defendants to collect data from the death row tiers for a period of 21 days beginning on July, 15, 2013).)

Second, it is not beyond the Court’s notice that Defendants’ chose to modify tiers C and G—the two death row tiers exhibiting the highest recorded temperatures and heat indices, (see Slip Op., Doc. 87 at pp. 23-40)—and that Defendants made their modifications under cover of darkness.

Finally, and most significantly, Defendants’ stated purpose for installing the awnings and soaker hoses was to manipulate the very data that they concede they were “oblig[ed] to preserve.” (Doe. 66, p. 9.) Warden Cain testified at trial that he ordered the awnings installed “[t]o see if the temperature would fall.” Trial Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013; see also Trial Transcript, Testimony of Angelia Nor-wood, Aug. 5, 2013 (stating that the awnings were installed “to see if it would make a difference as far as providing shade over the windows, to see if it would cool—to see if it would make a difference, as far as the temperature, to bring it down”). Likewise, at his deposition, Warden Cain stated “[w]e are ... misting the walls of the building to try to see if we can get the cinder blocks to be cooler so then they won’t conduct the heat all the way through.” (Doc. 85-9, p. 34.) Certainly, had Defendants’ achieved their goal of cooling the temperatures in the death row tiers, they would have ameliorated data unfavorable to their position, and reaped data more favorable to their position. This Court simply cannot ignore Defendants’ brazen attempt to “suppress the truth” regarding the temperatures in the death row tiers. Consol. Aluminum Corp., 244 F.R.D. at 344; see Whitt, 529 F.3d at 284.

Defendants insist that the bad faith element is not satisfied here because: (1) they “never intended to undermine or otherwise interfere with the termperature [sic] and/or humidity readings by U.S. Risk Management,” (Doe. 66, p. 11); (2) they installed the awnings and soaker hoses in a “good faith” attempt “to explore all feasible solutions to alleviate effects of heat on the inmates housed on the Death Row Tiers,” (id., p. 10-11)⁷; and, in any event, (3) they “have not deprived Plaintiffs of any evidence whatsoever” because “[t]hey did not destroy any evidence,” (id., p. 11).

The Court is not convinced by any of Defendants’ protestations. First, Defendants’ insistence that their actions were “never intended to undermine or otherwise interfere with the termperature [sic] and/or humidity readings” is flatly contradicted by Warden Cain’s testimony that Defendants’ actions were taken “[t]o see if the temperature would fall.”

Second, Defendants’ insistence that they were merely “exploring] all feasible solutions to alleviate effects of heat on the inmates housed on the Death Row Tiers,” is belied by: (1) Defendants’ decision to undertake such efforts only after the Court-ordered data collection period had begun, despite having been on notice of Plaintiffs’ complaints regarding the heat on death row since at least the preceding year, see Trial Transcript, Testimony of Angelia Norwood, Aug. 5, 2013 (indicating that Norwood received as many as thirteen prisoner ARPs complaining about “heat” since February 2011); (2) Defendants’ decision to “explore” remedial efforts designed “[t]o see if the temperature would fall,” rather than investigating alternatives that would not impact data collection in the tiers, such as providing additional ice chests to prisoners, or access to cold showers; (3) Defendants’ decision to target the two tiers with the highest temperatures and heat indices in their “ex-plor[ations]”; and (4) Defendants’ decision to target tiers occupied by inmates and specified for data collection despite the existence of unoccupied, unmeasured tiers that could have served as control experiments, (see Slip Op., Doc. 87 at pp. 2, 23-40). More fundamentally, Defendants’ stance that they were merely “explor[ing] all feasible solutions to alleviate effects of heat on the inmates housed on the Death Row Tiers,” is at odds with the position Defendants’ took throughout the course of this litigation, specifically that “[t]he conditions on Death Row are not objectively serious.” (Doc. 15, p. 13.)

Finally, for reasons discussed more fully in the Court’s analysis of whether Plaintiffs suffered prejudice as a result of Defendants’ manipulations, infra, this Court is not at all satisfied that “Defendants ... have not deprived Plaintiffs of any evidence whatsoever,” nor “destroy[ed] any evidence.” To the contrary, although the temperature, humidity, and heat index each remained dangerously high after Defendants’ installation of awnings and soaker hoses, the Court cannot be sure that the readings would not have been higher absent Defendants’ actions. Indeed, Plaintiffs’ expert David Garon testified in his deposition that the awnings “should stop the sun from coming in the windows,” which, in turn, could alleviate “solar radiation issues.” (Doc. 85-11, p. 38.) When asked to clarify, Garon stated:

[W]hen the sun beats on the windows and they get hot and the air passes over it, it’s almost like a heater. So if you get the sun off of there, it might help. And it should help keep the sun from penetrating into the jail cell for sure. I would expect that to happen.

(Id.) Additionally, Plaintiffs have submitted unrebutted evidence indicating that after the awnings were installed on tier C, the temperature variations between tier C (with awnings) and tier A (without awnings) were less significant than the variations between the two tiers before the installation of awnings on tier C. (Doc. 85-10.)

Quite simply, the Court finds Defendants’ protestations that they acted in “good faith” when installing the awnings and soaker hoses to be incredible. Defendants’ chosen structural modifications, combined with their stated reasons for making them, make it quite clear that Defendants’ breached their duty to preserve the status quo on death row with the goal of thwarting accurate measurement of temperature, humidity and heat index. This intentional, and by Plaintiffs’ unrebutted account successful, destruction of unfavorable evidence is quite sufficient to satisfy the “bad faith” standard. See Whitt, 529 F.3d at 284; Consol. Aluminum Corp., 244 F.R.D. at 344.

3. Prejudice to Plaintiffs

In assessing prejudice, a Court may consider whether a party “was precluded from obtaining much more reliable evidence tending to prove or disprove the validity [of his position].” Flury v. Daimler Chrysler Corp., 427 F.3d 939, 946 (11th Cir.2005). Although the Court cannot assess the full extent of the prejudice Plaintiffs suffered as a result of Defendants’ manipulations, it is satisfied that Plaintiffs suffered at least some prejudice. The temperature, humidity, and heat index were each dangerously high in the impacted tiers prior to Defendants’ modifications, and each remained dangerously high after the installation of awnings and soaker hoses. However, Plaintiffs’ unrebutted evidence shows that the temperatures in the selected tiers may have been gone higher but for Defendants’ installation of awnings—at least in tier C. (See Doc. 85-10.) Accordingly, while this Court cannot say that Defendants’ actions were “highly prejudicial” to Plaintiffs’ case, see Silvestri, 271 F.3d at 594 (indicating that spoliation was “highly prejudicial” where “[i]t denied [defendant] access to the only evidence from which it could develop its defenses adequately”), Plaintiffs have produced sufficient unrebutted evidence to conclude that they were “precluded from obtaining much more reliable evidence tending to prove or disprove the validity [of their position].” Flury, 427 F.3d at 946.

4. Remedy

Being satisfied that Plaintiffs have made out a claim for spoliation based on the installation of awnings and soakers hoses at the death row tiers, the question becomes what sanctions to impose. Pursuant to its inherent powers, a court has broad discretion in crafting a remedy for abuses of the judicial process. See Chambers, 501 U.S. at 44-45, 111 S.Ct. 2123. However, the remedy must be proportionate to both the culpable conduct of the guilty party and resulting prejudice to the innocent party. See id. (“A primary aspect of that discretion is the ability to fashion an appropriate sanction for conduct which abuses the judicial process.”); see also Anderson v. Beatrice Foods Co., 900 F.2d 388, 395 (1st Cir.1990) (“[A] trial court confronted by sanctionable behavior should consider the purpose to be achieved by a given sanction and then craft a sanction adequate to serve that purpose....[T]he judge should take pains neither to use an elephant gun to slay a mouse nor to wield a cardboard sword if a dragon looms. Whether deterrence or compensation is the goal, the punishment should be reasonably suited to the crime.”). When the sanctionable conduct is spoliation of evidence, an appropriate sanction should: “(1) deter parties from engaging in spoliation; (2) place the risk of an erroneous judgment on the party who wrongfully created the risk; and (3) restore the prejudiced party to the same position he would have been in absent the wrongful destruction of evidence by the opposing party.” West v. Goodyear Tire & Rubber Co., 167 F.3d 776, 779 (2d Cir.1999) (quotation marks omitted).

Plaintiffs request that multiple sanctions be imposed on Defendants, ranging from judgment in their favor, to the imposition of a rebuttable presumption, to the assessment of fees and costs attendant to Plaintiffs’ motion for sanctions for spoliation. (See Doc. 63, p. 1.) Ultimately, while the Court condemns Defendants’ bad faith efforts to subvert collection of data and discovery in the strongest terms, it remains mindful of the Supreme Court’s admonishment to exercise its discretion prudently. See Chambers, 501 U.S. at 44-45, 111 S.Ct. 2123.

Here, despite Defendants’ efforts to lower the temperature in the selected tiers, the data produced in the collection period remains compelling, and is more than sufficient to sustain Plaintiffs’ claim that they are being subjected to unconstitutional conditions of confinement, even after the awnings and soaker hoses were installed. (See Slip Op., Doc. 87 at pp. 32-36.) Accordingly, the Court determines that neither the extreme sanction of judgment in Plaintiffs’ favor, or an adverse inference, is necessary. Instead, the Court shall impose upon Defendants Plaintiffs’ legal costs for preparing their Motion for Spoliation (Doc. 63) and Reply (Doc. 85), as well as any costs of discovery or fees attendant to the preparation of those filings.

B. Discovery Violations

Next, Plaintiffs seek sanctions against Defendants under Federal Rules of Civil Procedure (“Rule”) 26 and 37 for violation of their discovery obligations. Specifically, Plaintiffs seek sanctions based on Defendants’ failure to timely produce cost estimates related to the installation of air-conditioning in the death row tiers despite repeated requests, Defendants’ failure to supplement their disclosures with information regarding installation of soaker hoses and maintenance to Plaintiff Code’s cell vent, and Defendants’ refusal to permit Plaintiffs’ “shadow” expert access to the death row tiers with his measuring equipment.

1. Defendants’ breach of discovery obligations

Rule 26 establishes the general rules regarding parties’ duty to disclose. Rule 26(a) provides, in pertinent part:

[A] party must, without awaiting a discovery request, provide to the other parties: ... a copy—or a description by category and location—of all documents, electronically stored information, and tangible things that the disclosing party has in its possession, custody, or control and may use to support its claims or defenses.

Fed.R.Civ.P. 26(a)(1)(A)(ii). Further, this duty to disclose is ongoing. Specifically:

A party who has made a disclosure under Rule 26(a)—or who has responded to an interrogatory, request for production, or request for admission—must supplement or correct its disclosure or response:

(A) in a timely manner if the party learns that in some material respect the disclosure or response is incomplete or incorrect, and if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing; or

(B) as ordered by the court.

Id. at 26(e)(1).

The rules regarding disclosure of expert testimony are also established by Rule 26(a). All parties are required to “disclose to the other parties the identity of any witness it may use at trial to present evidence.” Id. at 26(a)(2)(A). Further, “[u]nless otherwise stipulated or ordered by the court, this disclosure must be accompanied by a written report” that contains, among other things:

(i) a complete statement of all opinions the witness will express and the basis and reasons for them; [and]

(ii) the facts or data considered by the witness in forming them;

Id. at 26(a)(2)(B). “A party must make these disclosures at the times and in the sequence that the court orders.” Id. at 26(a)(2)(C). Finally, as with all other disclosures under Rule 26(a), parties have an obligation to supplement their disclosures regarding expert testimony. Id. at 26(a)(2)(E). As it relates to expert testimony, Rule 26 states:

For an expert whose report must be disclosed under Rule 26(a)(2)(B), the party’s duty to supplement extends both to information included in the report and to information given during the expert’s deposition. Any additions or changes to this information must be disclosed by the time the party’s pretrial disclosures under Rule 26(a)(3) are due.

Id. at 26(e)(2); see also id. at 26(e)(1).

Rule 37 outlines sanctions that a court may impose upon parties for failing to fulfill their discovery obligations under Rule 26. See Fed.R.Civ.P. 37. Rule 37 also provides for sanctions where a party has failed to comply with Court imposed discovery obligations. Id. at 37(b). Rule 37(c) provides:

If a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless. In addition to or instead of this sanction, the court, on motion and after giving an opportunity to be heard:

(A) may order payment of the reasonable expenses, including attorney’s fees, caused by the failure;

(B) may inform the jury of the party’s failure; and

(C) may impose other appropriate sanctions....

Fed.R.Civ.P. 37(e). Finally, Rule 37(d) provides that the district court “must require the party failing to act, the attorney advising that party, or both to pay the reasonable expenses, including attorney’s fees, caused by the failure, unless the failure was substantially justified or other circumstances make an award of expenses unjust.” Id. at 37(d)(3).

Here, the Court again determines that sanctions against Defendants’ are appropriate based on Defendants’ failure to timely disclose information regarding the cost of installation of air-conditioning in Angola’s death row tiers. Defendants’ put the cost of installing air-conditioning at issue from the outset by their insistence that Plaintiffs could not satisfy the standard for injunctive relief because the balance of harms—particularly the cost of installing air-conditioning—favored Defendants’ position. Defendants then repeatedly refused to answer Plaintiffs’ interrogatories aimed at assessing Defendants’ estimate of the cost of installation, to the point that Plaintiffs’ requested, and received, an order from the Magistrate Judge compelling Defendants’ to answer their questions, even if the answer was simply that “defendants currently do not have an estimate of the cost to air condition the Death Row Tiers.” (Doc. 49, p. 2.) Still, even after the Magistrate Judge’s Order, Defendants’ refused to produce a cost estimate. Instead, at his deposition, Defendants’ expert witness adamantly and repeatedly insisted that he was utterly unable to provide such an estimate. (See Doc. 62-8, pp. 42-44.) Nonetheless, one day after the July 31 deadline for deposing expert witnesses had passed, and one business day before trial was set to begin, Defendants’ produced Eyre’s emailed “report” stating that “the potential Mechanical Construction cost could reach as high as $1,860,000.” (Doc. 62-9.) This “report” did not reference Eyre’s original report, and provided little independent basis for its cost estimate, except to say that it included “an engineering fee of $203,574.00.” (Id.)

Eyre’s “supplemental report in the form of an email” was relevant to Defendants’ defenses, responsive to Plaintiffs’ discovery requests, and certainly expressed an expert “opinion” that Defendants’ intended to rely on. Further, there is simply no reason why this bare-boned “opinion” could not have been generated prior to the expiration of the deadline for deposing expert witnesses, and prior to the eleventh hour in the timeline to trial. At a minimum, Defendants’ failure to produce this report earlier prejudiced Plaintiffs’ ability to prepare for Eyre’s deposition.

The Court further finds that sanctions are appropriate based on Defendants’ failure to supplement their responses to Plaintiffs’ interrogatories with information regarding the installation of soaker hoses on the selected death row tiers. At trial, Warden Cain testified that the soaker hoses were installed “at the same time” as the awnings. Trial Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013. However, while Defendants’ eventually supplemented their interrogatory responses to include information about the awnings, they never updated their responses to report Defendants’ installation of soaker hoses despite the fact that such information was directly responsive to Plaintiffs’ inquiries regarding “any steps that have been taken ... related to altering climate conditions in the DEATH ROW FACILITY.” (See Doc. 63-16, pp. 6-7 (emphasis in original).) Instead, Plaintiffs’ learned about the soaker hoses only when they deposed Warden Cain. Lacking this information in advance, Plaintiffs were, at a minimum, prejudiced in their ability to prepare for Warden Cain’s deposition.

On the other hand, the Court will not impose sanctions based on Defendants’ failure to supplement their disclosures with information regarding maintenance to Plaintiff Code’s cell vent. Rule 26 states that supplemental disclosure is required “if the additional or corrective information has not otherwise been made known to the other parties during the discovery process or in writing.” Fed.R.Civ.P. 26(e)(1)(A). In this instance, Plaintiffs’ were not prejudiced by Defendants’ failure to supplement their interrogatory responses regarding the vent maintenance because maintenance occurred after the evidentiary hearing and trial on the merits of Plaintiffs’ Complaint.

Likewise, the Court declines to sanction Defendants for their initial refusal to allow Plaintiffs’ “shadow” expert access to the death row tiers with his measurement equipment. Although Plaintiffs’ assert that Defendants agreed to their request that Gar-on be allowed to bring his instruments into death row as part of the compromise reached to retain U.S. Risk Management, (see Doc. 63, pp. 3-4), this Court’s July 12 Order does not reflect that understanding, (see Doc. 36, p. 2). Instead, this Court’s Order states merely that Plaintiffs’ expert “shall be permitted to shadow U.S. Risk Management during the installation of the necessary equipment, and inspect the equipment at least once per week.” (Id.) Although the Court certainly understands Plaintiffs’ position that lacking instrumentation, Garon could not “meaningfully ‘shadow' the Court appointed expert”—in other words, verify the accuracy of the data' collection, (Doc. 63, p. 4)—Defendants’ position that the Court’s Order only allowed Garon access without his equipment is not unreasonable. Further, Plaintiffs concede that Garon was eventually allowed to access the death row tiers with his equipment in hand. (Doc. 85, p. 4.)

2. Remedy

When considering sanctions under Rule 37, particularly under Rule 37(b), a district’s court’s discretion is limited by “two standards—one general and one specific.” Compaq Computer Corp. v. Ergonome Inc., 387 F.3d 403, 413 (5th Cir.2004). “First, any sanction must be ‘just’; second, the sanction must be specifically related to the particular ‘claim’ which was at issue in the order to provide discovery.” Id. (quoting Ins. Corp. of Ireland, Ltd. v. Compagnie des Bauxites de Guinee, 456 U.S. 694, 707, 102 S.Ct. 2099, 72 L.Ed.2d 492 (1982)).

Here again, the Court determines that a “just” sanction is to assess attorney’s fees and costs related to Defendants’ failure to respond to Plaintiffs’ requests for information regarding the cost of installing air-conditioning, as well as the installation of soaker hoses. See id.

C. Counsels’ lack of candor to Plaintiffs’ counsel and the Court

Before concluding, this Court takes a moment to address its grave reservations regarding defense counsels’ conduct in the course of this litigation. In assessing Plaintiffs’ motions for sanctions, it appears that Defendants’ counsel deliberately dodged requests for information related to the cost of installing air-conditioning; avoided turning over to Plaintiffs’ information regarding Defendants’ installation of soaker hoses; and, when confronted with information regarding Defendants’ willful attempts to manipulate data collection in the death row tiers, excused Defendants’ behavior by creating the impression that remedial measures were approved and encouraged by Magistrate Judge Riedlinger. In light of defense counsel’s various representations to opposing counsel and this Court—particularly those which suggested that the Magistrate Judge endorsed and approved Defendants’ attempts to manipulate data collection in the death row tiers when, in fact, no such approval was given—there appears to be a basis to sanction Defendants’ counsel individually for lack of candor to the tribunal and lack of candor to opposing counsel.

IV. CONCLUSION

Accordingly,

IT IS HEREBY ORDERED that Plaintiffs’ MOTIONS FOR SANCTIONS (Docs. 62, 63) are each GRANTED IN PART and DENIED IN PART. Plaintiffs’ Motions are GRANTED to the extent that they seek reimbursement of attorney’s fees and costs. Defendants’ SHALL REIMBURSE Plaintiffs the full value of all attorney’s fees and costs associated with the evidentiary and discovery violations described in this Order. Plaintiffs Motions are DENIED to the extent that they seek additional relief.

IT IS FURTHER ORDERED that Plaintiffs’ shall file a motion for attorneys’ fees and costs within 30 days of the date of this Order. Such motion shall comply with the Federal Rules of Civil Procedure and the Local Rules for the United States District Court for the Middle District of Louisiana.

IT IS FURTHER ORDERED, in light of the Court’s serious concerns regarding defense counsels’ lack of candor, that Defendants’ counsel E. WADE SHOWS, AMY L. MCINNIS, and JACQUELINE B. WILSON SHOW CAUSE WHY SANCTIONS SHOULD NOT BE IMPOSED against each personally, under Fed.R.Civ.P. 37(c); M.D.La. LR83.2.4 and LR83.2.8; Louisiana Professional Conduct Rules related to candor to the tribunal (specifically, Rules 3.3, 8.3, and 8.4) ; Louisiana Professional Conduct Rules related to honesty and fair dealing to opposing counsel (specifically, Rules 3.4, 4.1, and 8.4) ; and this Court’s inherent powers; possible sanctions to include, but not limited to, reprimand, ethics training, suspension, disbarment, and/or the payment of attorneys’ fees to cover the cost of motions and discovery related to this proceeding.

IT IS FURTHER ORDERED that this Order to Show Cause, and the facts contained herein, SHALL SERVE AS NOTICE of the possibility of such disciplinary action, in accordance with M.D. La. LR83.2.8. See Matter of Thalheim, 853 F.2d 383, 386 (5th Cir.1988) (“It is well-settled that federal district courts are bound by their own disciplinary rules when proceeding against attorneys for violation of ethical standards.”).

An order setting a date for a hearing on this Order to Show Cause shall follow. See id.; M.D. La. LR83.2.8.

1 . For a complete summary of the underlying facts and procedural history, see docket entry 87, Ball v. LeBlanc, No. 13-368, F.Supp.2d (M.D.La. Dec. 19, 2013) (hereinafter "Slip Op., Doc. 87”).

2 . At trial, Warden Cain described the "soaker hoses” as "three-quarter inch" hoses with “half-inch” perforations to allow water to seep out. Trial Transcript, Testimony of Nathan Burl Cain, Aug. 6, 2013. According to Cain, Defendants' attempted use of soaker hoses was unsuccessful because "the water all ran out as soon as you put it on. We didn't have enough power.” Id.

3 . It is hardly surprising that Plaintiffs found out about Defendants efforts to modify the death row facility, given that they each live there.

4 . For reasons explained, infra, defense counsels' representations to the effect that Magistrate Judge Riedlinger approved installation of the awnings are dubious.

5 . Indeed, Defendants’ took the position that "[t]he conditions on Death Row are not objectively serious.” (Doc. 15, p. 13.)

6 . Although not entirely clear from the record, it appears that Defendants repaired Plaintiff Code's malfunctioning vent sometime around August 9, 2013—in other words, after the data collection period had ended. (Doc. 85-2, p. 2.) Thus, while this Court entertains doubts regarding Defendants' motives in repairing the vent given the close proximity between the repairs and the undersigned’s August 12 site visit, it cannot say that the repairs violated Defendants’ duty to maintain the status quo on death row throughout the data collection period. It is another matter whether Defendants’ failure to update their responses to Plaintiffs’ interrogatories regarding this maintenance was a discovery violation.

7 . Defendants' counsel further states that "[t]his good faith impetus was expressed to Magistrate Judge Riedlinger, who indicated that he thought any good faith solutions would be appreciated by this Court." (Doc. 66, p. 11.) This attempt to lay blame for Defendants’ actions at the Magistrate Judge’s door is indicative of the lack of candor for which Defendants’ counsel is being ordered to show cause for why sanctions should not be imposed against each individually, infra.