Commonwealth v. Rosario ( 2017 )


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    SJC-12115
    COMMONWEALTH   vs.   VICTOR ROSARIO.
    Middlesex.    November 8, 2016. - May 11, 2017.
    Present:   Gants, C.J., Botsford, Hines, Gaziano, Lowy, & Budd,
    JJ.1
    Burning a Dwelling House. Homicide. Fire. Constitutional Law,
    Admissions and confessions, Voluntariness of statement.
    Evidence, Admissions and confessions, Voluntariness of
    statement. Practice, Criminal, New trial, Admissions and
    confessions, Voluntariness of statement.
    Indictments found and returned in the Superior Court
    Department on June 30, 1982.
    A motion for a new trial, filed on October 19, 2012, was
    heard by Kathe M. Tuttman, J.
    The Supreme Judicial Court granted an application for
    direct appellate review.
    Jessica Langsam, Assistant District Attorney (Thomas F.
    O'Reilly, Assistant District Attorney, also present) for the
    Commonwealth.
    Lisa M. Kavanaugh, Committee for Public Counsel Services
    (Andrea Petersen also present) for the defendant.
    1
    Justice Botsford participated in the deliberation on this
    case prior to her retirement.
    2
    M. Chris Fabricant, Karen Newirth, James C. Dugan, Vincent
    P. Iannece, Lara S. Kasten, & Kathryn J. Ranieri, of New York,
    Stephanie Roberts Hartung, & Sharon L. Beckman, for New England
    Innocence Project and others, amici curiae, submitted a brief.
    BUDD, J.   The defendant, Victor Rosario, was convicted in
    1983 of one count of arson in a dwelling house and eight counts
    of murder in the second degree; all the charges stem from a fire
    that occurred in 1982.    In 2012, the defendant filed the motion
    for a new trial at issue here,    arguing principally that newly
    discovered evidence regarding fire science and the conditions
    under which he confessed to the crime warranted a new trial.
    Following an evidentiary hearing, a Superior Court judge who was
    not the trial judge allowed the motion, ruling that the
    defendant had presented newly discovered evidence, which cast
    real doubt on the justice of his convictions.     The Commonwealth
    appealed.   We allowed the defendant's application for direct
    appellate review, and we affirm the order allowing the
    defendant's motion for a new trial, but on different grounds.2
    Background.   1.    Evidence presented at trial.   We summarize
    relevant evidence introduced at trial.     The fire started on the
    first floor of a multi-unit apartment building in Lowell, and
    was accompanied by the sound of breaking glass.     The first
    2
    We acknowledge the amicus brief of the New England
    Innocence Project, the Innocence Project, Inc., and the Boston
    College Innocence Program.
    3
    telephone call to 911 was placed shortly after 1 A.M. on March
    5, 1982.   Police officers arrived, minutes later, to find the
    building "fully engulfed in flames."   It took firefighters
    approximately one hour to get the fire under control.   They
    recovered eight bodies from the building, all victims of the
    fire.
    Because of the rapid escalation of the fire and the
    associated deaths, the arson unit was called to the scene.
    Investigators found that the heaviest burning and charring was
    concentrated in the front, right, and left sides of the exterior
    and first-floor interior of the building.   Based on the burn
    patterns in the front hallway, living room, and kitchen,
    investigators believed that the fire had been concentrated along
    the floor and baseboards.   Although no wicks or flammable
    liquids were detected in the apartment, the investigators
    believed that the burn marks were consistent with flammable
    liquids with points of origin being the front hall and kitchen.
    Thus, they concluded that the fire was not accidental and could
    have been started by multiple incendiary devices, such as
    "Molotov cocktails."3
    3
    A "Molotov cocktail" is a breakable container with a wick
    filled with a flammable liquid. It is used by lighting the wick
    and throwing the container against a hard surface so that it
    breaks, igniting the fluid inside the bottle, and starting a
    fire.
    4
    There were several witnesses to the fire.     One witness had
    seen three men standing in front of the building minutes before
    the fire; he said that he heard the sound of breaking glass and
    then saw a man with his arm raised.4    A woman who lived across
    the street stated that the defendant used drugs at her apartment
    that night and that she saw him breaking windows after she
    learned of the fire.     Red Cross workers treated the defendant
    for a cut on his hand at the scene and sent him to the hospital.
    This evidence led investigators to the defendant, who was
    interrogated by Lowell police officers at the fire department
    headquarters during the night of March 6 and into March 7.     The
    defendant, whose first language was Spanish, was provided with a
    civilian interpreter.5    Although the defendant appeared calm and
    responsive when he arrived at approximately 11 P.M., soon after
    4
    When this witness was asked to make an identification at
    the police station, he described one of the men as Puerto Rican
    and approximately five feet, five or six inches tall with a thin
    mustache, but he did not pick the defendant out of a
    photographic array. After the defendant's photograph appeared
    in the newspaper the witness told police that he recognized the
    defendant as one of the three men who had been on the street
    before the fire.
    5
    The interpreter, who was an active leader in the Lowell
    Hispanic community at the time, had previously assisted the
    Lowell police as an interpreter in at least one other
    interrogation in relation to another suspicious fire that had
    occurred in the same building. Some months after the
    interrogation, before the defendant's trial in early 1983, the
    interpreter became a deputy sheriff for Middlesex County at the
    Billerica house of correction.
    5
    that he indicated that he was beginning to hear voices, and his
    mental state deteriorated over the course of the night.     A few
    hours into the interrogation, after the defendant had made two
    statements about the fire, one of the officers told the
    defendant that they had "certain information" and wanted "to
    know if he was part of it."     The defendant broke down, sobbing
    and praying on the floor.     The breakdown lasted ten to twenty
    minutes, but the defendant later appeared to recover.
    The questioning resulted in three statements prepared by
    the police interrogators and signed by the defendant.     In the
    first, signed at approximately 12:15 A.M., the defendant
    admitted to being at the scene of the fire and stated he broke a
    window to help rescue children from the building.     Hours later,
    he signed a second statement, admitting to being at the scene as
    a "look out" for two other men, one of whom threw a Molotov
    cocktail through a window in the building.     Finally, toward the
    end of the questioning, the defendant signed a final statement
    indicating that he and the other two men threw Molotov cocktails
    into the building, starting the fire.     The statement also said
    that before they had left for a bar that evening, he watched the
    two other men make three Molotov cocktails in the basement of
    6
    his house;6 they planned to start the fire because one of the men
    "wanted to get [one of the victims] over drugs."     At
    approximately 6:30 A.M., the defendant was arrested after
    signing the final statement.
    Following his booking, the defendant descended into total
    incoherence.   He repeatedly said that he was "the son of God,"
    believed that the back of his head had been cut off, and did not
    recognize his girl friend when she came to visit him.     He
    eventually was transferred to the house of correction in
    Billerica for a psychiatric examination.     State psychiatrists
    there and at Bridgewater State Hospital (hospital) diagnosed the
    defendant as psychotic.     He was treated at the hospital and
    eventually recovered.     His symptoms never recurred, and the
    defendant was deemed competent to stand trial.
    The defense theory of the case at trial was that the
    defendant was at the scene of the fire because he and his
    friends were walking home from a bar and stopped by a house
    close to the fire to purchase drugs.     The defendant, who
    testified, told the jury that he hurt his hand when he broke a
    window in his attempt to rescue children from the flames.        Both
    6
    When the police searched the common basement of the
    defendant's apartment building, they found a gasoline can and a
    paint can with a beer bottle and other trash inside. At an
    apartment belonging to one of the other men, the police found a
    can of "Red Devil" paint remover, which had been purchased days
    before the fire.
    7
    in a motion to suppress and at trial, the defense relied on the
    diagnosis of psychosis to argue that the defendant's statements
    during the interrogation were involuntary.    The defendant
    testified that he did not remember making any of the statements
    attributed to him and that he had never heard of a Molotov
    cocktail before the interrogation.    As the voluntariness of his
    confession was at issue throughout the trial, the trial judge
    instructed the jury on the humane practice rule.7   During their
    deliberations, the jury requested, but were not provided,
    transcripts of the doctors' testimony, and the doctors' reports
    were not admitted into evidence.   The jury convicted the
    defendant of arson and eight counts of murder in the second
    degree.
    2.   The motion for new trial.   In 2012, the defendant filed
    his motion for a new trial, citing newly discovered evidence.
    The motion judge conducted an evidentiary hearing over the
    7
    The humane practice rule requires that the Commonwealth
    prove beyond a reasonable doubt that the statement was voluntary
    before the jury may consider it. See Commonwealth v. Tavares,
    
    385 Mass. 140
    , 152, cert. denied, 
    457 U.S. 1137
     (1982). If the
    voluntariness of the statement is contested, the judge must also
    find that it was proved beyond a reasonable doubt that the
    statement was voluntary. 
    Id.
     The judge instructed the jury to
    examine the defendant's statements made during the interrogation
    in order to determine whether they were "the product of
    coercion, threats, physical or psychological intimidation, which
    had the result of overriding or overbearing the free will of the
    defendant."
    8
    course of six days in 2014.    She credited the following evidence
    introduced at the hearing.
    a.   The interrogation.   According to the affidavit of the
    interpreter who had assisted the police at the time the
    defendant was interrogated in 1982,8 despite the written
    statements, the defendant had actually neither stated that he
    acted as a lookout, nor that he threw a Molotov cocktail into
    the building.   Instead, the officers themselves suggested these
    details during the interrogation and then included them in the
    written statements that the defendant signed.    Although the
    first and second statements were interpreted from English into
    Spanish before the defendant signed them, the third statement,
    the only one in which he admitted to throwing a Molotov cocktail
    into the house, was not.   The interpreter also indicated that
    the defendant had been incoherent at the time he signed the
    second and third statements, and that even before his breakdown,
    the defendant had referred constantly to being possessed by the
    devil and to being the son of God.   He also told the interpreter
    8
    By 2014, the interpreter had moved to Puerto Rico.
    Although he initially agreed to travel to Massachusetts to
    testify at the evidentiary hearing, he later refused to appear
    voluntarily. Insofar as relevant here, as the interpreter could
    not be compelled to appear, the motion judge allowed defense
    counsel to introduce into evidence a redacted version of the
    interpreter's affidavit, signed in 2009, for the purposes of
    this most recent new trial motion.
    9
    that he had injected heroin before coming to the station for the
    interrogation.
    The defendant's two psychiatric experts at the new trial
    motion hearing testified that rather than psychosis, the
    defendant suffered from delirium tremens (DTs) at the time of
    his confession.   DTs, also known as alcohol withdrawal delirium,
    begins when a person who drinks a significant amount of alcohol
    abruptly reduces his alcohol intake.   It is a neurologic,
    neurocognitive disorder that disrupts neurotransmitters in the
    brain.   The condition is marked by derangement of mental
    processes resulting in disorientation, confusion, behavioral
    disturbances and hallucinations.   It leaves one highly
    suggestible, unable to process information reliably,      and unable
    to make rational decisions.
    The symptoms of the condition worsen over the course of
    five days.   Within twelve hours, the person may be confused or
    agitated but knows where he is and who he is.   By the second day
    of withdrawal, the person may experience auditory
    hallucinations, as well as a sense of persecution.   The most
    characteristic symptoms of DTs develop on the third day, when
    the person may experience visual, tactile, olfactory, and
    auditory hallucinations.   From the third day onward, the person
    becomes extremely disoriented and agitated, and other functions
    of the nervous system start to break down.   The hallucinations
    10
    peak at day three or day four.   DTs is an acute syndrome and
    subsides as the person recovers from alcohol withdrawal,
    typically beginning at around days five, six, and seven.
    The defense introduced evidence that the defendant was
    particularly prone to DTs due to a prior serious head injury and
    a history of heavy drug and alcohol abuse:   he drank
    approximately a case of beer a day and hard liquor, often
    beginning at about 9:00 A.M.   He had been drinking more heavily
    than usual in the days prior to the fire, but following the
    fire, he dramatically reduced his intake.    His girl friend's son
    and others saw him behaving in extreme, unusual ways they had
    never seen before.   As a result, the defense experts opined that
    as the defendant arrived at the police station for the
    interview, forty-six hours after the fire, he was finishing day
    two of his withdrawal and entering day three, and he began to
    experience full-blown symptoms of DTs.   He was very suggestible
    at this time and could not make rational decisions or process
    information reliably.
    The defense experts also testified to their opinions
    concerning why the previous psychiatrists had diagnosed the
    defendant incorrectly.   They hypothesized that because the
    previous psychiatrists did not examine him when his symptoms
    were most aligned with delirium, by the time the defendant was
    diagnosed, eight or more days after the fire, his alcohol
    11
    withdrawal had progressed such that the residual symptoms of DTs
    might present as a psychotic disorder.   One of the experts
    further hypothesized that the language barrier made it difficult
    to get a complete history, including the defendant’s history of
    alcohol abuse.
    b.   The fire science.   The defendant additionally presented
    two fire science experts who testified that more recent fire
    science research, some of which was not completed until 2005,
    had led to new protocols for evaluating the source of a fire.
    Applying these protocols to the fire in question, the experts
    both determined that, rather than being arson started with
    Molotov cocktails at multiple locations, the forensic evidence
    was equally susceptible to an interpretation that the fire was
    accidental, involved no flammable liquids, and had a single
    point of origin.   The experts explained that "flashover" likely
    took place:   flashover is a phenomenon that occurs when the fire
    goes from being controlled by fuel to being controlled by the
    oxygen available in the room depending upon the ventilation.
    Once flashover occurs, there is "full room involvement," where
    the intensity of the fire -- and, as a result, the burn patterns
    -- may vary depending upon the areas of ventilation.   Once this
    happens, the point of a fire's origin cannot be accurately
    identified because the fire causes the most damage in areas
    where there is more oxygen available, generally near doors and
    12
    windows.   They further explained that because irregular curved
    or pool-shaped patterns are common in postflashover conditions
    and may result from the effects of hot gases, smoldering debris
    and melted plastics, the presence of flammable liquids should be
    confirmed by laboratory analysis and should not be based on
    appearance alone.
    The original fire investigators believed that the fire was
    arson because there were two apparently separate areas of
    heavier damage that did not appear to have communicated with one
    another.   However, the defendant's experts explained that the
    fire likely traveled from the living room into the hallway and
    kitchen because there was more oxygen in those areas.   One of
    the defense experts also opined that one of the original
    investigators' conclusions, i.e., that a burn pattern observed
    near the rear kitchen door was consistent with flammable liquid
    flowing under the door, was a misconception about fire science
    because experts now know that hot gases in one room can cause
    burning on the other side of a closed door.   Further, the
    blistering effect that was thought to be consistent with the use
    of flammable liquid is now known to be found in many types of
    fires, whether or not flammable liquids were present.
    Ultimately, the defense experts opined that the fire was
    consistent with an accidental fire originating in the living
    13
    room or elsewhere, and spreading from there, but that the cause
    was undetermined.
    3.   The motion judge's rulings of law.    The motion judge
    granted the defendant's motion for a new trial based on the
    psychiatric experts' diagnosis of DTs.   She concluded that the
    determination that the defendant had been suffering from DTs was
    newly discovered, reasoning that it could not have been
    uncovered by defense counsel's due diligence by the time of
    trial, and that it cast real doubt on the justice of the
    conviction, specifically the voluntariness of the defendant's
    confession, especially when combined with the coercive
    interrogation techniques used by the police.9    See, e.g.,
    Commonwealth v. Cowels, 
    470 Mass. 607
    , 616-617 (2015).
    She also determined that the fire science evidence was
    newly discovered because it did not exist at the time of trial
    and differed significantly from the principles relied upon at
    that time.   She concluded, however, that, by itself, the new
    science evidence did not cast real doubt on the justice of the
    9
    The motion judge also found that information about the
    police officers' interrogation practices was newly discovered,
    but that it alone would not warrant a new trial.
    14
    defendant's conviction.   See Commonwealth v. Grace, 
    397 Mass. 303
    , 306 (1986).10
    The motion judge alternatively ruled that the DTs diagnosis
    entitled the defendant to a new trial under a substantial risk
    of a miscarriage of justice analysis.   See Mass. R. Crim. P. 30
    (b), as appearing in 
    435 Mass. 1501
     (2001).   See also
    Commonwealth v. Randolph, 
    438 Mass. 290
    , 294 (2002).     She
    concluded that the fact that the defendant was experiencing DTs
    during the interrogation, combined with testimony about the
    interrogation techniques that were used, could lead a reasonable
    fact finder to conclude that the defendant's statements were
    involuntary.   In her view, this would have been a real factor in
    the jury's deliberations, especially in combination with the
    newly discovered fire science evidence, and provided a separate
    ground for a new trial.
    10
    The judge explained that if a jury found that the
    defendant's statement that he threw a Molotov cocktail through
    the window was voluntary, then the Commonwealth's theory
    regarding arson would have been corroborated, so the new fire
    science alone would not suffice. Although the defendant's
    statement may have corroborated the arson theory, we note that,
    on the other hand, the new fire science evidence may have caused
    the jury to question whether the fire was intentionally set and,
    therefore, whether the statement itself was corroborated. See
    Commonwealth v. DiGiambattista, 
    442 Mass. 423
    , 430 (2004) (we
    require "corroboration that the underlying crime was in fact
    committed"). At any rate, the judge also recognized in a
    footnote that if the diagnosis of DTs or the questionable
    interrogation tactics undermined the voluntariness of the
    statements, the new fire science would cast further doubt on the
    justice of the conviction.
    15
    Although we do not agree that the DTs diagnosis was newly
    discovered,11 we nevertheless affirm based upon the totality of
    the judge's findings and the "confluence of factors" analysis
    developed subsequent to her decision in this case.      Commonwealth
    v. Brescia, 
    471 Mass. 381
    , 396 (2015). See Commonwealth v.
    Ellis, 
    475 Mass. 459
    , 481 (2016); Commonwealth v. Epps, 
    474 Mass. 743
    , 767 (2016).
    Discussion.   1.    Standard of Review.   A judge "may grant a
    new trial at any time if it appears that justice may not have
    been done."   Mass. R. Crim. P. 30 (b).    "Our decisions have
    crafted a latticework of more specific standards designed to
    guide judges' determinations . . . as to whether a new trial
    should be ordered."     Brescia, 471 Mass. at 388.   Examples
    include, "a serious doubt whether the result of the trial might
    have been different had the error not been made," (citation
    omitted), Randolph, 438 Mass. at 297 (unpreserved claim of
    nonconstitutional error); evidence "would probably have been a
    real factor in the jury's deliberations," Grace, 
    397 Mass. at
    11
    Because the defendant failed to demonstrate that the DTs
    diagnosis was not an available diagnosis at the time of trial,
    it cannot be considered newly discovered. See Commonwealth v.
    Shuman, 
    445 Mass. 268
    , 272 (2005) ("evidence does not meet the
    test for 'newly discovered' evidence [if] it was available prior
    to trial"). To the contrary, defense experts at the motion for
    new trial hearing testified that DTs was widely recognized at
    the time, and that the defendant was experiencing a "textbook"
    demonstration of DTs symptoms at the time of his confession.
    16
    305 (newly discovered evidence); the behavior of counsel "[fell]
    measurably below that . . . from an ordinary, fallible lawyer
    [and such failing] likely deprived the defendant of an otherwise
    available, substantial ground of defen[s]e,'" Commonwealth v.
    Saferian, 
    366 Mass. 89
    , 96 (1974) (ineffective assistance of
    counsel).   See generally Brescia, supra at 388-391.
    As mentioned in Brescia, 471 Mass. at 388, the principle of
    finality of convictions remains a valuable and important concept
    in our jurisprudence, see Commonwealth v. LeFave, 
    430 Mass. 169
    ,
    175 (1999), as does the principle that a defendant "is entitled
    to a fair trial but not a perfect one" (citations omitted).
    Brescia, supra at 391. Nevertheless, in rare cases, in order to
    fulfill the obligation incorporated in Mass. R. Crim. P. 30 (b)
    to determine whether "justice may not have been done," a trial
    judge may need to look beyond the specific, individual reasons
    for granting a new trial to consider how a number of factors act
    in concert to cause a substantial risk of a miscarriage of
    justice and therefore warrant the granting of a new trial.        See
    Brescia, 471 Mass. at 389-390, 391 n.11.     See also Epps, 474
    Mass. at 767-768.     Where the trial judge grants the motion, the
    appellate court must determine whether the judge abused his or
    her discretion.     See Brescia, supra at 397.   See also Ellis, 475
    Mass. at 476.
    17
    In the Brescia case, the motion judge concluded that
    justice may not have been done where the defendant's undetected
    stroke affected his ability to testify in a coherent manner, and
    could well have damaged his credibility with the jury. 471 Mass.
    at 387.   We affirmed the order granting a new trial even though
    none of the usual reasons for doing so (e.g., constitutional
    error, newly discovered evidence, or ineffective assistance of
    counsel) were present.      Id. at 387, 396-397. Similarly in the
    Ellis case, we concluded that the motion judge did not abuse her
    discretion in granting a new trial where a combination of newly
    discovered evidence together with other evidence presented at
    trial warranted it. 475 Mass. at 481.     There, the motion judge
    had focused on a conflict of interest that was newly discovered;
    the victim in that case, a police officer, had participated in a
    corruption scheme with the detectives who investigated his
    murder.   Id. at 465-466.    The defendant also presented evidence
    showing that the investigators failed to pursue other leads.
    Id. at 469-472.   We affirmed the motion judge's conclusion that
    these two factors could have acted in concert to influence the
    jury's deliberations, reasoning that the defendant could have
    argued that the corrupt detectives' priority was concealing
    their own wrongdoing, rather than identifying the killer.      Id.
    at 478, 481.
    18
    This case, too, presents a situation in which a confluence
    of factors combined to create a substantial risk of a
    miscarriage of justice.
    2.   Confluence of factors.     The motion judge's analysis,
    which focuses on whether "justice may not have been done," Mass.
    R. Crim. P. 30 (b), aligns with our decisions in the Brescia,
    Epps, and Ellis cases.    She considered the unique confluence of
    events in light of the totality of the circumstances, that is,
    the irregularities in the defendant's interrogation leading to
    his confession (including the defendant's neurologic condition)
    combined with the new fire science in determining that the
    defendant is entitled to a new trial.
    a.   The interrogation.    The voluntariness of the
    defendant's statements was thoroughly argued at trial and
    considered by the jury.   However, there are substantial
    differences between psychosis and DTs that may have made a real
    difference in the jury's verdict.    Although psychosis is a
    mental disorder that does not necessarily cause cognitive
    impairment, DTs is a neurologic disorder with an underlying
    physical cause that disrupts the ability to process information
    and leaves one disoriented, confused, and highly suggestible.
    Because voluntariness was at issue, the jury were required to
    determine whether the defendant's statements were voluntary
    beyond a reasonable doubt before they were permitted to use them
    19
    in reaching their verdicts.12   See Commonwealth v. Tavares, 
    385 Mass. 140
    , 152, cert. denied, 
    457 U.S. 1137
     (1982).   The DTs
    diagnosis, with its underlying physical rather than
    psychological origin, could have been highly relevant to the
    jury's consideration of the voluntariness and reliability of the
    defendant's confession -- the most compelling part of the
    Commonwealth's case.13   See 
    id.
     ("a defendant's statement is
    usually the key item in the proof of guilt, and certainly one of
    overpowering weight with the jury" [quotations and citation
    omitted]).   If the jury had concluded that the statements were
    12
    Indeed, it seems evident that the jury were concerned
    about the defendant's mental status insofar as they requested
    transcripts of the psychiatrists' testimony, which were not
    provided.
    13
    This evidence does not fall neatly into one of the
    categories usually relied upon to argue for a new trial.
    Although the DTs diagnosis was "discoverable," and therefore not
    "newly discovered" evidence, we cannot say that defense counsel
    was ineffective for failing to discover it. He relied upon the
    expertise of others -- three psychiatrists who examined the
    defendant while he was in custody opined that the defendant was
    psychotic at the times they examined him, one opined only that
    he was not suffering from a mental illness at the time of
    questioning, and an expert witness retained by the defense
    opined that the defendant was psychotic during the interrogation
    -- in a field in which the attorney was not himself trained. It
    would be a high hurdle indeed to expect counsel to continue to
    search for an alternative diagnosis where he reasonably could
    not be expected to know that one existed. See Commonwealth v.
    Buck, 
    64 Mass. App. Ct. 760
    , 764 (2005). This is especially so
    where several different psychiatrists concluded that the
    defendant had suffered from psychosis either during the
    interrogation or after booking, even if the judge was later
    persuaded that this diagnosis was incorrect.
    20
    not made voluntarily, then the Commonwealth's case would have
    been significantly weakened.
    The defendant's condition was only one part of the problem
    with the interrogation.    The motion judge made significant
    findings regarding the circumstances surrounding the defendant's
    confession.   She credited the interpreter's sworn affidavit in
    which he stated that the police officers added their own
    accusations about the origin of the fire, e.g., that the
    defendant threw a "Molotov cocktail" into the building, into the
    statements they prepared for the defendant to sign.    This
    significant flaw was compounded by the fact the third, and most
    incriminating, statement was not interpreted into Spanish before
    the defendant signed it.
    In addition, three of the tactics used during his
    interrogation have the potential to elicit false confessions.
    See Commonwealth v. Tremblay, 
    460 Mass. 199
    , 208 (2011).
    Although not newly discovered evidence, we consider these flaws
    in evaluating whether justice requires a new trial under the
    totality of the circumstances.    See Ellis, 475 Mass. at 480-481.
    First, although the defendant said that he had stopped at the
    location because he observed the fire and wanted to help people
    escape the building, the officers falsely told the defendant
    that a witness had placed him at the scene before the fire
    began.   See note 4 supra.   Second, the officers motivated the
    21
    defendant to confess; they said that if his friends had caused
    the fire, they might blame him, and he would be left "holding
    the bag."   Third, the officers engaged in "formatting," meaning
    that they told the defendant some corroborating details, which
    the defendant then adopted as part of his confession:     that he
    acted as a lookout for his friends; that there were three points
    of origin for the fire; and that the fire was started with
    Molotov cocktails.    These details were later included in the
    written statements.   Such tactics are of particular concern
    where, as here, a suspect is already suggestible and was never
    given a translation of the last, most critical statement.       We
    note that the defendant claimed that he had never heard of a
    Molotov cocktail before the interrogation.     Until the last
    statement, he denied causing the fire and repeatedly stated that
    he had sought to save children from the burning building.       The
    fact that the defendant was suffering from DTs increased the
    possibility of a false confession.
    b.     The fire science.   At trial the defense did not
    introduce any testimony to challenge the Commonwealth's arson
    experts.    Although the new fire science evidence presented by
    the defendant at the hearing on the motion for a new trial
    certainly does not prove that the fire was accidental, it does
    provide an alternative theory as to cause (accidental, unknown
    origin) and explains that the burn patterns alone could not
    22
    prove that flammable liquids were involved.    Thus, additional
    sources of evidence were necessary for the Commonwealth to meet
    its burden of proving arson.   Had this new fire science evidence
    been available at the time of trial it might have changed the
    defense strategy.    This new evidence could have provided a basis
    for the jury to question further the defendant's confession, as
    well as the Commonwealth's evidence regarding how the fire
    developed.
    Conclusion.     The loss of eight lives in the fire in 1982
    was unquestionably tragic, and without a doubt must have weighed
    and must continue to weigh heavily on the victims' families as
    well as the community.    Nevertheless, under our Constitution and
    system of laws, every criminal defendant is entitled to a fair
    trial where, to the extent possible, justice is done.
    The DTs diagnosis, the information from the interpreter,
    and the data on coercive interrogation tactics all call into
    question whether the defendant's statements were made
    voluntarily.   The new fire science provides an alternate theory
    regarding the start and spread of the fire.    These factors taken
    together could have influenced the jury's verdict.    Although the
    evidence presented in support of the defendant's motion for a
    new trial does not necessarily mean that he is innocent, the
    judge concluded, after what was clearly a painstaking review of
    the trial record, that justice was not done.    See Ellis, 475
    23
    Mass. at 460.   We conclude that in reaching this determination,
    the judge did not abuse her discretion.   Commonwealth v. Wright,
    
    469 Mass. 447
    , 461 (2014).   As a result, we affirm her order
    granting a new trial.
    So ordered.
    

Document Info

Docket Number: SJC 12115

Judges: Gants, Botsford, Hines, Gaziano, Lowy, Budd

Filed Date: 5/11/2017

Precedential Status: Precedential

Modified Date: 11/10/2024