Commonwealth v. Estabrook , 472 Mass. 852 ( 2015 )

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SJC-11833
COMMONWEALTH vs. JASON ESTABROOK
(and nine companion cases1).
Middlesex. May 7, 2015. - September 28, 2015.
Present: Gants, C.J., Spina, Cordy, Botsford, Duffly, Lenk,
& Hines, JJ.
Cellular Telephone. Constitutional Law, Search and seizure,
Probable cause. Search and Seizure, Expectation of
privacy, Probable cause, Warrant, Affidavit, Fruits of
illegal search. Probable Cause. Evidence, Result of
illegal search. Practice, Criminal, Warrant, Affidavit.
Indictments found and returned in the Superior Court
Department on December 6, 2012.
Pretrial motions to suppress evidence were heard by Kathe
M. Tuttman, J.
Applications for leave to file interlocutory appeals were
allowed by Lenk, J., in the Supreme Judicial Court for the
county of Suffolk, and the appeals were reported by her.
George E. Murphy, Jr., for Jason Estabrook.
Daniel Beck (Susan M. Costa with him) for Adam Bradley.
1
Four against Jason Estabrook and five against Adam
Bradley.
2
Jamie Michael Charles, Assistant District Attorney (David
Marc Solet, Assistant District Attorney, with him) for the
Commonwealth.
Andrew Sellars, for American Civil Liberties Union of
Massachusetts & another, amici curiae, submitted a brief.
BOTSFORD, J. In this case, we consider again a search of
historical cellular site location information (CSLI).2 See
Commonwealth v. Augustine, 467 Mass. 230 (2014), S.C., 470 Mass.
837 (2015). The defendants, Jason Estabrook and Adam Bradley,
stand indicted for murder and related crimes arising out of a
shooting that took place on July 7, 2012, in Billerica. They
moved to suppress evidence of historical CSLI pertaining to
Bradley's cellular telephone that the police initially obtained
in July, 2012, without a search warrant but in compliance with
18 U.S.C. § 2703 (2006), and then, in November, 2013,
reobtained pursuant to a warrant. The defendants also sought
2
Cellular site location information (CSLI) "refers to a
cellular telephone service record or records that contain
information identifying the base station towers and sectors that
receive transmissions from a [cellular] telephone" (quotations
and citation omitted). Commonwealth v. Augustine, 467 Mass.
230, 231 n.1 (2014), S.C., 470 Mass. 837 (2015). It is a record
of a subscriber's cellular telephone's communication with a
cellular service provider's base stations (i.e., cell sites or
cell towers) during calls made or received, id. at 237-238; this
identifies the approximate location of the "active cellular
telephone handset within [the cellular service provider's]
network based on the handset's communication with a particular
cell site." See id. at 238. Historical CSLI is "CSLI relating
to and generated by cellular telephone use that has already
occurred at the time of the order authorizing the disclosure of
such data" (quotations and citation omitted). Id. at 231 n.1.
3
suppression of statements they each made to police in 2012,
following the receipt of Bradley's CSLI. A judge of the
Superior Court denied the motions after an evidentiary hearing;
the defendants filed these interlocutory appeals. See Mass. R.
Crim. P. 15 (a) (2), as appearing in 422 Mass. 1501 (1996).
Returning to an issue briefly touched on in Augustine, 467
Mass. at 255 n.37, we conclude that a defendant's reasonable
expectation of privacy protected under art. 14 of the
Massachusetts Declaration of Rights is not violated where the
Commonwealth requests up to six hours of historical CSLI without
obtaining a search warrant. In this case, however, because the
Commonwealth requested two weeks of historical CSLI, a search
warrant was required, even though the Commonwealth proposes to
use only six hours of the CSLI as evidence at trial.
Nevertheless, we decide that many of the defendants' statements
and Bradley's CSLI are not subject to suppression on account of
the CSLI that was first obtained unlawfully: the defendant's
statements were not made in response to being confronted by that
tainted CSLI, and the 2013 search warrant was supported by
probable cause derived from information the Commonwealth
obtained independently rather than through exploitation of the
tainted CSLI.
Background. To provide context, we summarize some of the
background facts as found by the motion judge, reserving
4
additional facts for consideration in connection with the issues
raised in these appeals.3 At approximately 3:50 A.M. on July 7,
2012, Quintin Koehler (victim) and his brother, Ryan, were at
their home in Billerica when they heard loud noises coming from
the kitchen. According to Ryan, the two brothers went into the
kitchen where they were confronted by three to four masked men.
Each of the intruders appeared to be in his early twenties, and
at least two of them were holding firearms. One of the
intruders, whom we shall call the "first intruder," had a gun
and ordered the two brothers onto the ground. The victim
refused and hit a different intruder, whom we shall call the
"second intruder," with a tea kettle, after which a struggle
ensued between them. At that point one or two of the other
intruders shot the victim in the head and shoulder. All the
intruders then fled the scene on foot. A few minutes later,
police and emergency personnel arrived, and at 3:58 A.M. the
victim was transported to a hospital where he died of a gunshot
wound to the head. On July 10, 2012, Nicholas Cappello told
Deputy Chief Roy Frost of the Billerica police department and
State police Trooper Anthony DeLucia that he lived with the
victim, that he regularly purchased and distributed marijuana,
and that at times he purchased the drugs from a supplier in Lynn
3
The defendants do not appear to dispute the facts stated
here.
5
named Ashley. The police learned that the supplier was Ashley
Marshall, and that the defendant Bradley was an associate of
hers.
Prior to July 25, 2012, an assistant district attorney
obtained through administrative subpoenas, see G. L. c. 271,
§ 17B, certain telephone records (call logs) of Bradley and
Marshall. The call logs associated with Bradley's cellular
telephone revealed the time and duration of incoming and
outgoing calls. They also showed the telephone numbers
associated with each call; they did not contain CSLI. These
call logs revealed, among other things, that Bradley's telephone
was in contact with Marshall's telephone often on the night of
the shooting.
On July 25, 2012, based on information gleaned from the
call logs and the police investigation, the Commonwealth filed
an application in the Superior Court seeking an order to obtain
from Bradley's cellular service provider certain records,
including historical CSLI, relating to his cellular telephone
for the period from July 1 through July 15, 2012. Pursuant to
18 U.S.C. § 2703(d), a Superior Court judge issued the requested
order (§ 2703[d] order).4 Bradley's CSLI evidence indicated that
4
Section 2703(d) of the Federal Stored Communications Act,
18 U.S.C. § 2701 et seq. (2006), allows a court of competent
jurisdiction to issue an order requiring a cellular telephone
company to disclose certain types of records of customers,
6
at the time the shooting took place, his cellular telephone was
in the area of Burlington and Bedford and communicating with a
cell tower located three miles from the victim's home.5
On August 2, 2012, police officers interviewed Bradley, who
was not in custody and who denied involvement in the July 7
shooting, but in response to their questions, told the officers
of his cousin, the defendant Estabrook. Police then interviewed
Estabrook on August 15, during which Estabrook volunteered that
he had sought treatment for a dislocated shoulder at Salem
Hospital in the early morning hours of July 7, shortly after the
shooting had occurred. After the police conducted further
investigation, on September 26, 2012, Estabrook was arrested for
the murder of the victim. On September 27, in another interview
with the investigating officers, Estabrook detailed the facts of
including CSLI, to a governmental entity if the government
establishes that "specific and articulable facts" show
"reasonable grounds to believe" that the records "are relevant
and material to an ongoing criminal investigation."
5
In addition to the Superior Court order pursuant to 18
U.S.C. § 2703(d) (§ 2703[d] order) pertaining to Bradley's CSLI,
the Commonwealth obtained § 2703(d) orders requiring the
disclosure of CSLI associated with the cellular telephone
numbers of certain persons who are not parties to these appeals,
covering the period from July 1 to July 15, 2012. The police
had learned from previously obtained telephone records (call
logs) that the cellular telephones of some of the other
individuals were in contact with Bradley's cellular telephone
close to the time of the shooting. The CSLI obtained in
relation to some of these individuals revealed that their
cellular telephones also were in the area of the victim's home
around the time of the shooting.
7
the July 7 home invasion and shooting and implicated himself,
Bradley, and others in the crimes. That same day, the officers
also spoke to Bradley, who again denied any personal
involvement, saying that he knew of how the incident transpired
only from what Estabrook had told him.
On December 6, 2012, a Middlesex County grand jury returned
indictments against Bradley and Estabrook, charging each with
murder in the first degree, armed home invasion, attempted armed
robbery, carrying a firearm without a license, and unlawful
possession of ammunition. On November 20, 2013, Billerica
police applied for and obtained search warrants for the same
CSLI that the Commonwealth had collected pursuant to the
§ 2703(d) orders obtained in 2012, including Bradley's CSLI
covering the period from July 1 to July 15, 2012.6
In June, 2014, Bradley and Estabrook filed separate motions
to suppress evidence of Bradley's historical CSLI on the ground
that the Commonwealth had obtained this evidence in violation of
art. 14.7 See Augustine, 467 Mass. at 232. Both motions also
6
Deputy Chief Roy Frost of the Billerica police department
submitted an affidavit in which he recited facts supporting the
search warrant applications and indicated that the police sought
the warrants in light of uncertainty as to whether Massachusetts
law required probable cause and a search warrant, rather than a
§ 2703(d) order alone, to obtain the CSLI at issue in this case.
7
Jason Estabrook did not have a cellular telephone at the
time of this investigation. Estabrook contended in his motion
to suppress that he had standing to argue for suppression of
8
sought suppression of the defendants' statements made to police
allegedly derived from the CSLI: Estabrook argued in favor of
suppression of his August 15 and September 27 statements;
Bradley sought suppression of the statements he made on August 2
and September 27.8 After an evidentiary hearing, the motion
judge denied the defendants' motions. The judge determined that
the July 25, 2012, § 2703(d) order for Bradley's CSLI was not
supported by probable cause. She further concluded, however,
that probable cause and a search warrant were not required for
the CSLI pertaining to the six-hour period surrounding the time
of the July 7 shooting because the defendants had no reasonable
expectation of privacy in CSLI covering so brief a period. As
to the CSLI covering the periods beyond this six-hour window,
the judge ruled that suppression was not called for in light of
the fact that the police had obtained a search warrant for this
CSLI, which was supported by probable cause derived from
evidence independent of the CSLI. A single justice allowed the
defendants' applications for interlocutory review and directed
that their appeals be consolidated and heard in this court.
Bradley's CSLI because Estabrook used Bradley's telephone at
times. The motion judge assumed for argument that Estabrook did
have standing to challenge the use of Bradley's CSLI.
8
Estabrook also appears to have sought suppression of
substantially all of Bradley's statements made to police during
the investigation.
9
Discussion. 1. Standard of review. "When reviewing the
denial of a motion to suppress, we accept the judge's findings
of fact and will not disturb them absent clear error."
Commonwealth v. Watson, 455 Mass. 246, 250 (2009). However, we
undertake "an independent determination as to the correctness of
the judge's application of constitutional principles to the
facts as found." Id.
2. Warrant requirement. The defendants challenge the
motion judge's ruling that the Commonwealth did not need a
search warrant to obtain the CSLI covering the six-hour window
surrounding the July 7 shooting.9 They contend that any
suggestion in this court's decision in Augustine that a request
for CSLI for a period of six hours or less would not require a
warrant is irrelevant to this case because here the Commonwealth
requested CSLI covering a period of two weeks, thereby
subjecting the request to the warrant requirement of art. 14.
We agree.
9
Like the motion judge, we assume without deciding that
Estabrook has standing to challenge the Commonwealth's
collection of CSLI associated with cellular telephones that he
was using around the time of the shooting, such as Bradley's.
However, to the extent Bradley and Estabrook appear to claim
that they have a right to seek suppression of the CSLI of other
defendants, their claim is likely waived for lack of proper
argument, see Mass. R. A. P. 16 (a) (4), as amended, 367 Mass.
921 (1975), but in any event, we agree with the motion judge
that they do not have standing because there is no evidence that
either was using the cellular telephones of other persons who
are not parties to these appeals.
10
In Augustine, the court held that a person has a reasonable
expectation of privacy in historical CSLI relating to his or her
cellular telephone, at least insofar as it covers a two-week
period, and that this expectation of privacy rendered the
Commonwealth's access to this information a search in the
constitutional sense, subject to the warrant requirement of art.
14.10 Augustine, 467 Mass. at 232, 255. However, we surmised
that there may be "some period of time for which the
Commonwealth may obtain a person's historical CSLI by meeting
the standard for a § 2703(d) order alone, because the duration
is too brief to implicate the person's reasonable privacy
interest." Id. at 254. Although we declined in Augustine to
announce "a temporal line of demarcation between when the police
may not be required to seek a search warrant for historical CSLI
and when they must do so," we assumed without deciding that "a
request for historical CSLI . . . for a period of six hours or
less would not require the police to obtain a search warrant in
addition to a § 2703(d) order" (emphasis added). Id. at 255
n.37. We now hold that, assuming compliance with the
requirements of 18 U.S.C. § 2703, the Commonwealth may obtain
historical CSLI for a period of six hours or less relating to an
10
In so holding, the court noted that probable cause is a
higher standard than that applicable to a § 2703(d) order.
Augustine, 467 Mass. at 236.
11
identified person's cellular telephone from the cellular service
provider without obtaining a search warrant, because such a
request does not violate the person's constitutionally protected
expectation of privacy.11,12
It is important to emphasize that, in terms of reasonable
expectation of privacy, the salient consideration is the length
of time for which a person's CSLI is requested, not the time
covered by the person's CSLI that the Commonwealth ultimately
seeks to use as evidence at trial. See Augustine, 467 Mass. at
254. It would violate the constitutional principles underlying
11
"[P]olice, trial judges, prosecutors, and defense counsel
are entitled to as clear a rule as possible" regarding the
amount of historical CSLI that may be requested without a
warrant. See Commonwealth v. Rosario, 422 Mass. 48, 53 (1996).
Accordingly, there is value in adopting a bright-line rule that
a request for historical CSLI for a period covering six hours or
less does not require a search warrant in addition to a
§ 2703(d) order. See id. at 56 (adopting bright-line rule that
"otherwise admissible statement is not to be excluded on the
ground of unreasonable delay in arraignment, if the statement is
made within six hours of the arrest" in light of differing views
of trial court judges as to reasonableness of delays in
arraigning individual defendants). See also Commonwealth v.
Powell, 468 Mass. 272, 279-282 (2014).
12
This exception to the warrant requirement for CSLI
applies only to "telephone call" CSLI, which is at issue in this
case, and not to "registration" CSLI. "Telephone call" CSLI
indicates the "approximate physical location . . . of a cellular
telephone only when a telephone call is made or received by that
telephone." Augustine, 467 Mass. at 258-259 (Gants, J.,
dissenting). By contrast, "registration" CSLI "provides the
approximate physical location of a cellular telephone every
seven seconds unless the telephone is 'powered off,' regardless
of whether any telephone call is made to or from the telephone."
Id. at 259 (Gants, J., dissenting).
12
our decision in Augustine to permit the Commonwealth to request
and obtain without a warrant two weeks of CSLI -- or longer --
so long as the Commonwealth seeks to use evidence relating only
to six hours of that CSLI. Cf. United States v. Verdugo-
Urquidez, 494 U.S. 259, 264 (1990), quoting United States v.
Calandra, 414 U.S. 338, 354 (1974) (Fourth Amendment to the
United States Constitution "prohibits 'unreasonable searches and
seizures' whether or not the evidence is sought to be used in a
criminal trial, and a violation of the Amendment is 'fully
accomplished' at the time of an unreasonable governmental
intrusion"); United States v. Leon, 468 U.S. 897, 906 (1984)
(wrong under Fourth Amendment is "unlawful search or seizure
itself" [citation omitted]). Because the Commonwealth
requested, and obtained, CSLI relating to Bradley's cellular
telephone covering an entire two-week period of which the six
hours at issue were just a small part, as in Augustine, see 467
Mass at 232-233, the warrant requirement applied to the entirety
of Bradley's CSLI that was requested.
This conclusion, however, does not resolve the defendants'
appeals. The statements made by Bradley and Estabrook after the
police obtained Bradley's CSLI still are admissible if they are
not the fruits of the illegal search of the CSLI. Similarly,
Bradley's CSLI is admissible if the search warrant ultimately
obtained for this CSLI was based on evidence that provided
13
probable cause and derived from a source independent of the
tainted CSLI. We address these two issues in turn.
3. The defendants' statements. The defendants assert that
their statements to the police must be suppressed as a result of
the initial illegal search of Bradley's CSLI.13 Their claim is a
general one: because the police obtained Bradley's CSLI before
any of the several interviews of Estabrook and Bradley,
everything the defendants stated during those interviews must be
suppressed as tainted fruits of the unlawfully obtained CSLI.
We disagree; the inquiry is more individualized. The "crucial
question" regarding whether a particular statement must be
suppressed as the fruit of the initial illegal search of
Bradley's CSLI is whether that statement "has been come at by
exploitation of . . . [the illegal search] or instead by means
sufficiently distinguishable to be purged of the primary taint."
See Commonwealth v. Bradshaw, 385 Mass. 244, 258 (1982), quoting
Wong Sun v. United States, 371 U.S. 471, 488 (1963). With this
in mind, we examine the statements at issue.
a. Bradley's interview on August 2. The motion judge
implicitly found that the police were investigating Bradley's
13
Although the point is far from clear in their briefs, we
will assume that both defendants argue for suppression of all of
their various statements to the police.
14
involvement in the shooting prior to obtaining his CSLI,14 as
demonstrated by her finding that the Commonwealth sought and
obtained through an administrative subpoena Bradley's call logs
before seeking and securing the § 2703(d) order for Bradley's
CSLI.15 When Frost and DeLucia interviewed Bradley on August 2,
before the officers confronted Bradley with any information
derived from the tainted CSLI, he identified Estabrook as
someone who occasionally used his cellular telephone.16
14
As stated in Frost's affidavit, the Commonwealth secured
§ 2703(d) orders for CSLI, including that associated with
Bradley's cellular telephone, on July 25, 2012, and obtained
Bradley's CSLI on July 31, 2012, pursuant to those orders.
15
It is true that Frost also said at the motion to suppress
hearing that Bradley's CSLI was the "strongest" piece of
information suggesting his involvement in the shooting at the
time Bradley spoke to police on August 2, 2012. Nevertheless,
the thrust of Frost's testimony is that the police focused on
Bradley as a suspect soon after the shooting and were interested
in interviewing him prior to obtaining his CSLI.
16
State police Trooper Anthony DeLucia asked Bradley
whether anyone else had used his telephone in the past. We do
not view this question as exploiting Bradley's CSLI because he
already had confronted Bradley with his call logs that revealed
multiple calls having been placed from Bradley's telephone to
Ashley Marshall's telephone on the night of the shooting. The
basis for DeLucia's questions, therefore, had a source, the call
logs, that was independent of and indeed existed prior to the
CSLI.
Furthermore, to the extent that the motion judge concluded
that Bradley led investigators to Estabrook only after being
confronted with the illegally obtained CSLI, we disagree.
Although Bradley only described Estabrook's allegedly violent
tendencies after being confronted with the CSLI, see note 17,
infra, Bradley volunteered Estabrook's name as his cousin who
used his cellular telephone before the CSLI came into play in
15
Accordingly, Bradley's statement did not result from the police
exploiting Bradley's CSLI and was not a fruit of the illegal
search of that CSLI. See Bradshaw, 385 Mass. at 258.
Suppression of this statement is not required.17
b. Estabrook's interviews on August 8 and August 15. Soon
after Bradley's August 2 interview, the police began
investigating Estabrook's involvement in the shooting and
Bradley's August 2 interview. Given that Bradley told police
that Estabrook occasionally used his telephone and that the
police knew from the call logs that Bradley's telephone made and
received numerous calls immediately around the time of the
shooting, it is reasonable to assume that the police would have
investigated Estabrook even absent the information from Bradley
describing Estabrook's alleged propensity for violence. Frost
indicated as much in his testimony at the evidentiary hearing on
the motion to suppress.
17
In Bradley's August 2 interview, DeLucia and Frost
"exploited" his CSLI for the first time by asking Bradley, "[I]s
there any reason why [your] phone would not be in Lynn [on the
night of the shooting] and somebody would be on it outside of
Lynn?" In response, Bradley again mentioned Estabrook,
described Estabrook as a person who is "crazy" and "likes to rob
people," and later added that Estabrook is "capable" of
committing murder. Independent of whether these statements were
the fruit of the illegal CSLI, Bradley's statements of opinion
about Estabrook's supposed character and propensities would be
inadmissible at trial on the ground that Bradley's opinion on
such issues is irrelevant.
Bradley also mentioned, at some point after being
confronted with his CSLI, that Estabrook had a cut on his head
in July, 2012. Bradley was unable to say with any certainty,
however, whether Estabrook had the cut around the time of the
shooting. We leave for the motion judge on remand to determine
whether Bradley's statement regarding Estabrook's cut was
sufficiently connected to any confrontation with CSLI to warrant
suppression.
16
learned that his large physical build was consistent with the
description of the second intruder, and that he, like Bradley,
had a history of convictions for offenses involving violence and
firearms. The police first interviewed Estabrook on August 8.
In the August 8 interview, Frost told Estabrook, "[W]e had
this incident . . . on that Saturday, early morning hours, and,
you know, we have some information that puts you there." Almost
immediately thereafter, however, State police Trooper Kevin
Baker said to Estabrook, "[W]e know that there was a group of
people there. We have some good information on the reason they
were there and what was going on and how things went down and
what those people look like and . . . what their appearance was
and where they and how they fled," and that Estabrook's name
"continually keeps coming up." Here, an argument could be made
that the police officers were exploiting Bradley's illegally
obtained CSLI because Frost had been told by Bradley that
Estabrook occasionally used Bradley's telephone and Bradley's
CSLI placed the telephone close to the scene of the shooting at
the time it occurred. We conclude that it is more probable that
the police officers' statements reflect the results of the
continuing investigation into the shooting that they were
conducting independent of Bradley's CSLI. At this time the
police did not have any information about whether Bradley or
Estabrook had Bradley's telephone at the time of the shooting.
17
Furthermore, Bradley had given Estabrook's name to investigators
prior to being confronted with the tainted CSLI, and the police
then determined, necessarily independent of any CSLI, that
Estabrook matched the physical appearance of the second intruder
who had been described by the victim's brother shortly after the
shooting. See Commonwealth v. Watkins, 375 Mass. 472, 483 n.9
(1978) (defendant's statements were not fruit of earlier
illegality where "statements came to light by means independent
from" illegality).
As for Estabrook's August 15 statements, it appears that
this interview of Estabrook was not recorded, and the undisputed
testimony of Frost was that the police did not confront
Estabrook with any information related to the CSLI.
Accordingly, suppression of evidence of Estabrook's statements
made on August 8 and August 15 is not called for. See
Commonwealth v. Shipps, 399 Mass. 820, 829 (1987) ("improper
conduct unrelated to the statements does not compel suppression
of the statements").
c. Estabrook's interview on September 27. Unrelated to
any exploitation of Bradley's CSLI, the police discovered from
Estabrook during his August 15 interview that he had sought
treatment at Salem Hospital on the night of the shooting.
Police obtained copies of Estabrook's medical records and
gleaned from the hospital surveillance videos that he had
18
arrived at the hospital shortly after the shooting wearing
clothes substantially matching those of the second intruder, and
told medical staff that he was "hit in the head with a tea
kettle." Because Estabrook's statement was consistent with the
victim's brother's account of what happened to the second
intruder at the scene of the shooting, the police arrested
Estabrook, and advised him of the Miranda rights. He agreed to
speak with the police. During that interview, Estabrook
implicated himself, Bradley, and others in the shooting. These
statements also are not required to be suppressed.18 See
Commonwealth v. Nickerson, 79 Mass. App. Ct. 642, 649 (2011)
(police misconduct "cannot deprive the [Commonwealth] of the
opportunity to prove [the defendant's] guilt through the
introduction of evidence wholly untainted by the police
misconduct" [citation omitted]).
18
The record indicates that Estabrook made incriminating
statements in the interview after Frost twice told him that he
knew Estabrook was in the house when the shooting occurred.
However, what Frost told Estabrook was not, in our view, an
exploitation of Bradley's tainted CSLI. It is more likely that
Frost's statement that Estabrook was at the scene of the
shooting was derived from Estabrook's appearance at the hospital
right after the shooting, in attire substantially matching that
of the second intruder, and from Estabrook's statement to his
treatment providers that he had been hit with a tea kettle. All
that Bradley's CSLI did, after all, was locate his cellular
telephone and its user -- whether Bradley or Estabrook -- within
three miles of the victim's home in Billerica; the CSLI did not
place the telephone in the house itself.
19
d. Bradley's interview on September 27. Frost and DeLucia
interviewed Bradley again on September 27, 2012, following their
postarrest interview of Estabrook.19 As he had on August 2,
Bradley denied involvement in the shooting, and stated
repeatedly that Estabrook had informed him of the shooting
incident. Specifically, Bradley said that Estabrook told him
that he, Estabrook, had been hit in the head with a pot; that
another individual, Gabriel Arias, shot the victim; and that a
third individual, Peter Bin, also was present in the house for
the shooting. Bradley said that, according to Estabrook, Bin
carried a .45 caliber pistol and Arias had a nine millimeter
handgun during the home invasion.
Suppression of these statements is not required.
Throughout this interview, Frost and DeLucia confronted Bradley
with information they had just learned from Estabrook,
independently of the CSLI.20 To the extent the police told
Bradley during the interview that they knew he was involved in
the shooting, their questions and statements made clear that
they had obtained this information through Estabrook's untainted
19
At the time of this interview, Bradley was also under
arrest, but in connection with an unrelated matter.
20
During the interview the investigators asked Bradley who
had his telephone on the night of the shooting and told him that
his "phone was in Billerica." As discussed infra, Bradley's
responses to these questions are inadmissible.
20
confession and other independent sources, rather than by
exploiting the CSLI.21
Although the defendants challenge the admissibility of all
their statements as tainted by the previously obtained CSLI for
Bradley's cellular telephone. We have rejected that approach.
Rather, we have focused primarily on the statements that were
included in the affidavit and that support probable cause
independent of the earlier, unlawfully obtained CSLI. The
motion judge relied on Brown v. Illinois, 422 U.S. 590, 603-604
(1975), to conclude that none of the statements of Estabrook or
Bradley needed to be suppressed because they were sufficiently
attenuated from the illegal search of Bradley's CSLI. We agree
with the judge insofar as her decision applies to Estabrook's
statements, because we are persuaded that none of his statements
was the product of the police confronting him with evidence of
21
Furthermore, we are not persuaded by Bradley's contention
that his September 27 statements must be suppressed under the
"cat-out-of-the-bag" rule. See Commonwealth v. Mahnke, 368
Mass. 662, 686 (1975), cert. denied, 425 U.S. 959 (1976) ("The
cat-out-of-the-bag line of analysis requires the exclusion of a
statement if, in giving the statement, the defendant was
motivated by the belief that, after a prior coerced statement,
his effort to withhold further information would be futile and
he had nothing to lose by repetition or amplification of the
earlier statements"). We have concluded that the bulk of
Bradley's statements in his first interview on August 2 are
admissible. In any event, Bradley's statements in the August 2
interview did not include any sort of admission of guilt or
indication that Bradley knew about the details of the shooting.
In the circumstances, there was no reason for Bradley to think,
based on his statements of August 2 that it would be "futile" to
withhold details of the shooting on September 27.
21
Bradley's CSLI. Certain of Bradley's statements are another
matter. At times during their interviews of Bradley, and
particularly in the August 2 interview, the police officers
asked questions based directly on the tainted CSLI. The
Commonwealth argues that all of Bradley's statements, including
the responses to direct CSLI challenges, are admissible because,
like Estabrook's, they were attenuated from the initial illegal
search of the CSLI. We disagree. Even though the Commonwealth
requested Bradley's CSLI on July 25 and obtained it on July 31,
Bradley was not confronted with any question based on his CSLI
until he was interviewed on August 2 and September 27.22 Thus,
the circumstances here are materially different from cases,
relied upon by the Commonwealth, in which a defendant's
statements made hours after he was illegally arrested or after
his home was illegally searched -- and, thus, made hours after
he became aware of the arrest or the search -- were too
attenuated from the arrest to be suppressed. See Commonwealth
v. Sylvia, 380 Mass. 180, 183-185 (1980), citing Commonwealth v.
Fielding, 371 Mass. 97, 113-114 (1976). Insofar as Bradley is
concerned, his statements in direct response to confrontation
with evidence of his CSLI were made in close proximity to the
22
The Commonwealth's access to Bradley's CSLI prior to
these interviews had been without his knowledge: the § 2703(d)
order pertaining to Bradley's CSLI explicitly prohibited
disclosing it to him.
22
illegality, and there were no intervening circumstances between
the police questions based on the CSLI and Bradley's responses
thereto. See Commonwealth v. Damiano, 444 Mass. 444, 456
(2005). The statements must be suppressed. See Commonwealth v.
Keefner, 461 Mass. 507, 518 (2012) (direct product of unlawful
search must be suppressed); Commonwealth v. Porter P., 456 Mass.
254, 275 (2010) (suppression required of juvenile's statement
about gun, made immediately after search of juvenile's room, and
juvenile's removal from room; statement was not so distant in
time from illegal search to dissipate taint). We now turn to
the CSLI itself, which was the subject of the 2013 search
warrant.
4. Search warrant for CSLI. Even though the exclusionary
rule generally bars from admission evidence "obtained during an
illegal search as fruit of the poisonous tree, evidence
initially discovered as a consequence of an unlawful search may
be admissible if later acquired independently by lawful means
untainted by the initial illegality" (quotation omitted).
Commonwealth v. DeJesus, 439 Mass. 616, 624 (2003). Accord
Commonwealth v. Frodyma, 393 Mass. 438, 441 (1984); Commonwealth
v. Benoit, 382 Mass. 210, 216-217 (1981), S.C., 389 Mass. 411(1983). See Nix v. Williams, 467 U.S. 431, 443 (1984); United
States v. Silvestri, 787 F.2d 736, 740 (1st Cir. 1986), cert.
denied, 487 U.S. 1233 (1988). Accordingly, the appropriate
23
inquiry here is whether, given the "primary illegality" of the
Commonwealth's access to Bradley's CSLI pursuant to a § 2703(d)
order, the 2013 search warrant for the same CSLI was secured "by
exploitation of that illegality or instead by means sufficiently
distinguishable to be purged of the primary taint." See
Silverthorne Lumber Co. v. United States, 251 U.S. 385, 392
(1920); Frodyma, supra, quoting Wong Sun, 371 U.S. at 488;
Commonwealth v. Forbes, 85 Mass. App. Ct. 168, 176 (2014). See
generally J.A. Grasso, Jr., & C.M. McEvoy, Suppression Matters
Under Massachusetts Law § 20-3[a], at 20-10 (2014). The
Commonwealth bears the burden of showing by a preponderance of
the evidence the absence of taint, i.e., that the Commonwealth
obtained information supplying the requisite probable cause
through an independent source.23 See Commonwealth v. Fredette,
396 Mass. 455, 459 (1985).
23
The defendants urge this court to require the
Commonwealth to establish an independent source by clear and
convincing evidence. They note that the clear and convincing
evidence standard governs circumstances in which the
Commonwealth seeks to establish that a witness's in-court
identification is derived from a source independent of a prior
suppressed identification. See Commonwealth v. Bell, 356 Mass.
724, 724-725 (1969). The independent source rule applied in
this case, however, is more akin to the inevitable discovery
rule, to which we have applied the preponderance of the evidence
standard. See Commonwealth v. O'Connor, 406 Mass. 112, 117
(1989) ("the Commonwealth has the burden of proving the facts
bearing on inevitability by a preponderance of the evidence").
See also Nix v. Williams, 467 U.S. 431, 444 (1984) (rationale of
independent source rule is "wholly consistent" with inevitable
discovery rule); Commonwealth v. Benoit, 382 Mass. 210, 217
24
It is well settled that the court looks to the "four
corners of the affidavit" to determine whether a search warrant
application establishes probable cause. See, e.g., Commonwealth
v. O'Day, 440 Mass. 296, 297 (2003), quoting Commonwealth v.
Villella, 39 Mass. App. Ct. 426, 428 (1995). The defendants
concede that on its face Frost's affidavit filed in support of
the warrant established probable cause to search Bradley’s CSLI.
They argue, however, that, contrary to the determination of the
motion judge, much of the information set forth in the affidavit
was obtained as a result of Bradley's unlawfully obtained CSLI.
Accordingly, our task in evaluating the defendants' claim is to
determine whether there are enough facts in the affidavit
traceable to sources independent of the illegally obtained CSLI
to establish probable cause for the search warrant. See
Commonwealth v. Tyree, 455 Mass. 676, 692 (2010) (evidence
obtained during search pursuant to warrant obtained after
illegal entry would be admissible if search warrant affidavit
contained information supplying probable cause obtained from
independent, untainted source). Cf. Commonwealth v. Long, 454
Mass. 542, 552-553 (2009) (under Franks v. Delaware, 430 U.S.
154 [1978], where defendant shows affidavit supporting warrant
(1981), S.C., 389 Mass. 411 (1983) (inevitable discovery rule is
extension of independent source doctrine). We decline the
defendants' invitation to apply the clear and convincing
evidence standard here.
25
includes affirmative misstatement, judge considers whether
"affidavit purged of false material, establishes probable
cause"). Cf. also Commonwealth v. James, 620 Pa. 465, 481
(2013) (court may look beyond affidavit supporting search
warrant where objective of inquiry is "to determine whether a
fact in the affidavit would be included or stricken when
determining probable cause").
Frost's affidavit describes the following: an eyewitness
account (provided by the victim's brother) of the shooting;
police investigation into drug distribution from the victim's
home and into the ultimate supplier of these drugs;
identification of Bradley as a suspect and obtaining his call
logs through an administrative subpoena; Bradley's statement
giving Estabrook's name to police on August 2; Estabrook's
statement on August 15, regarding his treatment at an area
hospital in the early morning of the shooting, and review of his
hospital record; Estabrook's statement on September 27,
implicating himself and Bradley in the shooting; Marshall's
grand jury testimony implicating Bradley in the robbery scheme;
and forensic evidence linking Bradley to the shooting. Frost
avers in his affidavit that he "specifically avoided" including
information obtained pursuant to the § 2703(d) orders in
delineating this evidence. Our review of the record persuades
us that Frost succeeded in doing so.
26
The following information included in the affidavit was
gathered before the Commonwealth initially obtained Bradley's
CSLI without a search warrant, and therefore by definition was
discovered independently of it. At approximately 3:55 A.M. on
July 7, the victim was shot in his home. The victim's brother,
who witnessed the shooting, told the police that three to four
masked men in their early twenties had entered the home by
kicking in a door to the kitchen; two of these intruders had
firearms. One of them, the first intruder, was a white male
with blue eyes and blonde hair. He was carrying a nine
millimeter handgun, and ordered the victim and his brother to
"get down on the ground." The victim refused, and hit the
second intruder with a tea kettle. The second intruder was a
heavyset white male dressed in a red shirt and black shorts with
blue stripes. While the victim struggled with the second
intruder, the first intruder, and perhaps another intruder as
well, shot the victim. The intruders left the scene in a small
sedan; the victim later died of a gunshot wound to the head.
When police executed a search warrant for the victim's
residence that same day, they found more than $10,000 in cash in
the victim's bedroom, more than one pound of marijuana, and what
appeared to be drug ledgers. On July 10, 2012, Cappello told
Frost and DeLucia that he lived with the victim, and that he
regularly purchased and distributed marijuana. He also said
27
that he had purchased multiple pounds of marijuana from a
supplier in Lynn named Ashley in the past, but that he had not
done so since May, 2012, because when he last purchased
marijuana from Ashley she was accompanied by a "scary" man
introduced to him as the "thug." According to Cappello, the
"thug" had many tattoos, including one on the back of his head
that read "LYNN, MASS." Cappello believed that the "thug"
provided security to Ashley's boy friend.
Frost and DeLucia obtained Ashley's telephone number from
Cappello, and investigators learned through further
investigation that "Ashley" was Ashley Marshall, and the "thug"
was Bradley, who has a "LYNN, MASS" tattoo on the back of his
head. Bradley's race and blue eyes were consistent with the
description of the first intruder, and his probation record
revealed a history of charges involving violence and firearms.
During the police investigation, the district attorney's office
obtained through administrative subpoenas call logs associated
with the cellular telephones of Bradley, Bin, and Marshall.24
These records revealed that at various intervals between 8 P.M.
24
The defendants do not challenge the Commonwealth's
obtaining or use of these records.
28
on July 6 and 6 A.M. on July 7, these individuals were in
regular contact with one another.25
On July 25, the Commonwealth requested and obtained
§ 2703(d) orders, and as a result received the CSLI of Bradley
and others soon thereafter. (See notes 5 & 14, supra.) The
lettered list that follows summarizes information contained in
Frost's affidavit that was obtained by the police after they had
received Bradley's CSLI, but without exploiting the tainted
CSLI.26 See Frodyma, 393 Mass. at 442.
a. Bradley's interview with Frost and DeLucia on August 2.
Bradley admitted to knowing Marshall and her boy friend, and
stated that Estabrook occasionally used his cellular telephone.
25
According to the affidavit, the telephone calls between
Bradley's telephone and Marshall's telephone included the
following: seven calls between 8:42 P.M. and 11:58 P.M. on
July 6; four calls around the time of the shooting, from 3:50
A.M. to 3:58 A.M. on July 7; and six calls between 4:34 A.M. and
5:18 A.M. Bin and Gabriel Arias also exchanged telephone calls
moments before the shooting occurred, and a call was placed from
Bradley's telephone to Bin's telephone at 3:59 A.M.
26
Although the discovery of certain information before the
illegal search of Bradley's CSLI is sufficient to establish that
information's independence from the illegality, see Commonwealth
v. Frodyma, 393 Mass. 438, 441-442 (1984), the Commonwealth also
may rely on evidence obtained after the illegal search if it can
show that the evidence was independently obtained. Holding
otherwise would contravene "the principle of the independent
source doctrine that 'the interest of society in deterring
unlawful police conduct and the public interest in having juries
receive all probative evidence of a crime are properly balanced
by putting the police in the same, not a worse, position [than]
they would have been in if no police error or misconduct had
occurred'". See id. at 443, quoting Nix, 467 U.S. at 443.
29
b. Frost's August 15 interview of Estabrook. Estabrook
volunteered that on the night of the shooting he had dislocated
his shoulder at a party in Salem and had been treated at Salem
Hospital at 4:15 A.M. -- a time that was shortly after the
shooting had occurred. The hospital's surveillance videotape
revealed that Estabrook appeared in the hospital lobby at
approximately 5:15 A.M. on July 7, wearing a red T-shirt and
black shorts, consistent with the description of the second
intruder except for the lack of stripes on the shorts. Medical
records, obtained from the hospital through a grand jury
subpoena, indicated that Estabrook was admitted at approximately
5:20 A.M., on July 7, and that he told those treating him that
he had been "hit in the head with a tea kettle."
c. Estabrook's recorded interview with Frost and DeLucia
on September 27. He told the investigators that the robbery of
the victim was Bradley's idea, and that Bradley had lured him
into the robbery scheme with the promise that they could steal
some $40,000 from the victim. He also identified other
individuals involved in the crimes, including Bin, Arias, Steven
Touch, and Sophan Keo. Further, he stated that the group
entered the victim's home with two firearms -- a nine millimeter
handgun and a .45 caliber pistol; that while Bradley, Keo, and
Touch waited outside, he, Arias, and Bin entered the home where
Arias shot the victim in the head; that members of the group who
30
had been wearing latex gloves discarded the gloves as they fled
the scene; and that later that morning, Estabrook, Bradley, Bin,
Touch, and Arias met and urged one another to keep the details
of the shooting a secret from the authorities.
d. The November 15, 2012, grand jury testimony of
Marshall, who had been granted immunity.27 Marshall stated that
Bradley had asked her a few weeks before the shooting for a
target to rob; that, on the evening of July 6, she suggested
that he rob Cappello and showed Bradley photographs of what she
believed to be Cappello's home; and that Bradley then left with
a group of Asian males.28 When Bradley spoke to Marshall one or
two weeks after the incident, he denied having entered the
victim's home himself, but told her that other individuals had
done so, and said words to the effect of, "What's done is done."
e. Details concerning a latex glove. On the day of the
shooting police found a latex glove on a road approximately one
quarter mile from the victim's home, and determined that Bradley
27
Bradley argues that Marshall's grand jury testimony is
tainted by the CSLI because, he contends, Marshall was given
immunity on account of the fact that her own illegally obtained
CSLI showed she was not in or near Billerica at the time of the
shooting. Bradley has no standing to challenge Marshall's grand
jury testimony, and in any event, his argument is based on pure
speculation: the record offers no basis on which to reach any
conclusion about why Marshall was granted immunity.
28
According to Frost's affidavit, Steven Touch, Bin, and
Sophan Keo are Asian males.
31
was a potential contributor to the glove's deoxyribonucleic acid
(DNA) profile, and that the chances of the DNA of a randomly
selected Caucasian male matching the DNA profile of the glove
was 1 in 1.875 quadrillion. In addition, the glove contained
gunshot residue, indicating that the person wearing the glove
fired a gun or was near a gun at the time it was fired.
An affidavit in support of a search warrant for CSLI must
demonstrate "probable cause to believe [1] 'that a particularly
described offense has been, is being, or is about to be
committed, and [2] that [the CSLI being sought] will produce
evidence of such offense or will aid in the apprehension of a
person who the applicant has probable cause to believe has
committed, is committing, or is about to commit such offense.'"
Augustine, 467 Mass. at 256, quoting Commonwealth v. Connolly,
454 Mass. 808, 825 (2009). The information just summarized, all
contained in Frost's affidavit and all of which had a source
separate and apart from the tainted CSLI, meets this two-pronged
test. As to the first prong, certainly the affidavit supplies
probable cause to believe that the criminal offenses of murder
and home invasion, among others, were committed at the victim's
home, given that the victim's brother witnessed the incident and
Estabrook confessed to details of the crimes. With respect to
the second prong, the independently obtained facts in Frost's
affidavit (including Estabrook's September 27 statements to the
32
police detailing his and Bradley's involvement, and Bradley's
DNA on the latex glove) provide probable cause to believe that
Bradley and Estabrook were part of the group who perpetrated the
home invasion and murder of the victim. Accordingly, the
affidavit establishes probable cause to believe that the CSLI
would "produce evidence" of these offenses by indicating whether
Bradley's cellular telephone, which also may have been used by
Estabrook, was located near the victim's home on the night of
the shooting and, therefore, whether Bradley (or Estabrook) was
in the area of the shooting when it occurred. Given that the
2013 search warrants for the CSLI were supported by probable
cause based on evidence independent of the illegally obtained
CSLI, suppression of evidence relating to Bradley's CSLI is not
warranted. See Frodyma, 393 Mass. at 440-441.
Conclusion. The order of the Superior Court is affirmed
with respect to the denial of the defendants' motions to
suppress evidence of Bradley's CSLI. The order is vacated with
respect to the denial of the defendants' motions to suppress all
statements, and the case is remanded to the Superior Court for
further proceedings consistent with this opinion.
So ordered.