Commonwealth v. Spinucci , 472 Mass. 872 ( 2015 )


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    SJC-10018
    COMMONWEALTH   vs.   JOSEPH SPINUCCI.
    Middlesex.      April 10, 2015. - September 29, 2015.
    Present:   Gants, C.J., Botsford, Duffly, Lenk, & Hines, JJ.
    Homicide. Assault and Battery by Means of a Dangerous Weapon.
    Practice, Criminal, Instructions to jury, Hearsay, Capital
    case. Malice. Evidence, Joint venturer, Hearsay. Joint
    Enterprise. Dangerous Weapon.
    Indictments found and returned in the Superior Court
    Department on September 9, 2004.
    The cases were tried before Paul A. Chernoff, J., and a
    motion for postconviction relief was heard by him.
    Joseph A. Hanofee for the defendant.
    Fawn D. Balliro Andersen, Assistant District Attorney, for
    the Commonwealth.
    BOTSFORD, J.    In June, 2006, a Middlesex County jury found
    the defendant guilty of the murder in the first degree of Ryan
    Sullivan on the theory of extreme atrocity or cruelty; he also
    was found guilty of four related offenses involving two other
    2
    victims, William Tighe and Jules Stevens.1       He appeals from these
    convictions and also appeals from the denial of his posttrial
    motion for relief.    He argues that the trial judge erred by
    declining to instruct the jury on manslaughter on a provocation
    theory; denying his motion for a new trial on the ground that a
    manslaughter instruction on this theory clearly was required; in
    connection with the murder charge, failing to instruct the jury
    that before they could infer malice from the intentional use of
    a dangerous weapon on the part of the defendant as a joint
    venturer with Van Gustave (see note 1, supra), the jury must
    find that the defendant knew Gustave was armed with a knife;
    allowing the jury to consider hearsay evidence to establish the
    defendant's knowledge that his alleged joint venturer Gustave
    possessed a knife; and denying the defendant's motion for a
    required finding of not guilty on the two charges relating to
    the victim Stevens.       He also claims that he is entitled to
    relief under G. L. c. 278, § 33E.        We affirm the defendant's
    convictions and decline to grant relief pursuant to c. 278,
    § 33E.
    Background.     1.    Facts.   We summarize the facts the jury
    1
    The defendant's codefendant, Van Gustave, was not tried
    together with the defendant. The Commonwealth's theory at trial
    was that the defendant and Gustave committed all of the crimes
    charged as participants in a joint venture, although the
    Commonwealth argued that the roles each played -- whether
    "principal" or "joint venturer" or both -- differed in relation
    to each crime.
    3
    could have found, reserving certain details for later discussion
    in connection with the issues raised.   On the night of July 1,
    2004, the city of Somerville put on a fireworks display in Trum
    Field.   The defendant, Gustave, and their respective girl
    friends, Claudine Dyer and Danielle Leblanc, met before the
    fireworks and went together to the event.   All four were
    drinking before and during the fireworks display; Gustave and
    Leblanc also had taken a number of Klonopin pills.     As they were
    walking together toward the fireworks, Leblanc asked Gustave if
    she could hold his knife in case they ran into "anybody that I
    had problems with."   Gustave answered, "No."   Dyer similarly
    asked the defendant whether he had a knife and whether she could
    hold it; the defendant also answered, "No."     The defendant heard
    the interchange between Gustave and Leblanc.
    The foursome watched the fireworks from a garage roof on
    Albion Street, where they drank beer and smoked marijuana; the
    defendant and Dyer each drank approximately six beers.      After
    the fireworks were over, the four began to walk on Cedar Street.
    William Tighe came running down the street from the bicycle path
    near them, and Leblanc confronted him with a statement or
    question about her brother and drugs.   A heated dispute between
    Leblanc and Tighe ensued, in the course of which Tighe came up
    very close to Leblanc, shouting and threatening her, Dyer then
    approached Tighe and punched him in the face, and Tighe
    4
    responded by pushing Dyer down against a fence.     As this
    confrontation was taking place, Sullivan and Stevens came
    walking down the street and were standing behind Tighe, whom
    they knew through Tighe's younger brother.    Neither Sullivan nor
    Stevens carried a weapon, and neither said anything or joined
    the dispute.    After Tighe pushed Dyer, the defendant and Gustave
    began to approach him, and they both took out their knives;
    Tighe did not have a weapon.    Tighe began to run down Warwick
    Street, and told Stevens and Sullivan to run; Gustave and the
    defendant ran after Tighe in pursuit.     Tighe stumbled as he ran;
    the defendant caught up to him, and stabbed him with a knife in
    the back, inflicting a superficial wound.    Tighe got up and
    continued to run.    The defendant and Gustave ran toward Stevens
    and Sullivan.   Gustave grabbed Stevens by the waist and stabbed
    him in the side; Stevens fell to the ground.     The defendant did
    not attack Stevens, but connected with Sullivan.     At this point,
    the entire group was on Warwick Street.     The defendant stood and
    then crouched over Sullivan, with his arm repeatedly stabbing
    him in the stomach area.    Gustave then joined the defendant in
    stabbing Sullivan; Sullivan appeared to be fighting against
    them.   Leblanc kicked Sullivan a few times in the head as he lay
    on the ground, and Dyer also may have kicked him.
    As these events were unfolding on Warwick Street, Michael
    McCormack, Tighe's stepfather, who was in the backyard of his
    5
    house on Warwick Street, heard a young male voice say, "Get off
    me.   Leave me alone," and came running out of his driveway.      He
    saw the defendant and Gustave bending over Sullivan and Stevens,
    who were both lying on the ground.    McCormack ran toward the
    defendant and Gustave, swearing at them, and "bowled them over."
    The defendant and Gustave ran away, as did Dyer and Leblanc.
    As they ran, Dyer stopped and asked Gustave and the
    defendant why "that kid" was bleeding, and Gustave responded,
    "Because we just stabbed them.    We just stabbed them."    The
    defendant said, three times, "I'm on probation."     He also said,
    "I can't believe this."     Dyer was running a little behind the
    defendant, and as they ran, a resident who was out on a porch
    heard the defendant say, "Hurry the fuck up.     I just stabbed
    three people, three guys, and I'm going to jail for three
    years."     The defendant, Gustave, Dyer, and Leblanc ultimately
    ended up at Leblanc's house in Somerville.
    In the meantime, McCormack and his wife, Elizabeth
    McCormack, who is Tighe's mother, tried to tend to the two prone
    victims; each recognized both Sullivan and Stevens.     A telephone
    call was made to 911.     Sullivan and Stevens were taken to the
    hospital.    Sullivan died within one hour, having received at
    least seven stab wounds; he was sixteen years of age.      Stevens
    lost his kidney and spent thirty days in the hospital; he was
    6
    seventeen years of age.2
    2.    Procedural history.   On September 9, 2004, a Middlesex
    County grand jury returned indictments against the defendant and
    Gustave, charging each of them with murder in the first degree
    of Sullivan (count one); armed assault with intent to murder
    Stevens and Tighe (counts two and three); assault and battery of
    Stevens by means of a dangerous weapon, causing serious bodily
    injury (count four); and assault and battery of Tighe by means
    of a dangerous weapon (count five).     The defendant's case was
    severed from Gustave's before trial.    See note 5, infra.   The
    jury found the defendant guilty of murder in the first degree of
    Sullivan on the theory of extreme atrocity or cruelty, as well
    as on counts four and five, charging assault and battery by
    means of a dangerous weapon of Stevens and Tighe, respectively.3
    On the charges of armed assault with intent to murder Stevens
    and Tighe, the jury convicted the defendant of the lesser
    included offense of assault by means of a dangerous weapon.4       The
    2
    The defendant and Gustave were in their mid-twenties.
    3
    The jury did not find the defendant guilty of deliberately
    premeditated murder.
    4
    The defendant was sentenced to life imprisonment without
    parole on the murder indictment; a term of from nine to ten
    years on count four to be served concurrently with the life
    sentence; and, on count five, a term of from seven to eight
    years to be served concurrently with the life sentence and from
    and after the sentence on count four. Counts two and three were
    placed on file with the defendant's consent.
    7
    defendant filed a timely appeal in this court.5
    In November, 2007, the defendant filed, pro se, his
    posttrial motion in the Superior Court.6    Thereafter, the
    defendant's appeal to this court was stayed while the defendant
    pursued his posttrial motion.    The trial judge heard the motion,
    taking evidence on the defendant's claim of ineffective
    assistance of counsel.    After that evidentiary hearing, the
    judge denied the defendant's posttrial motion.       The defendant's
    appeal from the denial of that motion has been consolidated with
    his direct appeal of his convictions.
    Discussion.   1.    Manslaughter instruction.   The defendant
    argues that the judge committed reversible error in declining to
    instruct the jury on voluntary manslaughter as a lesser included
    offense of the murder charge.    He claims that, as the judge
    "found" in ruling on the defendant's motion for a new trial,
    5
    The parties assert that, some months after the defendant's
    trial and convictions, Gustave pleaded guilty to murder in the
    second degree and to the other charges against him.
    6
    The motion is entitled, "motion for required finding of
    not guilty, or guilty of a lesser included offense, or lesser
    degree of guilt pursuant to [Mass. R. Crim. P.] 25 (b) (2)[, 
    378 Mass. 896
     (1979),] and reversal of the imposition of sentence of
    first degree life pursuant to [Mass. R. Crim. P.] 28[, 
    378 Mass. 898
     (1979)]" (posttrial motion). The trial judge treated the
    defendant's posttrial motion as a combined motion for a required
    finding of not guilty under Mass. R. Crim. P. 25 (b), and a
    motion for a new trial under Mass. R. Crim. P. 30, as appearing
    in 
    435 Mass. 1501
     (2001). We consider the substance of the
    posttrial motion in the same manner.
    8
    there was evidence that Sullivan had jumped on the defendant's
    back and the defendant pushed him off.7   He then asserts that
    this evidence would permit the jury to find that the defendant,
    in stabbing Sullivan thereafter, was acting in a heat of passion
    on reasonable provocation or induced by sudden combat.   We
    disagree.8
    The defendant is correct that if any view of the evidence
    7
    The defendant contends that the judge found as a fact that
    Danielle Leblanc saw Ryan Sullivan jump on the defendant's back.
    The judge made no such finding. In his posttrial ruling, the
    judge summarized and discussed Leblanc's trial testimony, and
    described Leblanc as having testified that she saw "a third man"
    jump on Spinucci's back. The judge referred to Leblanc's
    "testimony that she saw Sullivan jump on Spinucci's back before
    Spinucci thr[e]w him off" (emphasis added). However, in her
    testimony, Leblanc never identified the man. Nor could the
    judge have made a finding that Leblanc saw Sullivan jump on the
    defendant's back, given that at the evidentiary hearing held on
    the defendant's posttrial motion, the only person who was sworn
    and testified as a witness was the defendant's trial counsel,
    whose testimony did not refer at any point to Leblanc's alleged
    observation.
    8
    During the charge conference at trial, the judge rejected
    the defendant's request for a manslaughter instruction, stating
    that he did not think the evidence supported such an
    instruction. In making the request for the instruction,
    however, the defendant's counsel did not mention Leblanc's
    testimony about seeing a person jump on the defendant's back;
    counsel focused only on the defendant's alleged heat of passion
    caused by William Tighe's attack on the defendant's girl friend,
    Claudine Dyer. In his ruling on the defendant's posttrial
    motion, the judge concluded that no manslaughter instruction was
    called for because the physical contact between the defendant
    and Sullivan as described by Leblanc was not sufficient to
    warrant an instruction, even if the contact had been initiated
    by Sullivan. We conclude that an instruction on voluntary
    manslaughter was not warranted but for different reasons.
    9
    would permit a finding of voluntary manslaughter, an instruction
    on this lesser offense must be given.   See, e.g., Commonwealth
    v. Garabedian, 
    399 Mass. 304
    , 313 (1987).   It is also the case
    that such an instruction cannot be refused even if the evidence
    on which the claim for a manslaughter instruction is based is
    not "of a character to inspire belief" (citation omitted).    See
    
    id.
       But an instruction on voluntary manslaughter is only
    warranted "if there is evidence of provocation deemed adequate
    in law to cause the accused to lose his self-control in the heat
    of passion, and if the killing followed the provocation before
    sufficient time had elapsed for the accused's temper to cool."
    Commonwealth v. Acevedo, 
    446 Mass. 435
    , 443 (2006), quoting
    Commonwealth v. Andrade, 
    422 Mass. 236
    , 237 (1996).   The jury
    also must be able to infer from the evidence "that a reasonable
    person would have become sufficiently provoked and that, in
    fact, the defendant was provoked," and that "there is a causal
    connection between the provocation, the heat of passion, and the
    killing" (quotations and citations omitted).   Garabedian, 
    supra.
    The defendant does not contend that Leblanc identified the
    person she saw jump on the defendant's back, but argues that by
    process of elimination, the unidentified person had to have been
    Sullivan, because Leblanc identified the person as a male and
    stated that the male was not McCormack; the person was not
    Tighe, because Tighe ran back to his home after being stabbed by
    10
    the defendant; and the person was not Stevens because, the jury
    could find, Gustave previously had "stabbed and disabled"
    Stevens.   To this, the defendant adds that he already was upset
    by Tighe's attack on his girl friend that had taken place only
    seconds before, and that if the jury were to find that the
    defendant had attacked Sullivan,9 Sullivan's physical assault of
    the defendant independently provoked his emotions so that when
    the defendant attacked Sullivan, he was acting in the heat of
    passion due to provocation or sudden combat.    See Commonwealth
    v. Hinds, 
    457 Mass. 83
    , 90-91 (2010), quoting Commonwealth v.
    Ruiz, 
    442 Mass. 826
    , 838-839 (2004) ("provocation must come from
    the victim").
    The defendant's argument is defeated by an absence of
    evidentiary support.   The evidence from which the jury could
    find that the defendant stabbed Sullivan came from three
    witnesses:   Dyer, McCormack, and Stevens.   Each of the three
    testified to seeing the defendant standing or crouching next to
    or over Sullivan's body, inferably engaged in stabbing him.10
    9
    At trial, the defendant's theory of the case was that the
    defendant stabbed Tighe, but played no role in Gustave's attack
    on Stevens or Sullivan -- that Gustave was acting entirely on
    his own.
    10
    Claudine Dyer testified that she saw the defendant and
    Gustave standing next to a person lying on the ground and
    repeatedly moving their hands downward toward the body --
    testimony that permits the inference that the defendant and
    Gustave were engaged in stabbing the person -- but she did not
    11
    But none of them testified to seeing anyone jump on the
    defendant's back or indeed interact physically with the
    defendant before each saw the defendant standing over and
    stabbing Sullivan.   Leblanc was the sole source of evidence
    concerning someone jumping on the defendant's back.   She
    testified that she saw the person jump on the defendant's back
    and saw the defendant push the person off.   At no point did she
    testify to seeing any further interactions between the defendant
    and the person he had pushed off his back.   Rather, all she
    stated was that she had observed the person jump on the
    defendant's back either while or soon after she kicked the body
    of a male11 lying on the ground on Warwick Street, and that this
    incident had happened around the time that she began to run down
    Warwick Street away from the body on the ground and she saw
    McCormack running on Warwick Street toward her.12
    identify the person as Sullivan. McCormack and Stevens both
    identified the defendant as the person they saw standing over
    and, inferably, stabbing Sullivan.
    11
    Leblanc did not identify the male whom she saw lying on
    the street.
    12
    Leblanc's testimony on direct examination suggested that
    she saw someone jump on the defendant's back right before
    Gustave ran by her and urged her to run and she saw Michael
    McCormack running towards her. On cross-examination and
    redirect, Leblanc suggested that she witnessed the jumping
    incident after Gustave ran by and she saw McCormack. In any
    event, the reasonable inference is that Leblanc saw the person
    jump on the defendant's back right around the time that she
    began to run and saw McCormack on Warwick Street.
    12
    The jury, of course, were free to believe or disbelieve, in
    whole or in part, the testimony of each witness.   See, e.g.,
    Commonwealth v. Hawkesworth, 
    405 Mass. 664
    , 675 (1989).
    Accordingly, the jury in theory could have credited Leblanc's
    testimony that she saw the body of only one person lying on the
    ground, and that the body she was kicking was that of Stevens,
    not Sullivan, and infer that the person who jumped on the
    defendant's back was Sullivan.13   But the jury were not entitled
    to attribute to any witness, including Leblanc, a statement or
    statements that the witness did not make.   See Commonwealth v.
    McInerney, 
    373 Mass. 136
    , 144 (1977).   Given the state of the
    evidentiary record, with no evidence of contact between the
    defendant and Sullivan following the alleged jump on the
    defendant's back, there simply was no factual basis on which it
    could be found that the defendant stabbed Sullivan in an
    emotionally heated response to the physical interaction between
    the two.   Put another way, the evidence necessary to support the
    essential causal link between any heat of passion on the
    defendant's part resulting from Sullivan's jumping on his back,
    13
    If the jury were to make such findings, they would be
    required to reject the testimony of Dyer and McCormack that
    there were two bodies lying on Warwick Street at the time
    McCormack ran onto the scene, and the testimony of McCormack and
    Stevens that one of those prone bodies belonged to Sullivan --
    because obviously, if Sullivan were then on the ground, he could
    not have been the person who jumped on the defendant's back.
    13
    and the defendant's stabbing of Sullivan, see Garabedian, 
    399 Mass. at 313
    , was missing.     The judge did not err in declining
    to include the charge on voluntary manslaughter in his
    instructions to the jury.
    2.     Instruction on malice in connection with joint venture
    murder charge.    With respect to the charge of murder in the
    first degree, the Commonwealth's theory at trial was that the
    defendant and Gustave committed the crime as part of a joint
    venture.    More particularly, the Commonwealth argued that the
    defendant acted as a principal by stabbing Sullivan repeatedly
    with his knife, or as a joint venturer with Gustave who himself
    stabbed Sullivan repeatedly, or both.     The defendant's theory at
    trial, see note 9, supra, was that Gustave alone attacked
    Sullivan -- i.e., Gustave was the principal in the crime -- and
    that the defendant did not participate in that attack or share
    Gustave's intent, but actually tried to stop Gustave from
    continuing with that attack.    The judge instructed the jury that
    the Commonwealth's theory was that the defendant committed the
    crime of murder as part of a joint venture, and explained what
    the Commonwealth had to prove in order to establish that the
    defendant was guilty under this theory.    He also separately
    instructed on the elements of murder in the first degree.       In
    his instruction on the concept of malice in relation to murder
    under the theory of extreme atrocity or cruelty, he told the
    14
    jury:
    "Malice, for this theory of murder, also includes an
    intent to do an act, that in the circumstances known to the
    defendant, a reasonable person would have known created a
    plain and strong likelihood that death would follow.
    "Under this third meaning of malice, you must
    determine whether based on what the defendant actually knew
    at the time that he acted, a reasonable person would have
    recognized that such conduct created a plain and strong
    likelihood that death would result.
    "In determining whether the Commonwealth has proven
    this third meaning of malice, you must consider the
    defendant's actual knowledge of the circumstances at the
    time that he acted. Where there is evidence that a person
    brought a dangerous weapon to a scene and used the
    dangerous weapon on another, you may consider that evidence
    as relevant in proving malice" (emphasis added).
    The defendant's argument on appeal is not entirely clear,
    but appears to be that it was error for the judge to include
    this instruction concerning use of a dangerous weapon because,
    insofar as the Commonwealth was proceeding on a joint venture
    theory, the jury could infer the malice necessary for murder on
    the defendant's part from Gustave's use of a dangerous weapon,
    without any proof that the defendant knew Gustave was armed.
    Put another way, the defendant appears to claim that in the
    joint venture context presented by the Commonwealth, it was
    necessary to instruct the jury that the Commonwealth must prove
    that the defendant knew Gustave had a knife before they might
    infer malice on the defendant's part from Gustave's intentional
    use of that knife.
    15
    The argument fails.   First, the instruction that the judge
    gave is most reasonably understood as referring to defining
    malice directly only in connection with the defendant.    Thus,
    the reference in the quoted instruction to a "person" who brings
    and uses a dangerous weapon follows directly after the direction
    that the jury must consider the defendant's "actual knowledge"
    of the circumstances, suggesting that the "person" being
    referred to is the defendant.   It seems highly unlikely the jury
    would interpret this instruction as indicating that if they
    found that Gustave had brought and used a dangerous weapon, they
    might infer from that finding the existence of malice on the
    defendant's part.   Second, even if one were to conclude that the
    jury might understand the dangerous weapon reference in this
    instruction as meaning they could somehow consider Gustave's use
    of a dangerous weapon in considering the element of malice on
    the defendant's part, the judge's joint venture instructions --
    given both as part of the judge's final charge and again in
    response to a jury question -- specifically told the jury that
    if the other person in the joint venture actually committed the
    substantive crime, the jury must find that the defendant himself
    had or shared the intent necessary for that crime, thus
    indicating that the jury must consider the defendant's intent on
    its own, not as an automatic transfer of the intent of the
    coventurer.   These instructions were correct.
    16
    The defendant contends that to prove joint venture first-
    degree murder under a theory of extreme atrocity or cruelty
    where a dangerous weapon is involved, the Commonwealth should be
    required to prove that the joint venturer both knew the
    principal had a dangerous weapon and shared the principal's
    intent to commit the murder in an atrocious or cruel way.        That
    is not the law.   Where use of a weapon is not an element of the
    crime -- and it is not an element of murder in the first degree
    -- there is no requirement for the Commonwealth to prove
    knowledge on the part of a joint venturer that the principal was
    armed.   See Commonwealth v. Rosa, 
    468 Mass. 231
    , 245 (2014),
    citing Commonwealth v. Britt, 
    465 Mass. 87
    , 100 (2013).     In
    addition, in a case of joint venture first-degree murder
    committed with extreme atrocity or cruelty, malice alone defines
    the intent that the Commonwealth must prove.    See Commonwealth v
    Chaleumphong, 
    434 Mass. 70
    , 79-80 (2001) (intent necessary for
    murder in first degree under theory of extreme atrocity or
    cruelty is malice alone; "[i]f the Commonwealth has no burden to
    prove that a defendant who acted alone knew that his acts were
    extremely atrocious or cruel, then it has no such burden where
    the defendant acts in a joint venture"); Commonwealth v.
    Cunneen, 
    389 Mass. 216
    , 227 (1983) (same); Commonwealth v.
    Monsen, 
    377 Mass. 245
    , 254-255 (1979) (same).    Although in
    Commonwealth v. Berry, 
    466 Mass. 763
    , 777-778 (2014) (Gants, J.,
    17
    concurring), and Commonwealth v. Riley, 
    467 Mass. 799
    , 828
    (2014) (Duffly, J., concurring), the concurring opinions
    suggested that it may be time to revisit the intent element of
    murder in the first degree committed with extreme atrocity or
    cruelty, this is not the case in which to do so.   There was
    significant evidence indicating that the defendant himself was
    engaged in repeatedly stabbing the victim Sullivan, that
    Sullivan struggled to avoid the harm being inflicted, and that
    the stabbing wounds he received would have been painful.     The
    judge properly instructed the jury under the principles of law
    that governed at the time; we leave to another day the question
    whether to change or modify those governing legal principles.
    3.   Evidence of defendant's knowledge that his joint
    venturer was armed with knife.   Over the defendant's objection,
    the judge permitted Leblanc to testify that while she was
    walking with Dyer, Gustave, and the defendant to the fireworks,
    she asked Gustave for "the knife" in case she ran into anyone
    she "had problems with," and he said, "No."   She also testified
    that she did not ask whether Gustave had a knife at that time,
    but assumed that he did.   At the conclusion of Leblanc's
    testimony, the judge gave a limiting instruction to the jury to
    the effect that if they found that Gustave had stated that he
    possessed a knife and that the defendant had heard him make the
    statement, the jury could consider that evidence as relevant
    18
    only to the issue whether the defendant knew that Gustave was
    armed with a knife.14   The defendant argues that despite the
    limiting instruction, Leblanc's testimony about her exchange
    with Gustave was admitted for its truth, and constituted
    improper hearsay evidence.
    There was no error.   The issue whether the defendant knew
    Gustave was carrying a knife was clearly relevant in this case,
    if for no other reason than that the Commonwealth's theory was
    that the two men were acting together as part of a joint
    venture, and that the crimes charged relating to Stevens and
    Tighe included as an element the possession or use of a
    dangerous weapon.   See, e.g., Commonwealth v. Lee, 
    460 Mass. 64
    ,
    69-70 (2011), citing Commonwealth v. Claudio, 
    418 Mass. 103
    , 111
    (1994), overruled on another ground by Britt, 465 Mass. at 99
    (to convict defendant as joint venturer rather than principal of
    crime involving use or possession of dangerous weapon,
    Commonwealth must prove defendant knew his coventurer was armed
    14
    The limiting instruction was actually more favorable to
    the defendant than the evidence dictated, in that there was no
    evidence before the jury that Gustave said he had a knife:
    Leblanc testified that she did not ask Gustave (and
    inferentially he did not state) whether he had a knife, but
    rather that she assumed he did. Accordingly, the jury, if they
    were following the judge's limiting instruction literally, could
    not have inferred from Leblanc's testimony that Gustave stated
    he had a knife, and therefore could not have inferred that the
    defendant had knowledge that Gustave was carrying a knife. We
    will assume, however, that the jury may have understood Leblanc
    as indicating that Gustave (inferentially) stated he had a
    knife.
    19
    with dangerous weapon).   Contrary to the defendant's suggestion,
    however, the evidence was not admitted to prove that in fact
    Gustave had a knife.   Contrast, e.g., Commonwealth v. Lowe, 
    391 Mass. 97
    , 104-105, cert. denied, 
    469 U.S. 840
     (1984) (victim's
    statements to others about facts of past events inadmissible
    under state of mind exception to hearsay rule).   Rather, the
    judge's limiting instruction specifically restricted the
    relevance and the jury's use of the statement to the defendant's
    state of knowledge and, as such, it was not hearsay.     See
    Commonwealth v. Romero, 
    464 Mass. 648
    , 652 n.5 (2013).     See also
    Mass. G. Evid. § 801(c) note (2015).
    4.   Sufficiency of evidence of defendant's guilt on charges
    relating to Stevens.   The defendant was found guilty of assault
    and battery by means of a dangerous weapon causing serious
    bodily injury to the victim Stevens.   The verdict was
    necessarily premised on a determination by the jury that the
    defendant was acting solely as a joint venturer with Gustave,
    because the undisputed evidence was that Stevens was stabbed
    only by Gustave.
    As he did at the close of the Commonwealth's case when he
    moved for a required finding of not guilty, the defendant
    challenges the sufficiency of the evidence that he was guilty of
    this crime as a joint venturer.   We review the evidence to
    determine whether a rational juror could conclude beyond a
    20
    reasonable doubt that the defendant knowingly participated in
    the crime at issue with the requisite intent.    See Commonwealth
    v. Marrero, 
    459 Mass. 235
    , 247 (2011), quoting Commonwealth v.
    Zanetti, 
    454 Mass. 449
    , 468 (2009).     See generally Commonwealth
    v. Latimore, 
    378 Mass. 671
    , 677-678 (1979).
    The evidence permitted a reasonable juror to find that the
    defendant and Gustave were close friends; that the two had come
    to the scene together with their respective girl friends; that
    the two took out and displayed their knives at the same time to
    confront the victim Tighe; and that the two chased the three
    victims -- Tighe, Stevens, and Sullivan -- and they both joined
    in physically attacking Sullivan.     The attacks on all the
    victims took place in a very short period of time and at least
    the attacks on Sullivan and Stevens took place in a
    circumscribed physical area:   when the police arrived, Stevens
    and the victim Sullivan were lying on the ground within a few
    feet of each other.15   Considered as a whole, the evidence was
    sufficient to warrant the jury's guilty verdict on this charge.
    See Latimore, 
    378 Mass. at 677-678
    .    The defendant's motion for
    a required finding of not guilty was properly denied.16
    15
    McCormack also testified that Sullivan and Stevens were
    lying on the ground one or two feet apart when McCormack first
    saw them.
    16
    In connection with this charge relating to Stevens, the
    judge did not instruct the jury that the Commonwealth must prove
    21
    5.   Relief under G. L. c. 278, § 33E.    The defendant argues
    that relief under G. L. c. 278, § 33E, is warranted here because
    of the prosecutor's closing argument -- the defendant claims
    improper appeals to emotion and that the prosecutor argued facts
    not in evidence, errors in the judge's instructions, and
    mitigating factors.    We have thoroughly reviewed the entire
    record of this case.   We conclude that the prosecutor's closing
    was not improper and find no reason that would warrant relief
    under G. L. c. 278, § 33E.
    Judgments affirmed.
    the defendant knew that Gustave was armed with a knife. The
    instruction should have been given. See, e.g., Commonwealth v.
    Lee, 
    460 Mass. 64
    , 69-70 (2011). There was no objection raised
    at trial, however, and the question therefore is whether the
    failure of the judge to give such an instruction created a
    substantial risk of a miscarriage of justice. See Commonwealth
    v. Bolling, 
    462 Mass. 440
    , 452 (2012). We agree with the
    Commonwealth that there was no such likelihood. There was
    strong circumstantial evidence that the defendant knew Gustave
    was armed with a knife at the time he stabbed Stevens, including
    the conversation between Leblanc and Gustave relating to
    Gustave's knife that the defendant could have overheard while
    they were all walking toward the fireworks; and evidence
    permitting the inference that the defendant saw Gustave holding
    a knife when they both confronted Tighe preceding Gustave's
    attack on Stevens. See Commonwealth v. Kilburn, 
    426 Mass. 31
    ,
    35 & n.7 (1997), S.C., 
    438 Mass. 356
     (2003) (knowledge that
    accomplice had weapon may be shown from circumstantial
    evidence).