Quinn v. Gjoni , 89 Mass. App. Ct. 408 ( 2016 )


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    15-P-540                                             Appeals Court
    ZOË TIBERIUS QUINN1   vs.    ERON GJONI.
    No. 15-P-540.
    Suffolk.      March 18, 2016. - May 19, 2016.
    Present:   Milkey, Agnes, & Meade, JJ.
    Abuse Prevention. Protective Order. Practice, Civil, Appeal,
    Moot case. Jurisdiction. Moot Question.
    Complaint for protection from abuse filed in the Dorchester
    Division of the Boston Municipal Court Department on September
    16, 2014.
    A hearing to extend an abuse prevention order was had
    before Serge Georges, Jr., J., and a motion to vacate the order
    was heard by James W. Coffey, J.
    Jeffrey G. Harris for the defendant.
    Felicia H. Ellsworth (Tasha J. Bahal & Daniel C. Wewers
    with her) for the plaintiff.
    Daniel J. Lyne & Theodore J. Folkman for Eugene Volokh &
    another, amici curiae, submitted a brief.
    1
    Prior to this appeal, the plaintiff's legal name was
    Chelsea Van Valkenburg. During the appeal, she changed her name
    to Zoë Tiberius Quinn, the name she had already begun using
    professionally.
    2
    MILKEY, J.    The plaintiff, Zoë Quinn, obtained an abuse
    prevention order against her ex-boyfriend, Eron Gjoni.    That
    order included a provision restricting Gjoni's ability to post
    information about Quinn online.     On appeal, Gjoni principally
    argues that this provision impermissibly interfered with his
    rights pursuant to the First Amendment to the United States
    Constitution, and he urges us to reach those arguments even
    though the order is no longer in effect.     For the reasons set
    forth below, we decline to do so.
    Background.    Quinn is a designer of video games who -- as
    both parties appear to agree -- has become a controversial
    figure in gaming circles.   The parties dated for several months.
    In seeking an abuse prevention order pursuant to G. L. c. 209A,
    § 3, Quinn alleged that Gjoni abused her in various respects,
    including through being violent toward her on one occasion.        She
    also alleged that after she and Gjoni broke up, he published
    online a lengthy screed that included highly personal
    information about her, and that this in turn incited many third
    parties to harass her, including through making numerous "death
    and rape threats" to her.   Gjoni concedes that he posted
    information about Quinn online, and he does not appear to
    contest that third parties have heaped significant abuse on her.
    Rather, the parties appear to dispute the extent to which Gjoni
    3
    should be deemed legally responsible for causing the third
    parties to act as they have.2
    Quinn originally obtained the abuse prevention order
    (order) at an ex parte hearing held in the Dorchester Division
    of the Boston Municipal Court on September 16, 2014.
    Specifically, the judge ordered Gjoni not to abuse or contact
    Quinn, and to stay away from her residence and workplace.      In
    order to address Quinn's allegations that Gjoni was inciting
    others to threaten and harass her through his online posts, the
    judge also ordered Gjoni "not to post any further information
    about [Quinn] or her personal life online or to encourage 'hate
    mobs.'"   For simplicity, we will refer to this provision as the
    "no posting requirement."
    After Gjoni was notified of the order, an evidentiary
    hearing was held on September 30, 2014, before a second judge.
    In response to Gjoni's counsel having indicated his desire to
    cross-examine Quinn, the judge peremptorily stated "[t]here's
    going to be no cross-examination of the plaintiff."    Gjoni
    himself was present at the hearing but did not testify.     When
    2
    Quinn acknowledged that Gjoni was not "directing" the
    third parties to harass her, but she alleged that he
    nevertheless was distributing the information online in a manner
    that he knew would have that effect (e.g., by specifically
    targeting the information to groups or people that he knew were
    already hostile to Quinn). Gjoni denied any conscious effort to
    harm Quinn, and asserted a First Amendment right to comment
    about her.
    4
    the judge signaled his intention to extend the order for another
    year, Gjoni's counsel attempted to argue that the scope of the
    existing order infringed on his client's First Amendment rights.
    The judge declined to consider the issue, stating, "Counsel,
    I'll leave that to your appellate rights."   Gjoni filed a timely
    appeal, which was docketed in this court on April 21, 2015.
    On August 13, 2015 -- while the appeal was pending -- Quinn
    filed a motion in the trial court seeking to have the order
    vacated in its entirety.   According to Quinn, "the existence of
    [the] Order, and Mr. Gjoni's appeal of it, is in fact
    exacerbating her situation by allowing Mr. Gjoni to continue to
    draw attention to himself, and as a result [to her], which has
    the direct effect of increasing the harassment and threats she
    suffers."   On August 28, 2015, after a hearing, a third judge
    terminated the order and directed law enforcement agencies to
    destroy all records of it.3   See G. L. c. 209A, § 7, third par.,
    as appearing in St. 1990, c. 403, § 8 ("The court shall notify
    the appropriate law enforcement agency in writing whenever any
    such order is vacated and shall direct the agency to destroy all
    3
    In June, 2015, Gjoni had filed with the Supreme Judicial
    Court a petition for direct appellate review (DAR) in which he
    highlighted his claim that the no posting requirement raised
    First Amendment concerns. In response to that petition, Quinn
    informed the Supreme Judicial Court that she intended to have
    the order vacated in the trial court because it was not serving
    to protect her. After the third judge terminated the order, the
    Supreme Judicial Court denied Gjoni's DAR petition.
    5
    record of such vacated order and such agency shall comply with
    that directive").
    In his appellate brief, Gjoni principally argues that the
    no posting requirement violated his First Amendment rights and
    that this requirement was, at a minimum, overly broad.4    In her
    brief, Quinn did not address the underlying merits, but instead
    argued solely that Gjoni's appeal should be dismissed on the
    ground that the case has become moot.     In reply, Gjoni argued
    that the case is not fully moot and that, in any event, this
    court should reach the merits.    In this vein, Gjoni pointed out
    that as of the date his reply brief was filed, he was facing a
    criminal prosecution for allegedly violating the no posting
    requirement before it had been terminated.     A subsequent filing
    revealed that the District Attorney since has issued a nolle
    prosequi of that case.
    Discussion.    1.   We begin by addressing the threshold
    question of whether the third judge had authority to terminate
    the order while the appeal was pending.5    Ordinarily, once an
    appeal has been docketed, the trial court lacks jurisdiction to
    modify the judgment being appealed.     See Springfield Redev.
    4
    Gjoni's First Amendment arguments are supported by an
    amicus brief submitted by two law professors, Eugene Volokh and
    Aaron H. Caplan.
    5
    We raised this question sua sponte prior to oral argument.
    6
    Authy. v. Garcia, 
    44 Mass. App. Ct. 432
    , 434-435 (1998), citing
    Commonwealth v. Cronk, 
    396 Mass. 194
    , 197 (1985).     We agree with
    Quinn's argument that this rule does not apply in the sui
    generis context of c. 209A abuse prevention orders.    Pursuant to
    statute, an abuse prevention order that has been issued can be
    modified "at any subsequent time."   G. L. c. 209A, § 3(i), as
    appearing in St. 2000, c. 236, § 23.   This provision serves to
    protect victims of abuse by allowing them to tailor the terms of
    abuse prevention orders as (often rapidly) developing
    circumstances may warrant.   See Guidelines for Judicial
    Practice: Abuse Prevention Proceedings § 5:08 commentary, at
    2011 (Sept. 2011) (Guidelines) ("A victim of [domestic] abuse is
    in the best position to decide what course of action will
    provide more safety.   At a given time, an abuse prevention order
    might exacerbate the plaintiff's danger").6   With the parties
    having a recognized statutory right to seek modification of
    existing orders, it follows that a pending appeal of a 209A
    order does not deprive the trial court of its ability to modify
    the order.7   Compare Braun v. Braun, 
    68 Mass. App. Ct. 846
    , 852-
    6
    It is also worth noting that, unlike the usual civil case
    in which a single final judgment brings the trial court
    proceedings to a conclusion, a c. 209A proceeding typically is
    made up of a series of discrete, time-bound orders.
    7
    See McCarthy v. O'Connor, 
    398 Mass. 193
    , 196-197 (1986)
    (where the rules of appellate procedure expressly allow a trial
    court in some circumstances to dismiss an untimely appeal, the
    7
    854 (2007) (recognizing the ability of a divorce litigant to
    pursue a modification complaint while an appeal of the original
    judgment is pending).   Of course, litigants should keep
    appellate courts apprised of any relevant ongoing proceedings
    (as the parties to this case laudably did here), and, if time
    permits, seek leave of the appellate court to modify the order
    under review.   See 
    id. at 853-854.8
    2.   We next turn to Quinn's argument that this case is now
    moot and that we should simply dismiss it as such.     As noted,
    Gjoni seeks to press on appeal his claim that the no posting
    requirement infringed on his First Amendment rights.     At this
    time, neither party retains anything but an academic interest in
    those issues, which go to the scope of the now terminated order.
    We therefore decline to reach them.    See Ott v. Boston Edison
    Co., 
    413 Mass. 680
    , 685 (1992) ("This court should not encourage
    the appellate pursuit of an issue . . . in which the appellant's
    only appropriate interest is academic").   The rule against
    deciding moot questions applies with particular force where, as
    trial court retains jurisdiction to do so even after an appeal
    has been docketed in the appellate court).
    8
    In Braun v. Braun, we recognized that even in the context
    of modifications to divorce judgments, "there may be emergency
    or other situations when modification may be necessary without
    time for obtaining approval from an appellate court," and we
    expressly held that the failure of a party to obtain leave from
    the appellate court does not deprive the trial court of
    jurisdiction. 
    Id. at 853-854.
                                                                        8
    here, the dispute turns on constitutional issues.    M.C. v.
    Commissioner of Correction, 
    399 Mass. 909
    , 912 (1987), citing
    Lockhart v. Attorney Gen., 
    390 Mass. 780
    , 784 (1984).
    Gjoni argues that we nevertheless should reach his First
    Amendment arguments because he continues to face the theoretical
    possibility of a criminal prosecution for allegedly having
    violated the no posting requirement while it was in effect.    We
    disagree.   Generally, whether the terms of an abuse prevention
    order went too far has no bearing on whether someone could be
    prosecuted for violating it.   See Commonwealth v. Marrero, 
    85 Mass. App. Ct. 911
    , 912 (2014) ("As a general rule the defendant
    does not have the option to act in violation of a court order
    and then, in a subsequent criminal proceeding, assert as a
    defense that the order should not have been issued").   See also
    Mohamad v. Kavlakian, 
    69 Mass. App. Ct. 261
    , 264 (2007) ("Even
    if erroneous, a court order must be obeyed").   Even where the
    person subject to the court order claims it is invalid on First
    Amendment grounds, he generally can be prosecuted for a
    violation of the order regardless of its validity.   See Matter
    of Providence Journal Co., 
    820 F.2d 1342
    , 1346-1347 (1st Cir.
    1986), cert. dismissed, 
    485 U.S. 693
    (1988).9
    9
    Citing to language in Walker v. Birmingham, 
    388 U.S. 307
    ,
    316 (1967), the First Circuit held that an order prohibiting a
    newspaper from publishing certain information regarding the
    plaintiff's deceased father was such a "transparently invalid
    9
    Additionally, Gjoni argues that we should reach his First
    Amendment arguments because they present issues that are "of
    public importance, capable of repetition, yet evading review."
    Superintendent of Worcester State Hosp. v. Hagberg, 
    374 Mass. 271
    , 274 (1978).   While it may well be true that these issues
    are likely to arise again, we are unpersuaded that, if so, they
    will evade appellate review.   We also note that in circumstances
    where an appellate court has exercised its discretion to reach
    an issue that is moot, it appears generally that the court has
    done so only where the parties have fully briefed the merits of
    that issue.    See, e.g., Brach v. Chief Justice of the Dist. Ct.
    Dept., 
    386 Mass. 528
    , 533 (1982) (deciding against dismissal,
    even though case was moot, because issues were fully argued by
    both sides).   See generally Lockhart v. Attorney Gen., supra at
    783-784 (discussing the factors assessed in ruling on moot
    cases).   Here by contrast, Quinn has not briefed the First
    . . . prior restraint on pure speech" to be void (not merely
    voidable), thus fitting an exception to the general rule that
    one can be prosecuted for violating an order even if it runs
    afoul of the First Amendment. Matter of Providence Journal Co.,
    supra at 1345, 1347, 1353. In any event, any contention that
    the no posting requirement was void (and not merely voidable)
    could be raised by Gjoni in the unlikely event that he faced a
    new prosecution for allegedly having violated the now vacated
    order. Conversely, whether the no posting requirement was void
    would have no place in the current appeal even if we were to
    agree with Gjoni that the scope of this provision was too broad.
    10
    Amendment issues at all, a fact that is unsurprising given that
    she lacks any concrete interest in those issues going forward.10
    3.   Although Gjoni principally focuses on his First
    Amendment claims, he does make some additional arguments.     Most
    prominently, he argues that the second judge extended the ex
    parte order without providing him adequate process.11   Unlike his
    First Amendment claims, his additional arguments go to whether
    the order was properly issued.   As to those arguments, there is
    language in the case law involving expired abuse prevention
    10
    We note that the First Amendment issues were not moot
    when Gjoni attempted to raise them in the trial court. While we
    fully appreciate the difficulties of seeking to harmonize such
    interests with the countervailing interest of trying to protect
    Quinn from the uncontested deluge of harassment that she faced,
    it was not appropriate for the second judge to decline even to
    consider such issues. See Care & Protection of Edith, 
    421 Mass. 703
    , 705-706 (1996) (trial court judges have a duty to address
    the First Amendment implications of court orders by making
    specific findings). See also Planned Parenthood League of
    Mass., Inc. v. Operation Rescue, 
    406 Mass. 701
    , 713-714 (1990)
    (discussing a judge's obligations in issuing an injunction
    implicating protected First Amendment activities).
    11
    A judge enjoys substantial discretion in crafting how a
    c. 209A evidentiary hearing is to proceed. Thus, even
    though a defendant in a c. 209A proceeding has a general right
    to cross-examine the plaintiff, a judge may place limits on
    cross-examination if warranted by the circumstances. See
    Frizado v. Frizado, 
    420 Mass. 592
    , 597-598 (1995); Silvia v.
    Duarte, 
    421 Mass. 1007
    , 1007-1008 (1995). However, a judge must
    in any event provide each side "a meaningful opportunity to
    challenge the other's evidence." Frizado v. Frizado, supra at
    598 n.5, quoting from District Court's Draft Standards of
    Judicial Practice, Abuse Prevention Proceedings § 5:01 (Dec.,
    1994). Gjoni argues that the second judge's flat prohibition on
    cross-examination deprived him of that opportunity.
    11
    orders that provides him some support for claiming that a
    portion of his appeal remains live.12   However, as in Allen v.
    Allen, 89 Mass. App. Ct.        (2016), the order under appeal
    here did not merely expire but has been vacated,13 and copies of
    the abuse prevention order possessed by law enforcement
    officials were ordered destroyed.   The defendant therefore has
    obtained all the relief to which he could be entitled,14 and he
    no longer has a cognizable interest in whether the order was
    12
    See, e.g., Wooldridge v. Hickey, 
    45 Mass. App. Ct. 637
    ,
    638 (1998) (because abuse prevention orders have important
    collateral consequences, even after such an order has expired, a
    defendant "has a surviving interest in establishing that the
    orders were not lawfully issued").
    13
    While the judge marked the order as having been
    "TERMINATED," the docket itself refers to the order as having
    been "VACATED" (consistent with how Quinn phrased the relief she
    requested in her motion). As this case illustrates, in the
    context of c. 209A orders, trial courts use "vacate" and
    "terminate" interchangeably. See Guidelines § 1:00, at 8-9
    (discussing case law that uses both "terminate" and "vacate" to
    mean "terminat[ing] [an order] upon motion of either party").
    14
    Even if we were to hear this appeal and to conclude that
    Gjoni was not given adequate process, he still would not be
    entitled to have the order expunged from the Statewide registry
    of domestic violence. The case law has long established that
    someone in Gjoni's position is not entitled to such relief
    except "in the rare and limited circumstance that the judge has
    found through clear and convincing evidence that the order was
    obtained through fraud on the court." Commissioner of Probation
    v. Adams, 
    65 Mass. App. Ct. 725
    , 737 (2006). See Vaccaro v.
    Vaccaro, 
    425 Mass. 153
    , 155-159 (1997); Smith v. Jones, 67 Mass.
    App. Ct. 129, 137-138 (2006). Gjoni has not argued that such
    exceptional circumstances are present here, and, in any event,
    nothing in the record suggests that Quinn committed a fraud on
    the court.
    12
    lawfully issued.   See 
    ibid. Cf. Almahdi v.
    Commonwealth, 
    450 Mass. 1005
    , 1005 (2007) (in criminal case, issuance of nolle
    prosequi rendered bail review appeal moot).    Therefore, we
    dismiss the entire appeal as moot.
    So ordered.