Commonwealth v. Gilbert ( 2018 )


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    17-P-967                                              Appeals Court
    COMMONWEALTH    vs.   RICHARD L. GILBERT.
    No. 17-P-967.
    Worcester.      May 10, 2018. - October 3, 2018.
    Present:    Trainor, Ditkoff, & Wendlandt, JJ.
    Rape.  Kidnapping. Assault with Intent to Rape. Indecent
    Assault and Battery. Administering Drug with Intent of
    Facilitating Unlawful Sexual Intercourse. Assault and
    Battery by Means of a Dangerous Weapon. Burglary.
    Practice, Criminal, Plea, Postconviction relief, Sentence,
    Duplicative convictions, Assistance of counsel.
    Indictments found and returned in the Superior Court
    Department on September 13, 2002.
    A motion to withdraw pleas of guilty and for resentencing,
    filed on December 13, 2016, was heard by J. Gavin Reardon, Jr.,
    J.
    Edward C. Gauthier, IV, for the defendant.
    Donna-Marie Haran, Assistant District Attorney, for the
    Commonwealth.
    DITKOFF, J.    Based on a long and brutal series of rapes and
    assaults on a single victim, the defendant, Richard L. Gilbert,
    pleaded guilty to multiple crimes, including eleven indictments
    2
    for aggravated rape, in a plea without an agreement regarding
    disposition.    Concluding that multiple counts of aggravated rape
    may be premised on a single aggravating factor, we reject the
    defendant's claim that three of his aggravated rape convictions
    and eight of his convictions of lesser offenses must be vacated.
    Further finding no ineffectiveness in plea counsel's lengthy
    sentencing argument or his advice to the defendant, we affirm
    the Superior Court order on the defendant's motion for
    postconviction relief.
    1.    Background.    At approximately 9 P.M. on June 26, 2002,
    the victim, a thirty-eight year old woman, arrived home alone to
    the apartment in Worcester that she shared with her two school-
    aged children.    She encountered the defendant outside her
    apartment and exchanged cursory greetings with him before
    turning to her apartment.    As she unlocked the door, the
    defendant pushed the victim inside and grabbed her face to cover
    her mouth as she screamed.    He threw her face first onto the
    floor and told her to unbutton and unzip the shorts she was
    wearing, then pulled them down with her underpants.     He
    repeatedly threatened her "to just do what he said," and not to
    scream.   He said he "would hurt her," but that it "would be over
    in a minute."
    The defendant tried to enter the victim's vagina and rectum
    but was unable to do so.    He then performed oral sex on her and
    3
    digitally penetrated her vagina and rectum.     The victim begged
    the defendant to let her go, falsely telling him her children
    would be home at any moment.    The defendant did not stop;
    instead, he lifted her off the floor, told her they were leaving
    the apartment, took her keys, and carried her across the hallway
    to a second apartment, where the defendant's parents lived.     The
    door was locked, and he was unable to enter despite kicking and
    banging on the door.   He told her, "We're going back to your
    place," and said, "If you make any noise, I'll snap your neck."
    The defendant reentered her apartment with the victim and
    made her get on the floor.     He grabbed some clothing and used it
    to gag and bind the victim with her hands behind her back, then
    took the victim out a back door to another hallway.     They
    entered his parents' apartment through an unlocked back door.
    Once inside, he took the victim to a room with a mattress on the
    floor and told her to lie down.    The defendant rubbed lotion and
    cream all over her body, then alternated between penetrating the
    victim vaginally and performing oral sex on her.     He also forced
    her to perform oral sex on him.    The defendant then turned the
    victim on her stomach, gagged her mouth, and hog-tied her hands
    and feet together.   He carried her to a different bed in another
    room, then went inside a bathroom and returned with a hypodermic
    needle.   Showing it to the victim, he said, "This is what drugs
    do to you.   I'm a product of my environment. . . .    It's almost
    4
    over."   The defendant took the hog-tied victim into the bathroom
    and put her on her hands and knees, then penetrated her anally
    until she screamed in pain.    He stopped, then penetrated her
    vaginally and forced her to perform oral sex on him.
    The defendant prepared the needle for the victim, giving
    her an option:   injection into her arm or into her neck.      The
    victim begged the defendant not to inject her at all;
    nevertheless, he injected the needle into her buttocks and told
    her it was liquid valium.    He shaved her pubic area and lathered
    her body with cream before vaginally raping her again and
    forcing her to masturbate herself.    The defendant prepared
    another needle and injected the victim a second time into her
    foot.    He put the victim on all fours and penetrated her from
    behind, then orally, ejaculating into her mouth.    He made the
    victim wash her mouth out, telling her she was rinsing away
    evidence.
    As the defendant prepared a third needle, the victim said
    she "didn't feel right"; she was shaking, her mouth was dry, and
    she was experiencing heart palpitations.    He replied, "[T]hat's
    what was supposed to happen," and injected her a third time,
    telling the victim "this was dinner and dancing."    He also said
    to "never forgive him and what he did was a horrible thing," and
    that he had "added time because he had kidnapped her from her
    apartment."   Then he vaginally raped her again.
    5
    At this point the defendant untied the victim, letting her
    put on a pair of his jeans while he made a telephone call.      On
    the telephone, the defendant said he had blacked out and
    awakened with someone he had taken against her will, but that it
    was too late to turn back now.   He made the victim say hello to
    whomever he was talking to before hanging up.   After the call,
    the defendant ordered her to undress again and made her perform
    oral sex on him.   He also penetrated her from behind and
    vaginally while on her back.
    The defendant told her to get dressed, tied her hands and
    feet, gagged her mouth with a sock, and hog-tied the victim
    again with her hands behind her back.   The defendant said he
    "would give her [ten] minutes," then telephoned for a taxicab
    for himself.   After he left, the victim was able to untie
    herself and unlock the door, leaving the apartment in terror and
    running out into the street and to a Dunkin' Donuts where she
    begged for help.   It had been approximately two and one-half
    hours since the ordeal began.
    Worcester police and an ambulance responded, and the victim
    gave police a detailed description of her assailant.   At the
    hospital, a rape kit produced seminal fluid from vaginal,
    rectal, and oral swabs taken from the victim.   Her blood tested
    positive for cocaine metabolites, and a physical examination
    showed bruises on the victim's wrists, ankles, arms, posterior,
    6
    and back.   Among other evidence, investigators recovered
    fingerprints matching the victim's at the defendant's parents'
    apartment and corroborated other details from the victim's
    account.    The next day she identified the defendant as the
    perpetrator from a ten-person photographic array.
    The defendant was arrested on June 28, 2002.     A Worcester
    County grand jury returned indictments on September 13, 2002,
    charging him with one count of aggravated kidnapping, G. L.
    c. 265, § 26; eleven counts of aggravated rape, G. L. c. 265,
    § 22 (a); one count of indecent assault and battery, G. L.
    c. 265, § 13H; one count of assault with the intent to rape,
    G. L. c. 265, § 24; three counts of drugging a person for the
    purpose of sexual intercourse, G. L. c. 272, § 3; six counts of
    assault and battery by means of a dangerous weapon (three with
    the needle and three with the gag), G. L. c. 265, § 15A (b); one
    count of assault and battery, G. L. c. 265, § 13A; one count of
    burglary, G. L. c. 266, § 14; and one count of threatening to
    commit a crime, G. L. c. 275, § 2.
    At a plea hearing on March 10, 2003, the defendant admitted
    to the facts above, and pleaded guilty to all charges after a
    thorough colloquy.    The judge (plea judge) heard recommendations
    from the Commonwealth and defense counsel, and heard from the
    defendant himself, before sentencing the defendant to various
    concurrent sentences, with lead sentences of thirty-five to
    7
    sixty years for the aggravated rapes.1   Following other
    postconviction proceedings, the defendant filed a motion to
    withdraw his guilty pleas and for resentencing on December 13,
    2016.    A Superior Court judge (motion judge) denied the motion
    on May 25, 2017, and this appeal followed.
    2.   Standard of review.   "A motion to withdraw a guilty
    plea is treated as a motion for a new trial under
    Mass.R.Crim.P. 30(b), as appearing in 
    435 Mass. 1501
    (2001)."
    Commonwealth v. Ubeira-Gonzalez, 
    87 Mass. App. Ct. 37
    , 39
    (2015), quoting Commonwealth v. Furr, 
    454 Mass. 101
    , 106 (2009).
    We accept the facts found by the motion judge if supported by
    the evidence and review a decision on such a motion "to
    determine whether the judge abused [his] discretion or committed
    a significant error of law."    Commonwealth v. Resende, 
    475 Mass. 1
    , 12 (2016).   "A judge has discretion to allow a defendant's
    motion to withdraw his guilty pleas 'at any time if it appears
    that justice may not have been done,'" Commonwealth v. Roberts,
    
    472 Mass. 355
    , 360 (2015), quoting rule 30 (b), including if the
    plea was not voluntary or intelligent.    See Ubeira-Gonzalez,
    supra at 41.    The defendant bears the burden of proof on a
    1 The sentences included community parole supervision for
    life, pursuant to G. L. c. 265, § 45. That portion of the
    sentences was vacated after the Supreme Judicial Court struck
    down community parole supervision for life as set forth in § 45
    as an unconstitutional violation of the separation of powers
    doctrine. See Commonwealth v. Cole, 
    468 Mass. 294
    , 295, 308-309
    (2014).
    8
    motion to withdraw a guilty plea and must "prove facts that are
    'neither agreed upon nor apparent on the face of the record.'"
    
    Id., quoting Commonwealth
    v. Comita, 
    441 Mass. 86
    , 93 (2004).
    3.    Aggravated rape and separate convictions.   The
    defendant argues that his convictions of aggravated kidnapping,
    burglary, and six counts of assault and battery by means of a
    dangerous weapon are duplicative as predicate offenses for eight
    of the aggravated rape convictions.    He further argues that the
    remaining three aggravated rape convictions must be reduced to
    rape convictions for want of additional predicate offenses.
    These arguments depend on the propositions that each aggravated
    rape must have a separate predicate offense and that the only
    available predicate offenses are those that were charged.      We
    disagree with both of those propositions.
    A conviction of aggravated rape under G. L. c. 265,
    § 22 (a), requires that the rape be aggravated by serious bodily
    injury, or being committed by a joint enterprise, or being
    "committed during the commission or attempted commission" of a
    specified aggravating offense.2   Here, the Commonwealth does not
    2   In relevant part, G. L. c. 265, § 22 (a), provides:
    "Whoever has sexual intercourse or unnatural sexual
    intercourse with a person, and compels such person to
    submit by force and against his will, or compels such
    person to submit by threat of bodily injury and if either
    such sexual intercourse or unnatural sexual intercourse
    [1] results in or is committed with acts resulting in
    9
    argue that there was a joint enterprise or serious bodily injury
    within the meaning of the statute, so each aggravated rape must
    be supported by the commission of an aggravating offense.
    Considering "the entire sequence of events," Commonwealth v.
    Thomas, 
    89 Mass. App. Ct. 422
    , 429 (2016), the key inquiry is
    "whether the aggravating acts" and the intercourse occurred
    during "one continuous course of criminal conduct directed at
    the victim."    
    Id., quoting Commonwealth
    v. McCourt, 
    438 Mass. 486
    , 496 (2003).    "Sexual intercourse is defined as penetration
    of the victim," Commonwealth v. Enimpah, 
    81 Mass. App. Ct. 657
    ,
    659 (2012), quoting Commonwealth v. Lopez, 
    433 Mass. 722
    , 726
    (2001), and separate acts of penetration during the same
    criminal episode may be charged as separate rapes.    See
    Commonwealth v. Vega, 
    36 Mass. App. Ct. 635
    , 636-637, 640 (1994)
    (defendant convicted of three counts of rape based on two
    incidents of vaginal penetration and one incident of anal
    penetration).
    General Laws c. 265, § 22 (a), is intended "to protect
    victims of violent sex offenders, by punishing more severely
    perpetrators . . . who commit other felonies against the victim
    serious bodily injury, or [2] is committed by a joint
    enterprise, or [3] is committed during the commission or
    attempted commission of an offense defined in [G. L.
    c. 265, §§ 15A, 15B, 17, 19, or 26], [G. L. c. 266, §§ 14,
    15, 16, 17, or 18,] or [G. L. c. 269, § 10,] shall be
    punished . . . ."
    10
    in addition to the rape."    
    McCourt, 438 Mass. at 495
    .   The
    Legislature chose the flexible term "committed during" in
    describing the relationship between the rape and the predicate
    offense.    See 
    id. at 493
    (terms "committed with" and "committed
    during" in § 22 [a] evinced legislative "intent to avoid a
    limiting temporal distinction" between rape and aggravating
    factors).   Thus, "[t]he critical point is . . . whether the rape
    victim . . . was subjected to other felonious conduct . . .
    during the same criminal episode," Commonwealth v. Brown, 
    66 Mass. App. Ct. 237
    , 243 (2006), quoting McCourt, supra at 495,
    and not whether each act of rape corresponds to a discrete
    aggravating offense.3
    For example, on the defendant's view, a person who raped a
    single victim ten separate times during a single act of
    kidnapping could be charged with only one count of aggravated
    rape.    Not only would it be impossible for a jury to logically
    distinguish which rape was aggravated by the kidnapping, the
    sentences would not match the severity of the crimes.     The
    second through tenth rapes would have been no less terrifying or
    harmful to the victim, and each would have occurred during the
    3 The felony-murder rule likewise "applies to killings that
    occur 'in the commission of' the underlying felony," McCourt,
    supra at 494, quoting G. L. c. 265, § 1, so that a single felony
    may support multiple murder convictions. See, e.g.,
    Commonwealth v. Rakes, 
    478 Mass. 22
    , 23, 33 (2017) (two murder
    convictions predicated on single felony of armed robbery).
    11
    commission of a kidnapping.   Thus, even though every element
    under G. L. c. 265, § 22 (a), would have been established ten
    separate times, the perpetrator could be punished for aggravated
    rape only once.   The Legislature did not intend such anomalous
    results.   See 
    McCourt, 438 Mass. at 493
    .
    Moreover, this case is not the first instance where a
    single aggravating factor supports multiple convictions under
    G. L. c. 265, § 22.   See, e.g., Commonwealth v. Pearson, 
    87 Mass. App. Ct. 720
    , 721 & n.1 (2015) (affirming convictions of
    five counts of aggravated rape supported by four predicate
    kidnappings); Commonwealth v. Coleman, 
    30 Mass. App. Ct. 229
    ,
    234 (1991) (jury could have found defendant perpetrated "at
    least two rapes as part of a joint venture and that the
    essential elements of G. L. c. 265, § 22 [a], had been
    established"); Commonwealth v. Madyun, 
    17 Mass. App. Ct. 965
    ,
    965 (1983) (affirming conviction of four counts of aggravated
    rape predicated on one count of armed robbery).
    The record here shows at least sixteen penetrations that
    occurred during the commission of multiple kidnappings, multiple
    acts of burglary, and multiple assaults and batteries by means
    of a dangerous weapon -- all aggravating offenses enumerated
    under G. L. c. 265, § 22 (a).   As recognized above, because each
    aggravating factor may support multiple aggravated rape
    12
    convictions, the facts admitted to at the plea colloquy
    establish (at least) eleven aggravated rapes.
    We also conclude that there were no duplicative convictions
    to warrant the withdrawal of the defendant's guilty pleas to any
    of the lesser offenses.   Convictions of aggravated rape and of a
    charged predicate crime may stand so long as there are
    aggravating factors beyond the charged predicate offense.     See
    Commonwealth v. Wilcox, 
    72 Mass. App. Ct. 344
    , 347 (2008)
    (aggravated rape conviction not duplicative of kidnapping
    conviction where jury found two additional aggravating factors).
    Contrast Commonwealth v. Donovan, 
    58 Mass. App. Ct. 631
    , 632 n.1
    (2003) (vacating duplicative kidnapping conviction wholly
    included in aggravated rape conviction).    Cf. Commonwealth v.
    Rivera, 
    464 Mass. 56
    , 81, cert. denied, 
    570 U.S. 907
    (2013)
    ("Where, as here, the jury identify an uncharged crime . . . as
    the predicate felony, there is no risk of a duplicative
    conviction or sentence on that crime").    Given the number and
    the ongoing nature of the offenses committed throughout the
    assault here, the facts admitted to at the plea colloquy
    supported a conclusion that each aggravated rape conviction was
    supported by an uncharged aggravating offense.    See id.4   Cf.
    4  The defendant's aggravating offenses in this case include
    numerous acts that were not charged in the indictments. (For
    example, a second burglary occurred when the defendant reentered
    the victim's apartment to bind and gag her, and the initial
    13
    
    McCourt, 438 Mass. at 493
    , 496 (statute defining aggravated rape
    is sufficiently broad to predicate conviction on assault either
    preceding or following rape); 
    Brown, 66 Mass. App. Ct. at 243
    ("the offense of aggravated rape also may encompass a
    confinement of the victim that takes place after the rape
    itself, but during the same criminal episode").
    4.   Ineffective assistance of counsel at sentencing.
    "Ineffective assistance of counsel requires 'behavior of counsel
    falling measurably below that which might be expected from an
    ordinary fallible lawyer,' which 'likely deprived the defendant
    of an otherwise available, substantial ground of defen[s]e.'"
    
    Ubeira-Gonzalez, 87 Mass. App. Ct. at 44
    , quoting Commonwealth
    v. Saferian, 
    366 Mass. 89
    , 96 (1974).   "[S]entencing is a
    critical stage of the criminal proceeding at which [the
    defendant] is entitled to the effective assistance of counsel."
    Commonwealth v. Lykus, 
    406 Mass. 135
    , 145 (1989), quoting
    Gardner v. Florida, 
    430 U.S. 349
    , 358 (1977).   When making a
    confinement in the victim's apartment and subsequent asportation
    and confinement in the second apartment were separate acts of
    kidnapping [among others].) An aggravated crime may be
    supported by an uncharged predicate. See Commonwealth v.
    Petrillo, 
    50 Mass. App. Ct. 104
    , 110-111 (2000), cert. denied,
    
    532 U.S. 1030
    (2001) (aggravated rape could have been predicated
    on separate, uncharged kidnapping, but judge failed to so
    instruct jury). Cf. Commonwealth v. Phap Buth, 
    480 Mass. 113
    ,
    119 (2018), quoting Commonwealth v. Stokes, 
    460 Mass. 311
    , 315
    (2011) ("the felony on which a charge of felony-murder is
    premised may be uncharged, so long as the evidence supports
    it").
    14
    claim of ineffective assistance of counsel at sentencing, the
    defendant has the burden of showing "that he would have received
    a lighter sentence had his counsel conducted himself any
    differently at sentencing."   Commonwealth v. Fanelli, 
    412 Mass. 497
    , 503 (1992).   Accord Commonwealth v. Giannopoulos, 34 Mass.
    App. Ct. 937, 938 (1993), quoting Commonwealth v. Mamay, 
    407 Mass. 412
    , 425 (1990) ("In the absence of a showing that a
    different result might have been attained, we cannot say that
    counsel's performance was ineffective").    In reviewing plea
    counsel's tactical decisions during the sentencing hearing, we
    consider whether counsel's tactics were "manifestly
    unreasonable."   Commonwealth v. Kolenovic, 
    478 Mass. 189
    , 193
    (2017), quoting Commonwealth v. Degro, 
    432 Mass. 319
    , 332
    (2000).
    Here, defense counsel offered a lengthy, detailed
    sentencing argument, taking up more than nine pages of
    transcript, nearly three times as long as the prosecutor's
    argument.   Contrast 
    Lykus, 406 Mass. at 138
    , 144-146 (counsel's
    five-sentence argument at sentencing was ineffective);
    Commonwealth v. Cameron, 
    31 Mass. App. Ct. 928
    , 930 (1991)
    (sentencing argument consisting solely of "we place ourselves at
    the mercy of the court" was ineffective).   Counsel recounted the
    physical abuse the defendant suffered from his father and the
    sexual abuse the defendant suffered as a child, and suggested
    15
    these were the causes of the defendant's anger issues.    He
    argued that the crimes were the product of the defendant's
    problems with drug use.   He stated that the defendant had no
    prior history of sexual offense.   He stressed the defendant's
    loving relationship with his daughter.    Finally, he suggested
    that the judge need not give a lengthy sentence, because the
    defendant would be subject to community parole supervision for
    life and to commitment as a sexually dangerous person, "unless
    the [prosecutors] have an extremely good reason for not doing
    so, such as remarkable improvement by him during his jail term."
    Counsel argued that these last two factors meant that, if the
    defendant were ever released, "he's simply not at that point
    where he would be a danger to society."   Contrast Osborne v.
    Commonwealth, 
    378 Mass. 104
    , 113 (1979) (counsel failed to
    present any mitigating factors other than defendant's alcohol
    use but instead prayed for victim).
    Counsel also presented the judge with a sexual offender
    evaluation of the defendant reinforcing these themes.    It stated
    that the defendant "takes full responsibility for the sexual
    assault against his victim" and that the defendant asserted he
    had not committed any other rape (charged or uncharged).      The
    evaluation recounted the physical abuse from his father and the
    sexual abuse that the defendant suffered as a child.    The
    evaluation described the defendant's problems with drug use.
    16
    The evaluation described the defendant's noncriminal sexual
    interests and his lengthy relationship with the mother of his
    daughter.   Finally, the evaluation concluded that the defendant
    had a "[h]igh moderate level of risk to re-offend" and a "[l]ow
    to [m]oderate risk to reoffend sexually," and made numerous
    recommendations to reduce those risks.
    There was, no doubt, some risk in counsel's tactic of
    exposing the horrors of the defendant's childhood and in arguing
    that the possibility of commitment as a sexually dangerous
    person permitted a shorter sentence.     In light of the horrific
    nature of the crimes, however, we cannot say that this strategy
    was manifestly unreasonable -- or even unsuccessful.    See
    Commonwealth v. Caputo, 
    439 Mass. 153
    , 169-170 (2003) (where
    judge was aware of mitigating factors, "defense counsel's
    decision to offer a brief explanation of the defendant's
    situation was not unreasonable").   See also Commonwealth v.
    Wilson, 
    443 Mass. 122
    , 140 (2004) (counsel not ineffective where
    "the brutality of the murders and the defendant's criminal
    history would have overshadowed" mitigating factor).
    Similarly, we see no ineffectiveness in counsel's failure
    to produce additional mitigating evidence.    As stated, counsel
    presented considerable mitigating information, such as the
    defendant's childhood, his lack of previous sexual offenses, his
    remorse, and his loving relationship with his daughter.       With
    17
    his postconviction motion, the defendant submitted numerous
    letters that he suggests could have been presented at
    sentencing.    Much of the content of those letters, however,
    recounts the defendant's commendable progress in the years since
    sentencing, and thus was unavailable to plea counsel.     The
    information that would have been available at sentencing
    discussed the defendant's childhood, problems with drug use and
    anger, and loving relationship with his daughter and his
    siblings.    As these mitigating factors were all brought to the
    plea judge's attention, the defendant has not shown that he
    would have received a lighter sentence if counsel had acted
    differently.    See 
    Mamay, 407 Mass. at 425
    ("the judge was
    exposed to a number of potential mitigating factors");
    
    Giannopoulos, 34 Mass. App. Ct. at 938
    (defendant failed to show
    that, "had [testimony] been offered, [it] would have made a
    significant difference in the result").     Contrast 
    Lykus, 406 Mass. at 144-145
    (counsel ineffective where, inter alia, he
    failed to present evidence of four mitigating factors).
    Accordingly, the defendant has failed to show that counsel was
    ineffective at sentencing.
    5.     Ineffective assistance of counsel in advice regarding
    plea.   Where, as here, "a claim of ineffective assistance is
    directed to counsel's representation incident to a guilty plea,
    the second prong of the Saferian test requires a defendant to
    18
    show 'that there is a reasonable probability that, but for
    counsel's errors, he would not have pleaded guilty and would
    have insisted on going to trial.'"   Commonwealth v. Pike, 
    53 Mass. App. Ct. 757
    , 762 (2002), quoting Hill v. Lockhart, 
    474 U.S. 52
    , 59 (1985).   In this regard, the absence of an affidavit
    from plea counsel, without a description of unsuccessful
    attempts to secure such an affidavit, is conspicuous.   See
    Commonwealth v. Hiskin, 
    68 Mass. App. Ct. 633
    , 640-641 (2007).
    Contrast Commonwealth v. Martinez, 
    86 Mass. App. Ct. 545
    , 551
    (2014) (defendant may defeat adverse inference from absence of
    plea counsel affidavit by filing "affidavits attesting to plea
    counsel's lack of cooperation").   Instead, the defendant's
    claims of ineffectiveness prior to the sentencing are supported
    only by his own affidavit and the fact that plea counsel was
    suspended indefinitely from the practice of law five years after
    the plea.5   The defendant has failed to meet his burden of
    showing ineffective assistance of counsel.
    First, the defendant has failed to demonstrate that any
    conduct by counsel rendered his plea unintelligent or
    5 Counsel was disciplined for misconduct relating to several
    civil matters. This misconduct was unrelated to counsel's
    representation of the defendant and had no bearing on counsel's
    conduct in this matter; neither does it demonstrate any
    prejudice as a result. See Commonwealth v. McGuire, 
    421 Mass. 236
    , 238-240 (1995). Cf. Commonwealth v. Dahl, 
    430 Mass. 813
    ,
    818 (2000) (no prejudice resulted from other demands on
    counsel's time).
    19
    involuntary.   See 
    Ubeira-Gonzalez, 87 Mass. App. Ct. at 41
    .     The
    plea judge informed the defendant twice that he faced no less
    than twenty-five years in State prison for kidnapping and sexual
    assault, and likewise informed him of the maximum sentences
    attached to the other charged offenses.   The defendant
    repeatedly affirmed his understanding of the charges and the
    consequences he faced in pleading guilty.   He affirmed that
    defense counsel had described the elements of the charged
    offenses, fully discussed the case and the consequences with
    him, and explained the defendant's options available through
    trial.   Moreover, the defendant affirmed that no one, including
    his attorney, had forced, threatened, or otherwise induced him
    to plead guilty.   See Commonwealth v. Bolton, 
    92 Mass. App. Ct. 469
    , 474-475 (2017) (rejecting ineffectiveness claim where
    defendant stated he understood sentencing and made guilty plea
    without pressure or coercion).   The motion judge was not
    required to credit any claims to the contrary in the defendant's
    self-serving affidavit.   See Commonwealth v. McWilliams, 
    473 Mass. 606
    , 621 (2016).    Accord Commonwealth v. Lys, 91 Mass.
    App. Ct. 718, 722 (2017) ("the absence of an affidavit from the
    defendant's plea counsel without an explanation why such an
    affidavit could not be obtained is a negative factor in the
    assessment of the credibility of the affidavit submitted by the
    defendant"); Ubeira-Gonzalez, supra at 41 (defendant's "own
    20
    self-serving affidavits" insufficient to support motion to
    withdraw guilty pleas).   Without credible evidence otherwise,
    the defendant's statements at colloquy are conclusive of the
    validity of his guilty pleas.   See 
    Bolton, supra
    (defendant's
    sworn statements at colloquy determinative over self-serving
    affidavits on motion to withdraw guilty plea).
    The defendant's remaining claims on the basis of plea
    counsel's conduct are unpersuasive for the same reason.    See
    Commonwealth v. Yardley Y., 
    464 Mass. 223
    , 231 (2013)
    (affidavits inadequate to support defendant's assertions on
    motion to withdraw plea).   There is no credible evidence to
    establish anything "manifestly unreasonable" about counsel's
    advice in this case.   Commonwealth v. Lang, 
    473 Mass. 1
    , 14
    (2015), quoting Commonwealth v. Acevedo, 
    446 Mass. 435
    , 442
    (2006).   To the contrary, it was indisputable that the defendant
    was guilty of the assault described at sentencing, and the
    defendant gave his express approval of counsel's representation.
    See 
    Bolton, 92 Mass. App. Ct. at 474-475
    .   Given the severity of
    the charges and the strength of the Commonwealth's case, there
    is nothing beyond his own affidavit to suggest the defendant
    would not have pleaded guilty but for counsel's conduct.     See
    
    Pike, 53 Mass. App. Ct. at 762-763
    .   The defendant failed to
    raise a "substantial issue" on the matter and is not entitled to
    an evidentiary hearing.   
    Bolton, supra
    at 475 n.8.   Accordingly,
    21
    the defendant is not entitled to withdraw any of his guilty
    pleas; nor is he entitled to resentencing for his convictions.
    6.   Conclusion.   The order denying the defendant's motion
    to withdraw his guilty pleas and for resentencing is affirmed.
    So ordered.
    

Document Info

Docket Number: AC 17-P-967

Judges: Trainor, Ditkoff, Wendlandt

Filed Date: 10/3/2018

Precedential Status: Precedential

Modified Date: 10/19/2024