Commonwealth v. Derosier ( 2023 )


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    22-P-551                                           Appeals Court
    COMMONWEALTH   vs.   WADE C. DEROSIER.
    No. 22-P-551.
    Middlesex.     April 6, 2023. - October 27, 2023.
    Present:   Rubin, Shin, & Englander, JJ.1
    Motor Vehicle, Operating under the influence. Alcoholic
    Liquors, Motor vehicle. Evidence, Breathalyzer test,
    Videotape. Practice, Criminal, Instructions to jury.
    Complaint received and sworn to in the Lowell Division of
    the District Court Department on July 16, 2019.
    The case was tried before Stacey J. Fortes-White, J.
    Andrew Courossi for the defendant.
    Chia Chi Lee, Assistant District Attorney, for the
    Commonwealth.
    1  This case was originally heard by a panel comprised of
    Justices Rubin, Englander, and Brennan. After Justice Brennan
    recused himself, the case was submitted on the record and briefs
    to Justice Shin, who took part in the decision in accordance
    with Mass. R. A. P. 24 (a) & (b), as appearing in 
    481 Mass. 1654
    (2009).
    2
    ENGLANDER, J.    A District Court jury found the defendant
    guilty of operating a motor vehicle under the influence of
    intoxicating liquor (OUI), G. L. c. 90, § 24 (1) (a) (1).2    On
    appeal, the defendant claims the trial judge erred (1) by
    admitting the video recording of his booking process (booking
    video), in which a breathalyzer machine was visible in the
    booking room, and (2) by giving an instruction regarding the
    lack of breathalyzer evidence, in response to a question from
    the jury.    We affirm.
    Background.   We summarize the facts as the jury could have
    found them, reserving certain details for later discussion.       At
    approximately 3:15 A.M. on July 14, 2019, State police troopers3
    stopped the defendant's car for crossing over marked lanes while
    driving on Route 495 in Lowell.    When informed of the reason for
    the stop, the defendant stated that he was tired, but also
    acknowledged having consumed three beers about three hours
    earlier.    The troopers noticed that the defendant had bloodshot
    and glassy eyes, slightly slurred speech, and a strong odor of
    alcohol.
    2 The trial judge also found the defendant responsible for a
    civil marked lanes violation, G. L. c. 89, § 4A.
    3 Trooper Matthew Devito, in his first year with the State
    police, was accompanied by Trooper David Dumont, a seven-year
    State police veteran, who acted as a "trooper coach" for this
    arrest.
    3
    The troopers asked the defendant to exit the vehicle to
    perform three field sobriety tests.     When the defendant stepped
    out of the car, he was "a little unsteady on his feet."      Before
    the tests, the defendant stated that he was able to recite the
    English alphabet and had "some college" education.     He also
    told the troopers that he had a knee injury, and they noticed
    that the defendant had a brace on his right knee.      The
    defendant failed the nine-step walk and turn test because he
    did not take the steps heel to toe on all eighteen steps and
    made an improper pivot.      The defendant's performance on the
    one-leg stand test, which required him to raise one of his feet
    six inches off the ground for thirty seconds, was described by
    one trooper as "excellent."     The defendant failed the final
    test, reciting the alphabet from letters B to Y, by "[skipping]
    over multiple letters" and having to restart several times.
    Both troopers concluded that the defendant was "drunk."      The
    defendant was arrested and transported to the State police
    barracks in Andover, where his booking was recorded by a video
    camera.
    The defendant did not testify or offer any evidence. His
    theory of defense, presented through cross-examination and
    closing argument, was that he was tired as opposed to
    intoxicated, and that the Commonwealth did not prove its case
    beyond a reasonable doubt.
    4
    Prior to trial, the defendant moved, in limine, to exclude
    the booking video because the breathalyzer machine was visible
    in the booking room.   He argued that admission of the booking
    video would be unduly prejudicial because jurors might see the
    machine and consequently assume that he refused the test.4    The
    Commonwealth countered that the booking video was important
    evidence of "the defendant's condition after arrest and you also
    see him moving his injured knee and him walking, so it shows his
    injured knee would not have affected his ability to perform
    [field sobriety tests]."   The booking video could not be
    redacted so that the breathalyzer machine was not visible;
    notably, there were other machines visible on the booking desk
    and in the room.   The judge watched the booking video and
    concluded that "there is probative value to the video because
    . . . the jury will be able to see [the defendant] stretching
    his leg."   She determined that there was no "prejudice to the
    defendant" and noted that, if anything, the booking video was
    "more helpful to the defense" based on the defendant's
    appearance and demeanor in the booking video.   The judge
    4 The defendant apparently took a breath test (defense
    counsel so stated); however, the Commonwealth did not seek to
    offer the result. According to the prosecutor, "the machine was
    only certified two weeks after the [defendant's arrest], so the
    certification was out of date."
    5
    admitted the booking video into evidence over the defendant's
    objection.
    During deliberations, the jury asked four questions,
    including "[w]as the standard breathalyzer test offered or
    refused?   The test equipment was visible in the booking room."5
    After consulting with defense counsel and the Commonwealth, the
    judge indicated that she intended to respond by reminding the
    jury to decide the facts solely based on the evidence at trial,6
    and asked defense counsel if he wanted an instruction pursuant
    to Commonwealth v. Downs, 
    53 Mass. App. Ct. 195
    , 198-199 (2001)
    (Downs instruction) on the absence of breathalyzer evidence.
    Although defense counsel acknowledged that "the Downs
    instruction is a normal course the way that the type of
    instruction that would be given," he instead requested a "unique
    instruction" that the "Commonwealth [was] not using
    5 The other three questions the jury asked, as read by the
    judge, were:
    1. "[T]he state trooper indicated the defendant had three
    drinks. . . . The defense attorney said, suggested, the
    defendant had three beers. What was it?"
    2. "Were any containers of alcoholic beverages found in the
    vehicle?"
    3. "Given his knee injury, was he on medication?"
    6 The judge told the jury to imagine all the trial evidence
    in a box, that their verdict must be based on what was inside
    the box, and that they must avoid speculation, conjecture, or
    guesswork.
    6
    [b]reathalyzer tests at all during that period of time."7    The
    trial judge responded, "I don't think it's fair to say they
    weren't using it at that -- I don't know that that's the case."
    The judge indicated that the Downs instruction was "the
    appropriate instruction to give, and it's what we typically
    give.    If you're objecting to me giving that instruction and you
    want to craft something else for me to give then -- I'm happy to
    consider it."   The defendant did not suggest a different
    instruction nor object to the Downs instruction at that time.
    The judge delivered the Downs instruction as follows:
    "There is no evidence with regard to the [b]reathalyzer.
    You are not to mention it or consider in any way
    whatsoever, either for or against either side. There is no
    evidence of [b]reathalyzer. Do not consider it in any way.
    Do not mention it, and put it completely out of your mind."
    After the jury were sent out to resume deliberations, the judge
    asked defense counsel whether he was satisfied with the
    instruction.    Defense counsel replied, "I'm not inclined to say
    that I'm satisfied with that one, but I would just ask you to
    note my concerns and I guess my objection for the record."
    Discussion.   1.   Admission of the booking video.   We first
    address the defendant's contention that admission of the booking
    7 The period of presumptive exclusion of Draeger Alcotest
    9510 breathalyzer results in OUI prosecutions ended April 18,
    2019 – three months before the defendant's arrest. See
    Commonwealth v. Hallinan, 
    491 Mass. 730
    , 738, 748 (2023). See
    generally Commonwealth vs. Ananias, Mass. Dist. Ct., No. 142284
    (Lowell Div. Jan. 9, 2019).
    7
    video was prejudicial error.   "Because the defendant objected to
    the evidentiary ruling below, we review the ruling for 'an abuse
    of discretion, which requires a demonstration that the judge
    made a clear error of judgment in weighing the factors relevant
    to the decision such that the decision falls outside the range
    of reasonable alternatives'" (quotation omitted).     Commonwealth
    v. Babcock, 
    100 Mass. App. Ct. 527
    , 528 (2021), quoting
    Commonwealth v. Driscoll, 
    91 Mass. App. Ct. 474
    , 476 (2017).      We
    discern no such error.
    Evidence is relevant and admissible when it has some
    tendency to "make a consequential fact more or less probable
    than it would be without that evidence."   Commonwealth v. Moore,
    
    480 Mass. 799
    , 808 (2018)., In a typical OUI case, a defendant's
    "driving performance, appearance, demeanor, execution of field
    sobriety tests, and conduct at booking" are relevant "proof of
    impaired operation." Commonwealth v. Hourican, 
    85 Mass. App. Ct. 408
    , 417 (2014).   A trial judge may exercise her discretion and
    exclude relevant evidence where its probative value is
    substantially outweighed by the danger of unfair prejudice.
    Commonwealth v. Crayton, 
    470 Mass. 228
    , 249 (2014).    However,
    "[b]y design, all evidence is meant to be prejudicial; it is
    only unfair prejudice which must be avoided."   Commonwealth v.
    Kindell, 
    84 Mass. App. Ct. 183
    , 188 (2013), quoting United
    States v. Rodriguez-Estrada, 
    877 F.2d 153
    , 156 (1st Cir. 1989).
    8
    "Evidence is unfairly prejudicial only if it has 'an undue
    tendency to suggest decision on an improper basis, commonly,
    though not necessarily, an emotional one'" (citations omitted).
    
    Id.,
     quoting Carter v. Hewitt, 
    617 F.2d 961
    , 972 (3d Cir. 1980).
    Here, the booking video was relevant to support (or to
    refute) the Commonwealth's contention that the defendant's
    inability to satisfactorily complete the walk and turn test
    stemmed from his intoxication rather than his knee injury.     To
    the extent the judge anticipated this would be a contested issue
    at trial, her instincts were borne out by defense counsel's
    cross-examination of Trooper Devito, in which he asked whether
    "[the defendant] was having difficulty doing the pivot turn
    because of his knee brace."   Here the booking video evidence of
    the defendant from shortly after the roadside tests were
    administered was highly relevant evidence of the defendant's
    ability to walk and of any limitations due to injury.
    Furthermore, we agree with the trial judge's assessment
    that the probative value of the booking video was not
    substantially outweighed by any risk of unfair prejudice.
    Having reviewed the booking video, we note that there is nothing
    to indicate that one of the machines on the booking desk was a
    breathalyzer (it looks like a copier or fax machine).   Although
    "there is widespread public information and common knowledge
    about breathalyzer testing," Commonwealth v. Cueva, 
    94 Mass.
                                     9
    App. Ct. 780, 785 (2019), quoting Downs, 53 Mass. App. Ct. at
    199, the judge's implicit reasoning that the jury would not
    recognize the breathalyzer machine was not a "clear error of
    judgment."   L.L. v. Commonwealth, 
    470 Mass. 169
    , 185 n.27
    (2014), quoting Picciotto v. Continental Cas. Co., 
    512 F.3d 9
    ,
    15 (1st Cir. 2008).   The fact that the jury did recognize the
    breathalyzer machine in the booking video does not retroactively
    render the trial judge's decision to admit the video an abuse of
    discretion, especially when admission of the evidence was
    combined with limiting instructions, discussed infra.     See
    Commonwealth v. Peno, 
    485 Mass. 378
    , 395-396 (2020).    The judge
    did not abuse her discretion by admitting the booking video into
    evidence.    See Commonwealth v. Fan, 
    490 Mass. 433
    , 443 (2019),
    quoting Commonwealth v. Sicari, 
    434 Mass. 732
    , 752 (2001), cert.
    denied, 
    534 U.S. 1142
     (2002) ("In weighing the probative value
    of evidence against any prejudicial effect it might have on a
    jury, we afford trial judges great latitude and discretion").
    2.   Supplemental jury instruction regarding breathalyzer.
    The defendant also argues that it was prejudicial error for the
    judge to give the Downs instruction over his objection.      In
    Commonwealth v. Wolfe, 
    478 Mass. 142
    , 149-150 (2017), the
    Supreme Judicial Court held, as an exercise of its
    superintendence power, that "the better practice is for a judge
    to refrain from giving a Downs-type instruction absent a request
    10
    by the defendant or some rare set of facts that specifically
    directs the jury's attention to the absence of alcohol-test
    evidence" (emphasis added).   The Wolfe court's concern was that
    giving the Downs instruction could implicate the defendant's
    protection against self-incrimination under art. 12 of the
    Massachusetts Declaration of Rights by drawing the jury's
    attention to the lack of alcohol-test evidence, and thereby
    suggesting that the defendant may have refused a test or feared
    an unfavorable result.   Id. at 145-146; Commonwealth v. Moreno,
    
    102 Mass. App. Ct. 321
    , 327 (2023).   See also Opinion of the
    Justices, 
    412 Mass. 1201
    , 1209, 1211 (1992) (refusal evidence
    may be used to show defendant feared failing alcohol test and
    thus held to violate privilege against self-incrimination under
    art. 12 of Massachusetts Declaration of Rights).
    The direction of the Wolfe court was not absolute, however.
    It came with a caveat, and we can conceive of few circumstances
    that fall more squarely in the category of a "rare set of facts
    that specifically directs the jury's attention to the absence of
    alcohol-test evidence," Wolfe, 478 Mass. at 150, than where the
    jurors have noted the presence of a breathalyzer machine in a
    video exhibit, and asked a specific question about whether "the
    standard breathalyzer test" was "offered or refused."   In
    unusual circumstances such as these, Wolfe left the question of
    11
    the proper instruction to the judge's discretion.8   The judge
    thus was not required by Wolfe to ignore the reality that here
    the breathalyzer issue was squarely in the minds of the jury,
    and that inasmuch as the booking video would necessarily remain
    with the jurors in the deliberation room, the breathalyzer
    question was not likely to leave their focus absent specific
    instruction.   The judge's determination that a Downs-type
    instruction was necessary in these circumstances was logical and
    sensible.
    The defendant points to a footnote in Wolfe commenting
    that, in response to a jury question about the absence of
    alcohol test evidence, "it is the better practice to simply
    reiterate the general instruction not to speculate about matters
    not in evidence and, to the extent possible, refrain from
    reinforcing the jury's focus on items not in evidence by
    mentioning the lack of alcohol-test evidence."   Id. at 150 n.13.
    The question from the jury in this case, however, was not just a
    general question about the lack of alcohol test evidence, but a
    specific question arising out of video evidence, which the jury
    8 At several points, the dissent overstates the holding of
    Wolfe, contending that a trial judge cannot give the Downs
    instruction unless defense counsel agrees. See, e.g., dissent
    at 1 ("giving the Downs instruction . . . in the absence of a
    request from the defendant is reversible error"). The dissent's
    contention is manifestly at odds with the Wolfe court's carve-
    out for a "rare set of facts" -- facts which are present here.
    12
    saw and processed, that there was a breathalyzer machine in the
    room with the defendant.   Moreover, as we recognized in Moreno,
    "although the court in Wolfe stated that it is the better
    practice to respond to a jury question with a general
    instruction only, the court did not state that it is error to
    deliver the Downs instruction as well."   Moreno, 102 Mass. App.
    Ct. at 328.9
    Under the circumstances, the judge did not commit error by
    exercising her discretion to forcefully respond to the jury's
    question with instructions that included the more specific Downs
    admonition "not to mention [the breathalyzer] or consider it in
    any way whatsoever, either for or against either side.   There is
    no evidence of a [b]reathalyzer.   Do not consider it in any way.
    Do not mention it, and put it completely out of your mind."
    9 We note that contrary to the defendant's (and the
    dissent's) assertions, it does not appear that the defendant
    properly objected to the Downs instruction. As described above,
    when the judge proposed the Downs instruction, defense counsel
    asked for his own "unique" instruction instead. The judge
    declined to give the defendant's proposed instruction (because
    she was not satisfied that it was accurate), and then again
    proposed Downs, stating "[i]f you're objecting to me giving that
    instruction and you want to craft something else for me to give
    the[m] -- I'm happy to consider it." The defendant did not then
    object, and only asked that his objection be "note[d]" after the
    Downs instruction had been given and the jury had returned to
    deliberations. In Wolfe, the court held that the error was in
    giving the Downs instruction, as part of the original charge,
    over the defendant's objection. See Wolfe, 478 Mass. at 150.
    The record here is quite different, and for this reason as well
    we do not believe that it was error under Wolfe to give the
    instruction.
    13
    Judgment affirmed.
    RUBIN, J., dissenting.      Although the court majority does
    not say so explicitly, giving the Downs instruction, see
    Commonwealth v. Downs, 
    53 Mass. App. Ct. 195
    , 198 (2001), in the
    absence of a request from the defendant is reversible error
    unless the Commonwealth can demonstrate no prejudice.
    Commonwealth v. Wolfe, 
    478 Mass. 142
    , 146 (2017) (because a
    Downs instruction may "unnecessarily introduce[] the specter of
    refusal evidence into the jury room and . . . [may] cause the
    jury specifically to focus on the absence of breathalyzer
    evidence," giving that instruction "over the defendant's
    objection . . . was error.").    "Animating the court's concern
    [in Wolfe] was that the Downs instruction could implicate the
    defendant's protection against self-incrimination under art. 12
    of the Massachusetts Declaration of Rights because it draws the
    jury's attention to the lack of alcohol-test evidence,
    suggesting that the defendant may have refused a test or feared
    an unfavorable result." Commonwealth v. Moreno, 
    102 Mass. App. Ct. 321
    , 327 (2023).   This wasn't simply a matter of saying what
    "the better practice" is.    The Supreme Judicial Court in Wolfe,
    announcing a prospective rule, decided that, utilizing its
    supervisory power, it would codify the "better practice" into
    law, making it mandatory.    Wolfe, 478 Mass. at 149.
    Thus, in spelling out what is required, it said that "as an
    exercise of our superintendence power, we conclude that, as a
    2
    matter of procedure, the better practice is for a judge to
    refrain from giving a Downs-type instruction absent a request by
    the defendant or some rare set of facts that specifically
    directs the jury's attention to the absence of alcohol-test
    evidence."    Id. at 149-50.   In the footnote at the end of that
    sentence, the court continued, "Further, when a jury ask a
    question about the absence of alcohol-test evidence, as occurred
    in the defendant's first trial, we think it is the better
    practice to simply reiterate the general instruction not to
    speculate about matters not in evidence and, to the extent
    possible, refrain from reinforcing the jury's focus on items not
    in evidence by mentioning the lack of alcohol-test evidence."
    Id. at 150.    The reason defense counsel is permitted to make the
    decision in each case is because, with the myriad possible facts
    and circumstances involved in any trial, it is "difficult to
    assess whether a Downs-type instruction 'is beneficial to a
    particular defendant . . . .'"    Id. at 148.   The court concluded
    that, despite the apparent point of its language, the Downs
    instruction may "have the opposite of the intended effect, that
    is, it will cause the jury specifically to focus on the absence
    of breathalyzer evidence."     Id. at 146.   The court concluded,
    given the double-edged nature of the instruction, that rather
    than articulating a blanket prohibition, the "safer approach is
    3
    to leave such an instruction to the defendant's choice."      Id. at
    148.
    In this case, the judge improperly gave the Downs
    instruction over the defendant's objection:    The jury,
    recognizing the breathalyzer machine in the booking video –- and
    I agree with the court majority's conclusion that there was no
    error in the judge's ex ante decision to allow that video to be
    shown –- asked "Was the standard [b]reathalyzer test offered or
    refused?    The test equipment was visible in the booking room."
    In fact, if the representations of counsel at trial were
    correct, the test was either offered and taken by the defendant
    or never offered to him.    He did NOT refuse the test.    We don't
    know the results, we couldn't in any event know whether they
    were accurate, and they were not submitted to the jury.     This is
    because, according to the prosecutor, the machine had not been
    calibrated.1   The lack of calibration led the District Attorney
    The court majority may be read to suggest this has
    1
    something to do with the grave problems with the Draeger
    Alcotest 9510 breathalyzer device, see ante at         n.7, but
    there is nothing in the record indicating that the Alcotest 9510
    was the issue in this case. For some period of time, the
    District Attorneys were not utilizing the results of tests
    conducted with the Alcotest 9510 due to failures with respect to
    the procedures for calibrating and certifying the machines, as
    well as "egregious government conduct" by the State police
    office of alcohol testing (OAT) in covering up hundreds of
    failed calibration tests with respect to this machine. See
    generally Commonwealth v. Hallinan, 
    491 Mass. 730
    , 748 (2023).
    The court majority says that "[t]he period of presumptive
    exclusion of Draeger Alcotest 9510 breathalyzer results in OUI
    4
    properly to conclude the reliability of the breathalyzer test
    results could not be known and thus they could not be introduced
    in court.
    When the judge received the jury's question, she asked
    defense counsel if he wanted the Downs instruction.   Although no
    one mentioned or appeared aware of Wolfe, defense counsel said
    he did not, and specified that "I'm concerned about the negative
    inference that [the Downs instruction] would provide, that they
    would infer that he refused it."   Counsel instead proposed an
    alternative instruction, one that had, he said, been given in
    another case in which the jury asked a similar question, that
    "that [the] Commonwealth [was] not using [b]reathalyzer tests at
    all during that period of time."   Again he stated, "I would
    request that that instruction be given, given the circumstances
    and the fact that they saw [the] machine because of the
    inference that might be drawn even after your instruction that
    he refused to test."   The proposed instruction would have
    prosecutions ended April 18, 2019 –- three months before the
    defendant's arrest," ante n.7, but that is only half true. This
    refers only to the court order creating that presumption, and
    the Superior Court lifted that presumption after the arrest in
    this case, retroactively to April 18, 2019, see Hallinan, supra
    at 743; there is nothing in the record about how the District
    Attorney's Office for Middlesex County handled Alcotest 9510
    test results, nor when it concluded that test results from the
    Alcotest 9510 could be known to be reliable, and thus concluded
    they could be introduced in court. In any event, none of this
    has anything to do with when the particular device used in this
    case was actually calibrated.
    5
    informed the jury that the Commonwealth was not using
    breathalyzer tests, at least from this machine, at the time the
    defendant was arrested, and would have obviated any speculation
    about whether he had refused a test.   The judge, however,
    rejected the instruction, and overruled the objection, saying,
    "I think [the Downs instruction is] the appropriate instruction
    to give, and it's what we typically give."
    It was error for the judge to give the jury the Downs
    instruction over the objection of the defendant.   See Wolfe, 478
    Mass. at 150 ("In this case, the instruction regarding alcohol-
    test evidence was given over the defendant's objection.      Based
    on our analysis today, this was error.").2   Prejudice was shown
    with about as much strength as it ever could be.   In assessing
    prejudice, "we inquire[] whether there is a reasonable
    2 The Commonwealth states that "the defendant preserved the
    issue." The court majority's sua sponte suggestion he did not
    is incorrect. When the judge proposed the Downs instruction,
    defense counsel said, "I'm concerned about the negative
    inference that that would provide, that they would infer that he
    refused it," which was an objection to the instruction. Defense
    counsel proposed an instruction, and the judge rejected it,
    saying "I think [the Downs instruction is] the appropriate
    instruction to give. . . .[i]f you're objecting to me giving
    that instruction and you want to craft something else for me to
    give then -- I'm happy to consider it."
    The judge's subsequent statement that she would consider
    some other instruction if proffered by the defendant cannot undo
    the defendant's previous objection which was overruled; a judge
    cannot condition the right to make an objection on counsel
    providing a different instruction; nor can a judge give an
    erroneous instruction because the objecting defendant has not
    given the judge an alternative to which the judge agrees.
    6
    possibility that the error might have contributed to the jury's
    verdict" (citation omitted).   Id.   Here, the jury itself noted
    the breathalyzer machine it saw and asked if the defendant had
    refused to take a breathalyzer test.   Given that defense
    counsel, given authority over the question by Wolfe, determined
    (and explicitly stated) that there was a risk the jurors would
    infer that the defendant refused the test if the Downs
    instruction were given," as in Wolfe, "we cannot fairly say that
    'the jury would have inevitably reached the same result if the
    judge had omitted the challenged instruction.'"    Wolfe, 478
    Mass. at 151, quoting Commonwealth v. Buiel, 
    391 Mass. 744
    , 747
    (1984).
    The court majority seeks to shoehorn this case into the
    language of the Wolfe opinion that the Downs instruction might
    properly be given if there is "some rare set of facts that
    specifically directs the jury's attention to the absence of
    alcohol-test evidence."   Wolfe, 478 Mass. at 150.3   This is not
    that rare case.   To begin with, the Wolfe opinion clearly did
    not intend the "rare set of facts" exception to apply to a
    question by the jury about whether there was an offer of, or a
    3 Given my lengthy discussion of this language here, I am
    baffled by the majority's suggestions that I "overstate[] the
    holding of Wolfe" by ignoring that language. See ante
    at         n. 8. As the reader can see, I don't ignore it, I
    explain why it is inapplicable here, something to which the
    majority proffers no reply.
    7
    refusal to take, a breathalyzer test.    It included a footnote
    immediately after that phrase making clear that such "a question
    about the absence of alcohol-test evidence" did not warrant
    giving the Downs instruction over a defendant's objection.    See
    id. at 150 n. 13.   In fact, the court in Wolfe said that it had
    "trouble imagining" a case where giving a Downs instruction over
    the defendant's objection could be justified, id. at 142 n.2.
    Yet it clearly imagined, indeed it discussed, an example in
    which a question like that at issue in this case was asked by
    the jury, indicating that such a question cannot justify giving
    a Downs instruction over objection.     Further, the "rare set of
    facts" mentioned by the court must refer to the facts in
    evidence, because what is being permitted is an instruction that
    is designed to, and in some circumstances may, prophylactically
    prevent speculation.   Once the jury has itself already asked
    about whether a breathalyzer was offered or refused, the risk of
    the Downs instruction is heightened, not reduced.     Contrary to
    the majority's conclusion that "the judge's determination that a
    Downs-type instruction was necessary in these circumstances was
    logical and sensible," ante at           , the decision to give the
    instruction contradicts the very legal premise of Wolfe and was
    legal error under that decision.   Again, the court explained
    that when such a question is asked, the Downs instruction should
    not be given over the defendant's objection.     Moreno, 
    102 Mass.
                                                          8
    App. Ct. at 323, in which defense counsel agreed to the Downs
    instruction, is not to the contrary.
    The court majority asserts that unlike this case, the jury
    question discussed in Wolfe was not based on evidence that
    included "the presence of a breathalyzer machine," as though
    that distinction makes this a stronger case for giving the Downs
    instruction.   To the contrary, it makes this a weaker case for
    giving that instruction.   Here, the jury had not merely asked
    about a breathalyzer test, they noted that they had seen the
    breathalyzer machine!   The concern about the jury using Downs to
    focus on the possibility of refusal thus is heightened, not
    diminished, when compared with a generic question about
    breathalyzer tests.
    The court majority, however, actually praises the
    "forceful[]" use of "the more specific Downs admonition,"
    apparently because "the breathalyzer issue was squarely in the
    mind of the jury, and that inasmuch as the booking video would
    necessarily remain with the jurors in the deliberation room,"
    without the Downs instruction, "the breathalyzer question was
    not likely to leave their focus."   Ante at        .
    But the entire point of Wolfe is that the presumption on
    which the majority opinion rests, that the Downs instruction is
    an admonition that will work to eliminate the jury's focus on
    the absence of a breathalyzer test, does not always apply to the
    9
    Downs instruction.   Wolfe, 478 Mass. at 147.   The court could
    not have been clearer that the basis of its decision was that
    the Downs instruction may "have the opposite of the intended
    effect, that is, it will cause the jury specifically to focus on
    the absence of breathalyzer evidence."   Wolfe, supra at 147-148.
    In its reality-based decision, the Supreme Judicial Court gave
    defense counsel the authority to determine when that was not a
    problem, and held the Downs instruction may not be given over
    defendant's objection.
    The defendant in this case did not refuse a breathalyzer,
    but when the jury asked if he had, the judge improperly provided
    them, over the defendant's objection, an instruction that
    "suggest[s] that the defendant may have refused a test or feared
    an unfavorable result."   Moreno, 102 Mass. App. Ct. at 327.      He
    is entitled to a new trial.   With respect, I dissent.
    

Document Info

Docket Number: AC 22-P-551

Filed Date: 10/27/2023

Precedential Status: Precedential

Modified Date: 10/27/2023