Marrick Homes LLC v. Rutkowski ( 2017 )

REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
No. 655
September Term, 2016
______________________________________
MARRICK HOMES LLC, ET AL
v.
ADAM RUTKOWSKI, ET AL.
______________________________________
Graeff,
Berger,
Salmon, James P.
(Senior Judge, Specially Assigned),
JJ.
______________________________________
Opinion by Berger, J.
______________________________________
Filed: May 31, 2017
This case is before us on appeal from a jury verdict of the Circuit Court for Calvert
County in a personal injury action brought by Adam Rutkowski and Sara Mastropole,
appellees, husband and wife. Adam Rutkowski was injured on November 11, 2012, when
a safety guardrail in his home failed, causing him to fall twelve to thirteen feet to the
concrete below. The appellees filed suit against Marrick Properties, Inc. (“Marrick”), the
builder and general contractor that constructed their home, as well as against Creative Trim,
Inc. (“Creative Trim”), the subcontractor that was responsible for the construction and
installation of the failed safety guardrail. The appellees also brought suit against the
individual owners of Creative Trim and the previous owners of the home. All parties other
than Marrick were dismissed prior to trial. The jury returned a verdict for the appellees,
and Marrick appealed.
On appeal, Marrick presents four issues for our review, which we have consolidated
as three issues and rephrased 1 as follows:
1
The issues, as presented by Marrick, are:
1. Under Maryland law, does the general contractor/builder of
a house owe a nondelegable duty to unknown future
owners, when it subcontracts the relevant work, is not the
owner of the property, and the evidence shows it had a
supervisor on site?
2. Under Maryland law, does any duty of a seller survive the
sale of the property when the first purchaser of the home
had nearly seven years to inspect the home and discover
any defect and the second owner had an additional two
months thereafter?
1. Whether, under Maryland law, a general
contractor/builder bears a nondelegable duty to comply
with the relevant provisions of the building code.
2. Whether sufficient evidence supports the jury’s finding
that Marrick was negligent in the construction and/or
the supervision of the construction of the safety
guardrail.
3. Whether, as a matter of law, Rutkowksi assumed the
risk and/or was contributorily negligent by leaning on
the safety guardrail.
For the foregoing reasons, we shall affirm the judgment of the Circuit Court for Calvert
County.
FACTS AND PROCEEDINGS
In 2005, Marrick completed construction of a home in Dunkirk, Maryland. Marrick
served as the general contractor/builder for the home originally owned by Mark and Sandra
Smith. Marrick entered into a contract with Creative Trim to perform certain trim work on
the home, including the construction and installation of guardrails. The home was
constructed with a sliding glass door in the kitchen to allow access to a potential future
deck. Although the kitchen was located on the first story of the home, the sliding door
3. Under Maryland law, does causation exist when an injury
occurs seven years after the construction of a railing by a
subcontractor, which gave way, with no discernable
changes during that time?
4. Under Maryland law, is the home owner contributorily
negligent and did he assume the risk, as a matter of law,
when he fails to inspect the safety railing on his home, leans
his body against the railing, reaches beyond the railing, all
while aware he will fall if the rail does not hold?
2
opening was approximately twelve to thirteen feet above the ground due to the slope of the
lot. The home did not have a deck at the time it was constructed, so a safety guardrail was
installed on the exterior of the house outside of the sliding glass door. Creative Trim was
a subcontractor that built and installed guardrails on Marrick properties, and Marrick
identified Creative Trim as the subcontractor that constructed the railing at the appellees’
home. After the house was completed, the Smith family moved into the home in 2005 and
lived in it for approximately seven years.
In 2012, the appellees purchased the home from the Smiths and moved into the
home with their one-year-old son. Thereafter, approximately two months later, on
November 11, 2012, Rutkowski opened the sliding glass door in order to shake out a
kitchen mat. He extended his arms over the guardrail while holding the mat and his body
pushed against the guardrail. The guardrail gave way, causing Rutkowski to fall onto the
concrete patio below. Rutkowski suffered multiple broken bones and a traumatic brain
injury as a result of the fall.
The appellees filed a complaint in the Circuit Court for Calvert County against
Marrick, Creative Trim, Richard and Donna Haupt (the owners of Creative Trim), and
Mark and Sandra Smith. The appellees alleged, inter alia, negligence, negligent
supervision, and loss of consortium against Marrick. Marrick raised the affirmative
3
defenses of contributory negligence and assumption of risk. Prior to trial, all parties other
than Marrick were dismissed. 2
The case was tried before a jury over a period of five days in February 2016. The
parties presented evidence relating to, inter alia, the role of Marrick and Creative Trim in
the design and construction of the safety guardrail, the standard of care required for general
contractors, the way in which the safety guardrail was constructed, the requirements for
construction of the guardrail pursuant to the Calvert County building code, the cause of the
failure of the safety guardrail, and the extent of Rutkowski’s injuries. The appellees
presented evidence that the safety guardrail was affixed to the home with non-structural
finishing nails, rendering it incapable of withstanding the 200 pounds of lateral force
required by the relevant building code. The finishing nails were concealed by the use of
wood trim.
At the close of the plaintiff’s case, the circuit court denied Marrick’s motion for
judgment as to the claims alleging negligence, negligent supervision, and loss of
consortium. The circuit court further denied Marrick’s motion for judgment as to its
defenses of contributory negligence and assumption of risk. Marrick renewed its motion
for judgment at the close of all evidence, and the court again denied the motion.
2
Marrick filed cross-claims against the Smiths and Creative Trim. Prior to trial,
all parties voluntarily dismissed their claims against the Smiths, and the appellees
dismissed their claims against the Haupts. On the morning of trial, the circuit court granted
Creative Trim’s motion to dismiss on the grounds that Creative Trim lacked the capacity
to be sued, having forfeited its corporate charter in 2005.
4
The jury returned a verdict in favor of the appellees and against Marrick, awarding
$1,306,700.00 in damages. Marrick filed a motion for judgment notwithstanding the
verdict, for new trial, and remittitur. The circuit court denied Marrick’s motion except that
the court applied the statutory cap on noneconomic damages to the jury’s verdict. The
damage award was further amended on May 20, 2016 due to a clerical error, resulting in a
final judgment of $976,700.00. Marrick noted a timely appeal. Additional facts shall be
discussed as necessitated by our discussion of the issues on appeal.
STANDARD OF REVIEW
We review a circuit court’s order granting a motion for judgment notwithstanding
the verdict applying a de novo standard of review. Lowery v. Smithsburg Emergency Med.
Serv., 173 Md. App. 662, 682-83 (2007). We have explained:
Whether the trial court applied the correct standard of proof in
adjudging its grant of appellees’ motion for judgment is a
question of law that we review de novo. Coleman v. Anne
Arundel County Police Dept., 369 Md. 108, 121, 797 A.2d 770(2002). “We review the grant of a motion for judgment under
the same standard as we review grants of motions for judgment
notwithstanding the verdict.” Tate v. Bd. of Educ. of Prince
George’s County, 155 Md. App. 536, 544, 843 A.2d 890(2004) (citing Johnson & Higgins of Pa., Inc. v. Hale Shipping
Corp., 121 Md. App. 426, 450, 710 A.2d 318 (1998)). The
Court assumes the truth of all credible evidence on the issue
and any inferences therefrom in the light most favorable to
appellants, the nonmoving parties. Id. (citation omitted).
“Consequently, if there is any evidence, no matter how slight,
that is legally sufficient to generate a jury question, the case
must be submitted to the jury for its consideration.” Id. at 545,
843 A.2d 890 (citing Washington Metro. Area Transit Auth. v.
Reading, 109 Md. App. 89, 99, 674 A.2d 44 (1996)).
Lowery, supra, 173 Md. App. at 682-83.
5
I.
In a negligence action, a plaintiff bears the burden of proving: “1) that the defendant
was under a duty to protect the plaintiff from injury, 2) that the defendant breached that
duty, 3) that the plaintiff suffered actual injury or loss, and 4) that the loss or injury
proximately resulted from the defendant’s breach of the duty.” Rowhouses, Inc. v. Smith,
446 Md. 611, 631 (2016). Marrick’s first allegation of error is based upon the first element
of the appellees’ negligence claim. Specifically, Marrick contends that it owed no duty to
the appellees to ensure the proper construction of the safety guardrail because the
responsibility for the construction of the guardrail had been delegated to Creative Trim.
The appellees respond that the duty to comply with the building code was nondelegable by
Marrick.
Maryland follows the general rule that the employer of an independent contractor is
not liable for physical harm caused to another by an act or omission of the contractor or his
employees. Rowley v. Mayor & City Council of Baltimore, 305 Md. 456, 461 (1986) (citing
Restatement (Second) of Torts § 409 (1965)). The Court of Appeals has explained,
however, that the general rule of non-liability for an employer of an independent contractor
“is riddled with a number of common-law exceptions that have practically subsumed the
rule.” Id. See also Gardenvillage Realty Corp. v. Russo, 34 Md. App. 25, 36 (1976)
(explaining that “the established rule has appended to it some twenty exceptions as set out
in the Restatement (Second) of Torts §§ 410-429”). The exceptions to the general rule fall
into three broad categories: (1) negligence of the employer in selecting, instructing, or
supervising the contractor; (2) nondelegable duties of the employer, arising out of some
6
relation toward the public or the particular plaintiff; and (3) work which is specially,
peculiarly, or inherently dangerous. Rowley, supra, 305 Md. at 462.
The extent to which general contractors and owners are liable for the negligence of
subcontractors due to a violation of the building code has been addressed in a series of
cases over the past several decades. In Gardenvillage, supra, a tenant and her mother, an
invitee, were injured when a concrete slab that formed the base of a porch gave way and
the porch collapsed at their residence. 34 Md. App. 25. The collapse occurred six years
after the slab had been constructed. Id. at 28. The tenant and invitee sued the owner, the
general contractor, 3 and the subcontractor responsible for the construction of the slab. Id.
at 26. The evidence demonstrated that the concrete slab had been built in a manner that
violated the relevant building code and that the collapse of the porch was a direct result of
the defective slab. Id. at 35.
We considered “whether social policy and fairness will allow an imposition of
liability on the [owner and general contractor/permit holder] where their negligence was
passive when opposed to the negligence of the subcontractor.” Id. We noted that “[i]f the
statute imposes a strict liability on the owner and permit holder, then there is no distinction
between active and passive negligence” and “liability attaches if the violation of the
[building c]ode was the cause of the injury.” Id. We held, based upon the Restatement
(Second) of Torts, § 424, that “the Building Code places a nondelegable, affirmative duty
3
The general contractor also held beneficial title to the property.
7
on the owner-permit holder at the time of construction, to insure compliance with the
Code.” Id. at 39. 4
The holding of Gardenvillage was reaffirmed by the Court of Appeals in Council of
Co-Owners Atlantis Condo., Inc. v. Whiting-Turning Contracting Co., 308 Md. 18 (1986).
In Whiting-Turner, the owners of 198 separate condominium units in a 21-story building
brought an action against the general contractor/builder, developer/owner, and architects
for negligent design, construction, and inspection of the building’s utility shafts. Id. at 22.
4
We also discussed whether general consumer protection policies and products
liability law supported a holding assigning liability to the general contractor and owner,
but “decline[d] to decide this case on those grounds as the question was not raised or argued
by either side.” Id. Nonetheless, we commented as follows:
[I]t does appear that the Court of Appeals has adopted the
policy of protecting the consumers when they are not in a
position to protect themselves. The Court stated in Phipps,
supra, that the reasons for adopting strict liability for the
manufacturer and seller of defective products were (1) that the
cost of injuries should in equity be borne by those who
manufacture or sell such products rather than the injured
person who was powerless to protect himself; (2) because it
shifts the loss to those better able financially to bear the loss;
(3) that the consumer relies on the seller in expecting the
product to be safe for the uses for which it has been marketed
and the expectation is better fulfilled by strict liability than
negligence or warranty theories. Although not applicable to the
instant case the fourth reason would be a reason to apply the
rule in most cases; (4) the showing that the product is
unreasonably dangerous is a sufficient showing of fault to
impose liability without placing an almost impossible burden
on the plaintiff of proving specific acts of negligence.
Id.
8
The owners contended that the utility shafts and related electrical work were not installed
properly and constituted a fire hazard. Id. Neither the architect defendants nor the general
contractor/builder defendants argued that their duties were delegated to independent
subcontractors. 5 The Court of Appeals commented on this issue as it pertained to the
developer/owner, who had asserted that the duty to abide by the code had been delegated
to an independent contractor. The Court held that the duty of the developer/owner to abide
by the building code was nondelegable. Id. at 40. The Court explained:
The third potential source of a tort duty with respect to
the dangerous condition of the building lies in the status of the
developer as the creator of the building project. The developer
is, in a sense, the builder of the project, even though he may
delegate to others the physical acts of construction. Given the
current trend of expanding the exceptions to the rule of
nonliability of one who has employed an independent
contractor, and given the policy considerations favoring the
imposition of at least initial liability upon the person who sits
at the top of the pyramid of those who create the improvement,
a strong argument may be advanced in favor of the recognition
of a nondelegable duty on the part of the developer with respect
to unreasonably dangerous conditions created as a result of the
development. We express no opinion on that issue because the
pleadings suggest a narrower ground upon which a
5
These defendants argued that the plaintiffs’ recovery was barred due to lack of
contractual privity. Whiting-Turner is frequently cited for its discussion of the economic
loss doctrine, which is applicable in certain cases involving purely economic loss. Indeed,
the Court of Appeals recently addressed the economic loss doctrine in Balfour Beatty
Infrastructure, Inc. v. Rummel Klepper & Kahl, LLP, 451 Md. 507 (2017), in which the
Court held that, in the absence of contractual privity, physical injury, or risk of physical
injury, design professionals in large government construction projects do not owe a tort
duty to those who bid for and contract with a government entity. In the instant case, the
economic loss doctrine is inapplicable because Rutkowski suffered significant physical
injury including broken bones and traumatic brain injury as a result of Marrick’s
negligence. In light of Rutkowski’s physical injuries, nothing in our opinion should be
read to limit the effect of the application of the economic loss doctrine in appropriate cases.
9
nondelegable duty of the developer may be found — the
requirement of a statute or ordinance.
Recognition of the nondelegable nature of a duty
imposed by certain types of statutes is discussed at 5 F. Harper,
F. James and O. Gray, The Law of Torts, supra, § 26.11 at 83-
84:
There are . . . situations wherein the law views a
person’s duty as so important and so peremptory
that it will be treated as nondelegable.
Defendants who are under such a duty “ . . .
cannot, by employing a contractor, get rid of
their own duty to other people, whatever that
duty may be.” Duties imposed by statute are
often found to be of this kind . . . [S]tatutory
duties that have been held nondelegable include
. . . various building code provisions . . . .
(Footnotes omitted.)
The principle is recognized in § 424 of the Restatement
(Second) of Torts:
One who by statute or by administrative
regulation is under a duty to provide specified
safeguards or precautions for the safety of others
is subject to liability to the others for whose
protection the duty is imposed for harm caused
by the failure of a contractor employed by him to
provide such safeguards or precautions.
In Gardenvillage Realty v. Russo, 34 Md. App. 25, 366
A.2d 101 (1976), the Court of Special Appeals applied the
principle to affirm a judgment entered in favor of tenants and
their invitee against the developer-owner (and against the
general contractor) for injuries resulting from the collapse of a
defective concrete porch slab. The slab had been constructed
and installed by a subcontractor, and the defect resulted from
the improper placement of reinforcing bars within the slab, so
that the defect defied detection. The Court of Special Appeals
held that the Baltimore City Building Code imposed a duty on
the owner of the premises at the time the structure was built to
erect it in accordance with the Code, and that the duty could
10
not be delegated by employing independent contractors to
accomplish the work.
We agree that where, as alleged here, there is a violation
of a provision of a building code that was intended as a safety
measure, and where that violation has produced death or
personal injury, the duty imposed by the Code is nondelegable.
Whiting-Turner, supra, 308 Md. at 39-40.
Marrick urges us to conclude that a duty imposed by a building code is only
nondelegable by the owner or developer, not by a general contractor. In our view, this is
an unreasonably narrow reading of Gardenvillage, Whiting-Turner, and the Restatement.
To be sure, as the general contractor, Marrick was required to comply with the building
code, and it is unassailable that the code provisions alleged to have been violated in this
case were intended as safety measures. Pursuant to § 424 of the Restatement (Second) of
Torts, “[o]ne who by statute or by administrative regulation is under a duty to provide
specified safeguards or precautions for the safety of others is subject to liability to the
others for whose protection the duty is imposed for harm caused by the failure of a
contractor employed by him to provide such safeguards or precautions.” In this case,
Marrick, the general contractor responsible for the construction of the appellees’ home,
bore the statutory duty to provide specified safeguards or precautions. Marrick, therefore,
is subject to liability to the appellees for harm caused by the failure of its employee Creative
Trim to provide such safeguards.
Marrick points to a passage from Whiting-Turner in which the Court commented
that “[a]s the owner and occupier of land, a developer owes a nondelegable duty to those
who may come upon the land, and the nature and extent of that duty is fixed by that status
11
of the person claiming it.” Id. at 37. First, we emphasize that this passage is dicta. Second,
we observe that this passage was offered in the context of the Court’s discussion of various
potential alternative theories of liability and was discussed before the Court adopted the
reasoning of § 424 of the Restatement. Accordingly, we reject Marrick’s narrow reading
of Whiting-Turner as imposing a nondelegable duty imposed by a building code only on
an owner of the property.
Furthermore, as in Whiting-Turner, we need not address whether liability may be
assigned to a general contractor for unreasonably dangerous conditions caused by a
subcontractor absent a statutory violation. In this case, the general rule of nonliability does
not control because the requirement of a statute or ordinance exception applies. We
observe, however, as in Whiting-Turner, that policy considerations “favor[] the imposition
of at least initial liability upon the person who sits at the top of the pyramid of those who
create the improvement.” Id. at 39. Policy considerations, therefore, support a finding of
potential liability on the general contractor. Nevertheless, we need not rely on policy
considerations because of the express exception outlined in the Restatement applies to the
facts of this case. Accordingly, we hereby adopt § 424 of the Restatement, apply the § 424
exception to general contractors, and hold that Marrick, as general contractor, can be held
liable for harm caused by its employee subcontractor when evidence was presented to
demonstrate that the subcontractor violated the building code and the provisions of the
building code alleged to have been violated were intended as safety measures.
We further reject Marrick’s assertion that our opinion in Brady v. Ralph M. Parsons
Co., 82 Md. App. 519 (1990), aff’d, 327 Md. 275 (1992), requires us to rule in Marrick’s
12
favor and hold that the § 424 exception and nondelegable duty theory applies only to an
action against an owner. In our view, Brady is distinguishable from the present case. In
Brady, an employee died as result of a construction accident after required safety measures
were not followed at a building site. The decedent had been employed by a subcontractor
that had been hired by the general contractor. The general contractor was hired by the
owner. The owner had also hired a separate company, the Ralph Parsons Co. (“Parsons”),
to provide inspection and safety services for the project. Id. at 521. The decedent’s
survivors and personal representative asserted that because Parsons had assumed
responsibility for implementing required safety measures pursuant to its contract with the
owner, Parsons was liable for the decedent’s death. Parsons raised the affirmative defenses
of contributory negligence and assumption of risk, and the jury found that the decedent was
contributorily negligent and assumed the risk, barring recovery. Id. at 523-24.
On appeal, the decedent’s survivor and personal representative argued that
(1) Parsons’ duty to assure compliance with the safety regulations was nondelegable, and
(2) the defenses of assumption of risk and contributory negligence cannot bar a plaintiff’s
recovery when the defendant had breached a nondelegable duty. Id. at 524. We expressly
held that the source of Parsons’ duty was not statutorily imposed, but undertaken “pursuant
to its contract with” the owner. Id. at 534. We emphasized that Parsons had “assumed a
duty to exercise reasonable care in performing [its contractual] obligation.” Id. We further
held that “Parsons’ negligence resulted from its failure to exercise due care in its duty to
the decedent to monitor safety” and “[s]ince contributory negligence and assumption of
risk are normally complete bars to an action for negligence and since we are cited to no
13
Maryland authority to the contrary,” the defenses of contributory negligence and
assumption of risk were available to Parsons and were properly submitted to the jury. Id.
at 534-35.
We explained why the facts of Gardenvillage differed from the facts presented in
Brady, observing that “[i]n Gardenvillage a statutory nondelegable duty was imposed on
the owner for the benefit and protection of innocent members of the public.” Id. at 536.
We commented that, “[b]y contrast, Parsons was not the owner of the project, nor was the
decedent an innocent member of the public.” Id. According to Marrick, this language in
Brady limits the holding of Gardenvillage as imposing a nondelegable duty only on an
owner, rather than, as in this case, on a general contractor. 6
We make two observations about our analysis on this issue in Brady. First, we
emphasize that the facts of Brady and the source of the duty in Brady are factually
dissimilar to the facts of the instant case. In this case -- as in Gardenvillage -- the source
of Marrick’s duty stemmed from the building code, and not, as in Brady, from a contractual
relationship. Second, as discussed supra, we understand the analysis set forth in
Gardenvillage to be applicable to a broader range of situations including the circumstances
presented in this case. In our view, the reasoning set forth in § 424 of the Restatement is
6
The parties dispute whether or not Marrick was the owner of the property when
the house was constructed. Because this issue is not relevant to our analysis of the issues,
and because this issue was not submitted for the jury’s determination, we shall not address
it herein.
14
equally applicable to assign liability to a general contractor for injury caused by a
subcontractor’s violation of safety measures found in the building code. 7
We next turn our attention to Marrick’s assertion that any duty was extinguished as
a matter of law by the passage of approximately seven years between the construction of
the home and the accident that resulted in Rutkowski’s injury. Marrick argues that the
appellees had owned the home for over seventy days prior to the incident. In Marrick’s
7
Other cases cited by Marrick are similarly distinguishable. In Parker v.
Neighborhood Theatres, Inc., 76 Md. App. 590, 596 (1988), we rejected the argument that
a general contractor should be liable for injuries to a subcontractor’s employee. We
explained:
The imposition of vicarious liability by the creation of the
exceptions to the general rule is primarily a policy decision, the
purpose being the protection of the public generally. While
some jurisdictions hold that the contractor’s employees are
within the class to whom the owner owes a duty, the majority
of jurisdictions hold that an owner’s vicarious liability does not
extend to employees of independent contractors.
Id. The rule pertaining to employees of subcontractors is inapplicable to the present case.
In Wilbur v. Suter, 126 Md. App. 518, 529 (1999), we observed that Gardenvillage
and Whiting-Turner both “involve[d] injury to persons while upon the premises of the
owner.” That reasoning, however, was irrelevant to our determination in Wilbur, when we
rejected the appellant’s nondelegability argument on a separate basis. See id. (“[L]iability
may not be imposed for the negligence of a person who is merely passive while the
negligence of another is the moving and effective cause of the injury . . . Arguably, the
appellant might have been able to obtain a judgment against both appellees, who would
then be jointly and severally liable for the whole. Since the jury found no negligence on
the part of Suter, who performed the renovations, there is no basis for Gibson's liability.”)
(internal citations omitted). Furthermore, as explained supra, the reasoning of
Gardenvillage and Whiting-Turner is applicable to the present case despite the different
factual circumstances.
15
view, this constituted ample time for the appellees to inspect the property and discover any
defects. Marrick asserts that it would be unreasonable to hold that a builder has a
continuing duty to every possible owner of a home, in perpetuity.
We reject Marrick’s contention that its duty was extinguished as a matter of law due
to the passage of time. First, Marrick misstates the law by suggesting that assigning
liability in this case would be akin to holding that a builder has a continuing duty in
perpetuity. Under Maryland law, a ten-year statute of repose applies to claims against
contractors for defective and unsafe improvements to real property. Md. Code (2006, 2013
Repl. Vol.), § 5-108(b) of the Courts and Judicial Proceedings Article (“Except as provided
by this section, a cause of action for damages does not accrue and a person may not seek
contribution or indemnity from any architect, professional engineer, or contractor for
damages incurred when wrongful death, personal injury, or injury to real or personal
property, resulting from the defective and unsafe condition of an improvement to real
property, occurs more than 10 years after the date the entire improvement first became
available for its intended use.”). To the extent that a factual question existed relating to
whether the appellees should have discovered the defect earlier and taken appropriate steps
to avoid injury, Marrick was permitted to argue that issue to the jury in the context of its
defenses of contributory negligence and assumption of risk. The passage of time may
16
indeed make a claim against a contractor less likely to succeed, but it does not preclude
such a claim as a matter of law. 8
II.
Having established that Marrick bore a duty to the appellees, we next consider
whether sufficient evidence supports the breach and causation elements of the negligence
claim. 9 “In a civil case, the evidence is legally sufficient to support a finding in support of
the prevailing party if, on the facts adduced at trial viewed most favorably to that party,
any reasonable fact finder could find the existence of the elements of the cause of action
by a preponderance of the evidence.” Univ. of Maryland Med. Sys. Corp. v. Gholston, 203
Md. App. 321, 329 (2012). We have explained:
In a jury trial, the quantum of legally sufficient evidence
needed to create a jury question is slight. If there is legally
sufficient evidence to support a finding in favor of the party
bearing the burden of proof, it would be error on the part of the
trial judge to grant a motion for judgment in favor of the
opposing party and withhold the case from the jury for
decision.
8
Marrick argues that its duty is relieved as a matter of law because a vendor’s duty
to third parties “remains with the vendor only until the vendee has notice of the condition
and a reasonable opportunity to take precautions against it.” Whiting-Turner, supra, 308
Md. 37. Liability was not assigned to Marrick in this case as a vendor of dwelling units,
but rather, as the party responsible for the construction of the home in compliance with the
building code.
9
In this appeal, Marrick does not dispute that the appellees incurred damages as a
result of the failed safety guardrail.
17
Id. (internal citation omitted). Marrick asserts that no facts addressed at trial support a
finding of negligent supervision. Marrick further asserts there was insufficient evidence
of proximate cause due to the lapse in time between construction and the accident. As we
shall explain, the record reflects that there was evidence presented at trial to support the
jury’s verdict.
A. Breach of the Duty of Care
The verdict sheet listed the following four questions with respect to Marrick’s claim
of negligence, 10 all of which the jury answered affirmatively:
1. A. Do you find more likely than not that the construction of
the railing violated the building code?
1. B. Do you find more likely than not that the violation of the
building code was a proximate cause of Adam Rutkowski’s
injuries?
2. A. Do you find more likely than not that Marrick Properties
was negligent in the construction and/or supervision of the
construction of the railing?
2. B. Do you find more likely than not that Marrick Properties’
negligence was a proximate cause of Adam Rutkowski’s
injuries?
The jury was not asked to identify whether it found Marrick negligent based upon a
negligent supervision theory or upon a general negligence theory. 11 Indeed, the two
10
The verdict sheet inquired separately as to the issues of contributory negligence,
assumption of risk, and damages.
11
Marrick does not raise any challenge with respect to the verdict sheet or the jury
instructions. We comment briefly on this issue, however, because Marrick raises separate
arguments as to the sufficiency of the evidence for negligence and negligent supervision.
18
theories of negligence are somewhat conflated in this case, given the role Marrick played
in the construction of the safety guardrail. 12 Regardless of whether the claim is
characterized as negligent supervision or general negligence, both theories support a single
claim of negligence. Critically, the elements of negligent supervision are identical to the
elements of a general negligence claim. Fid. First Home Mortg. Co. v. Williams, 208 Md.
App. 180, 198 (2012) (“As in any action for negligence, a plaintiff asserting a cause of
action for negligent supervision or retention must prove duty, breach, causation, and
damages.”). For these reasons, it was reasonable for the jury to be presented with a single
question addressing whether Marrick “was negligent in the construction and/or supervision
of the construction of the railing.”
The appellees presented evidence that the safety guardrail was constructed
inappropriately and that the improper construction of the safety guardrail caused
Rutkowski’s fall. Jeff Bayer, an expert in residential construction and homebuilding,
testified that it is the role of a general contractor to hire and supervise subcontractors. He
explained that the general contractors “definitely double check[s] what’s done . . . by the
subcontractor [with whom] they contract.” Mr. Bayer testified that Marrick should have
inspected the work of Creative Trim and that “there should have been supervision on the
job to make sure the rails were put together properly.”
12
The issue before the jury was whether Marrick breached the standard of care
through its supervision of Creative Trim. On the one hand, this issue can be cast as a
negligent supervision claim, in that a general contractor can negligently supervise a
subcontractor. The issue can also be cast as a claim alleging general negligence (rather
than negligent supervision), because the role of a general contractor is to hire and
adequately supervise its subcontractors.
19
Mr. Bayer’s testimony about the standard of care for a builder/general contractor is
consistent with Maryland law. See Whiting-Turner, supra, 308 Md. at 32 (explaining that
architects and builders have a duty “to use due care in the design, inspection, and
construction” of a building). Mr. Bayer explained that, in his view, if a guardrail is
constructed with hidden fasteners, it is the responsibility of the general contractor to “find
out how [the guardrail] is constructed.” Mr. Bayer testified that if he became aware that a
guardrail had been attached with finishing nails on one of his projects, the guardrail “would
have come down and been redone.”
Marrick presented evidence about Creative Trim’s role, including evidence that
Creative Trim was free to perform the work in the method of its choosing and that Creative
Trim had been a subcontractor of Marrick for over ten years, rendering close supervision
unnecessary. 13 Marrick also presented testimony from an engineering expert who testified
that a guardrail constructed with finishing nails could withstand the requisite amount of
force under the residential building code. The jury, however, was free to credit or discredit
the evidence presented and to weigh the evidence as it saw fit. Gholston, supra, 203 Md.
App. at 338. The inquiry on appeal is whether there was sufficient evidence to support the
jury’s verdict, not to evaluate the weight of conflicting evidence. Id. A reasonable fact-
finder could have determined that Marrick breached its standard of care by failing to inspect
13
Marrick did not, however, present expert testimony to counter Mr. Bayer’s
testimony as to the standard of care for a general contractor.
20
the guardrail and inquire as to the way the guardrail was affixed to the home. Accordingly,
we hold that sufficient evidence exists to support the jury’s negligence determination. 14
Marrick separately asserts that insufficient evidence supports a finding of
negligence through a negligent supervision theory, arguing that Marrick cannot be liable
because it did not exercise control over the construction of the guardrail. First, we reject
Marrick’s assertion that it must actually exercise control over a subcontractor in order to
be held liable for negligent supervision. The pertinent question is whether Marrick had
“the right to control the details of his [contractors’] movements.” Appiah v. Hall, 183 Md.
App. 606, 622 (2008). Richard Haupt, owner of Creative Trim, testified that Marrick had
the final say as to how anything was to be done at a Marrick property. Mr. Haupt further
testified that he learned how to attach safety guardrails by looking at other homes
constructed by Marrick, and that he taught his employees how to construct safety guardrails
based upon the way Marrick liked them to be constructed. Mr. Haupt’s testimony provides
the evidentiary support for a finding that Marrick had the right to control the details of
Creative Trim’s activity. Furthermore, as discussed supra, the distinction between direct
negligence and negligent supervision is blurred given the specific facts of this case and the
role of a general contractor. In our view, sufficient evidence was presented upon which a
reasonable fact-finder could have found that Marrick breached the standard of care for
general contractors through its supervision of the construction of the safety guardrail.
14
Because evidence was presented as to a specific breach of the standard of care by
Marrick, we need not address whether the general contractor would be vicariously liable
for a subcontractor’s negligence in the absence of any negligent conduct on the part of the
general contractor.
21
B. Causation
Marrick further asserts that there was insufficient evidence to demonstrate the
causation element of the negligence claim. Marrick characterizes Rutkowski’s accident as
so remote in time from the date the guardrail was constructed that the jury would have to
speculate as to whether the 2012 fall was caused by the condition created in 2005. We
disagree with Marrick’s characterization and hold that sufficient evidence as to causation
was presented at trial.
There are two subparts that comprise the element of proximate cause. Yonce v.
SmithKline Beecham Clinical Labs., Inc., 111 Md. App. 124, 137 (1996). “‘The element
of proximate cause is satisfied if the negligence is 1) a cause in fact of the injury and 2) a
legally cognizable cause.’” Id. (quoting Baltimore Gas & Elec. Co. v. Lane, 338 Md. 34,
51 (1995)). The Court of Appeals has explained:
It should be clarified at this point that our inquiry is directed
specifically to the issue of ‘causation in fact’ which has been
regarded as an aspect of ‘proximate cause.’ W. Prosser,
Handbook of the Law of Torts, § 41, at 240 (3d ed. 1964), 2 F.
Harper and F. James, The Law of Torts, § 20.2, at 1110 (1956).
Proximate cause ultimately involves a conclusion that someone
will be held legally responsible for the consequences of an act
or omission. This determination is subject to considerations of
fairness or social policy as well as mere causation. Thus,
although an injury might not have occurred ‘but for’ an
antecedent act of the defendant, liability may not be imposed
if for example the negligence of one person is merely passive
and potential, while the negligence of another is the moving
and effective cause of the injury. Bloom v. Good Humor Ice
Cream Co., 179 Md. 384, 18 A.2d 592 (1941), or if the injury
is so remote in time and space from defendant’s original
negligence that another’s negligence intervenes. Dersookian v.
Helmick, 256 Md. 627, 261 A.2d 472 (1970); Liberto v.
Holfeldt, 221 Md. 62, 155 A.2d 698 (1959).
22
Peterson v. Underwood, 258 Md. 9, 16 (1970).
Marrick asserts that the length of time between the construction of the home and the
failure of the guardrail serves to sever the causal link between any negligent act on the part
of Marrick and Rutkowski’s injury. Marrick analogizes the facts of this case to Peterson,
supra, 258 Md. 9. As we shall explain, Peterson is readily distinguishable from the instant
appeal.
In Peterson, a child died after an exterior wall collapsed. 15 Id. at 11. The decedent’s
mother brought suit against the current owner and previous owner of the property at which
the accident occurred. Id. at 12. At trial, evidence was presented that the wall had not been
constructed in conformance with the relevant building code in that it “had no steel
reinforcing rods, no but[t]resses or pilasters, and no subsurface footing.” Id. at 14. No
evidence was presented, however, as to the cause of the wall’s collapse. Id. at 15.
The Court of Appeals held that the decedent’s mother had presented sufficient
evidence that the wall was negligently constructed and that the child’s death was the result
of the collapse of the wall, but the Court “f[ou]nd to be a fatal defect” the “lack of any
evidence casually linking defendants’ negligence to the injury suffered.” Id. The
plaintiff’s expert witness presented evidence as to the wall’s negligent construction, but
“did not give his opinion on what caused the wall to fall.” Id. at 18. The Court recognized
that “slight proof is all that is necessary” for the element of causation to be submitted to
the jury, but emphasized that “[t]o allow a jury of laymen to attempt to answer the question
15
The wall was built of masonry blocks and separated the rear yard from an alley.
23
of what caused the wall to fall four and a half years after its construction without any
evidence as a guide would permit the rankest kind of guesswork, speculation and
conjecture.” Id. at 21 (internal quotation and citation omitted) (emphasis supplied).
In this case, unlike in Peterson, the appellees presented evidence that the negligent
construction of the safety guardrail was a cause of the guardrail’s failure and Rutkowski’s
injury. The appellee’s home construction expert, Jeff Bayer, testified that the use of
finishing nails rather than screws to affix the guardrail to the building was “why [the
guardrail] failed.” Mr. Bayer explained that the use of the finishing nails as fasteners was
“the big problem with the railing.” In addition, the appellee’s engineering expert, Greg
Harrison, testified that the safety guardrail would not have been able to withstand 200
pounds of force, as required by the building code, on the day it was built. Dr. Harrison
estimated that the amount of weight Rutkowski would have pressed against the guardrail
when he leaned against it to shake out the kitchen floor mat was between thirty-five and
forty-five pounds. Furthermore, Dr. Harrison identified the place where finishing nails
were used as the point of failure for the guardrail. Indeed, Marrick’s engineering expert,
Brian Bramel, agreed that the place where finishing nails were used was the point at which
the guardrail failed. 16
This is not a case like Peterson, in which a jury was tasked with determining the
cause of an incident “without any evidence” presented as to causation. Id. at 21. In this
16
Bramel disagreed with Dr. Harrison’s opinion on other issues. Bramel testified
that, based upon his structural analysis, he had concluded that the guardrail was structurally
compliant with the housing code and constructed in a manner that would allow it to
withstand the requisite amount of weight.
24
case, the jury heard testimony from multiple witnesses as to the ways in which the safety
guardrail was improperly constructed and that the improper construction is what caused
the guardrail to fail.
As in Peterson, several years passed between construction and injury. Peterson,
however, does not stand for the principle that the passage of time alone is enough to
extinguish proximate cause. Id. at 20 (“Nothing we say in this opinion is meant to imply
that time or space alone will insulate a negligent wrongdoer from liability.”). See also
Gardenvillage, supra, 34 Md. App. at 35 (holding that there was “sufficient evidence . . .
to show that the collapse of the porch was a direct result of the defect in the concrete slab”
when the injury occurred six years after the defective construction). The appellees
presented ample evidence on the issue of causation before the trial court. We hold,
therefore, that the issue was properly submitted to the jury.
III.
Last, we address Marrick’s contention that it was entitled to judgment as a matter
of law because Rutkowski assumed the risk and/or was contributorily negligent when he
leaned his body against the safety guardrail without first examining the guardrail or testing
the integrity of the guardrail. In our view, the affirmative defenses of contributory
negligence and assumption of risk were properly submitted to the jury.
Contributory negligence and assumption of risk are two related, but distinct,
defenses to a primary negligence claim. Schroyer v. McNeal, 323 Md. 275, 280 (1991)
(“Assumption of the risk and contributory negligence are closely related and often
overlapping defenses.”). The Court of Appeals has explained that “‘[t]he distinction
25
between contributory negligence and voluntary assumption of the risk is often difficult to
draw in concrete cases, and under the law of this state usually without importance, but it
may be well to keep it in mind.’” Id. (quoting Warner v. Markoe, 171 Md. 351, 359
(1937)). The Court continued:
“Contributory negligence, of course, means negligence which
contributes to cause a particular accident which occurs, while
assumption of risk of accident means voluntary incurring that
of an accident which may not occur, and which the person
assuming the risk may be careful to avoid after starting.
Contributory negligence defeats recovery because it is a
proximate cause of the accident which happens, but
assumption of the risk defeats recovery because it is a previous
abandonment of the right to complain if an accident occurs.”
Schroyer, supra, 323 Md. at 281 (quoting Warner, supra, 171 Md. at 359-60). The Court
explained that regardless of “[w]hether [the two defenses] overlap or not, the critical
distinction between contributory negligence and assumption of the risk is that, in the latter,
by virtue of the plaintiff’s voluntary actions, any duty the defendant owed the plaintiff to
act reasonably for the plaintiff’s safety is superseded by the plaintiff’s willingness to take
a chance.” Id. at 282. Assumption of risk does not require proof of negligence by the
plaintiff, but only that the plaintiff “be aware of the risk, which he or she then voluntarily
undertakes.” Id.at 283.
Marrick asserts that Rutkowski assumed the risk of his injuries because he
acknowledged in his testimony that he appreciated at the time of the incident that he could
be injured if the guardrail failed. Marrick presented no evidence, however, to show that
Rutkowski had any reason to believe that the guardrail was likely to fail. Marrick’s logic
would suggest that an individual who knew that he could be injured if a stairway were to
26
collapse beneath him would assume the risk of injury by walking on the stairway regardless
of whether there was any reason to believe the stairway was dangerous. Marrick’s position
that this amount of knowledge on Rutkowski’s part entitles Marrick to judgment as a matter
of law would require us to adopt an illogical extension of the assumption of risk doctrine.
Assumption of risk “‘rests upon an intentional and voluntary exposure to a known danger,
and therefore, consent on the part of the plaintiff to relieve the defendant of an obligation
of conduct toward him and to take his chances from harm from a particular risk.’” Crews v.
Hollenbach, 358 Md. 627, 640-41 (quoting Rogers v. Frush, 257 Md. 233, 243 (1970)).
For the assumption of risk doctrine to bar recovery, a plaintiff must voluntarily expose him
or herself to a known danger, not a foreseeable consequence of an unknown danger.
Rutkowski testified at trial that he had no reason to believe that the safety guardrail
would fail because he assumed that it was constructed properly. Furthermore, evidence
was adduced that the guardrail appeared sturdy and that trim concealed the use of finishing
nails. Whether a plaintiff had knowledge and appreciation of a particular risk is a
determination for the jury “unless the undisputed evidence and all permissible inferences
therefrom clearly establish that the risk of danger was fully known to and understood by
the plaintiff.” Thomas v. Panco Management of Maryland, LLC, 423 Md. 387 (2011)
(internal citation omitted). In this case, whether Rutkowski assumed the risk of his injuries
was properly submitted to the jury, and the circuit court properly denied Marrick’s motion
for judgment on this issue.
Similarly, we hold that whether Rutkowski was contributorily negligent was a jury
question. “Ordinarily, the question of whether the plaintiff has been contributorily
27
negligent is for the jury, not the judge, to decide.” Campbell v. Baltimore Gas & Elec. Co.,
95 Md. App. 86, 93 (1993). The Court of Appeals has explained that the contributory
negligence determination should only be taken from the jury in very narrow circumstances:
To justify the withdrawal of a case from the jury on the ground
of contributory negligence, the evidence must show some act
so decisively negligent as to leave no room for difference of
opinion thereon by reasonable minds . . . Where there is a
conflict of evidence as to material facts relied upon to establish
contributory negligence, or the act is of such a nature that
reasonable minds, after considering all the circumstances
surrounding the accident, may draw different conclusions as to
whether it constituted contributory negligence, it is not for the
court to determine its quality as a matter of law, but it is for the
jury to pass upon it.
Heffner v. Admiral Taxi Serv., 196 Md. 465, 473-74 (1950) (internal citations omitted).
In the circuit court, Marrick argued to the jury that a reasonable person would have
inspected the condition of a guardrail before leaning his or her weight against it. The
appellees countered that it was reasonable for Rutkowski to assume that the guardrail was
properly constructed and would support his weight. This determination is a classic jury
issue. Accordingly, we hold that the circuit court properly denied Marrick’s motion for
judgment as a matter of law with respect to contributory negligence. We, therefore, affirm
the judgment of the Circuit Court for Calvert County.
JUDGMENT OF THE CIRCUIT COURT FOR
CALVERT COUNTY AFFIRMED. COSTS TO BE
PAID BY APPELLANTS.
28