In re: A.B. , 230 Md. App. 528 ( 2016 )

REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
No. 2590
September Term, 2015
__________________________________
IN RE: A.B.
__________________________________
Meredith,
Leahy,
Albright, Anne K.
(Specially Assigned),
JJ.
_________________________________
Opinion by Albright, J.
_________________________________
Filed: October 28, 2016
Appellant, A.B., appeals from the restitution order of the Circuit Court for Charles
County, sitting as a juvenile court, entered after Appellant admitted involvement in a
second-degree assault that left the victim with a broken nose and jaw. Appellant presents
one question for our review:
Whether the trial court erred by failing to make any inquiry into Appellant’s
ability to pay the amount of restitution ordered?
Finding no error, we shall affirm the judgment of the circuit court.
FACTUAL BACKGROUND
On October 5, 2015, the State filed a ten-count juvenile petition alleging
Appellant’s involvement, along with two co-respondents, in the July 24, 2015, assault of
Justin M., then 20 years old, at the St. Charles Towne Center. On November 12, 2015,
pursuant to a plea agreement, Appellant admitted involvement in one count of second-
degree assault. Prior to Appellant’s plea, the State indicated that it would be seeking
restitution from Appellant and two co-respondents.
As a factual basis for Appellant’s plea, the parties agreed that Appellant and two
co-respondents “began to punch [Justin M.] repeatedly in a way that broke [Justin M.’s]
jaw and broke his nose. [Justin M.] was taken to George Washington Hospital, in D.C.,
and his jaw was wired shut, and there were many other health complications.” As part of
its temporary disposition, the court scheduled a restitution hearing for December 17,
2015.
At the restitution hearing, the State sought $19,470 in restitution for Justin M.’s
medical expenses and lost wages, with this amount to be divided among the three
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respondents. After receiving evidence regarding the particulars of this sum, the court
received testimony and argument from Appellant regarding his ability to pay.
Disposition was then scheduled for December 30, 2015.
On December 30, 2015, the court held a disposition hearing. After reviewing the
Social History Investigation and Recommendation (including an accompanying
Psychological Evaluation by Dr. Keith Hannan, Ph.D.) from the Department of Juvenile
Services, then confirming that neither side had any corrections to it, and then hearing
from the parties, the court placed Appellant on a period of indefinite probation and
ordered, among other things, that he pay $6,491.33 in restitution to Justin M. through the
Department of Juvenile Services. No specific time limit or payment schedule was
specified.
This timely appeal followed.
STANDARD OF REVIEW
Several standards govern our review of a juvenile court restitution order. Legal
conclusions invite de novo review. First-level findings of fact are reviewed for clear
error. And the decision to require restitution, as well as the amount, are reviewed for
abuse of discretion. See In re Don Mc., 344 Md. 194, 201(1996); In re Earl F., 208 Md.
App. 269, 275, 275 n.2 (2012); In re Delric H., 150 Md. App. 234, 240 (2003). Appellant
concedes, correctly, that the proper standard of review here is abuse of discretion.
DISCUSSION
Appellant contends that the trial court erred by failing to make any inquiry into
Appellant’s ability to pay the amount of restitution ordered. The State counters that
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Respondent did not preserve this argument and, in the alternative, that given the evidence
that was presented about Appellant’s ability to pay, the court’s restitution order did not
amount to an abuse of discretion. We will take up these arguments together.
Maryland’s restitution statute, Maryland Code (2001, 2016 Repl. Vol.), § 11-603 of
the Criminal Procedure Article, governs the payment of restitution in adult criminal and
juvenile delinquent cases. In pertinent part, it provides:
(a) Conditions for judgment of restitution - A court may enter a judgment of
restitution that orders a defendant or child respondent to make restitution in
addition to any other penalty for the commission of a crime or delinquent act, if:
(1) as a direct result of the crime or delinquent act, property of the victim was
stolen, damaged, destroyed, converted, or unlawfully obtained, or its value was
substantially decreased;
(2) as a direct result of the crime or delinquent act, the victim suffered:
(i) actual medical, dental, hospital, counseling, funeral, or burial
expenses or losses;
(ii) direct out-of-pocket loss;
(iii) loss of earnings; or
(iv) expenses incurred with rehabilitation;
(3) the victim incurred medical expenses that were paid by the Department of
Health and Mental Hygiene or any other governmental unit;
(4) a governmental unit incurred expenses in removing, towing, transporting,
preserving, storing, selling, or destroying an abandoned vehicle as defined in
§ 25-201 of the Transportation Article;
(5) the Criminal Injuries Compensation Board paid benefits to a victim; or
(6) the Department of Health and Mental Hygiene or other governmental unit paid
expenses incurred under Subtitle 1, Part II of this title.
(b) Right of victims to restitution - A victim is presumed to have a right to restitution
under subsection (a) of this section if:
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(1) the victim or the State requests restitution; and
(2) the court is presented with competent evidence of any item listed in subsection
(a) of this section.
§ 11-603; see also Md. Code (1996, 2016 Repl. Vol.) § 3-8A-28 of the Cts. & Jud. Proc.
Article (“[t]he court may enter a judgment of restitution against the parent of a child, the
child, or both as provided under Title 11, Subtitle 6 of the Criminal Procedure Article.”).
In ordering restitution, however, “. . . ‘a [juvenile] court’s concern that the victim be
fully compensated should not overshadow its primary duty to promote the rehabilitation
of the defendant.’” In re Earl F., 208 Md. App. 269, 276 (2012) (quoting In re Don Mc.,
344 Md. 194, 203 (1996)). Thus, where a juvenile respondent does not have the ability
to pay restitution, or there are extenuating circumstances that make payment of restitution
inappropriate, the juvenile court “need not” issue a judgment of restitution. See Md.
Code (2001, 2016 Repl. Vol.), § 11-605(a) of the Crim. Proc. Article. If the court refuses
to order restitution, “it shall state on the record the reasons.” See id. at § 11-605(c).1
Here, the trial court did not itself ask Appellant about his ability (or inability) to
pay restitution. But it did receive ample evidence on this topic. Thus, via answers to his
attorney’s questions, Appellant told the court his address, that he was 15 years old, that
he attended St. Charles High School, that he was not currently working, that he had never
been employed, that he owned no property or bank accounts, and had no money.
Through answers to the State’s questions on cross examination, Appellant added that he
1
By comparison, the statute requires no such findings when the trial court orders
restitution.
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lived with his aunt, grandmother, and little brother, that his aunt works, that his
grandmother does not, that his aunt and grandmother pay his bills (including electricity)
and for his food, and provide a roof over his head, and that they take care of him.
From the Social History and Investigation and Recommendation, the court learned
that Appellant is in ninth grade and that his age, 15, “makes it difficult for him to find
employment.” It also learned that Appellant has a supportive family and that he “is very
helpful around the home and completes his chores . . . .” It learned that Appellant spends
his free time playing video games, visiting with friends, and shopping. It also learned that
the gross family income of Appellant’s family is between $35,000 and $49,999, and that
the family receives $347 in food stamps. From Dr. Hannan, the court learned, among
other things, that Appellant has a reading disorder and earned grades ranging from A to
D. Nonetheless, Dr. Hannan observed that “[e]mployment is an age-appropriate
experience, which challenges teens and teaches them valuable life lessons. In addition to
this, it would help improve [Appellant’s] self-esteem and provide him an income.”
That the trial court did not itself conduct the inquiry that elicited this
evidence is of no consequence. Maryland Code (2001, 2016 Repl. Vol.), § 11-605 of the
Criminal Procedure Article does not mandate that the trial court itself elicit the evidence
it considers in determining whether to order restitution. The cases Appellant cites carry
no such requirement either.2 Thus, with this conclusion in hand, we need not decide
whether the assertion of error that prompted it was preserved.
2In Coles v. State, 290 Md. 296 (1981), for example, the Court had no occasion even to
examine the particulars of the restitution order because that issue was not properly before
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What we will examine, however, is whether Appellant properly preserved his claim
that the trial court failed to consider the evidence about his ability to pay. One wishing to
challenge a court’s restitution order based on inability to pay must lodge an appropriate
objection in the trial court. See Brecker v. State, 304 Md. 36, 39-42 (1985). Indeed,
Maryland Rule 8-131(a) provides, in pertinent part, “[o]rdinarily, the appellate court will
not decide any . . . issue unless it plainly appears by the record to have been raised in or
decided by the trial court, but the Court may decide such an issue if necessary or
desirable to guide the trial court or to avoid the expense and delay of another appeal.”
No technical form of objection is necessary. Maryland Rule 4-323(c) reminds that
“[f]or purposes of review by the trial court or on appeal of any [non-evidentiary] ruling or
order, it is sufficient that a party, at the time the ruling or order is made or sought, makes
known to the court the action that the party desires the court to take or the objection to the
action of the court. . . .”
The purpose of these rules is plain. They allow the trial court to resolve as
many issues as possible so as to avoid unnecessary appeals. Hall v. State, 119 Md. App.
377, 389-90 (1998).
the Court. Id. at 307. The Court explained, “[t]his Court, however, is not called upon here
to decide whether or to what extent the trial judge should have examined the (continued)
finances of Coles prior to imposing the restitutionary sentence.” In In Re Don Mc., 344
Md. 194 (1996), while the Court concluded that a child’s ability to pay is a “relevant
factor” when deciding whether to order restitution, it said nothing about who was to elicit
the evidence of the child’s ability to pay. Id. at 202-03. In In Re Levon A., 124 Md. App.
103 (1998), the Court reiterated the importance of ability to pay in ordering restitution
but did not require that the trial court be the one to elicit evidence regarding same. Id. at
145-47.
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In the instant case, to be sure, Appellant never said, either himself or through
counsel, that “he had no ability to pay restitution.” Nonetheless, he did voice concern
about the amount of restitution to be ordered vis-à-vis his income and his age.
Specifically, Appellant’s counsel argued:
And in terms of what is best for this client in terms of rehabilitation, I mean, I’m
sure you’re saying to yourself, well, she[3] should definitely pay something if, you
know, so he understands the consequences of his actions. He testified, I mean,
he’s a juvenile. He doesn’t have any sort of income. And, the question is, I mean,
it’s . . . at some point does having a very large restitution judgment start to
frustrate . . . .
****
I don’t have a number that would be appropriate exactly. I think . . . I mean, when
I was that age I could barely even contemplate even, you know, having ten
thousand dollars in my entire life, let alone, you know at fifteen and going on into
your late teens. But, I think, you know, when you were making your
determination, that is something you need to take in mind. . . .
(Emphasis added.) With these arguments, Appellant plainly asked the trial court to
consider Appellant’s lack of income, his age, and the size of the restitution amount
sought, all of which, taken together, amount to Appellant’s ability to pay. While
Appellant may not have used these exact words, his arguments were certainly sufficient
to alert the trial court to, and thus preserve, the issue.
With regard to whether the trial court properly considered Appellant’s
ability to pay, the record below shows that the trial court was well aware of the applicable
legal standards. Thus, during the December 17, 2015, restitution hearing, the trial court
read from Robey v. State, 397 Md. 449, 459 (2007), wherein the Court reiterated the
3
We assume this is a transcription error in that Appellant is male.
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rehabilitative role of restitution in the juvenile justice system. Prior to imposing its
December 30, 2015 disposition, the trial court reiterated:
[Respondent’s Counsel] is correct in that the purpose I’m told, the law says for
these proceeds is to figure out a way to rehabilitate [the Respondent]. It’s not to
figure out a way, primarily, to unfortunately, make [Justin M.] feel better, or for
people to say that’ll teach him a lesson, or, you know, that’s what you get.
Finally, in light of the evidence regarding Appellant’s ability to pay, we
cannot conclude that the restitution award was so “well removed from any center mark
imagined by the reviewing court and beyond the fringe of what the court deems
minimally acceptable” as to be an abuse of discretion. See North v. North, 102 Md. App.
1, 14 (1994). Appellant, a 15-year-old ninth grader, had five and a half years to fulfill the
restitution obligation. See Md. Code (1974, 2016 Repl. Vol.), § 3-8A-07(a) of the Cts. &
Jud. Proc. Article (jurisdiction of juvenile court is until the respondent turns 21 years of
age unless terminated sooner). Based on the record as a whole, as discussed above, the
trial court was well within its discretion in ordering that Appellant pay one-third of Justin
M.’s losses.
RESTITUTION ORDER OF THE
CIRCUIT COURT FOR CHARLES
COUNTY AFFIRMED. COSTS TO BE
PAID BY APPELLANT.
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