Varriale v. State , 218 Md. App. 47 ( 2014 )

REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
No. 1261
September Term, 2013
GEORGE VARRIALE
v.
STATE OF MARYLAND
Zarnoch,
Hotten,
Arthur,
JJ.
Opinion by Arthur, J.
Filed: July 30, 2014
The State charged George Varriale, appellant, with two counts of second-degree
burglary, theft over $1,000, and malicious destruction of property, in connection with a
2008 burglary in Glen Burnie, Maryland. The charges were based solely on DNA
evidence from a sample that Varriale had voluntarily given in an earlier, successful effort
to clear himself of unrelated rape charges.
In pre-trial proceedings in the burglary prosecution, Varriale moved to suppress
the DNA evidence. The trial court held a hearing on Varriale’s motion to suppress and,
ultimately, denied the motion. Thereafter, Varriale entered a conditional guilty plea to
burglary in the second degree.
The circuit court sentenced Varriale to four years of imprisonment, with the
entirety of the sentence suspended, except for time served. The circuit court also placed
Varriale on probation for two years. The State entered a nolle prosequi for the remaining
counts of the indictment. This timely appeal followed.
Q UESTIONS P RESENTED
Varriale presents the following questions for our review:
I. Whether the County exceeded the bounds of
appellant’s consent, thereby rendering its retention and
use of his DNA after he was cleared of suspicion, an
unreasonable search and seizure?
II. Whether the Maryland DNA Collection Act permits
the retention of the DNA of an individual cleared of
suspicion in a state or local DNA databank?
For the reasons that follow, we answer no to the first question and yes to the
second question, and we affirm the judgment of the circuit court.
F ACTUAL AND P ROCEDURAL H ISTORY
This case involves a homeless man who voluntarily provided DNA samples to the
police in order to eliminate himself as a suspect in an alleged rape. Although the DNA
sample cleared him of the alleged rape, it disclosed his involvement in an unrelated
burglary that took place a few years earlier.
On July 10, 2012, Detective David Wood of the Anne Arundel County Police
Department encountered Varriale in a tent in a wooded area behind a liquor store off
Crain Highway while the detective was looking for a suspect in an alleged rape.
Detective Wood identified himself to Varriale, explained why he was in the area, and
asked Varriale if he would sign a form consenting to be searched. The consent form,
which states that it is in “Case #12-725920,” provides as follows:
I, George Varriale, do hereby consent to a search of my person for
the purpose of furnishing evidence relating to one or more of the following:
Hair Blood Saliva Fibers Penile Swabs
Pubic Hair Combings Marks or Injuries Fingerprints
Photographs
I know that I do not have to consent to a search of my person.
I realize that if I do consent to a body search, that any evidence
found to be involved in this investigation, being conducted by the Anne
Arundel County Police Department can be used in any future criminal
prosecution.
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This written consent to search my body is being given by me, George
Varriale, to Det. Wood #1371 and any member of the Anne Arundel County
Police Dept. and/or medical personnel, voluntarily, without threat or
promise of any kind. I am not under the influence of any intoxicating
beverage or drug, which would affect my judgment in consenting.1
The words “saliva” and “penile swabs” were circled on the form to denote the
evidence that Varriale consented to furnish.
Varriale and Detective Wood signed the form, which was dated July 10, 2012.
Shortly thereafter, the police collected a sample of Varriale’s saliva and a swab of his
penis.
Detective Wood did not arrest Varriale or contact him again after that day. The
detective did, however, submit the evidence collected from Varriale to the Anne Arundel
County crime laboratory for serological and DNA analysis.
Five months later, Ashley Hayes, a forensic DNA analyst at the Anne Arundel
County Police Department Crime Laboratory, reported to Detective Wood that a partial
DNA profile collected from the alleged rape victim excluded Varriale. Additionally, Ms.
Hayes stated that she could not draw a conclusion from a partial DNA profile that was
obtained from the swabs of Varriale’s penis.2
1
[The underlined portions of the document were completed by hand. The rest of
the document is a pre-printed form.]
2
A DNA “profile” is not the same thing as the DNA “sample” that was obtained
from Varriale’s saliva or from the penile swabs. The DNA profile is a list of unique
identifying numbers that are derived from the DNA sample. The profile itself, however,
neither contains nor reveals any genetic information about Varriale, other than his sex.
(continued...)
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Without consulting with Detective Wood or informing Varriale, Ms. Hayes
uploaded Varriale’s DNA profile into the “suspect index” of the County and state DNA
databanks. In doing so, Ms. Hayes performed an automatic search of the County
databank that compared the DNA profiles of known persons to DNA profiles developed
from crime scene evidence. A few days later, Ms. Hayes generated a report that a match
had been established between Varriale’s DNA profile and a DNA profile associated with
the burglary that is the subject of this case: the police had created that profile from a DNA
sample that they took from a Coke can at the scene of the burglary.
As stated above, Varriale was subsequently charged with the burglary based on the
DNA evidence, and the suppression court denied Varriale’s motion to suppress this
evidence.
D ISCUSSION
I.
Varriale first argues that by retaining and analyzing his DNA after they had
2
(...continued)
The numbers in the profile are found by taking measurements of 13 non-coding pairs of
genes (or “alleles”) on the DNA strands in Varriale’s cells. The 13 alleles are described
as “non-coding” or as “junk foci,” in that they appear to have no impact on any of the
measurable or observable characteristics of the human organism. See generally
Williamson v. State, 413 Md. 521, 542-43 (2010); State v. Raines, 383 Md. 1, 45 (2004)
(Raker, J., concurring); Raynor v. State, 201 Md. App. 209, 219-21 (2011), cert. granted,
428 Md. 543 (2012). These junk foci or non-coding alleles, “while useful and even
dispositive for purposes like identity, do[] not show more far-reaching and complex
characteristics like genetic traits.” Maryland v. King, 569 U.S. ___, ___, 133 S. Ct. 1958,
1967 (2013).
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eliminated him as a suspect in the alleged rape, the Anne Arundel County police
conducted an unreasonable, warrantless search in violation of the Fourth Amendment of
the United States Constitution. Specifically, Varriale contends that the police exceeded
the scope of his consent to a search, which he says was limited to the use of his DNA in
the rape investigation alone. While we agree that Varriale may not have unambiguously
consented to the use of his DNA outside of the rape investigation, we reject his Fourth
Amendment challenge, because the State had no obligation to obtain a warrant before
reexamining the DNA sample that it had lawfully obtained.
“When we review a trial court’s grant or denial of a motion to suppress evidence
alleged to have been seized in contravention of the Fourth Amendment, we view the
evidence adduced at the suppression hearing, and the inferences fairly deducible
therefrom, in the light most favorable to the party that prevailed on the motion.”
Williamson v. State, 413 Md. 521, 531-32 (2010). Nonetheless, we conduct a de novo
review of the “ultimate question of constitutionality.” Id. at 532.
The Fourth Amendment prohibits “unreasonable searches and seizures.” U.S.
C ONST. amend IV. Because Varriale does not complain of an unconstitutional seizure, we
shall focus solely on whether he was subjected to an unconstitutional search.
“A search occurs when an expectation of privacy that society is prepared to
recognize as reasonable is infringed.” United States v. Jacobsen, 466 U.S. 109, 113
(1984). It is obvious that a person has a reasonable expectation of privacy in the physical
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integrity of his or her body. See, e.g., Maryland v. King, 569 U.S. ___, ___, 133 S. Ct.
1958, 1969 (2013). It is equally obvious that, when the police collected a sample of
Varriale’s saliva and a swab of his penis, they engaged in a search. Id.A search, however, does not violate the Fourth Amendment if a person consents to
it. See, e.g., Schneckloth v. Bustamonte, 412 U.S. 218, 219 (1973). Here, Varriale signed
a form consenting to provide a sample of his saliva and a swab of his penis to police.
Although consent must be voluntary in order to be valid, see in re Anthony F., 293
Md. 146, 152 (1982), Varriale does not argue that he was coerced into signing the consent
form. Nor does he dispute that he consented to providing his DNA to police. Rather, he
contends that the scope of his consent was limited to the initial rationale for the gathering
of his DNA: the police’s investigation into the alleged rape.
We agree that the consent form is not a model of clarity. While the form states
that Varriale’s DNA “can be used in any future criminal prosecution,” the form does not
clearly specify whether the State may use the DNA only in a “criminal prosecution” for
the alleged rape that the police were actually investigating, as opposed to some other
“criminal prosecution” that is entirely unrelated to the alleged rape. Because we must
construe this ambiguity against the State as the drafter, we conclude that the consent form
does not contain Varriale’s consent to the use of his DNA in criminal prosecutions that
are unrelated to the alleged rape.
Nevertheless, if the State lawfully obtains a DNA sample, the retention and
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subsequent examination of the sample ordinarily does not itself amount to a search. See
Maryland v. King, 569 U.S. at ___, 133 S. Ct. at 1979; Williamson, 413 Md. at 547;
Raynor, 201 Md. App. at 213-16; Wilson v. State, 132 Md. App. 510, 550 (2000). Thus,
for example, the Court of Appeals has held that when the State lawfully obtained a paper
cup that the defendant had discarded, it had no obligation to obtain a warrant before
extracting a DNA sample from the saliva on the cup. Williamson, 413 Md. at 547.
Similarly, this Court has held that when the State lawfully obtained the defendant’s blood
sample in one criminal investigation, it had no obligation to obtain a warrant before
extracting a DNA sample from the blood in a subsequent investigation. Wilson, 132 Md.
App. at 550. As the Wilson Court explained, the re-examination of the validly-obtained
sample was no more of a search, for Fourth Amendment purposes, than is the re-
examination of validly-obtained fingerprints. See id.3
For that reason, the ambiguity in the consent form is ultimately immaterial. Even
3
Many other states have also held that the Fourth Amendment does not bar the
police from using lawfully-obtained DNA samples in unrelated criminal investigations.
See Washington v. State, 653 So. 2d 362, 364 (Fla. 1994); Pace v. State, 524 S.E.2d 490,
498 (Ga. 1999); State v. Hauge, 79 P.3d 131, 145 (Haw. 2003); Smith v. State, 744
N.E.2d 437, 439 (Ind. 2001); Commonwealth v. Gaynor, 820 N.E.2d 233, 243 (Mass.
2005); State v. Bowman, 337 S.W.3d 679, 685 (Mo. 2011); State v. Notti, 71 P.3d 1233,
1238 (Mont. 2003); Herman v. State, 128 P.3d 469, 473 (Nev. 2006), overruled in part on
other grounds, Nunnery v. State, 263 P.3d 235 (Nev. 2011); People v. Baylor, 118 Cal.
Rptr. 2d 518, 521 (Cal. Ct. App. 2002); People v. Collins, 250 P.3d 668, 674 (Colo. Ct.
App. 2010); State v. Barkley, 551 S.E.2d 131, 135 (N.C. Ct. App. 2001); People v. King,
232 A.D.2d 111, 117 (N.Y. App. Div. 1997); State v. McCord, 562 S.E.2d 689, 693 (S.C.
Ct. App. 2002); Pharr v. Commonwealth, 646 S.E.2d 453, 458 (Va. Ct. App. 2007).
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if Varriale did not unambiguously consent to the use of his DNA in criminal prosecutions
that are unrelated to the alleged rape, he unquestionably consented to the taking of a DNA
sample at least for the purpose of the rape investigation itself. Furthermore, once the
State had validly obtained the sample, as it did when Varriale consented to the taking of
the sample in connection to the rape investigation, it had no obligation to obtain a warrant
before using the sample in a subsequent investigation. Williamson, 413 Md. at 547;
Wilson, 132 Md. App. at 550. Accordingly, we reject Varriale’s Fourth Amendment
challenge to the use of his DNA sample.
II.
Varriale next argues that Maryland’s DNA Collection Act does not permit the
retention of a person’s DNA if he or she has been cleared of suspicion in the investigation
in which the sample was obtained. We review Varriale’s argument under the same
standards that we articulated above.
Varriale predicates his argument on Md. Code (2003, Repl. Vol. 2011) § 2-511(c)
of the Public Safety Article. In pertinent part, that statute provides that “any DNA
samples and records generated as part of a criminal investigation or prosecution shall be
destroyed or expunged automatically from the State DNA database if: (i) a criminal action
begun against the individual relating to the crime does not result in a conviction of the
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individual . . . .” 4
4
In full, § 2-511(c) provides as follows:
(a) (1) Except as provided in paragraph (2) of this subsection, any DNA
samples and records generated as part of a criminal investigation or prosecution
shall be destroyed or expunged automatically from the State DNA data base if:
(i) a criminal action begun against the individual relating to the
crime does not result in a conviction of the individual;
(ii) the conviction is finally reversed or vacated and no new trial is
permitted; or
(iii) the individual is granted an unconditional pardon.
(2) A DNA sample or DNA record may not be destroyed or
expunged automatically from the State DNA data base if the criminal action is put
on the stet docket or the individual receives probation before judgment.
(b) If the DNA sample or DNA record was obtained or generated only in
connection with a case in which eligibility for expungement has been established,
the DNA sample shall be destroyed and the DNA record shall be expunged.
(c) Any DNA record expunged in accordance with this section shall be
expunged from every data base into which it has been entered, including local,
State, and federal data bases.
(d) An expungement or destruction of sample under this section shall
occur within 60 days of an event listed in subsection (a) of this section.
(e) A letter documenting expungement of the DNA record and destruction
of the DNA sample shall be sent by the Director to the defendant and the
defendant’s attorney at the address specified by the court in the order of
expungement.
(f) A record or sample that qualifies for expungement or destruction under
this section and is matched concurrent with or subsequent to the date of
(continued...)
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When we interpret statutes, we begin by examining the “normal, plain meaning of
the language of the statute.” Doe v. Montgomery Cnty. Bd. of Elections, 406 Md. 697,
712 (2008). Parsing the words of this particular statute, it appears that two requirements
must be met to trigger the expungement of the DNA records: (1) a “criminal action” must
have begun against a person, and (2) the person must not have been convicted of the
crime with which he or she was charged. Here, Varriale certainly met the second
criterion, as he was never convicted of the alleged rape; he did not, however, meet the
first, as the State never began a “criminal action” against him as a result of the rape
investigation.
While the Act does not define the term “criminal action,” a common definition of
the term envisions a formal proceeding in which a person has been charged with a crime.
See Ballentine’s Law Dictionary, 3d Ed. (2010) (defining criminal action as “an action by
the sovereign . . . against one charged with the commission of a criminal act, for the
enforcement of the penalty or punishment prescribed by law”). Varriale, however, was
4
(...continued)
qualification for expungement:
(1) may not be utilized for a determination of probable cause
regardless of whether it is expunged or destroyed timely; and
(2) is not admissible in any proceeding for any purpose.
(g) The Director shall adopt procedures to comply with this section.
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never charged with the alleged rape nor arrested for it. Thus, it appears that he does not
meet the criteria that triggers the expungement required by this Act.
Indeed, if we interpreted the term “criminal action” to cover a mere criminal
investigation, as Varriale suggests we should, then it is unclear when the actual
expungement would have to occur. Md. Code (2003, Repl. Vol. 2011) § 2-511(d) of the
Public Safety Article dictates that expungement “shall occur within 60 days” of when a
“criminal action begun against the individual relating to the crime does not result in a
conviction of the individual.” Id. § 2-511(a). If, however, an investigation never leads to
formal criminal charges, it would be challenging to ascertain precisely when a conviction
failed to occur and thus when the 60-day period would begin to run. The administrative
difficulty in ascertaining the answer to that question strongly suggests the term “criminal
action,” in § 2-511(d), cannot mean a mere criminal investigation, but must instead mean
the initiation of formal criminal charges. Thus, because Varriale did not face formal
criminal charges as a result of the investigation in which he consented to the taking of his
DNA sample, he cannot claim the benefit of the expungement provisions of § 2-511(d).
While it may seem anomalous that a volunteer like Varriale would have fewer
statutory protections than someone who had been charged with or even convicted of a
serious criminal offense, the anomaly is a result of the history and structure of the DNA
Collection Act itself. When it was initially enacted in 1994, the Act authorized the
collection, retention, and (in some cases) expungement of DNA only from persons who
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had been convicted of felonies or of other enumerated crimes. See State v. Raines, 383
Md. 1, 10-12 (2004). In 2008, the General Assembly amended the Act to extend its
provisions, including the expungement provisions, to persons who had been charged with
a crime of violence, an attempt to commit a crime of violence, burglary, or an attempt to
commit a burglary. Md. Code (2003, Repl. Vol. 2011) § 2-511(d) of the Public Safety
Article. The General Assembly, however, has yet to extend the expungement provisions
to persons like Varriale, who voluntarily consent to the taking of a DNA sample. Indeed,
in 2013 the General Assembly considered, but failed to pass, a bill that would have
effectively prohibited a governmental unit from storing DNA samples from persons who,
like Varriale, had voluntarily given a sample. See H.B. 1523 (2013 Session). This
legislative history confirms that the DNA Collection Act applies only to persons who
have given DNA samples after being charged with or convicted of certain enumerated
crimes; it does not apply to Varriale.
We arrive at the same conclusion by reading the Act as a whole, as we are required
to do. See, e.g., Howell v. State, 278 Md. 389, 392 (1976). For example, § 2-504(b) of
the Act dictates the places where a DNA sample “shall be collected”:
(1) at the time the individual is charged, at a facility specified by the
Secretary [of State Police];
(2) at the correctional facility where the individual is confined, if the individual is
confined in a correctional facility on or after October 1, 2003, or is sentenced to a
term of imprisonment on or after October 1, 2003;
(3) at a facility specified by the Director [of the State Crime Laboratory], if the
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individual is on probation or is not sentenced to a term of imprisonment; or
(4) at a suitable location in a circuit court following the imposition of sentence.
Md. Code (2003, Repl. Vol. 2011) § 2-511(d) of the Public Safety Article.
All of these are places where a person would be found only if he or she had been
“charged” with an offense, “confined” for committing an offense, “on probation” for
committing an offense, or awaiting “the imposition of sentence.” This language,
therefore, also confirms that the DNA Collection Act applies only to persons who have
given DNA samples after being charged with or convicted of certain enumerated crimes;
it does not apply to persons like Varriale, who voluntarily give a DNA sample without
having been charged with or convicted of any crime.
Furthermore, we must give “considerable weight” to an administrative agency’s
interpretation and application of the statute that the agency administers. Bowen v. City of
Annapolis, 402 Md. 587, 612 (2007). Here, the Maryland Department of State Police, in
promulgating regulations under the statute, made them applicable only to persons who
have been “arrested and charged or convicted, or both,” of various specified crimes.
COMAR 29.05.01.02.A(1). We defer to the agency’s deliberate and well-publicized
interpretation that the statutory protections do not extend to persons in Varriale’s position.
Varriale advances a number of policy arguments in favor of his interpretation of
the DNA Collection Act. Most notably, Varriale argues that it makes little sense to
require the expungement of DNA samples from persons who have been charged with and
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even convicted of serious crimes, but not to require the expungement of samples from
persons who voluntarily cooperated with a police investigation and were charged with no
crimes at all. In particular, he argues that citizens might be deterred from cooperating
with the police if the State and its instrumentalities can upload, store, and analyze their
DNA samples in perpetuity. We think that these arguments, as sensible as they are, are
better directed to the General Assembly. We cannot torture the plain language of the
statute to reach a conclusion that the language itself simply does not allow.
In summary, finding neither a Fourth Amendment violation nor a DNA Collection
Act violation, we conclude that the trial court did not err when it refused to suppress
Varriale’s DNA evidence. We affirm.
JUDGMENT OF THE
CIRCUIT COURT FOR ANNE
ARUNDEL COUNTY
AFFIRMED. COSTS TO BE
PAID BY APPELLANT.
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