State of Maine v. Harvey Austin Jr. ( 2016 )

MAINE SUPREME JUDICIAL COURT Reporter of Decisions
Decision: 2016 ME 14
Docket: Som-14-374
Argued: October 7, 2015
Decided: January 19, 2016
Panel: SAUFLEY, C.J., and ALEXANDER, MEAD, GORMAN, HJELM, and HUMPHREY, JJ.
STATE OF MAINE
v.
HARVEY AUSTIN JR.
MEAD, J.
[¶1] Harvey Austin Jr. appeals from a judgment of conviction of abuse of
property for failing to label an observation stand (Class E), 12 M.R.S.
§ 10652(1)(B)(2) (2014), entered in the trial court (Somerset County, Mullen, J.)
following a bench trial. Austin contends that when he purchased his hunting
license he was given a magazine summarizing Maine hunting laws and rules,
endorsed by the Maine Department of Inland Fisheries and Wildlife (IF&W), that
misstated the law concerning tree stands, and for that reason the State was
equitably estopped from prosecuting him.1 We affirm the judgment.
1
Austin also contends that his conviction violated his constitutional right to due process, and that he
proved the affirmative defense of ignorance or mistake provided by 17-A M.R.S. § 36(4)(B)(4) (2014).
Because we reject his foundational assertion that the IF&W publication misstated the law, we do not
discuss those arguments further.
2
I. BACKGROUND
[¶2] On January 21, 2014, two Maine game wardens summonsed Austin for
failing to label a tree stand pursuant to 12 M.R.S. § 10652(1)(B)(2), which
provides:
A person may not while hunting any wild animal or wild bird:
....
(2) Except as provided in this paragraph, erect or use either a portable
or permanent ladder or observation stand on the land of another
person unless:
(a) That person has obtained oral or written authorization to
erect and use a ladder or observation stand from the landowner
or the landowner’s representative; and
(b) The ladder or observation stand is plainly labeled with a
2-inch by 4-inch tag identifying the name and address of the
person or persons authorized by the landowner to use the stand
or observation ladder.
[¶3] The matter went to a bench trial on August 28, 2014. At trial, the State
presented testimony from the wardens that in early November 2013, they
investigated a tip they had received from Operation Game Thief concerning a deer
stand and bait pile. They discovered what one of them described as a “fully
erected,” “definitely finished” dual-seat tree stand lashed to a tree, some
camouflage netting on the stand, a bait pile consisting of apples and corn kernels,
and a game camera overlooking the pile. In defending the charge at trial, Austin
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admitted that the tree stand was not labeled, but he told the court the same thing he
had told the wardens during their investigation—that he had not finished the stand
and had “never used [it] for a split second.”
[¶4] In addition to his claim that the stand had not been completed, Austin
rested his defense on his assertion that he relied upon a magazine-type publication
that he testified he received when he obtained his hunting license. The publication,
which was admitted in evidence, is entitled “Maine Hunting & Trapping,” and it
bears the IF&W logo on its cover, along with the statement, “The Official 2013-14
State of Maine Hunting & Trapping Laws and Rules.” One of the first pages of the
publication contains messages from the Governor and the IF&W Commissioner,
along with their photographs and the IF&W logo. Austin referred to a highlighted
box in the publication captioned “Observation Stands,” which states in part:
(10652, Subsection 1-B-1, 2) It is unlawful to insert any metallic or
ceramic object into a tree on land of another for the purpose of
erecting a ladder or observation stand, unless you have permission
from the landowner. You must obtain verbal or written permission of
the landowner (or representative) to erect and use a portable or
permanent ladder or observation stand and the ladder or observation
stand must be plainly labeled with a 2-inch by 4-inch tag identifying
the name and address of the person or persons authorized by the
landowner to use the observation stand or ladder.
Austin argued that the publication required that he “erect and use” (emphasis
added) the stand before he was required to label it, and under that reading he was
not guilty of the crime charged.
4
[¶5] The court, finding that the stand was “clearly erected,”2 noted the
distinction between the use of “erect or use” in the first clause of 12 M.R.S.
§ 10652(1)(B)(2), and the publication’s use of “erect and use,” and was troubled by
what it perceived to be an error in the publication:
COURT: It is undisputed that a document apparently put out by the
Fish and Game Administration says—well it’s an incorrect statement
of the law. . . . [It’s] clearly misleading.
[STATE’S ATTORNEY]: It is.
....
COURT: [I]t’s extremely troubling to me that the Agency puts out a
document which I understand everyone gets when they get a license—
which just plain out misstates the law. . . . [I]t would be nice to have
their publications consistent with what the law is, but I think
Mr. Austin’s defense in his own mind is that the tree stand wasn’t
finished. And that’s a losing argument for me. . . . There was
testimony which I found probative that it could have been used.
[¶6] Notwithstanding its misgivings, the court found that Austin’s failure to
label the stand was based on his assertion that it was unfinished and not on any
misinformation in the magazine. It also held that the language of the statute was
controlling and found Austin guilty, saying, “I don’t consider that [publication] a
law book. I consider it [to be] what it says it is, it’s a magazine. But it clearly
misstates the law.” Taking the circumstances into account, the court imposed a
$100 fine and suspended all of it, along with the surcharges. Austin appealed.
2
On appeal, Austin has abandoned his assertion that the stand was unfinished.
5
II. DISCUSSION
[¶7] The court’s concern was predicated, as are the parties’ arguments here,
on an assumption that the publication misstated the law, but a close reading of the
statute compared with the publication demonstrates no misstatement or erroneous
recitation of the law. The court and the parties focused on the first clause of
section 10652(1)(B)(2), which states that a hunter may not “erect or use”
(emphasis added) a tree stand on another’s land unless two conditions are met.
Those conditions are (1) “[t]hat person has obtained oral or written authorization to
erect and use a ladder or observation stand from the landowner or the landowner’s
representative,” and (2) the stand is properly labeled. 12 M.R.S.
§ 10652(1)(B)(2)(a)-(b) (emphasis added). The publication accurately states the
two conditions: “You must obtain verbal or written permission of the landowner
(or representative) to erect and use a portable or permanent ladder or observation
stand and the ladder or observation stand must be plainly labeled . . . .”
[¶8] The introductory clause that caused confusion does no more than state
that both conditions must be met before erecting a tree stand, regardless of whether
it is actually used or not. Austin had the legal duty to (1) procure the permission of
the landowner to erect and use the tree stand before starting the installation of the
stand, which he did; and (2) label the stand, which he did not do. It is the
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conditions themselves that are the key provisions of the law, and the publication’s
recitation of those provisions was entirely accurate.3
[¶9] Having reached that conclusion, we turn to Austin’s equitable estoppel
argument, concerning which
[w]e have recognized that the doctrine of equitable estoppel may
prevent a governmental entity from discharging governmental
functions or asserting rights against a party who detrimentally relies
on statements or conduct of a governmental agency or official. To
prove equitable estoppel against a governmental entity, the party
asserting it must demonstrate that (1) the governmental official or
agency made misrepresentations, whether by misleading statements,
conduct, or silence, that induced the party to act; (2) the party relied
on the government’s misrepresentations to his or her detriment; and
(3) the party’s reliance was reasonable. When reviewing a defense of
equitable estoppel against a governmental entity, we consider the
totality of the circumstances, including the nature of the particular
governmental agency, the particular governmental function being
discharged, and any considerations of public policy arising from the
application of estoppel to the governmental function.
State v. Brown, 2014 ME 79, ¶ 14, 95 A.3d 82 (citations and quotation marks
omitted). It was Austin’s burden to produce “clear and satisfactory proof” to
support his claim of equitable estoppel, a doctrine that we apply “carefully and
3
At oral argument, Austin said, with some urgency, “The youth of today need to know that on some
level their government is honest and that their government is accountable, and certainly accountable for
its own mistakes. It is for this Court to send that message.” Although we agree with Austin’s assertion
that government must be accountable for its mistakes, no mistake is demonstrated in the record of this
matter. Contrary to the argument advanced in Austin’s filings, the opinion expressed by the State’s
attorney at trial concerning the accuracy of the publication does not foreclose our affirmance of the trial
court’s result, albeit in part on a different ground. See Sears, Roebuck & Co. v. State Tax Assessor,
2012 ME 110, ¶ 13, 52 A.3d 941 (affirming the judgment “under our alternative reasoning”; also
collecting cases affirming trial court orders on other grounds).
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sparingly. . . . particularly . . . when a party seeks to apply the doctrine against a
government agency.” Id. ¶ 15 (quotation marks omitted); see id. ¶ 20 (recognizing
that “compelling policy reasons discourage applying equitable estoppel to restrict
the government from undertaking its essential functions”).
[¶10] Here, as we have explained, Austin failed to prove that IF&W made
any misrepresentation in its publication; therefore he failed to satisfy the first
element of his claim. Furthermore, concerning the second and third elements,
which require that Austin prove his reliance on the allegedly incorrect statement,
the trial court found that Austin’s explanation for his actions was his claim that the
stand was unfinished, and that the alleged misrepresentation did not “induce[]
[Austin] to act.” Id. ¶ 14; see State v. Fletcher, 2015 ME 114, ¶ 12, 122 A.3d 966
(stating that the Law Court “review[s] any factual findings for clear error”). Thus,
Austin failed to prove any element of his equitable estoppel claim.
[¶11] Finally, in the absence of any misrepresentation by the State on which
Austin relied to his detriment, the trial court correctly determined that the single
source of controlling law was the statute duly enacted by the Legislature. It is a
fundamental American principle that we are governed by the rule of law, and that
all are presumed to know what the law is. See Raynes v. Dep’t of Corr.,
2010 ME 100, ¶ 17, 5 A.3d 1038 (stating that “persons are presumed to know the
law”); State v. Fox, 494 A.2d 177, 179 (Me. 1985) (same).
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The entry is:
Judgment affirmed.
On the briefs:
Lawrence P. Bloom, Esq., Bloom & Bloom, Skowhegan, for
appellant Harvey Austin Jr.
Maeghan Maloney, District Attorney, and Francis J. Griffin, Jr.,
Asst. Dist. Atty., Prosecutorial District IV, Augusta, for
appellee State of Maine
At oral argument:
Lawrence P. Bloom, Esq., for appellant Harvey Austin Jr.
Francis J. Griffin, Jr., Asst. Dist. Atty., for appellee State of
Maine
Somerset County Unified Criminal Docket docket number CR-2014-175
FOR CLERK REFERENCE ONLY