In re Children of Kacee S. , 2021 ME 36 ( 2021 )


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  • MAINE SUPREME JUDICIAL COURT                                       Reporter of Decisions
    Decision:    
    2021 ME 36
    Docket:      Ken-20-279
    Submitted
    On Briefs: May 19, 2021
    Decided:     July 8, 2021
    Panel:       MEAD, GORMAN, JABAR, HUMPHREY, HORTON, and CONNORS, JJ.
    IN RE CHILDREN OF KACEE S.
    HORTON, J.
    [¶1] Kacee S. appeals from a judgment of the District Court (Waterville,
    Dow, J.) terminating her parental rights to her four children and from an order
    of the court denying her motion for relief from the judgment, see M.R. Civ.
    P. 60(b). She contends that she received ineffective assistance of counsel at
    both the trial phase and the post-judgment phase of the case and that the trial
    court abused its discretion when it (1) denied the father’s motion to continue
    the termination of parental rights hearing despite the mother’s unexplained
    absence and (2) determined that termination of the mother’s parental rights
    was in the children’s best interests. We conclude that the mother has made a
    prima facie showing that she received ineffective assistance of counsel at the
    trial phase and post-judgment phase of the case, vacate the court’s denial of her
    2
    second motion for relief from the judgment, and remand for further
    proceedings on the motion consistent with this order.1
    I. BACKGROUND
    [¶2] The following facts and procedural history are drawn from the
    procedural record and the court’s findings after the contested termination
    hearing, all of which are supported by competent record evidence. See In re
    Child of Radience K., 
    2019 ME 73
    , ¶ 2, 
    208 A.3d 380
    .
    [¶3] The Department of Health and Human Services initiated this case in
    September 2019, when it filed its petition for a child protection order and
    preliminary protection order against the mother and father as to their four
    children.2      The court (Montgomery, J.) entered an order of preliminary
    protection that day, placing the children in the Department’s custody. The
    court next held a summary preliminary hearing. The mother appeared, waived
    1  Based on the present record, we disagree with the mother’s other contentions on appeal.
    Assuming, without deciding, that the mother has standing to appeal the denial of the father’s motion
    to continue the hearing, the court did not abuse its discretion in denying the motion, considering that
    the father was seeking a continuance of indefinite duration so that he could “prove himself.” See In
    re J.B., 
    2015 ME 25
    , ¶ 5, 
    112 A.3d 369
     (“We review a court’s decision to deny a motion to continue for
    abuse of discretion.”). Nor did the court clearly err in making any of its findings underlying its best
    interest determination. See In re B.C., 
    2012 ME 140
    , ¶ 11, 
    58 A.3d 1118
    . The court admitted several
    of the Department’s exhibits and heard testimony from the Department’s witnesses. The failure of
    the mother’s trial counsel to challenge the Department’s evidence or submit evidence on the mother’s
    behalf may bear on the mother’s ineffective assistance claim, but the record before us supports the
    trial court’s findings. See 
    id.
    The father consented to termination of his parental rights at the termination hearing and takes
    2
    no part in this appeal.
    3
    her right to the hearing, and consented to the entry of the preliminary order.
    The court (Stanfill, J.) held a jeopardy hearing at which the mother again
    appeared and agreed to the entry of a jeopardy order against her as to all four
    children. In June 2020, the Department filed a petition for termination of the
    mother’s and father’s parental rights. The mother was served in hand with
    notice pursuant to 22 M.R.S. § 4053 (2021) that the Department had filed the
    petition, but the notice did not contain the date of the termination hearing. The
    date and time of the hearing was set later by the court and was provided to the
    mother’s trial counsel.
    [¶4] On September 16, 2020, the court (Dow, J.) held a hearing on the
    Department’s termination petition. Although the mother had appeared at court
    for the two previous hearings in the case, she did not appear for the termination
    hearing. Trial counsel was also absent when the hearing began. The father—
    who, at the time, was incarcerated and scheduled to be released in three and a
    half months—and his counsel appeared on time. Initially, the father indicated
    that he was contesting the petition. However, after a colloquy with the court
    about his choice to contest or consent to termination, the father, through his
    counsel, requested a continuance so that he could “prove himself” after his
    4
    release from imprisonment. The Department and the guardian ad litem both
    objected to a continuance.
    [¶5] It was only then that the mother’s trial counsel came into the
    courtroom. He said that he was late because he thought the hearing had been
    continued. Although his client was absent and he plainly was not ready to
    proceed, he did not join in the father’s motion to continue nor did he make his
    own motion to continue or otherwise object to the hearing proceeding without
    his client. He told the court that he had notified his client of the hearing date
    but failed to point out that his client had appeared at both previous hearings.
    [¶6] The court denied the father’s motion to continue and declared a
    recess to enable the father to meet with his attorney and to decide whether to
    contest or consent to termination. After the recess, the father consented to the
    termination of his parental rights.
    [¶7]   The court then commenced an evidentiary hearing on the
    Department’s petition as to the mother. The Department’s only witnesses were
    the Department’s permanency caseworker assigned to the case and the
    guardian ad litem. Trial counsel’s cross-examination consisted of six questions
    to the caseworker and none to the guardian ad litem. After the Department
    rested, trial counsel presented no evidence on the mother’s behalf. However,
    5
    he did tell the court that he had sent a text to the mother that the hearing had
    begun and that the mother had not responded. At no time did trial counsel
    request that the record remain open for a limited time so that he could speak
    with his client and determine whether she had any evidence to present.
    [¶8] The court did not invite closing argument, and trial counsel did not
    request an opportunity to present it. Instead, the court stated on the record its
    findings by clear and convincing evidence that the Department had proved all
    four statutory criteria for parental unfitness. See 22 M.R.S. § 4055(1)(B)(2)(b)
    (2021). It next determined that termination of the mother’s parental rights was
    in the children’s best interests. See 22 M.R.S. § 4055(1)(B)(2)(a) (2021). The
    court entered a judgment terminating her parental rights as to the four
    children.   Because the termination of the mother’s parental rights was
    involuntary, a byproduct of the court’s judgment is that she will be subject to
    an “aggravating factor” in any future child protection proceeding involving her
    child. See 22 M.R.S. § 4002(1-B)(C) (2021); see also 22 M.R.S. §§ 4034(4),
    4036-B(3), 4041(2)(A-2)(1), 4052(2-A)(B) (2021).           The mother timely
    appealed from the judgment. See 22 M.R.S. § 4006 (2021); M.R. App. P. 2B(c)(1).
    [¶9] After filing the notice of appeal, trial counsel moved to withdraw
    from the case, and interim counsel was appointed to represent the mother.
    6
    Interim counsel filed a combined motion for relief from judgment, pursuant to
    M.R. Civ. P. 60(b), and to set aside default, pursuant to M.R. Civ. P 55(c).3
    Although the Rule 60(b) motion did not expressly assert a claim of ineffective
    assistance of counsel at the trial phase, it recited the same list of alleged
    shortcomings in trial counsel’s performance that the mother relies on in her
    ineffective assistance claim before us. However, the motion contained no
    supporting affidavit, meaning that even if it had expressly asserted an
    ineffective assistance claim, it was still facially deficient. See In re Tyrel L.,
    
    2017 ME 212
    , ¶ 10, 
    172 A.3d 916
    . The court denied the motion.
    [¶10] Interim counsel then moved for further findings of fact and
    conclusions of law on the court’s denial of the motion. See M.R. Civ. P. 52(b).4
    Before the court could rule on her Rule 52(b) motion, the mother filed a notice
    of appeal of the judgment denying her Rule 60(b) motion. See 22 M.R.S. § 4006.
    The court granted the Rule 52(b) motion, stating only that “the mother’s
    [Rule 60(b)] motion was denied for the reasons stated in the Department’s . . .
    Response.”
    3Because the mother had already appealed the judgment, interim counsel filed a motion here
    requesting that the appeal be stayed pending disposition of the combined motion. We granted the
    motion and proceedings resumed before the trial court.
    4The court did not take evidence in connection with its denial of the M.R. Civ. P. 60(b) motion, so
    the M.R. Civ. P. 52(b) motion was not appropriate.
    7
    [¶11] Next, interim counsel moved to withdraw. We granted interim
    counsel’s motion, appointed appellate counsel, and consolidated the appeal of
    the original termination judgment with the appeal of the denial of the
    Rule 60(b) motion. Appellate counsel filed in the trial court a second Rule 60(b)
    motion for relief from judgment. This motion expressly alleged ineffective
    assistance of trial counsel and added an ineffective assistance claim as to the
    mother’s interim counsel. It also included the required affidavit. See In re M.P.,
    
    2015 ME 138
    , ¶¶ 19, 21, 
    126 A.3d 718
    . Appellate counsel also asked that we
    enlarge the briefing period for the consolidated appeal. See M.R. App. P. 10(a).
    We permitted the trial court to act on the mother’s pending motion and directed
    that the appeal proceed thereafter. The trial court has subsequently denied the
    second motion as untimely in light of the deadline that we established in In re
    M.P., 
    2015 ME 138
    , ¶ 20, 
    126 A.3d 718
    .
    II. DISCUSSION
    A.    Availability of Review
    [¶12] The mother argues that she received ineffective assistance of
    counsel at both the trial and post-judgment phases of her case. Before we can
    address the mother’s claim with regard to either stage, we must determine
    whether it is properly before us. We have articulated a specific procedure by
    8
    which a parent can bring a claim of ineffective assistance of counsel in a
    termination case. 
    Id.
     ¶¶ 19-21 & n.5. If a parent wishes to make a claim of
    ineffective assistance without relying on evidence extrinsic to the trial court
    record, the parent may do so via an appeal directly from the termination
    judgment. In re Aliyah M., 
    2016 ME 106
    , ¶ 6, 
    144 A.2d 50
    . But “if the basis for
    the parent’s ineffectiveness challenge is not clear from the existing record . . . ,
    the parent must promptly move for relief from a judgment terminating his or
    her parental rights . . . .” 
    Id.
     (quotation marks omitted). In both circumstances,
    the parent “must execute and file an affidavit stating, with specificity, the basis
    for the claim.” Id. ¶ 7 (quotation marks omitted).
    [¶13] An affidavit filed on direct appeal “must not contain information
    that is extrinsic to the existing record.” Id. If a parent claims ineffective
    assistance through a Rule 60(b) motion for relief from judgment, the parent
    “must file an affidavit setting out the extrinsic information underlying the
    claim.” Id. ¶ 8. Such a motion allows the trial court to “make a prompt
    preliminary determination of whether to allow the parties to present additional
    testimony if a party makes such a request, and then to promptly decide the
    ineffectiveness claim based on a proper record.” Id.
    9
    [¶14] Here, the mother’s ineffective assistance claim relies on matters
    both within and outside the trial court record—what she labels as deficiencies
    in her trial counsel’s performance as revealed in the trial transcript, and also
    what she asserts are his out-of-court failures to counsel her, prepare for trial,
    and give her notice of the hearing date. However, her initial Rule 60(b) motion
    did not expressly assert an ineffectiveness claim, although it alleged the
    substantive elements of ineffective assistance. Moreover, the initial Rule 60(b)
    motion failed to include an affidavit. The mother has since corrected those
    deficiencies, but not within the time frames we have said must be observed. In
    In re M.P., we said that the parent should file the Rule 60(b) motion and affidavit
    asserting an ineffectiveness claim within twenty-one days after the expiration
    of the period for appealing the judgment. 
    2015 ME 138
    , ¶ 20, 
    126 A.3d 718
    . In
    other words, the mother’s first Rule 60(b) motion was timely but not in proper
    form, and her second was in proper form but not timely.
    [¶15] Because parents are entitled to due process, however, and because
    “[d]ue process is a flexible concept that we analyze in the context of the
    particular situation at hand,” Adoption by Jessica M., 
    2020 ME 118
    , ¶ 9,
    
    239 A.3d 633
     (quotation marks omitted), our decision in In re M.P. left open the
    possibility that, “in exceptional and unusual circumstances, a parent may move
    10
    for relief pursuant to M.R. Civ. P. 60(b)(6) outside of [the twenty-one-day]
    period.” 
    2015 ME 138
    , ¶ 20 n.4, 
    126 A.3d 718
    .
    [¶16] This case presents such exceptional and unusual circumstances. It
    would be a strange system of justice that allowed a parent’s claim of ineffective
    assistance of counsel regarding one attorney to be stymied because another
    attorney rendered ineffective assistance in asserting the claim. We implicitly
    recognized that point in In re Aliyah M., in which the appellant parent failed to
    submit an affidavit in connection with her ineffectiveness claim. 
    2016 ME 106
    ,
    ¶ 10, 
    144 A.3d 50
    . Despite her failure to present the claim properly, we went
    on to evaluate her counsel’s performance in detail, and we decided that “[e]ven
    if the mother had presented her claim of ineffective representation in a
    procedurally proper way, her contention would be unavailing.” Id. ¶ 11.
    [¶17]    In light of the extraordinary circumstances of this case, we
    conclude that the mother’s ineffectiveness claim is timely5 and properly before
    us for review and therefore turn to the question of whether she has made a
    5Key to our conclusion is the fact that the mother has moved expeditiously, albeit not always
    effectively, at every phase—her notice of appeal was timely, her first Rule 60(b) motion was timely
    but incomplete, and she took corrective action in the form of a revised motion without undue delay.
    Unlike the appellant in Aliyah M., who never presented an affidavit in support of her ineffectiveness
    claim, either in the trial court or on appeal, see 
    2016 ME 106
    , ¶ 10, 
    144 A.3d 50
    , the mother in this
    case has promptly cured her interim counsel’s defective motion by filing the required affidavit with
    her curative Rule 60(b) motion. Time is of the essence in child protection proceedings, and, had the
    mother failed to pursue her ineffectiveness claim with diligence and alacrity, we might well have
    come to a different conclusion.
    11
    prima facie showing of ineffective assistance so as to enable her claim to
    proceed to a hearing before the trial court.
    B.    Standard of Review
    [¶18] The right of parenthood is fundamental. Troxel v. Granville,
    
    530 U.S. 57
    , 65-66 (2000). The Due Process Clauses of the United States and
    Maine Constitutions, U.S. Const. amend. XIV; Me. Const. art. I, § 6-A, protect a
    parent’s “right to make decisions concerning the care, custody, and control of
    [his or] her children.” In re Children of Bethmarie R., 
    2018 ME 96
    , ¶ 23,
    
    189 A.3d 252
     (alteration omitted) (quotation marks omitted). Accordingly, the
    trial court must ensure that a parent facing termination of his or her parental
    rights has a “meaningful opportunity to be heard.” Adoption by Jessica M.,
    
    2020 ME 118
    , ¶ 12, 
    239 A.3d 633
    .
    [¶19] “A parent alleging ineffective assistance of counsel in a child
    protection case has the burden to show that (1) counsel’s performance was
    deficient, i.e., that there has been serious incompetency, inefficiency, or
    inattention of counsel amounting to performance below what might be
    expected from an ordinary fallible attorney; and (2) the deficient performance
    prejudiced the parent’s interests at stake in the termination proceeding to the
    extent that the trial cannot be relied on as having produced a just result.” In re
    12
    Children of Jeremy A., 
    2018 ME 82
    , ¶ 21, 
    187 A.3d 602
     (alteration omitted)
    (quotation marks omitted). Accordingly, the mother must overcome “a strong
    presumption that counsel’s conduct falls within the wide range of reasonable
    professional assistance.” Strickland v. Washington, 
    466 U.S. 668
    , 689 (1984).
    Our review is to determine “whether the evidence in that record creates a
    prima facie showing of ineffectiveness.” In re Tyrel L., 
    2017 ME 212
    , ¶ 8,
    
    172 A.3d 916
     (quotation marks omitted) (noting that an ineffectiveness claim
    must be based on the existing record).
    [¶20]   Counsel’s tactics and strategy are entitled to “substantially
    heightened deference.” Pineo v. State, 
    2006 ME 119
    , ¶ 16, 
    908 A.2d 632
    .
    Counsel’s performance is not deficient if the record reflects a flawed but
    ultimately understandable trial strategy. See, e.g., In re Child of Kimberlee C.,
    
    2018 ME 134
    , ¶ 6, 
    194 A.3d 925
     (citing, as proof of counsel’s effective
    assistance, that counsel made numerous objections, presented evidence, and
    conducted a “rigorous[] cross-examin[ation]” of the Department’s witnesses);
    Levesque v. State, 
    664 A.2d 849
    , 852 (Me. 1995) (holding that, where a
    defendant was not “deprived of an otherwise available substantial ground of
    defense,” counsel was effective pursuant to the Strickland standard). Rather,
    13
    the performance must be “manifestly unreasonable.” Pineo, 
    2006 ME 119
    , ¶ 13,
    
    908 A.2d 632
    .
    [¶21]     Because the trial court has not addressed the mother’s
    ineffectiveness claim, our task is to determine whether the mother has made a
    prima facie showing of ineffective assistance of counsel sufficient to justify a
    remand to the trial court for a hearing on the claim. See In re Tyrel L.,
    
    2017 ME 212
    , ¶ 8, 
    172 A.3d 916
    .
    C.    Claim of Ineffective Assistance in the Trial Phase
    [¶22] We address the mother’s claim of ineffective assistance at the trial
    phase first because if the mother cannot make a prima facie showing of
    ineffectiveness on the part of her trial counsel, any ineffectiveness on the part
    of her interim counsel becomes irrelevant.
    [¶23] As to her trial counsel, the mother’s ineffectiveness claim relies on
    both matters within the trial record and extrinsic matters. She contends that
    trial counsel provided ineffective assistance by failing to (1) advise her of her
    options regarding voluntary termination; (2) ensure that she had actual notice
    of the termination hearing; and (3) prepare for the hearing, object to the
    hearing proceeding in her absence, or present any defense on her behalf.
    14
    [¶24] The mother highlights trial counsel’s failure to advise her of the
    opportunity to consent to the termination of her parental rights as evidence
    that she was deprived of the effective assistance of counsel. She contends that
    trial counsel never told her that this was an option, though she points to no
    evidence in the existing trial court record to support her claim. See In re Tyrel L.,
    
    2017 ME 212
    , ¶ 11, 
    172 A.3d 916
    . However, had she attended the hearing, she
    would have witnessed the colloquy between the court and the father about his
    choice of contesting or consenting to termination. That colloquy included
    discussion of the aggravating factor that results from involuntary termination.
    It follows that, had she participated in the hearing, she could have engaged in a
    similar colloquy.
    [¶25] Another aspect of the mother’s ineffectiveness claim that relies on
    extrinsic facts is her contention that trial counsel failed to notify her of the date
    and time of the termination hearing. The court found only that she was served
    in hand with notice of the termination petition. The mother contends that she
    missed the hearing because trial counsel—who had received notice of the date
    and time of the hearing—failed to provide her with that information. Cf. In re
    Child of Haley L., 
    2019 ME 108
    , ¶ 18 & n.6, 
    211 A.3d 1148
     (stating that notice of
    the scheduled time for a hearing need only be served upon counsel and that the
    15
    mother’s appearance at the hearing is proof enough that counsel provided her
    with actual notice).
    [¶26] Though the mother relies mostly on extrinsic evidence to support
    her argument that she was never provided with actual notice of the hearing, see
    supra ¶¶ 23, 25, the existing record does provide some support for her
    assertions. First, the mother appeared for both her summary preliminary
    hearing and her jeopardy hearing. Next, the transcript reflects that trial counsel
    appeared well after the hearing began and claimed that he believed the matter
    had been continued.6
    [¶27] The mother also relies on what she labels as her trial counsel’s
    failures of advocacy before and during the hearing. Specifically, she notes that
    trial counsel never submitted a witness or exhibit list, presented no evidence,
    called no witnesses, and offered no closing argument, and that his only effort at
    defending her parental rights consisted of a cursory cross-examination of the
    Department’s caseworker and an objection to one question. Cf. In re Child of
    Kimberlee C., 
    2018 ME 134
    , ¶ 6, 
    194 A.3d 925
    .                         Trial counsel’s lack of
    6  His decision not to join the father’s motion to continue is made all the more puzzling based on
    this revelation.
    16
    participation in the hearing left the Department’s narrative entirely
    unchallenged.
    [¶28]     The mother contends—with support in the record—that by
    neither joining in the father’s motion to continue nor making his own motion,
    trial counsel did not advocate at all for his client’s “meaningful opportunity to
    be heard.” In re G.W., 
    2014 ME 30
    , ¶ 7, 
    86 A.3d 1228
    ; cf. In re Child of James R.,
    
    2018 ME 50
    , ¶ 17, 
    182 A.3d 1252
     (“In termination cases, . . . due process
    requires: notice of the issues, an opportunity to be heard, the right to introduce
    evidence and present witnesses, [and] the right to respond to claims and
    evidence . . . .”) (quotation marks omitted). Although we defer to counsel’s trial
    strategy when assessing an ineffectiveness claim, the mother’s trial counsel
    does not appear to have employed any trial strategy. See Pineo, 
    2006 ME 119
    ,
    ¶ 16, 
    908 A.2d 632
    .
    [¶29] For these reasons, we conclude without hesitation that the mother
    has made at least a prima facie showing that her trial counsel’s performance fell
    below the standard for an “ordinary fallible attorney” and was manifestly
    unreasonable. In re Children of Jeremy A., 
    2018 ME 82
    , ¶¶ 21, 24, 
    187 A.3d 602
    (quotation marks omitted).
    17
    D.       Prejudice at the Termination Phase
    [¶30] The prejudice element of an ineffectiveness claim requires the
    court to “determine if there is a reasonable probability that the ineffectiveness
    resulted in a different outcome—meaning, whether ineffective assistance of
    counsel rose to the level of compromising the reliability of the judgment and
    undermining confidence in it.”7 Id. ¶ 21 (alteration omitted) (quotation marks
    omitted). For purposes of her appeal, it is the mother’s burden to make a
    prima facie showing that the “errors of counsel actually had an adverse effect
    on the defense.”         Theriault v. State, 
    2015 ME 137
    , ¶ 14, 
    125 A.3d 1163
    (alteration omitted) (quotation marks omitted).
    [¶31] It is not clear from the record whether the mother can credibly
    contend that trial counsel’s substandard performance deprived her of the
    opportunity to avoid termination of her parental rights. What is clear is that
    7 There exists an exception to the Strickland standard in circumstances where counsel’s
    performance is deemed so egregiously deficient that prejudice is presumed. See United States v.
    Cronic, 
    466 U.S. 648
    , 658 (1984). “In Cronic, the Court identified three specific circumstances that
    warranted the presumption. The first and most obvious is a complete denial of counsel at a critical
    stage. The second occurs if counsel entirely fails to subject the prosecution’s case to meaningful
    adversarial testing. And, the third occurs when the circumstances are such that even a fully
    competent attorney, could not provide effective assistance of counsel.” Fusi v. O’Brien, 
    621 F.3d 1
    , 7
    (1st Cir. 2010) (alterations omitted) (citations omitted) (quotation marks omitted). “In cases where
    counsel’s ineffectiveness amounts to the constructive denial of the assistance of counsel, prejudice is
    legally presumed and need not be affirmatively proved.” Theriault v. State, 
    2015 ME 137
    , ¶ 17,
    
    125 A.3d 1163
     (quotation marks omitted). We have not applied the Cronic standard in the parental
    rights context, nor does this case require us to decide whether to do so, because the mother has met
    her burden to make a prima facie showing that counsel’s deficient performance resulted in actual
    prejudice. See In re M.P., 
    2015 ME 138
    , ¶ 25, 
    126 A.3d 718
    .
    18
    her absence from the hearing deprived her of the opportunity to choose to
    consent to termination and avoid incurring an aggravating factor. Cf. In re
    Children of Jeremy A., 
    2018 ME 82
    , ¶ 21, 
    187 A.3d 602
    . For a parent to incur an
    aggravating factor is not a trivial consequence. Among other things, it means
    that, if another child of the parent is the subject of a child protection proceeding,
    the court may relieve the Department of the duty to make reasonable efforts to
    prevent the removal of the child from the home, 22 M.R.S. § 4036-B(3), and may
    relieve the Department of its obligation to attempt reunification between the
    child and the parent, 22 M.R.S. § 4041(2)(A-2)(1).
    [¶32] Because the record indicates that trial counsel did not advocate for
    his client at the hearing and that the mother incurred an aggravating factor, we
    conclude that she has made a prima facie showing that the deficiencies in her
    trial counsel’s performance undermine faith in the reliability of the judgment.
    See In re Children of Jeremy A., 
    2018 ME 82
    , ¶ 21, 
    187 A.3d 602
    .
    E.    Claim of Ineffective Assistance in the Post-Judgment Phase
    [¶33]     The mother argues that interim counsel’s assistance was
    ineffective because interim counsel’s Rule 60(b) motion did not properly
    present the claim of ineffective assistance by trial counsel.
    19
    [¶34] Interim counsel completed three tasks during her participation in
    this case: she filed a Rule 60(b) motion, a motion for further findings of fact and
    conclusions of law, and a notice of appeal of the denial of her Rule 60(b) motion.
    The Rule 60(b) motion did not include an affidavit setting forth the basis of an
    ineffectiveness claim as to trial counsel, thereby virtually guaranteeing that it
    would be denied. See In re Tyrel L., 
    2017 ME 212
    , ¶ 10, 
    172 A.3d 916
    . Given
    interim counsel’s extremely limited role in this case, this crucial mistake
    undoubtedly constitutes prima facie evidence of performance below “what
    might be expected from an ordinary fallible attorney.”          In re Children of
    Jeremy A., 
    2018 ME 82
    , ¶ 21, 
    187 A.3d 602
    ; cf. In re Tyrel L., 
    2017 ME 212
    , ¶ 10,
    
    172 A.3d 916
     (stating that a parent’s failure to submit a signed and sworn
    affidavit “alone is a sufficient basis for us to decline to remand the
    ineffectiveness claim to the trial court”).
    F.    Prejudice at the Post-Judgment Phase
    [¶35] Interim counsel’s mistake prevented the trial court from reaching
    the merits of the mother’s initial Rule 60(b) motion. Had the motion been in
    proper form, the court would have held an evidentiary hearing. See In re M.P.,
    
    2015 ME 138
    , ¶ 12, 
    126 A.3d 718
    .
    20
    [¶36] Interim counsel’s performance therefore deprived the mother of
    the opportunity to be heard on her ineffectiveness claim against trial counsel,
    such that we cannot trust the process below as having produced a just result.
    See In re Children of Jeremy A., 
    2018 ME 82
    , ¶ 21, 
    187 A.3d 602
    . We conclude
    that the mother has made a sufficient showing of prejudice resulting from
    ineffectiveness on the part of her interim counsel.
    CONCLUSION
    [¶37]   Based on the mother’s prima facie showing of ineffective
    assistance of counsel at both the trial phase of the case and the post-judgment
    phase, and based also on our conclusion that the mother’s second Rule 60(b)
    motion was both proper and timely in light of the extraordinary circumstances
    presented in this case, we vacate the trial court’s denial of her second
    Rule 60(b) motion and remand for an evidentiary hearing on the motion. See
    In re M.P., 
    2015 ME 138
    , ¶ 20 n.4, 
    126 A.3d 718
    .
    The entry is:
    Order denying the mother’s second motion for
    relief from judgment vacated. Remanded for
    further proceedings consistent with this opinion.
    21
    Ashley T. Perry, Esq., Sanders, Hanstein & Carey, P.A., Farmington, for appellant
    mother
    Aaron M. Frey, Attorney General, and Meghan Szylvian, Asst. Atty. Gen., Office
    of the Attorney General, Augusta, for appellee Department of Health and Human
    Services
    Waterville District Court docket number PC-2019-64
    FOR CLERK REFERENCE ONLY