People of Michigan v. Theodore Paul Wafer ( 2018 )


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  • Order                                                                          Michigan Supreme Court
    Lansing, Michigan
    March 9, 2018                                                                       Stephen J. Markman,
    Chief Justice
    153828                                                                                    Brian K. Zahra
    Bridget M. McCormack
    David F. Viviano
    Richard H. Bernstein
    Kurtis T. Wilder
    PEOPLE OF THE STATE OF MICHIGAN,                                                   Elizabeth T. Clement,
    Plaintiff-Appellee,                                                                       Justices
    v                                                        SC: 153828
    COA: 324018
    Wayne CC: 14-000152-FC
    THEODORE PAUL WAFER,
    Defendant-Appellant.
    _________________________________________/
    On October 12, 2017, the Court heard oral argument on the application for leave to
    appeal the April 5, 2016 judgment of the Court of Appeals. On order of the Court, the
    application is again considered, and it is DENIED, because we are not persuaded that the
    questions presented should be reviewed by this Court.
    MARKMAN, C.J. (dissenting).
    Renisha McBride, the deceased, was shot and killed by defendant in the middle of
    the night on defendant’s porch. In hindsight, it appears likely that she was seeking some
    aid after being involved in a nearby car accident a few hours earlier. Defendant,
    unfortunately, was unaware of these facts. Instead, understanding only that his home was
    under assault from one or more unknown individuals outside, he chose to meet the
    apparent threat at his front door.
    Despite the tragic nature of this case, defendant was entitled to a fair trial with all
    the protections guaranteed to him by law. In my judgment, however, defendant was
    deprived of a critical protection at trial. This deprivation prejudiced the outcome, for
    which the only remedy is a new trial. Accordingly, I respectfully dissent from this
    Court’s order denying leave to appeal.
    I. FACTS AND PROCEEDINGS
    Defendant lived alone in Dearborn Heights, close to the border of Detroit. He was
    aware that his neighborhood had recently suffered from an increase in crime. For
    instance, one of his neighbors had to display a handgun for protection against apparent
    drug users. In addition, defendant’s vehicle had been vandalized a few weeks before the
    shooting at issue. As a result of this increase, defendant converted a hunting shotgun that
    he owned into a shotgun that was better suited for home defense by installing a pistol
    grip. His home had three doors—at the front, side, and back of the home. All doors were
    kept locked, including the screen door protecting the front door.
    2
    The deceased crashed her car in Detroit (near Dearborn Heights) at about 1:00
    a.m. on November 2, 2013. Witnesses indicated that the deceased seemed “out of it,” and
    she declined to wait for an ambulance. Instead, she walked away from the scene. It is
    not clear what the deceased did between about 1:30 a.m. and 4:30 a.m., nor is it clear why
    she appeared at defendant’s home. In any event, at about 4:30 a.m., defendant was
    awakened by a loud banging.
    Defendant testified that the banging started at the side door and then moved to the
    front door. Defendant looked out of the front-door peephole and saw a figure leaving the
    porch. The banging then resumed at the side door, increasing in intensity. Defendant
    said that he feared that the person or persons were trying to enter his home and that the
    side door was being “attacked.” He then obtained a baseball bat and went into the
    kitchen. The banging again resumed at the front door; this time, it sounded like metal
    hitting the door. Defendant decided to obtain his shotgun from the bedroom closet. By
    that point, the banging had again moved to the side door; defendant believed that it
    sounded like the person or persons were trying to kick in the door. When the banging at
    the side door stopped, defendant went to the front door to investigate, fearing that “they”
    were attempting to break into his home. He believed that if the person or persons outside
    saw him at the front door holding a gun, the person or persons might run away. By then,
    according to defendant, the front-door peephole was cracked and unusable from the
    pounding on the door.
    Defendant testified that he unlocked the front door, opened it a few inches, and
    saw that the screen from the screen door was damaged or out of place. He then opened
    the front door completely, at which point someone suddenly rushed toward the door.
    Defendant explained that he immediately discharged his shotgun while assertedly fearing
    for his life, apparently with the screen door still closed, and the deceased was killed at
    close range. Experts later opined that she was two to eight feet away from the shotgun
    when it was discharged, but more likely at the short end of that range. Defendant said
    that it was only after he discharged the shotgun that he realized the person was a woman.
    He called the police at 4:42 a.m., stating that he had “just shot somebody on my front
    porch with a shotgun banging on my door.”1
    The trial court provided two self-defense instructions to the jury, CJI2d 7.15 and
    CJI2d 7.16, each of which is consistent with the Self-Defense Act, MCL 780.971 et seq.2
    1
    A medical expert testified that at the time of this incident, the deceased had “very high
    alcohol levels,” “active marijuana in her system,” and likely suffered a concussion in the
    car accident a few hours earlier. In his opinion, these impairments “reduc[e] the ability to
    put forth good judgement.”
    2
    CJI2d 7.15 is now titled M Crim JI 7.15, and CJI2d 7.16 is now titled M Crim JI 7.16.
    3
    However, the trial court refused defense counsel’s requests to also give CJI2d 7.16a.3
    Relevant to this case, CJI2d 7.16a would have instructed the jury that if an individual is
    “in the process of breaking and entering,” and the homeowner honestly and reasonably
    believes that fact, then the jury should presume that the homeowner has an honest and
    reasonable belief of imminent death or great bodily harm. See MCL 780.951(1). The
    trial court reasoned that CJI2d 7.16a was inapplicable because “there is no evidence that
    [the deceased] was either breaking or entering.”
    Ultimately, the jury found defendant guilty as charged of second-degree murder,
    MCL 750.317, statutory manslaughter, MCL 750.329, and possession of a firearm during
    the commission of a felony, MCL 750.227b. The Court of Appeals affirmed his
    convictions, People v Wafer, unpublished per curiam opinion of the Court of Appeals,
    issued April 5, 2016 (Docket No. 324018), and we directed the Clerk to schedule oral
    argument on the application, People v Wafer, 
    500 Mich. 930
    (2017).
    II. STANDARD OF REVIEW
    This Court reviews de novo claims of instructional error. People v Dupree, 
    486 Mich. 693
    , 702 (2010).
    III. DISCUSSION
    A. COMMON LAW OF SELF-DEFENSE
    “At common law, a claim of self-defense, which ‘is founded upon necessity, real
    or apparent,’ may be raised by a nonaggressor as a legal justification for an otherwise
    intentional homicide.” People v Riddle, 
    467 Mich. 116
    , 126 (2002), quoting 40 Am Jur
    2d, Homicide, § 138, p 609. “[T]he killing of another person in self-defense is justifiable
    homicide only if the defendant honestly and reasonably believes his life is in imminent
    danger or that there is a threat of serious bodily harm and that it is necessary to exercise
    deadly force to prevent such harm to himself.” 
    Riddle, 467 Mich. at 127
    . “[O]nce the
    defendant satisfies the initial burden of production, the prosecution bears the burden of
    disproving the common law defense of self-defense beyond a reasonable doubt.” People
    v Reese, 
    491 Mich. 127
    , 155 (2012) (quotation marks and citation omitted; alteration in
    original).
    As a general rule under the common law, a person exercising his right of self-
    defense is “bound, if possible, to get out of his adversary’s way, and has no right to stand
    up and resist if he can safely retreat or escape.” Pond v People, 
    8 Mich. 150
    , 176 (1860).
    However, under the castle doctrine, “[i]t is universally accepted that retreat is not a factor
    3
    CJI2d is now titled M Crim JI 7.16a.
    4
    in determining whether a defensive killing was necessary when it occurred in the
    accused’s dwelling[.]” 
    Riddle, 467 Mich. at 134
    . “The rule has been defended as arising
    from ‘an instinctive feeling that a home is sacred, and that it is improper to require a man
    to submit to pursuit from room to room in his own house.’ ” 
    Id., quoting People
    v
    Godsey, 
    54 Mich. App. 316
    , 319 (1974) (citations and quotation marks omitted).
    B. STATUTES GOVERNING SELF-DEFENSE
    “With the enactment of the Self-Defense Act (SDA), MCL 780.971 et seq., the
    Legislature codified the circumstances in which a person may use deadly force in self-
    defense or in defense of another person without having the duty to retreat.” 
    Dupree, 486 Mich. at 708
    . MCL 780.972(1)(a) of the SDA reads as follows:
    (1) An individual who has not or is not engaged in the commission
    of a crime at the time he or she uses deadly force may use deadly force
    against another individual anywhere he or she has the legal right to be with
    no duty to retreat if either of the following applies:
    (a) The individual honestly and reasonably believes that the use of
    deadly force is necessary to prevent the imminent death of or imminent
    great bodily harm to himself or herself or to another individual.
    MCL 780.972 is consistent with the common law of self-defense to the extent that it
    allows a person to use deadly force in self-defense when (1) the person honestly and
    reasonably believes that there is a threat of imminent death or great bodily harm to
    himself, and (2) the person honestly and reasonably believes that the use of deadly force
    is necessary to prevent such an outcome.
    Furthermore, MCL 780.951 provides heightened statutory protection for a person
    who uses deadly force in self-defense when the circumstances suggest that another person
    presents an imminent threat of death or great bodily harm to those within a dwelling.
    MCL 780.951(1) provides, in relevant part, as follows:
    (1) . . . [I]t is a rebuttable presumption in a civil or criminal case that
    an individual who uses deadly force or force other than deadly force under
    [MCL 780.972] has an honest and reasonable belief that imminent death of,
    sexual assault of, or great bodily harm to himself or herself or another
    individual will occur if both of the following apply:
    (a) The individual against whom deadly force or force other than
    deadly force is used is in the process of breaking and entering a dwelling or
    business premises or committing home invasion or has broken and entered
    a dwelling or business premises or committed home invasion and is still
    5
    present in the dwelling or business premises, or is unlawfully attempting to
    remove another individual from a dwelling, business premises, or occupied
    vehicle against his or her will.
    (b) The individual using deadly force or force other than deadly
    force honestly and reasonably believes that the individual is engaging in
    conduct described in subdivision (a).
    Thus, MCL 780.951(1) essentially provides that, when the evidence shows that both
    subdivisions (a) and (b) have been satisfied, the defendant is entitled to a rebuttable
    presumption that he possesses an honest and reasonable belief of imminent death or great
    bodily harm. The trial court here, despite repeated requests from defense counsel,
    refused to instruct the jury concerning MCL 780.951 by providing the jury CJI2d 7.16a.
    Its refusal to do so is dominantly at issue in this appeal. Put simply, defendant was
    entitled to such an instruction if the evidence supported both MCL 780.951(1)(a) and
    (1)(b). See People v Rodriguez, 
    463 Mich. 466
    , 472 (2000) (“[W]hen a jury instruction is
    requested on any theories or defenses and is supported by evidence, it must be given to
    the jury by the trial judge.”) (quotation marks and citation omitted); People v Kolanek,
    
    491 Mich. 382
    , 411-412 (2012) (“[I]f a defendant produces sufficient evidence of the
    elements of the defense, then the question whether the defendant has asserted a valid
    defense is for the jury to decide.”).
    a. MCL 780.951(1)(a)
    In relevant part, MCL 780.951(1)(a) is satisfied when either (1) the individual “is
    in the process of breaking and entering a dwelling” or (2) the individual “has broken and
    entered a dwelling . . . and is still present in the dwelling . . . .”
    To constitute a “breaking,” the use of “any force” is sufficient. See People v
    White, 
    153 Mich. 617
    , 621 (1908) (“[I]f any force at all is necessary to effect an entrance
    into a building, through any place of ingress, usual or unusual, whether open, partly open
    or closed, such entrance is a breaking sufficient in law to constitute burglary, if the other
    elements of the offense are present.”). To constitute an “entry,” “ ‘it is sufficient if any
    part of defendant’s body is introduced within the house.’ ” People v Gillman, 66 Mich
    App 419, 430 (1976), quoting 3 Gillespie, Michigan Criminal Law & Procedure (2d ed),
    § 1133, p 1528.
    MCL 780.951(1)(a) separately refers to an individual who is “in the process of
    breaking and entering” and an individual who “has broken and entered.” Under the
    principle of statutory interpretation that “[c]ourts must give effect to every word, phrase,
    and clause in a statute,” State Farm Fire & Cas Co v Old Republic Ins Co, 
    466 Mich. 142
    ,
    146 (2002), the phrase “in the process of breaking and entering” must mean something
    different than “has broken and entered.” Otherwise, the first phrase would be nugatory.
    6
    The most straightforward meaning of “in the process of breaking and entering,” in
    light of the fact that the statute separately refers to “has broken and entered,” is that the
    breaking and entering must be in progress, although the breaking and entering is not yet
    complete. With that in mind, it is clear that under one entirely reasonable view of the
    evidence, the deceased here was “in the process of breaking and entering.” Evidence
    showed that the screen from the screen door had been pushed against the front door when
    defendant opened it.4 A reasonable inference, therefore, is that the deceased pushed the
    screen against the front door to pound on it. That is, the deceased was responsible for
    dislodging the screen and pushing her hand through the screen door to the front door.
    Logically, when an entrance to a building is protected by two doors, in order to access the
    building, the outer door must be broken before the inner door is broken. When a person
    breaks through the outer door, that person is quite literally “in the process of” breaking
    and entering the building. Here, assuming that the deceased broke through the screen
    door to access the front door, as the evidence suggests, she had been successful in
    breaking one of two barriers to the home and thus was “in the process of” breaking and
    entering. Moreover, as defendant testified, the banging on the doors was exceedingly
    loud and forceful, to the extent that the peephole was damaged. And other evidence
    suggested that the deceased had damaged one of her boots and injured her hands as a
    possible result of her repeated banging on the doors. Certainly, one way to accomplish
    an entry into a home is to break down the door by the raw application of physical force.
    Simply put, the evidence, in my judgment, was sufficient to warrant a finding that the
    deceased was “in the process of” breaking and entering. Accordingly, the evidence
    showed that MCL 780.951(1)(a) was satisfied.
    b. MCL 780.951(1)(b)
    Having concluded that the evidence showed that the deceased may have been “in
    the process of breaking and entering,” thus satisfying MCL 780.951(1)(a), the next
    question is whether the evidence satisfied MCL 780.951(1)(b).                 Under MCL
    780.951(1)(b), the individual using deadly force must “honestly and reasonable believe[]”
    that the other individual “is engaging in conduct described in subdivision (a).”
    The evidence clearly shows that MCL 780.951(1)(b) was satisfied. Defendant
    testified that he was in fear, that he believed that the person or persons outside were
    trying to get inside his home in the middle of the night, and that when he pulled the
    trigger, it was “them or me.” Thus, he had an honest belief that the deceased was “in the
    process of breaking and entering.” Furthermore, that belief was reasonable as well, given
    4
    In particular, defendant testified that the screen was dislodged inward when he opened
    it, and another witness testified that the front door had small markings on it that were
    consistent with the screen pushing against it.
    7
    his testimony as to the loud and sustained banging in the middle of the night, his
    testimony that the banging on the front door was so forceful as to damage the peephole,
    and his testimony that the screen had been dislodged. It was altogether reasonable under
    these circumstances, including the recent criminal history of the neighborhood, for an
    individual to believe that the person or persons outside were in the process of breaking
    and entering the home. Accordingly, the evidence showed that MCL 780.951(1)(b) was
    satisfied as well.
    Therefore, the evidence satisfied both MCL 780.951(1)(a) and (1)(b), such that
    defendant was entitled to a jury instruction on the rebuttable presumption set forth in that
    statute. The trial court, I believe, erred by ruling otherwise.5
    C. PRESERVED ERROR
    “Preserved, nonconstitutional errors are subject to harmless-error review,
    governed by MCL 769.26[.]” People v Lyles, 
    501 Mich. 107
    , 117 (2017). Under MCL
    769.26, “a defendant carries the burden of showing that ‘it is more probable than not that
    the error was outcome determinative.’ ” 
    Id. at 117-118,
    quoting People v Lukity, 
    460 Mich. 484
    , 495-496 (1999). For the following five reasons, I conclude that the failure to
    instruct the jury concerning the rebuttable presumption of MCL 780.951 was outcome-
    determinative error and, therefore, a new trial is warranted.
    First, it is clear that a jury instruction on the rebuttable presumption of MCL
    780.951, which concerns “an honest and reasonable belief that imminent death of, sexual
    assault of, or great bodily harm to himself or herself or another individual will occur,”
    would have squarely supported defendant’s theory and undermined the prosecutor’s
    5
    I decline to address the prosecutor’s new argument in this Court that MCL 780.951, in a
    criminal case, merely serves as a mechanism for a defendant to satisfy his initial burden
    of production concerning one element of self-defense under the SDA. “The general rule
    is well established that upon appellate review, parties cannot assume a position
    inconsistent with or different from that taken at the trial and are restricted to the theory
    upon which the case was defended in the court below.” Heider v Mich Sugar Co, 
    375 Mich. 490
    , 506 (1965) (opinion by KELLY, J.). In the trial court, the prosecutor argued
    that CJI2d 7.16a should not be given because it was not applicable to the particular facts
    at hand, not because MCL 780.951 is a burden-of-production statute. Furthermore, after
    opening statements, the prosecutor remarkably reached out to the Committee on Model
    Criminal Jury Instructions and obtained a favorable amendment of CJI2d 7.16a with
    immediate effect. By doing so, the prosecutor clearly evinced an understanding that the
    rebuttable presumption of MCL 780.951 was, in fact, appropriate to submit to the jury in
    certain cases. Under these circumstances, I do not believe that it would be appropriate to
    entertain the prosecutor’s new argument concerning that instruction.
    8
    theory with regard to the first element of self-defense set forth in MCL 780.972(1)(a) of
    the SDA, which requires an honest and reasonable belief of “imminent death or great
    bodily harm to himself.” In addition, a jury that affirmatively found in favor of
    defendant—as opposed to merely entertained reasonable doubt—as to the first element of
    self-defense would have also been inclined to find reasonable doubt as to the second
    element of self-defense set forth in MCL 780.972(1)(a) of the SDA, which requires an
    honest and reasonable belief “that the use of deadly force is necessary to prevent” that
    outcome. That is, a jury that found that defendant possessed an honest and reasonable
    belief of imminent death or great bodily harm would have been substantially more likely
    to entertain reasonable doubt as to whether he possessed an honest and reasonable belief
    that the use of deadly force was necessary to prevent such an outcome.
    Second, a review of the prosecutor’s closing argument shows that he relied heavily
    on the theory that defendant was angry and frustrated, not afraid, when he confronted the
    apparent would-be intruder:
    Yet she ended up in the morgue. With bullets in her head and in her
    brain. Because the defendant picked up this shotgun, released this safety,
    raised it at her, pulled the trigger and blew her face off. He heard knocks
    and he was mad.
    He was angry. And he was full of piss and vinegar. And he was
    gonna find out what’s going on. And he took that shotgun, while mad,
    angry and full of piss and vinegar to find out what’s going on.
    Why? Why? Why? Because some kids paint balled his car a few
    weeks earlier. Because he was fed up with the knocking. Why? Why?
    He wanted a confrontation. He wanted the kids, the neighborhood
    kids to leave him alone. He wanted to show them a shotgun. Because he
    had had enough. Enough of the drug paraphernalia on his front yard.
    Enough of the paint ball. Enough of the kids doing whatever to him.
    And he went and took a shotgun, in his words, to show it to ’em and scare
    them away.
    Now the sound’s back at the front door. I’ve had enough. I’m going
    to find out what’s going on. He goes to where the sound is with the
    shotgun. He wants a confrontation.
    And what he finds is a 19 year old unarmed teenager. Wet, probably
    cold, scared, disoriented, possible closed head injury. And based on the
    9
    evidence in this case and the reasonable inferences, looking for help. He
    raised up his gun at that person and shot her in the face.
    * * *
    He wanted to show the shotgun. He opened the door a bit. Then he
    opened it all the way. He saw a person. At that point he raised it up, he
    raised up the shotgun.
    He may have even stopped and said something. Not sure what I
    said, because now I’m piss [sic] and mad. Not scared. Now I’m mad.
    Simply put, the prosecutor argued that defendant was angry and aggressive, not fearful
    for his own life. But anger and aggression are not necessarily inconsistent with a belief
    that one’s life is in danger.6 It is entirely possible that an individual such as defendant
    could be angry that the sanctity of his home was being violated, and sufficiently
    aggressive to affirmatively confront the situation, while still believing that his life is in
    danger. An individual can have a wide variety of reactions to believing that his or her life
    is being threatened, including anger, fear, resignation, and so forth. But so long as the
    belief is present, the particular emotional reaction to that belief is inconsequential. One
    need not react timidly or tentatively or by cowering in the face of the circumstances
    confronting defendant in this case in order that his response not be characterized as
    “angry and aggressive” rather than “fearful.” Through MCL 780.951, the Legislature has
    expressed its intention that an individual who is confronted with a breaking and entering
    is entitled to additional legal protection concerning his belief of imminent death or great
    bodily harm. The jury should have been informed of that presumption, which would
    have necessarily made it much more difficult for the prosecutor to utilize defendant’s
    asserted emotional reaction to assert that he did not possess such a belief beyond a
    reasonable doubt.
    In addition, the prosecutor argued that the jury should find defendant guilty
    because he did not flee to a different part of the house:
    How about shutting the door. How about keeping it shut. How
    about calling 911. How about going into a different part of your house.
    That’s not retreating. But going to a different part of your house.
    [Emphasis added.]
    The contention that “going to a different part of your house” is not tantamount to
    “retreating” is clearly a misstatement of the castle doctrine. See 
    Riddle, 467 Mich. at 134
    .
    By so arguing to the jury, however, the prosecutor encouraged the jury to find that
    6
    Indeed, MCL 780.972(1)(a) of the SDA does not use the word “fears.” Rather, it uses
    the word “believes.” Fear is not a requirement for lawful self-defense.
    10
    defendant did not possess an honest and reasonable belief of imminent death or great
    bodily harm because he did not go to a different part of the house. Had the jury been
    instructed on the rebuttable presumption of MCL 780.951, defendant would have been
    protected against such an improper argument.
    Third, I find it difficult to believe that the jury found beyond a reasonable doubt
    that defendant did not act in self-defense when the apparent would-be intruder rushed
    toward the front door in the middle of the night, and he instinctively pulled the trigger of
    the shotgun in response. Instead, given the prosecutor’s closing argument, the jury likely
    identified as absolutely critical the fact that defendant opened the front door to confront
    the would-be intruder or intruders, rather than staying behind closed doors. Instructing
    the jury on the rebuttable presumption of MCL 780.951 would have explicitly informed
    the jury that an individual who is in the process of breaking and entering may pose an
    imminent threat to the homeowner inside. Making that information explicit would have
    meant that the jury was required to presume, at all times relevant to this case, that
    defendant possessed an honest and reasonable belief of imminent death or great bodily
    harm unless rebutted by the prosecutor. Thus, the jury would have presumed that before,
    during, and after defendant opened the front door, he possessed such a belief. The only
    remaining question would then have been whether defendant possessed an honest and
    reasonable belief that “the use of deadly force [was] necessary to prevent the imminent
    death or great bodily harm.” MCL 780.972(1)(a). If the jury’s focus had been on that
    moment in time when the apparent would-be intruder rushed toward defendant, it would
    have been almost impossible to escape the conclusion that he had used necessary deadly
    force or, at a minimum, that there had been a reasonable doubt as to whether he had used
    necessary deadly force. In my view, it is only because the prosecutor was able to expand
    the jury’s focus to the time before defendant opened the door that he was able to obtain a
    conviction. That time frame, however, was virtually irrelevant as to whether defendant
    had used “necessary” deadly force, given that defendant had no duty to retreat in his
    dwelling, which included the porch. See People v Richardson, 
    490 Mich. 115
    , 121
    (2011).
    Fourth, the jury was instructed that “a person is [n]ever required to retreat if
    attacked in his home,” which includes the “porch.” The negative implication of this
    instruction was that defendant himself must be attacked in his home for the duty to retreat
    no longer to be a relevant concept. But the castle doctrine is not so limited. Rather,
    under the castle doctrine, the duty to retreat is simply not a relevant concept when, in
    addition to such circumstances, an individual is attempting an unlawful entry into the
    dwelling. See 
    Pond, 8 Mich. at 177
    (“A man is not, however, obliged to retreat if
    assaulted in his dwelling, but may use such means as are absolutely necessary to repel the
    assailant from his house, or to prevent his forcible entry, even to the taking of life.”)
    (emphasis added). And that is precisely what the facts showed here.
    11
    For this reason, I respectfully disagree with the Court of Appeals that the failure to
    instruct the jury concerning MCL 780.951 constituted harmless error because the jury
    found defendant guilty, thereby rejecting his self-defense argument beyond a reasonable
    doubt. See Wafer, unpub op at 4 n 2 (“[T]here was scant evidence of self-defense while,
    in contrast, the jury received detailed instructions on defendant’s self-defense theory and
    the prosecutor presented ample evidence to disprove defendant’s claim of self-defense
    beyond a reasonable doubt.”). Even if the presumption itself might not have affected the
    case, instructing the jury concerning MCL 780.951 would have assisted the jury in
    understanding that the duty to retreat simply is not implicated when the apparent would-
    be intruder is attempting to break through the doors of the home. Absent such an
    instruction, the jury was essentially informed of the opposite: that the duty to retreat is a
    relevant concept in such circumstances.
    Fifth, during her opening statement, defense counsel discussed CJI2d 7.16a and
    told the jury that it should presume that defendant “had an honest and reasonable belief
    that imminent death or great bodily harm would occur” if “[t]he deceased was breaking
    and enter[ing] a dwelling.” However, defense counsel was unable to offer such an
    argument during her closing argument because the trial court had refused to instruct the
    jury concerning MCL 780.951. Given this discrepancy between the opening statement
    and closing argument, the jury was left either with the impression that the evidence
    introduced at trial did not show that defendant had an honest and reasonable belief that
    imminent death or great bodily harm would occur, or else failed to show that the
    deceased was in the process of breaking and entering, or both; otherwise, the jury would
    have received a final instruction consistent with the opening statement. In either event,
    defendant was prejudiced. If the jury was left with the first impression, defendant was
    prejudiced because he did, in fact, introduce evidence showing that he honestly and
    reasonably believed that imminent death or great bodily harm would occur to him, and
    the jury should not have been implicitly informed to preemptively disregard such
    evidence during its deliberations. If the jury was left with the second impression,
    defendant was prejudiced because whether the deceased was in the process of breaking
    and entering was undoubtedly a critical issue in this case, and the jury should not have
    been implicitly informed that the dispute had been resolved in favor of the prosecutor.
    For these reasons, I conclude that the failure to instruct the jury concerning MCL
    780.951 was not harmless error, and consequently, a new trial is warranted.
    IV. DEFENSE OF HABITATION
    Notwithstanding my conclusion that a new trial is warranted because of the
    erroneous failure to instruct the jury concerning MCL 780.951, my review of the record
    indicates that another error occurred at trial. This error, in my judgment, provides an
    independent basis for a new trial.
    12
    Under the common law, in addition to self-defense, a person within a dwelling
    could also avail himself of the defense of habitation in cases such as the instant case. See
    generally, 4 Blackstone, Commentaries on the Laws of England, p *180 (“If any person
    attempts a robbery or murder of another, or attempts to break open a house, in the night-
    time, (which extends also to an attempt to burn it), and shall be killed in such attempt, the
    slayer shall be acquitted and discharged.”). One scholar has explained the distinction
    between these two defenses as follows:
    As an exception to the generalized duty to retreat, the Castle
    Doctrine sits at the intersection of two distinct but interrelated defenses:
    defense of habitation and self-defense. Defense of habitation is primarily
    based on the protection of one’s dwelling or abode, and stems from the
    common law belief that a man’s home is his castle. Essentially, the defense
    provides that the use of deadly force may be justified to prevent the
    commission of a felony in one’s dwelling, although there is considerable
    discussion on whether the intrusion must be accompanied by the intent to
    commit a violent felony. Some courts require that defense of habitation
    only be asserted as against an external threat, and if that is true, then the
    defense cannot be claimed as against a cohabitant in lawful possession.
    Because the threat is of the commission of a forcible felony in the home,
    courts agree that there is no duty to retreat when claiming the defense of
    one’s habitation. As stated forcefully by the Minnesota Supreme Court,
    “[m]andating a duty to retreat for defense of dwelling claims will force
    people to leave their homes by the back door while their family members
    are exposed to danger and their houses burgled.”
    Derived from similar roots, and potentially overlapping, is self-
    defense in the home. Whereas in defense of habitation, deadly force may
    be used to prevent the commission of an atrocious felony, in self-defense,
    deadly force may be used when necessary in resisting or preventing an
    offense which reasonably exposes the person to death or serious bodily
    harm. The contemplated need for self-defense in the home, therefore, is in
    some sense broader—it can be an external or internal attack—but it is
    narrower in its requirement that the attacker intends death or serious bodily
    harm. [Carpenter, Of the Enemy Within, the Castle Doctrine, and Self-
    Defense, 86 Marq L Rev 653, 665-666 (2003) (citations omitted).]
    This Court has recognized the distinction between these two defenses. See People v
    Gonsler, 
    251 Mich. 443
    , 445 (1930) (“The defense of life or limb or of [the
    13
    homeowner’s] habitation was not involved if the dying declaration was true.”) (emphasis
    added).7
    The seminal case in Michigan concerning defense of habitation is Pond. The
    pertinent facts of Pond were as follows:
    Pond went to the door and hallooed, “Who is tearing down my net-
    house?” to which there was no answer. The voices of a woman and child
    were heard crying, and the woman’s voice was heard twice to cry out “for
    God’s sake!” Cull’s voice was also heard from the net-house, not speaking,
    but hallooing as if he was in pain. Pond cried out loudly, “Leave, or I’ll
    shoot.” The noise continuing, he gave the same warning again, and in a
    few seconds shot off one barrel of the gun. Blanchard was found dead the
    next morning. 
    [Pond, 8 Mich. at 180-181
    .]
    This Court reversed Pond’s conviction because had he properly used deadly force in
    defending the net-house, which comprised part of his dwelling, from attack:
    A question was raised whether the net-house was a dwelling or a
    part of the dwelling of Pond. We think it was. . . .
    * * *
    Apart from its character as a dwelling, which was denied by the
    court below, the attack upon the net-house for the purpose of destroying it,
    was a violent and forcible felony. And the fact that it is a statutory and not
    common law felony, does not, in our view, change its character. Rape and
    many other of the most atrocious felonious assaults, are statutory felonies
    only, and yet no one ever doubted the right to resist them unto death. And a
    breaking into a house with the design of stealing the most trifling article,
    being common law burglary, was likewise allowed to be resisted in like
    manner, if necessary. [Id. at 181-182 (emphasis added).]
    “We think there was error . . . in holding that the protection of the net-house could not be
    made by using a dangerous weapon . . . .” 
    Id. at 182.
    7
    More recently, in Riddle, this Court implicitly recognized that self-defense and defense
    of habitation are separate defenses. When agreeing with the prosecutor’s assertion that
    “Pond did not in any way purport to extend the self-defense castle exception to the
    curtilage area surrounding the dwelling,” we explained that “Pond considered the net-
    house to be a dwelling not for the purpose of the self-defense castle doctrine but instead
    for the purpose of a completely different defense . . . .” 
    Riddle, 467 Mich. at 136
    & n 27
    (emphasis added). That “completely different defense,” as explained herein, was the
    defense of habitation.
    14
    Thus, Pond establishes that, wholly distinct from self-defense, deadly force may
    be used for defense of habitation when the assailant against the habitation apparently
    possesses the “design” (i.e., the intent) to commit a felony therein. See 
    id. And furthermore,
    that felony to be committed need not itself be violent. Rather, “stealing the
    most trifling article” is sufficient. See 
    id. See also
    3A Gillespie, Michigan Criminal Law
    & Procedure (2d ed), § 91:58, Defense of Habitation, p 376 (“Force, including deadly
    force, may be used to repel an intruder or prevent forcible entry into a dwelling where
    under the circumstances the occupant would reasonably believe the intruder intended to
    commit a felony or to do serious bodily harm.”) (emphasis added).8
    Consistent with this common law is Michigan Criminal Nonstandard Jury
    Instruction § 25:8, titled “Defenses—Habitation,” which reads as follows:
    (1) The defendant contends that the killing (use of deadly force, in
    the event death is not caused by use of force) was justified because it
    occurred under circumstances entitling [him/her] to use deadly force to
    prevent forcible entry into [his/her] dwelling, under circumstances where
    the defendant would reasonably believe the intruder intended to commit a
    felony or do serious bodily harm to one within the dwelling.
    (2) If you have a reasonable doubt as to whether the defendant did
    indeed use deadly force against the intruder in an attempt to prevent
    forcible entry into [his/her] dwelling, under circumstances where the
    defendant would reasonably believe the intruder intended to commit a
    felony, or do serious bodily harm to one within the dwelling, then the
    defendant is not guilty of any crime.
    (3) An individual is entitled to use deadly force to prevent forcible
    entry into [his/her] dwelling, under circumstances where the defendant
    would reasonably believe the intruder intended to commit a felony, or do
    8
    Footnote 11 of Riddle is consistent with this proposition. There, this Court stated that
    “[w]e specifically do not address whether a person may exercise deadly force in defense
    of his habitation, and our holding should not be misconstrued to sanction such use of
    force as it pertains to the defense of one’s habitation.” 
    Riddle, 467 Mich. at 121
    n 11.
    Aside from the fact that this Court expressly declined to address the question of defense
    of habitation, it is certainly true that deadly force may not be used when a person is only
    seeking to defend his habitation. Rather, the assault against the habitation must be
    accompanied by circumstances indicating that the assailant intends to commit a felony
    therein.
    15
    serious bodily harm to one within the dwelling, only when all of the
    following circumstances exist:
    (A) The evidence must show that a forcible intrusion into the
    dwelling was occurring.
    (B) The evidence must show that the forcible intrusion was
    occurring under circumstances where it would be reasonable for an
    occupant to believe the intruder intended to commit a felony or do serious
    bodily harm to one within the dwelling; the use of deadly force is not
    permissible to expel a mere trespasser.
    (C) The evidence must show that the defendant thus entertained an
    honest and reasonable belief that the use of deadly force was necessary to
    prevent the intruder from committing a felony or doing serious bodily harm
    to one within the dwelling.
    (4) The defendant does not have to prove that [he/she] acted in
    defense of [his/her] dwelling. Instead, the prosecutor must prove beyond a
    reasonable doubt that the defendant did not act in defense of [his/her]
    dwelling.
    (5) Whether the evidence raises a reasonable doubt that, under these
    standards, the defendant was justified in using deadly force to defend
    [his/her] dwelling, is a question you must determine. [Murphy &
    VandenHombergh, Michigan Nonstandard Jury Instructions—Criminal
    (Eagan: Thomson Reuters, 2017), pp 388-389 (italics omitted).]
    In my judgment, this jury instruction sets forth the common law of defense of habitation
    in Michigan with reasonable precision. Moreover, Comment 2 to this instruction in
    particular provides a thoughtful explanation of the distinction between self-defense and
    defense of habitation:
    Defense of habitation is a different defense from self-defense, and
    differs from protection of other property. The dwelling is viewed as a place
    of special importance as a place of security, and thus defense of the
    dwelling permits the use of deadly force where the defender reasonably
    believes that the trespasser or intruder intends to commit a felony or to do
    harm to him or her or another within the house. Unlike the defense of self-
    defense, it is not required that the defendant be in fear of imminent death or
    great bodily harm at the time deadly force is employed, as is required with
    self-defense. [Id. at 389-390 (emphasis added).]
    16
    I am unable to locate any place in the instant record where defense counsel requested that
    the trial court give Michigan Criminal Nonstandard Jury Instruction § 25:8—or other
    instruction concerning the defense of habitation—to the jury.9 If defense counsel failed
    to do so, her failure arguably fell below an objective standard of reasonableness. See
    Strickland v Washington, 
    466 U.S. 668
    (1984). I can identify no trial strategy that would
    justify the failure to request that the trial court provide an instruction concerning a
    defense that is squarely applicable to the case and is arguably more likely to be successful
    than any other defense that might be argued. Once again, defense of habitation simply
    does not require that the defendant possess a belief of imminent death or great bodily
    harm. Rather, the defendant is only required to possess a belief that a forcible intrusion is
    occurring and that the intruder intends to commit a felony inside the habitation. Thus, an
    instruction concerning the defense of habitation would have fundamentally undermined
    the prosecutor’s case, which was premised upon the notion that defendant should be
    found guilty because he did not possess a belief of imminent death or great bodily harm.
    Furthermore, defense of habitation allows the defendant to repel a forcible intrusion
    before it is successful. See 
    Pond, 8 Mich. at 181-182
    .10 Thus, an instruction concerning
    the defense of habitation would also have undermined the prosecutor’s case to the extent
    that it relied on the notion that defendant should not even have opened the front door to
    confront the would-be intruder.
    Such an instruction, if requested, should have been given by the trial court. The
    evidence showed that the deceased had broken through the screen door as a result of her
    pounding and banging. Thus, a forcible intrusion into the dwelling was occurring.
    Furthermore, given that the assault against the dwelling was occurring in the middle of
    the night in a relatively high-crime neighborhood, it was, in my judgment, reasonable for
    defendant to believe that the assailant intended to commit a felony therein. See, e.g.,
    MCL 750.360 (“Any person who shall commit the crime of larceny by stealing in any
    9
    Michigan Criminal Nonstandard Jury Instruction § 25:8 was listed as Michigan
    Criminal Nonstandard Jury Instruction § 25.9 before 2014.
    10
    Michigan is hardly alone in this regard. See, e.g., State v Blue, 356 NC 79, 87 (2002)
    (explaining that “the use of deadly force in defense of the habitation is justified only to
    prevent a forcible entry into the habitation under such circumstances . . . that the
    occupant reasonably apprehends death or great bodily harm . . . or believes that the
    assailant intends to commit a felony”) (quotations marks and citation omitted; emphasis
    in original); State v Ivicsics, 
    604 S.W.2d 773
    , 777 (Mo App, 1980) (explaining that
    defense of habitation “differs from self defense by authorizing protective acts to be taken
    earlier than they otherwise would be authorized, that is, at the time when and place where
    the intruder is seeking to cross the protective barrier of the house”) (quotation marks and
    citation omitted).
    17
    dwelling house . . . shall be guilty of a felony.”). And defendant further testified that this
    was his honest belief as well.
    I have little doubt that such an instruction likely would have changed the outcome
    of the trial. Even if the jury found beyond a reasonable doubt that the prosecutor
    disproved self-defense, the jury still would have been obligated to acquit defendant if a
    forcible intrusion was occurring, it was reasonable to believe that the assailant of the
    dwelling intended to commit a felony therein, and defendant possessed an honest and
    reasonable belief of this fact. Given the significant evidence supporting each of these
    facts, an acquittal would have been almost inevitable.
    Regardless of whether defense counsel raised the issue concerning defense of
    habitation in the trial court, the trial court failed to give any such instruction to the jury.
    Appellate counsel, in my judgment, should have argued on direct appeal that the
    instruction should have been given and, if appropriate, that defense counsel was
    ineffective for failure to so argue. This may well have constituted ineffective assistance
    of appellate counsel. Accordingly, in a motion for relief from judgment, I believe that
    defendant would be able to show both “good cause” for failure to raise the issue
    concerning defense of habitation on direct appeal, see MCR 6.508(D)(3)(a), and “actual
    prejudice” from the failure to instruct the jury on this defense, see MCR 6.508(D)(3)(b).
    V. CONCLUSION
    In the end, the fundamental question here is whether the alleged instructional error
    concerning the rebuttable presumption of MCL 780.951 warrants reversal. I believe that
    it does. Defendant was deprived of the legal presumption to which he was entitled by
    statute, that he acted in self-defense out of an honest and reasonable belief of imminent
    death or great bodily harm when the deceased apparently tried to break down the doors of
    his home in the middle of the night. Had the jury presumed that he possessed such a
    belief, it would have been far more likely to find that the prosecutor did not disprove self-
    defense beyond a reasonable doubt.
    It is altogether tragic that Renisha McBride lost her life. However, I do not
    believe that defendant is properly held responsible, or that he would have been held
    responsible, but for the trial court’s failure to properly instruct the jury concerning the
    full gravity of the situation faced by defendant. Accordingly, I respectfully dissent.
    CLEMENT, J., did not participate in the disposition of this matter because the Court
    considered it before she assumed office.
    I, Larry S. Royster, Clerk of the Michigan Supreme Court, certify that the
    foregoing is a true and complete copy of the order entered at the direction of the Court.
    March 9, 2018
    Clerk
    t0306