People of Michigan v. Douglas Paul Guffey ( 2015 )

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
January 15, 2015
Plaintiff-Appellee,
v No. 317902
Genesee Circuit Court
DOUGLAS PAUL GUFFEY, LC No. 12-031509-FC
Defendant-Appellant.
Before: DONOFRIO, P.J., and BORRELLO and STEPHENS, JJ.
PER CURIAM.
A jury convicted defendant of three counts of first-degree criminal sexual conduct (CSC),
MCL 750.520b(1)(b)(iii), two counts of second-degree CSC, MCL 750.520c(1)(b)(iii), and two
counts of fourth-degree CSC, MCL 750.520e(1)(b). The trial court sentenced defendant to
concurrent prison terms of 192 to 360 months for each first-degree CSC conviction, 60 to 180
months for each second-degree CSC conviction, and 361 days for each fourth-degree CSC
conviction. Defendant appeals as of right. We affirm defendant’s convictions, but vacate his
sentences and remand for resentencing.
I. BACKGROUND
The 57-year-old defendant was convicted of engaging in inappropriate sexual conduct
with three female teenagers, each of whom was employed as an apprentice at his horse farm in
Richfield Township. The prosecutor’s theory was that defendant lured the teenagers to his farm
by offering them internships in exchange for riding horses and other privileges on the farm. The
prosecutor claimed that defendant (1) used his position of authority as SL’s boss to sexually
penetrate SL on more than three occasions and had inappropriate sexual contact with her on at
least two occasions, (2) inappropriately touched MD on more than one occasion, and (3)
inappropriately touched DH on more than one occasion. The defense theory was that defendant
did not do anything inappropriate, and that the prosecution witnesses were not credible.
II. OTHER ACTS EVIDENCE
Defendant first argues that the trial court erred by admitting evidence of other uncharged
acts against DH and MD, contrary to MCL 768.27a and MRE 404(b). We disagree. We review
a trial court’s decision to admit evidence for an abuse of discretion. People v Feezel, 486 Mich
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184, 192; 783 NW2d 67 (2010). “A trial court abuses its discretion when its decision falls
‘outside the range of principled outcomes.’” Id. (citation omitted).
A. EVIDENCE INVOLVING DH
Defendant’s argument that DH’s testimony regarding other uncharged acts was
inadmissible under MCL 768.27a and MRE 403 is misplaced. Defendant was charged with two
counts of fourth-degree CSC related to DH. DH testified that during her first two months
working at the farm, defendant placed his hand on her buttocks several times to lift her onto a
horse, although she had not requested or required his assistance. Defendant argues that “the
allegations of sexual contact as to [DH] lacked sufficient similarity to the allegations of
penetration alleged by [SL].” He further argues that “[a]ll were able to testify as to their own
claims, and did so.” Because DH’s testimony was offered as direct evidence of the charged
fourth-degree CSC acts perpetrated by defendant against her, and not as evidence of “other acts”
of sexual contact, analysis under MCL 768.27a and MRE 403 is not applicable. Therefore,
defendant’s argument regarding the admissibility of the evidence relating to DH lacks merit.
B. EVIDENCE INVOLVING MD
Regarding MD, defendant was charged with one count of second-degree CSC for
touching her buttocks while she was mounting a horse. MD testified that, on another occasion,
after she complained about her hamstring muscle, defendant grabbed her crotch while making a
sexual reference. Defendant was not charged for that conduct. Defendant now argues that MD’s
testimony regarding this uncharged act was inadmissible under MCL 768.27a and MRE 404(b),
because the probative value of the evidence was substantially outweighed by the danger of unfair
prejudice, thereby subjecting it to exclusion under MRE 403.1
MCL 768.27a provides that “in a criminal case in which the defendant is accused of
committing a listed offense against a minor, evidence that the defendant committed another listed
offense against a minor is admissible and may be considered for its bearing on any matter to
which it is relevant.” Evidence is relevant if it has any tendency to make the existence of a fact
that is of consequence to the action more probable or less probable than it would be without the
evidence. MRE 401. A defendant’s propensity to commit a crime makes it more probable that
he committed the charged offense. People v Watkins, 491 Mich. 450, 470; 818 NW2d 296
(2012). However, evidence offered under MCL 768.27a is still subject to MRE 403, which
excludes relevant evidence if its probative value is substantially outweighed by the danger of
unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue
delay, waste of time, or needless presentation of cumulative evidence. MRE 403; Watkins, 491
Mich. at 481.
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It is unclear whether the other acts evidence was admitted pursuant to MRE 404(b) or MCL
768.27a. However, as this Court observed in People v Smith, 282 Mich. App. 191, 205; 772
NW2d 428 (2009), where, as here, a listed offense is at issue, analysis of whether the other acts
evidence is admissible “begins and ends with MCL 768.27a.” See also People v Watkins, 491
Mich. 450, 496; 818 NW2d 296 (2012).
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MRE 403 is not, however, intended to exclude “damaging” evidence, because any
relevant evidence will be damaging to some extent. People v Mills, 450 Mich. 61, 75; 537 NW2d
909 (1995), mod 450 Mich. 1212 (1995). Instead, it “is only when the probative value is
substantially outweighed by the danger of unfair prejudice that evidence is excluded.” Id.
Unfair prejudice exists where there is “a danger that marginally probative evidence will be given
undue or pre-emptive weight by the jury” or “it would be inequitable to allow the proponent of
the evidence to use it.” Id. at 75-76; People v McGuffey, 251 Mich. App. 155, 163; 649 NW2d
801 (2002). When applying MRE 403 to evidence in the context of MCL 768.27a, “courts must
weigh the propensity inference in favor of the evidence’s probative value rather than its
prejudicial effect.” Watkins, 491 Mich. at 487. Thus, “other-acts evidence admissible under
MCL 768.27a may not be excluded under MRE 403 as overly prejudicial merely because it
allows a jury to draw a propensity inference.” Id. Courts should consider the following factors
when deciding whether to exclude other-acts evidence under MRE 403 as being overly
prejudicial:
(1) the dissimilarity between the other acts and the charged crime, (2) the
temporal proximity of the other acts to the charged crime, (3) the infrequency of
the other acts, (4) the presence of intervening acts, (5) the lack of reliability of the
evidence supporting the occurrence of the other acts, and (6) the lack of need for
evidence beyond the complainant’s and the defendant’s testimony. [Watkins, 491
Mich. at 487-488.]
When weighing probative value of other-acts evidence, courts should consider the extent to
which the other-acts evidence supports the victim’s credibility and rebuts any defense attack on
the victim’s credibility. Watkins, 491 Mich. at 491-492.
The only factor from Watkins that defendant challenges—similarity between the other
acts and the charged sexual assaults—weighs in favor of admissibility. MD and SL were
approximately the same ages—between 13 and 16—when the charged sexual conduct occurred.
All three victims were female teenagers who worked as apprentices on defendant’s farm. The
charged second-degree and fourth-degree CSC offenses that the victims experienced were
unwanted and unexpected touchings, which corresponded to the type of uncharged touching that
MD detailed. Although the acts were not precisely the same, each constituted defendant’s sexual
advance against a young female who defendant supervised, and involved defendant’s
opportunistic assaults of teen females who knew and trusted him.
As noted, defendant makes no specific argument that other factors listed in Watkins
render MD’s other acts testimony inadmissible under MRE 403. Even if some of those factors
could be viewed as weighing in favor of finding unfair prejudice, in total, the high probative
value of the other acts evidence was not substantially outweighed by the danger of unfair
prejudice. The other acts testimony of MD was probative of defendant’s intent to engage in the
charged conduct for a sexual purpose, and thus provided further evidence that defendant had a
propensity to sexually assault female teenagers whom he supervised. There is no basis to
conclude that the trial court abused its discretion by permitting MD’s other acts testimony.
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III. SUFFICIENCY OF THE EVIDENCE
Defendant next argues that his convictions for first-degree, second-degree, and fourth-
degree CSC relating to SL must be vacated because the prosecution failed to present sufficient
evidence of force or coercion, an element common to all of the offenses. We disagree. When
ascertaining whether sufficient evidence was presented at trial to support a conviction, we must
view the evidence in a light most favorable to the prosecution and determine whether a rational
trier of fact could find that the essential elements of the crime were proven beyond a reasonable
doubt. People v Wolfe, 440 Mich. 508, 515; 489 NW2d 748 (1992), amended 441 Mich. 1201
(1992). “[A] reviewing court is required to draw all reasonable inferences and make credibility
choices in support of the jury verdict.” People v Nowack, 462 Mich. 392, 400; 614 NW2d 78
(2000).
“Force or coercion is not limited to physical violence but is instead determined in light of
all the circumstances.” People v Brown, 197 Mich. App. 448, 450; 495 NW2d 812 (1992)
(citation omitted). MCL 750.520b does not provide an exhaustive list of circumstances of force
or coercion. See MCL 750.520b(1)(f) (“[f]orce or coercion includes, but is not limited to . . . .”).
Rather, coercion may take many forms; it “may be actual, direct, or positive, as where physical
force is used to compel act against one’s will, or implied, legal or constructive, as where one
party is constrained by subjugation to other to do what his free will would refuse.” People v
Premo, 213 Mich. App. 406, 410-411; 540 NW2d 715 (1995), quoting Black’s Law Dictionary
(5th ed). Coercion can also exist where those in an authoritative position exploit the “special
vulnerability” of those under their general control; the authoritative relationship between a
defendant and a victim does not have to be formal. People v Reid, 233 Mich. App. 457, 471-472;
592 NW2d 767 (1999).
Viewed in a light most favorable to the prosecution, the evidence was sufficient to allow
a rational trier of fact to find beyond a reasonable doubt that defendant was able to accomplish
the sexual acts with SL by conduct that constituted implied, legal, or constructive coercion.
Defendant was in a position of authority over SL as her employer on the horse farm. Over time,
SL’s working hours increased and she was working long hours nearly daily. Through his
position, defendant controlled her work environment and was able to grant and withhold work
privileges. He treated SL differently, including yelling at her less than he yelled at others.
Defendant often initiated sexual contact when SL was isolated. While defendant made no
specific threats, a reasonable jury could have concluded that threats were unnecessary. Evidence
indicated that defendant knew that SL was vulnerable because of her love for horses and a desire
to own a particular horse, Legs. SL was assigned to work with Legs when she first started
working for defendant, and defendant later promised SL that Legs would be hers, and he would
refer to Legs as her horse. Defendant would caution SL that if she was not at the farm as much
as he wanted, Legs would be cared for and ridden by others, and she would no longer be needed
on the farm. The evidence supported an inference that defendant manipulated SL by impliedly
threatening to terminate her employment or take away the horse that he promised her if she did
not do what he wanted. Defendant initially touched SL’s buttocks and breasts, and subsequently
grabbed her from behind and inserted his finger into her vagina. According to SL, this caused
her to “fall apart.” Defendant then escalated his abuse to sexual intercourse while driving SL
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home late at night. SL testified that she was in shock, frightened, and was “not sure why it was
happening.” She also testified that defendant treated her differently after the allegations were
disclosed. Viewed in a light most favorable to the prosecution, the evidence demonstrated SL’s
vulnerability and showed that defendant’s acts against her were the product of an abuse of his
authority, which he used to coerce her submission. Accordingly, there was sufficient evidence of
force or coercion to support defendant’s CSC convictions relating to SL.
IV. SCORING OF OFFENSE VARIABLE 11
We agree with defendant’s last argument that he is entitled to resentencing because the
trial court erroneously scored offense variable (OV) 11 of the sentencing guidelines. When
reviewing a trial court’s scoring decision, the trial court’s “factual determinations are reviewed
for clear error and must be supported by a preponderance of the evidence.” People v Hardy, 494
Mich. 430, 438; 835 NW2d 340 (2013). “Clear error exists when the reviewing court is left with
a definite and firm conviction that a mistake was made.” People v McDade, 301 Mich. App. 343,
356; 836 NW2d 266 (2013). “Whether the facts, as found, are adequate to satisfy the scoring
conditions prescribed by statute, i.e., the application of the facts to the law, is a question of
statutory interpretation, which an appellate court reviews de novo.” Hardy, 494 Mich. at 438.
MCL 777.41(1)(a) directs a score of 50 points if “[t]wo or more criminal sexual
penetrations occurred.” In scoring OV 11, a trial court may not count a sexual penetration that
formed the basis for the conviction, MCL 777.41(2)(c), but may score all other “sexual
penetrations of the victim by the offender arising out of the sentencing offense.” MCL
777.41(1)(a) (emphasis added). The phrase “arising out of” suggests “a causal connection
between two events of a sort that is more than incidental.” People v Johnson, 474 Mich. 96, 100-
101; 712 NW2d 703 (2006). “Something that ‘aris[es] out of,’ or springs from or results from
something else, has a connective relationship, a cause and effect relationship, of more than an
incidental sort with the event out of which it has arisin.” Id. Accordingly, this standard requires
more than the mere fact that the penetrations involved the same defendant and the same victim.
See id. at 101-102. Multiple sexual penetrations of the victim by the offender extending beyond
the sentencing offense may be scored in offense variables 12 or 13. MCL 777.41(2)(b).
In this case, the trial court relied on SL’s trial testimony in scoring OV 11 at 50 points.
Although SL testified that defendant engaged in sexual intercourse with her on numerous
occasions, she did not testify that defendant engaged in more than one penetration during a single
episode. Because there was no evidence that two or more sexual penetrations arose, sprung, or
resulted from a single sentencing offense, i.e., from any one of the offenses resulting in a first-
degree CSC conviction, the trial court erred in assessing 50 points for OV 11.
As defendant concedes, the evidence of his other sexual offenses may be used to assess
25 points for OV 13. MCL 777.43. The scoring adjustments to OV 11 and OV 13 result in a
new reduction of 25 points, decreasing defendant’s total OV score from 75 to 50 points. This
scoring adjustment moves defendant from OV level IV (60 to 79 points) to OV level III (40 to 59
points), and lowers defendant’s sentencing guidelines range from 108 to 180 months to 81 to 135
months. MCL 777.62. Because the scoring error affects the appropriate guidelines range,
defendant is entitled to resentencing. People v Francisco, 474 Mich. 82, 88-92; 711 NW2d 44
(2006).
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Affirmed in part, vacated in part, and remanded for resentencing. We do not retain
jurisdiction.
/s/ Pat M. Donofrio
/s/ Stephen L. Borrello
/s/ Cynthia Diane Stephens
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