in Re Horton Estate ( 2018 )

STATE OF MICHIGAN
COURT OF APPEALS
In re ESTATE OF DUANE FRANCIS HORTON
II.
GUARDIANSHIP AND ALTERNATIVES, INC., FOR PUBLICATION
July 17, 2018
Appellee, 9:20 a.m.
v No. 339737
Berrien Probate Court
LANORA JONES, LC No. 2016-000202-DE
Appellant.
Before: HOEKSTRA, P.J., and MURPHY and MARKEY, JJ.
PER CURIAM.
Will contestant Lanora Jones appeals as of right the order of the Berrien Probate Court
recognizing an electronic document as the valid will of her son, Duane Francis Horton II.
Because the trial court did not err by concluding that Guardianship and Alternatives, Inc. (GAI)
established by clear and convincing evidence that decedent intended his electronic note to
constitute his will, we affirm.
The decedent, Duane Francis Horton II, committed suicide in December 2015, at the age
of 21. Before he committed suicide, decedent left an undated, handwritten, journal entry. There
is no dispute that the journal entry was in decedent’s handwriting. The journal entry stated:
I am truly sorry about this . . . My final note, my farewell is on my phone.
The app should be open. If not look on evernote, “Last Note”[.]
The journal entry also provided an email address and password for “evernote.”
The “farewell” or “last note” referred to in decedent’s journal entry was a typed
document that existed only in electronic form. Decedent’s full name was typed at the end of the
document. No portion of the document was in decedent’s handwriting. The document contained
apologies and personal sentiments directed to specific individuals, religious comments, requests
relating to his funeral arrangements, and many self-deprecating comments. The document also
contained one full paragraph regarding the distribution of decedent’s property after his death:
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Have my uncle go through my stuff, pick out the stuff that belonged to my
dad and/or grandma, and take it. If there is something he doesn’t want, feel free
to keep it and do with it what you will. My guns (aside from the shotgun that
belonged to my dad) are your’s to do with what you will. Make sure my car goes
to Jody if at all possible. If at all possible, make sure that my trust fund goes to
my half-sister Shella, and only her. Not my mother. All of my other stuff is
you’re do whatever you want with. I do ask that anything you well, you give 10%
of the money to the church, 50% to my sister Shella, and the remaining 40% is
your’s to do whatever you want with.
In addition, in a paragraph addressed directly to decedent’s uncle, the note contained the
following statement: “Anything that I have that belonged to either Dad, or Grandma, is your’s to
claim and do whatever you want with. If there is anything that you don’t want, please make sure
Shane and Kara McLean get it.” In a paragraph addressed to his half-sister, Shella, decedent also
stated that “all” of his “money” was hers.
During decedent’s lifetime, he was subject to a conservatorship, and GAI served as his
court-appointed conservator. GAI filed a petition for probate and appointment of a personal
representative, nominating itself to serve as the personal representative of decedent’s estate.
GAI maintained that decedent’s electronic “farewell” note qualified as decedent’s will. Jones
filed a competing petition for probate and appointment of a personal representative in which she
nominated herself to serve as the personal representative of decedent’s estate. In that petition,
Jones alleged that decedent died intestate and that she was decedent’s sole heir. After an
evidentiary hearing involving testimony from several witnesses, the probate court concluded that
GAI presented clear and convincing evidence that decedent’s electronic note was intended by
decedent to constitute his will. Therefore, the probate court recognized the document as a valid
will under MCL 700.2503. Jones now appeals as of right.
On appeal, Jones argues that the trial court erred by recognizing decedent’s electronic
note as a will under MCL 700.2503. Jones characterizes decedent’s note as an attempt to make a
holographic will under MCL 700.2502(2), and Jones asserts that, while MCL 700.2503 allows a
court to overlook minor, technical deficiencies in a will, it cannot be used to create a will when
the document in question meets none of the requirements for a holographic will. Alternatively,
as a factual matter, Jones argues that GAI failed to offer clear and convincing evidence that
decedent intended the electronic note in this case to constitute his will as required by MCL
700.2503. We disagree.
I. STANDARD OF REVIEW AND RULES OF STATUTORY CONSTRUCTION
We review de novo the interpretation of statutes. In re Reisman Estate, 266 Mich. App.
522, 526; 702 NW2d 658 (2005). The interpretation of the language used in a will is also
reviewed de novo as a question of law. In re Estate of Bem, 247 Mich. App. 427, 433; 637 NW2d
506 (2001). “We review the probate court's factual findings for clear error.” In re Koehler
Estate, 314 Mich. App. 667, 673-674; 888 NW2d 432 (2016). “A finding is clearly erroneous
when a reviewing court is left with a definite and firm conviction that a mistake has been made,
even if there is evidence to support the finding.” Id. at 674 (quotation marks and citation
omitted).
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Regarding issues of statutory construction, our Supreme Court has explained:
The paramount rule of statutory interpretation is that we are to effect the
intent of the Legislature. To do so, we begin with the statute’s language. If the
statute’s language is clear and unambiguous, we assume that the Legislature
intended its plain meaning, and we enforce the statute as written. In reviewing the
statute’s language, every word should be given meaning, and we should avoid a
construction that would render any part of the statute surplusage or nugatory.
[Wickens v Oakwood Healthcare Sys, 465 Mich. 53, 60; 631 NW2d 686 (2001)
(citations omitted).]
II. ANALYSIS
“The right to make a disposition of property by means of a will is entirely statutory.” In
re Flury Estate, 218 Mich. App. 211, 215; 554 NW2d 39 (1996). The Estates and Protected
Individuals Code (EPIC), MCL 700.1101 et seq., governs wills in Michigan. The provisions in
EPIC must “be liberally construed and applied to promote its purposes and policies,” including
to “discover and make effective a decedent’s intent in distribution of the decedent’s property.”
MCL 700.1201(b).
In a contested will case, the proponent of a will bears “the burden of establishing prima
facie proof of due execution.” MCL 700.3407(1)(b). Generally, to be valid, a will must be
executed in compliance with MCL 700.2502, which provides:
(1) Except as provided in subsection (2) and in sections 2503, 2506, and
2513, a will is valid only if it is all of the following:
(a) In writing.
(b) Signed by the testator or in the testator’s name by some other
individual in the testator’s conscious presence and by the testator’s direction.
(c) Signed by at least 2 individuals, each of whom signed within a
reasonable time after he or she witnessed either the signing of the will as
described in subdivision (b) or the testator’s acknowledgment of that signature or
acknowledgment of the will.
(2) A will that does not comply with subsection (1) is valid as a
holographic will, whether or not witnessed, if it is dated, and if the testator’s
signature and the document’s material portions are in the testator’s handwriting.
(3) Intent that the document constitutes a testator’s will can be established
by extrinsic evidence, including, for a holographic will, portions of the document
that are not in the testator’s handwriting. [MCL 700.2502.]
As set forth in MCL 700.2502(1), there are specific formalities that are generally required to
execute a valid will. However, as expressly stated in MCL 700.2502(1), there are several
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exceptions to these formalities, including less formal holographic wills allowed under MCL
700.2502(2) and the exception created by MCL 700.2503.1 MCL 700.2503 states:
Although a document or writing added upon a document was not executed
in compliance with section 2502, the document or writing is treated as if it had
been executed in compliance with that section if the proponent of the document or
writing establishes by clear and convincing evidence that the decedent intended
the document or writing to constitute any of the following:
(a) The decedent’s will.
(b) A partial or complete revocation of the decedent’s will.
(c) An addition to or an alteration of the decedent’s will.
(d) A partial or complete revival of the decedent’s formerly revoked will
or of a formerly revoked portion of the decedent’s will.
“The plain language of MCL 700.2503 establishes that it permits the probate of a will that does
not meet the requirements of MCL 700.2502.” In re Estate of Attia, 317 Mich. App. 705, 711;
895 NW2d 564 (2016). Indeed, other than requiring “a document or writing added upon a
document,” there are no particular formalities necessary to create a valid will under MCL
700.2503.2 Essentially, under MCL 700.2503, any document or writing can constitute a valid
will provided that “the proponent of the document or writing establishes by clear and convincing
evidence that the decedent intended the document or writing to constitute . . . [t]he decedent’s
will.” MCL 700.2503(a). In considering the decedent’s intent, “EPIC permits the admission of
extrinsic evidence in order to determine whether the decedent intended a document to constitute
his or her will.” In re Estate of Attia, 317 Mich. App. at 709. See also MCL 700.2502(3).
In this case, it is undisputed that decedent’s typed, electronic note, which was
unwitnessed and undated, does not meet either the formal requirements for a will under MCL
700.2502(1) or the requirements of a holographic will under MCL 700.2502(2). Instead, the
validity of the will in this case turns on the applicability of MCL 700.2503 and whether the trial
court erred by concluding that GAI presented clear and convincing evidence that decedent
intended the electronic document to constitute his will. To properly analyze this question, we
1
MCL 700.2502(1) also recognizes exceptions as set forth in MCL 700.2506 and MCL
700.2513. These provisions do not apply in this case.
2
That is not to say that formalities, or lack thereof, are irrelevant in a will contest involving
MCL 700.2503. Formalities are considered indicative of intent. Restatement (Third) of
Property: Will and Other Donative Transfers, § 3.3, comment a. Consequently, an adherence to
some formalities, or conversely the extent of the departure from formalities, can be considered
when determining whether a document was intended to be a will. See Uniform Probate Code, §
2-503, comment (1997) (“The larger the departure from Section 2-502 formality, the harder it
will be to satisfy the court that the instrument reflects the testator's intent.”).
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must first briefly address Jones’s characterization of decedent’s note as a failed holographic will.
In particular, contrary to Jones’s attempt to conflate MCL 700.2503 and the holographic will
provision, MCL 700.2503 is an independent exception to the formalities required under MCL
700.2502(1), which does not require a decedent to satisfy—or attempt to satisfy—any of the
requirements for a holographic will under MCL 700.2502(2).3 To require a testator to meet any
specific formalities notwithstanding MCL 700.2503, “would render MCL 700.2503 inapplicable
to the testamentary formalities in MCL 700.2502, which is contrary to the plain language of the
statute.” In re Estate of Attia, 317 Mich. App. at 711. Instead, under MCL 700.2503, while the
proposed will must be a document or writing, there are no specific formalities required for
execution of the document, and any document or writing can constitute a will, provided that the
proponent of the will presents clear and convincing evidence to establish that the decedent
intended the document to constitute his or her will. See MCL 700.2503(a).
Turning to the facts of this case, we find no error in the trial court’s determination that
decedent intended for the electronic document in question to constitute his will. See MCL
700.2503(a). In basic terms, “[a] will is said to be a declaration of a man's mind as to the manner
in which he would have his property or estate disposed of after his death.” Byrne v Hume, 84
Mich. 185, 192; 47 N.W. 679 (1890). A will need not be written in a particular form or use any
particular words; for example, a letter or other document, such as a deed, can constitute a will.
See, e.g., In re Merritt's Estate, 286 Mich. 83, 89; 281 N.W. 546 (1938); In re Dowell's Estate, 152
Mich. 194, 196; 115 N.W. 972 (1908); In re High, 2 Doug 515, 521-522 (1847). However, in
order for a document to be considered a will it must evince testamentary intent, meaning that it
must operate to transfer property “only upon and by reason of the death of the maker.” In re
Boucher's Estate, 329 Mich. 569, 571; 46 NW2d 577 (1951). Moreover, the document must be
final in nature; that is, “[m]ere drafts” or “a mere unexecuted intention to leave by will is of no
effect.” In re Cosgrove's Estate, 290 Mich. 258, 262; 287 N.W. 456 (1939) (quotation marks and
citation omitted). Ultimately, in deciding whether a person intends a document to constitute a
“will,” the question is whether the person intended the document to govern the posthumous
distribution of his or her property. See In re Fowle's Estate, 292 Mich. 500, 504; 290 N.W. 883
(1940). As noted, whether the decedent intended a document to constitute a will may be shown
by extrinsic evidence. In re Estate of Attia, 317 Mich. App. at 709; MCL 700.2502(3).
3
Jones argues on appeal that the holographic will statute will be rendered meaningless if MCL
700.2503 can be used to circumvent the necessity of all requirements for a formal will under
MCL 700.2502(1) as well as all requirements for a holographic will under MCL 700.2502(2).
Contrary to this argument, the requirements for a holographic will under MCL 700.2502(2), like
the more formal requirements for a will under MCL 700.2502(1), remain a viable—and perhaps
more straightforward—means for expressing intent to create a will. See Restatement (Third) of
Property: Will and Other Donative Transfers, § 3.3, comment a (1999). MCL 700.2503 simply
makes plain that other evidence clearly and convincingly demonstrating intent to adopt a will
should not be ignored simply because the decedent failed to comply with formalities. See
Restatement (Third) of Property: Will and Other Donative Transfers, § 3.3, comment b (1999).
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In this case, to determine whether decedent intended his farewell note to constitute a will,
the trial court considered the contents of the electronic document4 as well as extrinsic evidence
relating to the circumstances surrounding decedent’s death and the discovery of his suicide note
as described by witnesses at the evidentiary hearing. After detailing the evidence presented and
assessing witness credibility, the trial court concluded that the evidence “was unrebutted that the
deceased hand wrote a note directing the reader to his cell phone with specific instructions as to
how to access a document he had written electronically in anticipation of his imminent death by
his own hands.”5 Regarding the language of the document itself, the trial court determined that
the document unequivocally set forth decedent’s wishes regarding the disposition of his property.
Finding that decedent clearly and unambiguous expressed his testamentary intent in the
electronic document in anticipation of his impending death, the trial court concluded that
decedent intended the electronic document to constitute his will.
Reviewing the language of the document de novo, In re Estate of Bem, 247 Mich. App. at
433, we agree with the trial court’s conclusion that the document expresses decedent’s
testamentary intent. On the face of the document, it is apparent that the document was written
with decedent’s death in mind; indeed, the document is clearly intended to be read after
decedent’s death. The note contains apologies and explanations for his suicide, comments
relating to decedent’s views on God and the afterlife, final farewells and advice to loved ones
and friends, and it contains requests regarding his funeral. In what is clearly a final note to be
read upon decedent’s death, the document then clearly dictates the distribution of his property
after his death. Cf. In re High, 2 Doug at 517-519, 521-522 (finding that letter offering parting
4
On appeal, Jones argues that the probate court erred when it accepted a copy of the purported
will into evidence as opposed to requiring an original of the document. However, Jones waived
this argument in the trial court by expressly stating that she had no objections to the admission of
the copy of the document into evidence. See Landin v Healthsource Saginaw, Inc, 305 Mich
App 519, 545; 854 NW2d 152 (2014). “A party who waives a right is precluded from seeking
appellate review based on a denial of that right because waiver eliminates any error.” The Cadle
Co v Kentwood, 285 Mich. App. 240, 255; 776 NW2d 145 (2009). Therefore, we decline to
address this issue.
5
Jones argues that GAI did not present testimony that anyone saw decedent type the suicide note
and that, because it was merely in electronic form, someone else could have typed or altered the
suicide note. The trial court rejected Jones’s argument that the document had been written or
altered by someone other than decedent as mere speculation without supporting evidence. Jones
does not dispute that the handwritten, journal entry was in decedent’s handwriting. That journal
entry directed its finder to decedent’s cell phone. One of the individuals who found and read the
electronic note on decedent’s cell phone identified the contents of the note at the hearing. She
indicated that she “know[s]” what the notes “says” and that she would “[a]bsolutely” recognize if
the note had been changed. The probate court expressly found this witness’s testimony to be
credible. Deferring to the trial court assessment of credibility, In re Estate of Erickson, 202
Mich. App. 329, 331; 508 NW2d 181 (1993), the evidence shows that decedent wrote the
electronic note and that it was not altered by anyone else. Contrary to Jones’s arguments, the
trial court did not clearly err by concluding that the electronic note was written by decedent.
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words to family members, discussing hopes for salvation, and disposing of property after death
was a will); In re Fowle's Estate, 292 Mich. at 504 (concluding that instrument disposing of
property and making provision for burial was a will). Specifically, decedent was clear that he
did not want his mother to receive the remains of the trust fund. Decedent stated that the money
in his trust fund was for his half-sister and he wanted his uncle to receive any of his personal
belongings that came from his father and grandmother. He left his car to “Jody.” All of
decedent’s “other stuff” was left to the couple with whom decedent had been living.6 In short,
the note is “distinctly testamentary in character,” In re Fowle's Estate, 292 Mich. at 504, and the
document itself provides support for the conclusion that decedent intended for the note to
constitute his will.7
Extrinsic evidence may also be used to discern a decedent’s intent, In re Estate of Attia,
317 Mich. App. at 709, and considering the evidence presented at the hearing, we see no clear err
in the trial court’s findings of fact regarding the circumstances surrounding decedent’s death and
decedent’s intent for the electronic note to constitute his will. In this regard, as detailed by the
trial court, the evidence showed that decedent’s handwritten journal entry directed the reader to
an electronic, final “farewell.” Decedent left his journal and his phone containing the electronic
note in his room; he then left the home and committed suicide. Given the surrounding
circumstances, although the note was undated, the trial court reasonably concluded that the
electronic note was written “in anticipation of [decedent’s] imminent death by his own hands.”
The fact that decedent wrote a note providing for disposition of his property in anticipation of his
impending death supports the conclusion that it was a final document to govern the disposition of
decedent’s property after his death. Cf. In re High, 2 Doug at 517-519, 521-522. Moreover, the
evidence showed that decedent had, at best, a strained relationship with his mother, and the trial
court reasoned that Jones’s testimony regarding her strained relationship with decedent “actually
provides an understanding of the intent of [decedent] when he drafted the cell phone document.”
6
On appeal, Jones argues that decedent’s suicide note contains precatory language, and, relying
on Crisp v Anderson, 204 Mich. 35, 39; 169 N.W. 855 (1918), Jones argues that language such as
“if at all possible” is insufficient to demonstrate testamentary intent. The probate court rejected
this argument, correctly recognizing that decedent used unequivocal language when he used the
phrase “not my mother” and when he stated to his half-sister that “all of my money . . . is yours.”
Decedent also clearly stated that anything belonging to his grandmother or father was to be given
to his uncle that his car was for “Jody,” and that all decedent’s “other stuff” was for the couple
with whom he had been living. In short, contrary to Jones’s argument, decedent clearly provided
for the disposition of his property following his death.
7
In disputing the note’s validity as a will, Jones specifically emphasizes that the electronic note
does not contain a handwritten signature and Jones asserts that the document should simply be
viewed as an informal “note” rather than a “will.” However, as discussed, the formalities of
MCL 700.2502 are not required for a valid will under MCL 700.2503. In re Estate of Attia, 317
Mich. App. at 711. Moreover, we note that, although the electronic note does not contain a
handwritten signature, decedent ended the document with the more formal use of his full name—
“Duane F. Horton II,” which added an element of solemnity to the document, supporting the
conclusion that the document was intended as more than a casual “note.”
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In other words, the nature of decedent’s relationship with his mother, when read in conjunction
with his clear directive that none of his money go to his mother, supports the conclusion that
decedent intended for the electronic note to govern the posthumous distribution of his property to
ensure that his mother, who would otherwise be his heir, did not inherit from him. We see no
clear error in the trial court’s factual findings, In re Koehler Estate, 314 Mich. App. at 673-674,
and the extrinsic evidence in this case strongly supports the conclusion that decedent intended
the electronic note to constitute his will.
Overall, considering both the document itself and the extrinsic evidence submitted at the
hearing, the trial court did not err by concluding that GAI presented clear and convincing
evidence that decedent intended the electronic note to constitute his will, and thus the document
constitutes a valid will under MCL 700.2503.
Affirmed. Having prevailed in full, GAI may tax costs pursuant to MCR 7.219.
/s/ Joel P. Hoekstra
/s/ William B. Murphy
/s/ Jane E. Markey
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