People of Michigan v. Cortez Dominique Kidd ( 2015 )

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
June 18, 2015
Plaintiff-Appellee,
v No. 321246
St. Clair Circuit Court
CORTEZ DOMINIQUE KIDD, LC No. 13-002931-FC
Defendant-Appellant.
Before: JANSEN, P.J., and SAWYER and FORT HOOD, JJ.
PER CURIAM.
Defendant appeals by right his jury-trial conviction of one count of second-degree
criminal sexual conduct (CSC-II), MCL 750.520c(1)(a) (victim under 13 years of age), for which
he was sentenced to 5 to 15 years in prison. We affirm in part, vacate in part, and remand for
further proceedings consistent with this opinion.
I
Defendant was originally charged with one count of first-degree criminal sexual conduct
(CSC-I), MCL 750.520b(1)(a), and one count of CSC-II for allegedly engaging in sexual
penetration and contact with the 12-year-old victim on Thanksgiving Day 2012. The jury
convicted defendant of CSC-II but deadlocked with respect to the charge of CSC-I. Following
trial, defendant agreed to plead no contest to a charge of third-degree criminal sexual conduct
(CSC-III), MCL 750.520d(1)(a) (victim at least 13 but under 16 years of age) in exchange for the
prosecutor’s agreement not to retry him on the charge of CSC-I.
The trial court determined that defendant’s no-contest plea was knowing, voluntary, and
intelligent,1 accepted defendant’s plea, and entered a judgment of conviction on the charge of
CSC-III. The court then referred both of defendant’s convictions to the probation department for
the preparation of a Presentence Investigation Report (PSIR).
1
In accordance with MCR 6.302(D)(2), the trial court did not directly question defendant about
his participation in the crime. Instead, the court relied on the trial testimony that it had already
heard to establish a factual basis for defendant’s plea.
-1-
CSC-II and CSC-III are in the same offense category—crimes against a person. MCL
777.16y. Therefore, the same offense variables (OVs) and prior record variables (PRVs) apply
to both felonies. MCL 777.21(1)(a); MCL 777.21(1)(b); MCL 777.22(1). The probation
department prepared a PSIR and scored the statutory sentencing guidelines for CSC-III, the more
serious conviction.2 The probation department calculated a total OV score of 30 and a total PRV
score of 40. At the sentencing hearing, however, all parties agreed that defendant’s total PRV
score should be corrected and lowered to 30. Defendant does not challenge the corrected scoring
of the sentencing guidelines on appeal.
Defendant’s total OV score of 30 and total PRV score of 30 placed him in cell D-III on
the sentencing grid for Class B felonies,3 with a recommended minimum sentence range of 57 to
95 months. MCL 777.63. The trial court sentenced defendant to concurrent prison terms of 7
years (84 months) to 15 years for the CSC-III conviction, and 5 years (60 months) to 15 years for
the CSC-II conviction.
II
We reject defendant’s claims of prosecutorial misconduct and related claim of ineffective
assistance of trial counsel.
“The test of prosecutorial misconduct is whether the defendant was denied a fair and
impartial trial.” People v Mesik (On Reconsideration), 285 Mich. App. 535, 541; 775 NW2d 857
(2009). “[A]llegations of prosecutorial misconduct are considered on a case-by-case basis, and
the reviewing court must consider the prosecutor’s remarks in context.” People v Bennett, 290
Mich. App. 465, 475; 802 NW2d 627 (2010). We review unpreserved claims of prosecutorial
misconduct for outcome-determinative, plain error. People v Unger, 278 Mich. App. 210, 235;
749 NW2d 272 (2008); see also People v Carines, 460 Mich. 750, 763-764; 597 NW2d 130
(1999). Because no Ginther4 hearing was held, our review of defendant’s claim of ineffective
assistance of counsel is limited to mistakes apparent on the record. People v Jordan, 275 Mich
App 659, 667; 739 NW2d 706 (2007).
Defendant first argues that the prosecutor committed misconduct when she referred to a
portion of defense counsel’s closing argument “as a ‘red herring.’ ” We disagree.
2
When concurrent sentences are to be imposed for multiple felony convictions in the same
offense category, the probation department is only required to include in the PSIR the
recommended minimum sentence range for the felony “having the highest crime class.” MCL
771.14(2)(e). Both CSC-II and CSC-III carry a statutory maximum sentence of 15 years in
prison. MCL 750.520c(2)(a); MCL 750.520d(2). However, whereas CSC-III (which involves
sexual penetration) is a Class B felony, CSC-II (which involves sexual contact without
penetration) is a Class C felony. MCL 777.16y.
3
As noted, CSC-III, the more serious of defendant’s two convictions, is a Class B felony. MCL
777.16y.
4
People v Ginther, 390 Mich. 436; 212 NW2d 922 (1973).
-2-
Michigan State Police forensic scientist Jennifer Summers testified that there was no
seminal fluid present on the vaginal and cervical swabs collected from the victim. Summers also
testified that no sperm cells were present on the microscope slides prepared in this case.
Michigan State Police forensic scientist Catherine Maggert testified that she had not discovered
any DNA consistent with defendant’s profile on the vaginal and vulvar swabs collected from the
victim. Maggert also testified that she had not located any skin cells containing DNA consistent
with defendant’s profile.
In his closing argument, defense counsel repeatedly stressed that no semen was found
during the laboratory tests of the swabs collected from the victim. Defense counsel pointed to
(1) the lack of evidence that defendant had used a condom and (2) the victim’s testimony that she
had not wiped or washed away any semen after the sexual act. Counsel stated, “So the way I
look at it, the only possible explanation for the no semen is that there was absolutely no
ejaculation at all.” Defense counsel then referred to the testimony of Summers and Maggert and
argued that “no drops of seminal fluid [] were expelled at all during this whole 10 or 15 minute
period.”5 Defense counsel continued:
I just don’t think it adds up. If you believe [the victim] that this went on for 10 or
15 minutes, there should be some seminal fluid. There should be some sperm.
There should be something there.
Defense counsel also questioned a comment that the prosecutor made during her closing
argument, wherein she stated that it is “really hard” to find skin cells containing an assailant’s
DNA.
In rebuttal, the prosecutor argued that defense counsel’s remark concerning the absence
of semen and sperm was a “red herring” because defendant could have penetrated the victim’s
vagina without ever ejaculating or depositing seminal fluid. The prosecutor explained that she
was not required to prove that defendant ejaculated—only that defendant’s penis penetrated the
victim’s vagina.6 The prosecutor argued that even if defendant did ejaculate, there still might not
have been any semen or sperm found on the swabs. Alternatively, citing the victim’s testimony
that she pushed and fought with defendant during the sex act, the prosecutor suggested that the
victim might have gotten away from defendant before he was able to ejaculate. The prosecutor
also pointed to Maggert’s testimony that it is not common to find an assailant’s skin cells in
sexual-assault cases.
“A prosecutor’s comments must be considered in light of defense arguments,” People v
Messenger, 221 Mich. App. 171, 181; 561 NW2d 463 (1997), and a prosecutor “is not required to
5
The victim had estimated that the sex act with defendant lasted for approximately 10 or 15
minutes.
6
“Sexual penetration” is defined in pertinent part as “sexual intercourse . . . or any other
intrusion, however slight, of any part of a person’s body . . . into the genital or anal openings of
another person’s body, but emission of semen is not required.” MCL 750.520a(r).
-3-
state inferences and conclusions in the blandest possible terms,” Unger, 278 Mich. App. at 239.
“ ‘[A]n otherwise improper remark may not rise to an error requiring reversal when the
prosecutor is responding to the defense counsel’s argument.’ ” People v Watson, 245 Mich. App.
572, 593; 629 NW2d 411 (2001), quoting People v Kennebrew, 220 Mich. App. 601, 608; 560
NW2d 354 (1996).
We acknowledge that it is generally improper for a prosecutor to argue that defense
counsel has attempted to mislead the jury through the use of “red herrings.” Unger, 278 Mich
App at 238. But that is not what happened here. The prosecutor, in rebuttal, was merely
responding to defense counsel’s closing argument by explaining that (1) the absence of semen or
sperm did not prove that no penetration occurred, and (2) the absence of defendant’s skin cells
on the victim was not unexpected and did not prove that no sexual assault happened. These
prosecutorial comments were based on reasonable inferences arising from the properly admitted
evidence. People v Bahoda, 448 Mich. 261, 282; 531 NW2d 659 (1995). Defendant was not
denied a fair and impartial trial by the prosecutor’s remarks during her rebuttal argument.7 See
Kennebrew, 220 Mich. App. at 608.
Defendant also claims that the prosecutor committed misconduct by shifting the burden
of proof. It is true that “the prosecutor may not attempt to shift the burden of proof.” People v
Abraham, 256 Mich. App. 265, 273; 662 NW2d 836 (2003). However, “ ‘ “[i]t is not error to
comment on the failure of the defense to produce evidence on a phase of the defense upon which
the defendant seeks to rely.” ’ ” People v Reid, 233 Mich. App. 457, 477-478; 592 NW2d 767
(1999), quoting People v Fields, 450 Mich. 94, 111 n 21; 538 NW2d 356 (1995), in turn quoting
United States v Bright, 630 F2d 804, 825 (CA 5, 1980). Burden-shifting occurs when the
prosecution attempts to absolve itself “from proving each element of the crime beyond a
reasonable doubt.” Fields, 450 Mich. at 116.
During rebuttal argument, the prosecutor challenged defendant’s theory that the victim
had fabricated the allegations of sexual assault and asked the jury why the victim would have
made up such a claim, particularly given that the allegations would require her to go through an
invasive physical examination. The prosecutor remarked that the defense “never did answer that
question,” but also informed the jury that “[t]hey don’t have to.”
This statement did not shift the burden of proof. Although the prosecutor commented
that the defense “never did answer that question,” she informed the jury that the defense was
under no obligation to do so. The remark was isolated, brief, and did not affect the outcome of
defendant’s trial. Unger, 278 Mich. App. at 239.
7
We further note that these challenged prosecutorial remarks were made in reference to the
charge of CSC-I—a charge on which the jury deadlocked. Sexual penetration is not an element
of CSC-II. Accordingly, even if the prosecutor technically exceeded the bounds of proper
rebuttal argument in this instance, defendant is still unable to demonstrate any prejudice flowing
from the remarks.
-4-
Moreover, following the prosecutor’s rebuttal argument, the trial court instructed the
jurors that defendant was “presumed to be innocent” and that “you must start with the
presumption that the Defendant is innocent.” The trial court continued:
Every crime is made up of parts called elements. The Prosecutor must
prove each element of the crime beyond a reasonable doubt. The Defendant is not
required to prove his innocence or do anything. If you find that the Prosecution
has not proven every element beyond a reasonable doubt, then you must find the
Defendant not guilty.
The court further instructed the jurors that they should “only consider the evidence that has been
properly admitted in this case” and that “[t]he lawyers’ statements and arguments are [] not
evidence.” Jurors are presumed to follow their instructions. People v Mette, 243 Mich. App. 318,
330-331; 621 NW2d 713 (2000). We conclude that the trial court’s instructions were sufficient
to alleviate any possible prejudice flowing from the prosecutor’s remark. Unger, 278 Mich. App.
at 237, 238.
Having found no prosecutorial misconduct, we cannot agree with defendant’s assertion
that defense counsel performed deficiently by failing to object to the challenged prosecutorial
comments. “Failing to advance a meritless argument or raise a futile objection does not
constitute ineffective assistance of counsel.” People v Ericksen, 288 Mich. App. 192, 201; 793
NW2d 120 (2010); see also Unger, 278 Mich. App. at 257.
III
We vacate defendant’s sentence of 5 to 15 years in prison for CSC-II and remand for
resentencing on the CSC-II conviction in accordance with the sentencing grid for Class C
felonies.
A
As noted earlier, the probation department and trial court scored the guidelines with
respect to defendant’s plea-based conviction of CSC-III only, and determined defendant’s
sentences for both CSC-III (a Class B felony) and CSC-II (a Class C felony) by reference to the
sentencing grid for Class B felonies, MCL 777.63. Nevertheless, due to the unique
circumstances of this case, we conclude that defendant must be resentenced on his conviction of
CSC-II with respect to the sentencing grid for Class C felonies, MCL 777.64.
It is undisputed that the victim was 12 years old at the time of the offense. Yet the trial
court accepted defendant’s plea of no contest to a charge of CSC-III under MCL 750.520d(1)(a),
which provides:
(1) A person is guilty of criminal sexual conduct in the third degree if the
person engages in sexual penetration with another person and if any of the
following circumstances exist:
(a) That other person is at least 13 years of age and under 16 years of age.
[Emphasis added.]
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Defendant’s conduct at issue in this case, sexual penetration of a 12-year-old victim, did not fall
within the scope of MCL 750.520d(1)(a). Indeed, sexual penetration of a victim under the age of
13 falls exclusively within the scope of the CSC-I statute. Accordingly, defendant’s no-contest
plea to the charge of CSC-III was invalid.
Despite the invalidity of defendant’s no-contest plea, however, we are unable to vacate
his conviction of CSC-III. Neither the validity of defendant’s no-contest plea nor the legality of
his resulting CSC-III conviction is before this Court. Indeed, this Court denied defendant’s
application for leave to appeal from his plea-based conviction of CSC-III. People v Kidd,
unpublished order of the Court of Appeals, entered February 4, 2015 (Docket No. 325084). We
may not address the validity of defendant’s plea-based conviction of CSC-III in this appeal by
right from defendant’s jury-trial conviction of CSC-II. See Const 1963, art 1, § 20 (stating that
“except as provided by law, an appeal by an accused who pleads guilty or nolo contendere shall
be by leave of the court”).
Notwithstanding our inability to vacate defendant’s no-contest plea, we conclude that the
invalid plea and resulting conviction of CSC-III should not have played any role in the
determination of defendant’s sentence for CSC-II. We therefore vacate defendant’s sentence for
CSC-II (which was determined with reference to the sentencing grid for Class B felonies), and
remand to the trial court for resentencing on defendant’s CSC-II conviction in accordance with
the sentencing grid for Class C felonies, MCL 777.64. Assuming that defendant’s total OV score
of 30 and total PRV score of 30 do not change on remand, he will fall within cell D-III on the
sentencing grid for Class C felonies, calling for a recommended minimum sentence range of 29
to 57 months.8 Id.
B
Defendant also argues that he was sentenced, at least in part, on the basis of irrelevant
information. He contends that his score on the Department of Corrections Probation Risk
Classification Assessment (CFJ-221) should have been stricken from the PSIR.
At the sentencing hearing, the prosecutor cited the probation risk-classification
assessment score in defendant’s PSIR:
The problem I have with this case is you have the assessment from the
Department of Corrections utilizing their [sic], you know, their [sic] risk
classification measures . . . which usually I’ve had problems with because they
[sic] seem to never find risk associated with classifying offenders, but in this case
it did, and I guess that’s a red flag to me.
The trial court sentenced defendant without indicating whether it was considering the risk-
classification assessment information.
8
We note that defendant’s existing sentence for the CSC-II conviction, 5 years (60 months) to 15
years in prison, exceeds this range.
-6-
After the appointment of appellate counsel, defendant moved for resentencing and
correction of the PSIR. In particular, defense counsel requested that the court strike the results of
the risk-classification assessment from the PSIR. Defense counsel asserted that the information
was irrelevant because it was not useful in determining the length of defendant’s prison sentence.
Defense counsel also noted that it was unclear from the transcript of the sentencing hearing
whether the trial court had considered the risk-classification assessment when imposing
defendant’s original sentences.
At the hearing on defendant’s motion, the trial court stated that it did not know exactly
why the risk-classification assessment information was included in the PSIR, but observed that
the probation department routinely included such information in PSIRs in St. Clair County. The
court continued:
I’m use[d] to seeing [the risk-classification assessment information] and
this is the first time that I’ve had anyone, anyone question whether it should or
shouldn’t be a part of the [PSIR]. How it gets used or not used at this level we’ve
already talked about that, but at this point I don’t see any particular reason to
strike it from the [PSIR].
To whatever extent I’m assuming that there is some [Department of
Corrections] protocol or something that [the probation officer] thinks is a
[Department of Corrections] protocol that prompts that information into the
[PSIR] and whether it’s intended for our use or whether it’s intended later on
when parole is being considered, I don’t know. Much of what goes on at the
[Department of Corrections] and parole level is a mystery to all of us and . . . it’s
unfortunate that it is, but it is. And so I’m going to leave it in [the PSIR] for those
reasons and if somebody tells me I’m wrong, then they can tell me I’m wrong.
MCL 771.14(2) and MCR 6.425(A)(1) describe the information that must be included in
a PSIR. Neither MCL 771.14(2) nor MCR 6.425(A)(1) expressly mentions the Department of
Corrections Probation Risk Classification Assessment (CFJ-221). However, both the statute and
court rule allow the probation department to include “[a]n evaluation of and a prognosis for the
person’s adjustment in the community based on factual information contained in the report.”
MCL 771.14(2)(a); see also MCR 6.425(A)(1)(j). Whether this includes the risk-classification
assessment information at issue in this case has never been addressed by any appellate court in
Michigan. Furthermore, we do not have a copy of Department of Corrections form CFJ-221 or
any other information concerning the department’s risk-classification scheme, we are currently
unable to answer this question.
It is well-settled that the trial court must respond when a defendant challenges
information contained in the PSIR. People v Spanke, 254 Mich. App. 642, 648; 658 NW2d 504
(2003). The sentencing court may choose to simply disregard the challenged information.
However, if the court chooses this option, it must clearly indicate that it did not consider the
challenged information in determining the sentence. Id. at 648-649. “If the court finds the
challenged information inaccurate or irrelevant, it must strike that information from the PSIR
before sending the report to the Department of Corrections.” Id. at 649; see also People v Hoyt,
185 Mich. App. 531, 535; 462 NW2d 793 (1990).
-7-
In the instant case, the trial court did not determine whether the risk-classification
information in the PSIR was relevant or irrelevant. The court insinuated that it had not relied on
the risk-classification information, referring to the Department of Corrections’s procedures as “a
mystery”; nevertheless, the court declined to strike the challenged information, stating merely
that it did not “see any particular reason” to do so. The court never “clearly indicate[d]” whether
it had considered the risk-classification information in imposing defendant’s sentences. Spanke,
254 Mich. App. at 648-649.
It may well be that the trial court did not consider the challenged risk-classification
assessment information when imposing defendant’s sentences. But because the court did not
state so clearly or strike the information from the PSIR, we can merely speculate as to whether
the court relied on the information. Hoyt, 185 Mich. App. at 536. On remand, and prior to
resentencing, the trial court shall determine whether the challenged risk-classification assessment
information is relevant or irrelevant to determining the length of defendant’s prison sentence for
CSC-II. Id. If the court determines that the risk-classification information is irrelevant for the
purpose of sentencing, it shall clearly state on the record that it has not considered the
information and shall strike the information from the PSIR. In making this determination, the
trial court shall take into account MCL 771.14 and MCR 6.425.
IV
We affirm defendant’s conviction of CSC-II but vacate his sentence for CSC-II and
remand for resentencing in accordance with the grid for Class C felonies. On remand, and prior
to resentencing, the trial court shall also resolve defendant’s challenge to the risk-classification
assessment information contained in the PSIR consistent with this opinion. Upon imposing a
new sentence for defendant’s CSC-II conviction, the trial court shall amend the judgment of
sentence accordingly.
Affirmed in part, vacated in part, and remanded for further proceedings consistent with
this opinion. We do not retain jurisdiction.
/s/ Kathleen Jansen
/s/ David H. Sawyer
/s/ Karen M. Fort Hood
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