People of Michigan v. Terry Anthony Rogers ( 2019 )

If this opinion indicates that it is “FOR PUBLICATION,” it is subject to
revision until final publication in the Michigan Appeals Reports.
STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
April 23, 2019
Plaintiff-Appellee,
v No. 342006
Gladwin Circuit Court
TERRY ANTHONY ROGERS, LC No. 16-008588-FC
Defendant-Appellant.
Before: BORRELLO, P.J., and SHAPIRO and RIORDAN, JJ.
PER CURIAM.
Defendant appeals by leave granted1 his sentence for his conviction of assault with a
dangerous weapon (felonious assault), MCL 750.82. We affirm.
I. BACKGROUND FACTS & PROCEDURAL HISTORY
Defendant pleaded nolo contendere to felonious assault 2 as a fourth-offense habitual
offender and, in exchange, the prosecution agreed to a minimum sentence of 17 months in
prison. At the plea hearing, the trial court told defendant that he was charged as an habitual
offender, and defendant said that he understood and stipulated to the factual basis for the habitual
offender enhancement. At the sentencing hearing, the trial court made a correction to the
presentence investigation report (PSIR) because it did not include the fourth-offense habitual
offender charge, and defense counsel agreed to the correction. The trial court stated that it would
not impose the agreed-upon sentence, but it did not allow defendant to withdraw his plea because
he had engaged in misconduct after the trial court entered the plea but before sentencing, in
violation of MCR 6.310(B)(3). The trial court sentenced defendant as a fourth-offense habitual
1
People v Rogers, unpublished order of the Court of Appeals, entered April 26, 2018 (Docket
No. 342006).
2
Defendant was originally charged with assault by strangulation, MCL 750.84(1)(b), as a fourth-
offense habitual offender.
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offender to 4 to 15 years in prison. The court subsequently denied defendant’s motion for
correction of an invalid sentence, holding that defendant’s due-process rights were not violated
on the basis that the prosecutor failed to file a proof of service of defendant’s habitual offender
notice. We granted defendant’s delayed application for leave to appeal with respect to this issue
only.
II. REQUIREMENTS OF MCL 769.13
Defendant alleges that because the prosecutor failed to comply with the notice filing
requirements of the habitual offender statute, MCL 769.13(1) and (2), he is entitled to
resentencing without the habitual offender enhancement. We disagree.
A. STANDARD OF REVIEW
A defendant’s claim that his right to due process was violated is a question of law that is
reviewed de novo. People v Walker, 234 Mich App 299, 302; 593 NW2d 673 (1999). Similarly,
whether a defendant is entitled to resentencing when the prosecutor fails to file a proof of service
of the habitual offender notice is a question of law that this Court reviews de novo. People v
Head, 323 Mich App 526, 542; 917 NW2d 752 (2018). This issue “involves the application of
statutory provisions and court rules,” and “[u]nambiguous language in a statute or court rule is
enforced as written.” Id.Preserved claims of constitutional error are subject to harmless-error review. People v
Carines, 460 Mich 750, 774; 597 NW2d 130 (1999). This “[C]ourt must determine whether the
beneficiary of the error has established that it is harmless beyond a reasonable doubt.” Id.Further, MCR 2.613(A) provides, in relevant part, that
an error or defect in anything done or omitted by the court or by the parties is not
ground for granting a new trial, for setting aside a verdict, or for vacating,
modifying, or otherwise disturbing a judgment or order, unless refusal to take this
action appears to the court inconsistent with substantial justice.
Likewise, MCL 769.26 provides, in relevant part, that
[n]o judgment or verdict shall be set aside or reversed . . . for error as to any
matter of pleading or procedure, unless in the opinion of the court, after an
examination of the entire cause, it shall affirmatively appear that the error
complained of has resulted in a miscarriage of justice.
B. LAW & ANALYSIS
MCL 769.13 governs the procedure that a prosecutor must follow when he or she seeks to
enhance a defendant’s sentence based on the defendant’s prior criminal record. MCL 769.13(1)
provides, in relevant part, that
[i]n a criminal action, the prosecuting attorney may seek to enhance the sentence
of the defendant . . . by filing a written notice of his or her intent to do so within
21 days after the defendant’s arraignment on the information charging the
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underlying offense or, if arraignment is waived, within 21 days after the filing of
the information charging the underlying offense.
MCL 769.13(2) further provides that
[a] notice of intent to seek an enhanced sentence filed under subsection (1) . . .
shall be filed with the court and served upon the defendant or his or her attorney
within the time provided in subsection (1). The notice may be personally served
upon the defendant or his or her attorney at the arraignment on the information
charging the underlying offense, or may be served in the manner provided by law
or court rule for service of written pleadings. The prosecuting attorney shall file a
written proof of service with the clerk of the court.
The specific provision at issue is the requirement that “[t]he prosecuting attorney shall file a
written proof of service with the clerk of the court.” MCL 769.13(2).
In Walker, 234 Mich App at 314, the defendant argued that his right to due process was
violated when the prosecution failed to file a proof of service of its notice of intent to enhance his
sentence, but the defendant made “no claim that the notice of intent had not been received . . . .”
Id. at 314. The panel in Walker determined that the error was harmless because the prosecution’s
failure to file the notice “in no way prejudiced [the] defendant’s ability to respond to the habitual
offender charge.” Id. at 315. Similarly, in Head, 323 Mich App at 544, this Court held that a
prosecutor’s failure to file a proof of service of the notice of the habitual offender sentence
enhancement was harmless error. “[B]ecause [the] defendant had actual notice of the
prosecutor’s intent to seek an enhanced sentence[,] . . . [the] defendant was not prejudiced in his
ability to respond to the habitual offender notification.” Id. Despite the prosecutor’s failure to
file a proof of service of the notice of intent to enhance the defendant’s sentence with the clerk of
court, “the charging documents in the lower court file all apprised [the] defendant of his fourth-
offense habitual offender status.” Id. at 542, 544. Moreover, the defendant in Head had actual
notice that he was being charged as a fourth-offense habitual offender because he was informed
of the habitual offender enhancement on the record at the preliminary examination. Id. at 544.
Although the defendant waived a formal reading of the information, he never claimed that he did
not receive a copy of the information, which included the habitual offender notice. Id. Further,
the defendant and defense counsel did not object when the trial court sentenced defendant as a
fourth-offense habitual offender, and they acknowledged his habitual offender status on the
record at a pretrial hearing. Id. at 545. Finally, the defendant had “not asserted in the trial court
or on appeal that he had any viable challenge to his fourth-offense habitual offender status.” Id.
This Court concluded that “[b]ecause [the] defendant had access to the charging documents, he
had notice of the charges against him, including the habitual offender enhancement,” and,
accordingly, he was not entitled to resentencing. Id. at 544-545.
This case is analogous to Head, 323 Mich App at 544-545, and Walker, 234 Mich App at
314-315. The prosecution has not disputed that it did not file a proof of service of the notice of
its intent to enhance defendant’s sentence with the clerk of court, in violation of MCL 769.13(2).
However, the felony complaint and the felony information both included the fourth-offense
habitual offender charge, and defendant has not alleged that he did not receive those documents.
Although defendant waived his arraignment, at his preliminary examination the prosecutor asked
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the trial court to bind defendant over as a fourth-offense habitual offender. At the plea hearing,
defendant pleaded no contest to the habitual offender charge and stipulated to the factual basis
for that charge. Further, at the sentencing hearing, the trial court stated that the PSIR needed to
be corrected because “it just [said] assault with a dangerous weapon, felonious assault. It should
also [have said] the hab-4, and be a maximum penalty of 15 years.” Defense counsel responded,
“I agree, Your Honor.” Notably, defendant has not challenged the substantive basis for his
fourth-offense habitual offender status in the trial court or on appeal. Accordingly, while the
prosecutor failed to file a proof of service of the habitual offender notice, defendant is not
entitled to resentencing because that error was harmless. See Head, 323 Mich App at 544.3
Affirmed.
/s/ Stephen L. Borrello
/s/ Douglas B. Shapiro
/s/ Michael J. Riordan
3
We are bound by this Court’s decision in Head, 323 Mich App 526, see MCR 7.215(J)(1), and
we decline to address defendant’s assertion that Head was wrongly decided. Similarly, we are
aware that our Supreme Court recently heard oral argument on the application in People v
Straughter, 501 Mich 944, 945 (2017), to consider this Court’s holding that the defendant was
entitled to resentencing without a habitual offender enhancement where the prosecution was
unable to show either that the defendant was timely served with a written notice of its intent to
seek the enhancement or that actual notice was ever provided, People v Straughter, unpublished
per curiam opinion of the Court of Appeals, issued April 11, 2017 (Docket No. 328956), pp 9-10
& n 10. However, unless and until the Supreme Court overrules or modifies Head, we are bound
to follow the rule of law established therein. MCR 7.215(J)(1).
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