People of Michigan v. Mark Shane Frey ( 2015 )

STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
September 22, 2015
Plaintiff-Appellee,
v No. 321671
Washtenaw Circuit Court
MARK SHANE FREY, LC No. 13-000999-FH
Defendant-Appellant.
Before: BORRELLO, P.J., and HOEKSTRA and O’CONNELL, JJ.
PER CURIAM.
Defendant appeals by right his conviction of second-degree criminal sexual conduct
(CSC II), MCL 750.520c(1)(b) (relationship). Defendant was convicted following a jury trial
and the trial court sentenced him to 3 to 15 years’ imprisonment with credit for 281 days served.
For the reasons set forth in this opinion, we affirm defendant’s conviction, and remand to the
trial court for a determination of whether resentencing is warranted under People v Lockridge,
___Mich___; ___NW2d___(2015) (Docket No. 149073) and United States v Crosby, 397 F3d
103, 117-118 (CA 2, 2005).
A. FACTS
The victim, age 13 at the time of the offense, is the daughter of a woman with whom
defendant had a relationship. Testimony showed that the victim lived in an apartment with her
mother, two siblings, and defendant. The victim testified that one evening in July 2013, she was
at home with defendant, her mother and siblings. The victim testified that her mother and
defendant were on a mattress in the living room and she lay on an adjacent couch while the three
watched television with the lights off; the victim’s legs were next to defendant as he lay on the
mattress. The victim testified that at some point, she felt what she thought was a spider crawl up
her leg from near her ankle. She then figured out that it was defendant’s hand. At first, she
thought that defendant was just moving her leg over, but defendant continued running his hand
up her leg.
The victim testified that she began to send text messages to her sister who lived in
another apartment and told her that she thought defendant was trying to do something with her.
The victim testified that defendant’s hand continued moving up her leg, over her thigh and to her
“private.” At the same time, the victim explained, her sister texted her and told her to sneak out
and come over to her apartment. The victim replied that she could not, and then texted her that
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defendant was rubbing her legs, trying to spread her legs, and trying to put his hand in her pants.
The victim testified that what she had texted her sister was true. She also testified that defendant
put his hand through the leg hole of her shorts and touched her vagina under her underwear. The
victim testified that the touching stopped when there was a knock at the door and defendant went
to answer it. According to the victim, her sister was at the door and asked if the victim could
come over to her apartment and spend the night; the victim left with her sister.
The next morning, the victim’s mother came to the sister’s apartment; the victim testified
that she saw her mother and sister argue, but then her mother called the police. When the police
arrived, the victim told them what had occurred. The victim testified that her mother did not
believe her and evidence was presented to show that defendant made statements indicating that
he thought that the victim’s mother was going to go to the prosecutor’s office so that the victim
could recant her statements. The victim testified that her mother took her to the prosecutor to tell
him that she lied about what had occurred, but they were unable to meet with the prosecutor.
However, the victim later again met with police and made statements that were similar to the
initial interview with the exception of her stating that the touching could have been accidental.
The victim later wrote a letter to the prosecutor and the police stating that the incidents
did not really happen, and that defendant might have accidently touched her leg while moving it
back on the couch. The victim explained at trial that her mother prompted her to write the letter
and told her what to write, telling the victim that if she wrote the letter she could move back into
her grandfather’s home.
B. ANALYSIS
I. SUFFICIENCY OF THE EVIDENCE
Defendant first argues the evidence was insufficient to support his conviction. Citing the
victim’s varied testimony concerning whether he touched her vagina, defendant claims the
victim’s testimony was so full of contradictions that, even when viewed most favorably to the
prosecution, no rational juror could have found that he was guilty beyond a reasonable doubt.
We review de novo a challenge to the sufficiency of the evidence. People v Harverson,
291 Mich App 171, 177; 804 NW2d 757 (2010). In doing so, we review the evidence in a light
most favorable to the prosecutor to determine whether a rational trier of fact could have found
that the essential elements of the crime were proved beyond a reasonable doubt. People v Reese,
491 Mich 127, 139; 815 NW2d 85 (2012).
To support the CSC II charge, the prosecution was required to prove beyond a reasonable
doubt (1) that defendant engaged in sexual contact, (2) with a victim that was at least 13 years of
age but less than 16 years of age, and (3) that defendant was a member of the same household as
the victim. MCL 750.520c(2)(b)(ii). Sexual contact is “the intentional touching of the victim’s
or actor’s intimate parts or the intentional touching of the clothing covering the immediate area
of the victim’s or actor’s intimate parts . . . for the purpose of sexual arousal or gratification,
done for a sexual purpose, or in a sexual manner . . . .” MCL 750.520a(q). “‘Intimate parts’
includes the primary genital area, groin, inner thigh, buttock, or breast of a human being.” MCL
750.520a(f).
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The prosecution presented evidence to support all of the elements of CSC-II beyond a
reasonable doubt. Testimony showed that the victim was age 13 at the time of the conduct, that
defendant was in a relationship with the victim’s mother and lived in the same apartment as the
victim and her mother at the time of the touching. This evidence supported the second and third
elements of the CSC-II charge. In addition, the victim’s testimony that defendant touched her
was also sufficient evidence to support the first element—i.e. that defendant engaged in sexual
contact with the victim. While defendant contends that the victim’s testimony was inconsistent,
it is well-settled that in reviewing a challenge to the sufficiency of the evidence, “[w]e ‘will not
interfere with the trier of fact’s role of determining the weight of the evidence or the credibility
of witnesses.” People v Eisen, 296 Mich App 326, 331; 820 NW2d 229 (2012) (quotation marks
omitted). Moreover, contrary to defendant’s argument, the prosecutor was not required to show
that defendant actually touched the victim’s vagina to support a CSC-II conviction, MCL
750.520a(f), where the victim testified that defendant touched the inside of her thigh. While the
victim admitted that this touching could have been accidental, “[A] a jury is free to believe or
disbelieve, in whole or in part, any of the evidence presented.” People v Perry, 460 Mich 55, 63;
594 NW2d 477 (1999).
II. PRESENTENCE INVESTIGATION REPORT
Defendant next argues that the trial court erred when it refused to strike from the
presentence information report (PSIR) the author’s opinion that defendant was attempting to
“groom” the victim.
We review the sentencing court’s response to a claim of inaccuracies in defendant’s PSIR
for an abuse of discretion. People v Spanke, 254 Mich App 642, 648; 658 NW2d 504 (2003).
“An abuse of discretion occurs . . . when the trial court chooses an outcome falling outside [the]
principled range of outcomes.” People v Babcock, 469 Mich 247, 269; 666 NW2d 231 (2003).
Based upon his reading of a police report, the probation officer who prepared the PSIR
offered the opinion that defendant was attempting to groom the victim in order to have a sexual
relationship. Defendant challenged this characterization below, but did not offer any indication
to the trial court why it was an inaccurate reading of the police report. Nor does he do so on
appeal. Instead, he challenges the probation officer’s ability to provide expert witness or lay
opinion testimony under the rules of evidence. As to the latter, “[t]he rules of evidence do not
apply to a sentencing proceeding.” People v Uphaus, 278 Mich App 174, 183; 748 NW2d 899
(2008). As to the former, “[w]hen a defendant challenges the accuracy of the information, the
defendant bears the burden of going forward with an effective challenge.” People v Lloyd, 284
Mich App 703, 705; 774 NW2d 347 (2009). Because defendant presented nothing in support of
his challenge, he has not shown that the trial court abused its discretion.
III. SENTENCING
Defendant challenges his sentence on three grounds: first, defendant challenges the
scoring of Offense Variables (OVs) 4 and 19, second, defendant contends that the trial court
relied on inaccurate and incomplete information during sentencing in violation of his
constitutional rights, and third, defendant contends that the trial court violated his Sixth
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Amendment right to a jury trial under Alleyne v United States, 570 US___; 133 S Ct 2151; 186 L
Ed 2d 314 (2013) when it engaged in judicial fact-finding to score the relevant OVs.
With respect to defendant’s constitutional challenges, we review constitutional issues de
novo. People v Beam, 244 Mich App 103, 105; 624 NW2d 764 (2000). Because defendant did
not object on constitutional grounds during sentencing, our review is for plain error affecting
defendant’s substantial rights. People v Carines, 460 Mich 750, 763-764; 597 NW2d 130
(1999). With respect to the factual basis underlying the trial court’s scoring of the challenged
OVs, “[u]nder the sentencing guidelines, the circuit court’s factual determinations are reviewed
for clear error and must be supported by a preponderance of the evidence.” People v Hardy, 494
Mich 430, 438; 835 NW2d 340 (2013). “Whether the facts, as found, are adequate to satisfy the
scoring conditions prescribed by statute, i.e., the application of the facts to the law, is a question
of statutory interpretation, which an appellate court reviews de novo.” Id.i. Scoring of the OVs
We first address defendant’s factual challenges to the scoring of the OVs. In this case,
the trial court scored OV 4 (psychological injury) at 10 points, OV 10 (vulnerable victim) at 10
points, and OV 19 (interference with the administration of justice) at 10 points for a total OV
score of 30 and an OV Level III. Defendant’s total PRV score was 10 for a PRV Level C. The
recommended minimum sentencing range for a Class C offense with an OV Level III and PRV
Level C is 19 to 38 months. See MCL 777.167 (CSC II is a Class-C offense); MCL 777.64
(sentencing grid for a Class C offense). The trial court sentenced defendant to a 3-year (36
month) minimum sentence, which fell within the guidelines’ range.
Defendant contends that the trial court erred in scoring OV 4 at 10 points. MCL 777.34
governs the scoring of OV 4 and directs a trial court to assess 10 points where “[s]erious
psychological injury requiring professional treatment occurred to a victim.” In this case, at trial,
evidence was introduced that the victim was sexually assaulted and then efforts were made to try
and force her to recant statements she made to the police. The victim moved in with her
grandfather after the sexual contact and she went to counseling. The victim testified that she
spoke about the incident to her counselors. Although the victim did not specifically testify that
she suffered severe mental distress, she did state that she felt guilty both because “before this
happened, I thought he was a really nice guy and I felt horrible” and because other people were
“making me feel guilty.” Although the latter statement also involves pressure by individuals
other than defendant, the entire recitation could be fairly said to support a finding that the victim
sought psychological counseling because of what she had endured from defendant, and from
others on his behalf. In short, there was a preponderance of the evidence to support the scoring
of OV 4 at 10 points. Hardy, 494 Mich at 438. Because the scoring of OV 4 was supported by a
preponderance of the evidence, trial counsel was not ineffective for failing to challenge the
scoring of this variable. See People v Ericksen, 288 Mich App 192, 201; 793 NW2d 120 (2010)
(“Failing to advance a meritless argument or raise a futile objection does not constitute
ineffective assistance of counsel.”).
Next, defendant argues that the trial court erred in scoring OV 19 at 10 points. MCL
777.49 governs the scoring of OV 19 and it directs a trial court to assess 10 points where “[t]he
offender otherwise interfered with or attempted to interfere with the administration of justice.”
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Defendant does not argue that insufficient evidence was presented to support a finding that the
victim’s mother may have attempted to coerce the victim into changing her story; he argues that
no evidence linked him to any such attempt. Testimony was presented, however, showing that
defendant was linked to the actions of the victim’s mother through introduction of defendant’s
communications with his mother wherein he told her to make sure the victim’s mother took the
victim to the prosecutor’s office to recant her allegations. Accordingly, the trial court did not
clearly err in scoring OV 19 at 10 points and the scoring was supported by a preponderance of
the evidence. Hardy, 494 Mich at 438.
ii. Inaccurate/Incomplete Information
Defendant contends that resentencing is required because the trial court relied on
inaccurate and incomplete information and failed to take into account crucial mitigating factors
at the time of sentencing. Defendant contends that counsel’s failure to raise this issue during
sentencing amounted to ineffective assistance of counsel.
Defendant argues that the trial court relied on inaccurate or incomplete information
because it failed to conduct an assessment of his rehabilitative potential through intensive
alcohol, drug, and psychiatric treatment.1 However, MCR 6.425(A)(1)(e) only requires a
probation officer to include in the PSIR “the defendant’s medical history, substance abuse
history, if any, and, if indicated, a current psychological or psychiatric report.” Here, the PSIR
stated that defendant reported that he had no issues with alcohol or illegal substances; it also
stated that defendant reported that he had been diagnosed in 2012 with bipolar disorder, anxiety,
and post-traumatic stress disorder and that he was taking medication for his conditions. While
defendant cites People v Triplett, 407 Mich 510; 287 NW2d 165 (1980), to maintain that more is
required, Triplett holds only that the PSIR must be “reasonably updated.” Id. at 515. Defendant
does not contend that the PSIR inaccurately reported any of these matters; nor did he claim error
in the PSIR during sentencing. The trial court was not required to conduct a separate assessment
of defendant’s rehabilitative potential through treatment, and, accordingly, defendant has failed
to show that the trial court relied on inaccurate or incomplete information.
Defendant also argues that the trial court failed to take into account mitigating factors
such as his mental health history and his family support. This argument is also without merit.
First, the presence or absence of mitigating factors was already taken into account by the trial
court’s scoring of the guidelines. See People v Osby, 291 Mich App 412, 416; 804 NW2d 903;
People v Nunez, 242 Mich App 610, 617-618; 619 NW2d 550 (2000). Second, there is no
indication that the trial court failed to consider defendant’s alleged mitigating factors. On the
contrary, the trial court heard, and disagreed with, defendants’ stated mitigating factors such as
the fact that the victim had issued a statement requesting leniency. The court also indicated it
1
To the extent that defendant contends that the trial court should have sentenced him to a lower
sentence, aside from his Sixth Amendment argument discussed below, defendant does not
articulate any legal basis on which his sentence was improperly imposed.
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had reviewed the PSIR. Therefore, the trial court was fully informed of the alleged “mitigating”
factors that defendant identified below and claims now on appeal.
Because defendant has not identified a scoring error or shown that the trial court relied on
inaccurate information in imposing sentence, he is not entitled to resentencing on these grounds.
For the same reasons, counsel did not render ineffective assistance of counsel for failing to object
to the length of defendant’s sentence. Ericksen, 288 Mich App at 201.
iii. Sixth Amendment
Defendant’s Sixth Amendment challenge is governed by our Supreme Court’s recent
decision in Lockridge, ___Mich at ___. In Lockridge, our Supreme Court addressed whether, for
purposes of Alleyne, “a judge’s determination of the appropriate sentencing guidelines range . . .
establishes a ‘mandatory minimum sentence,’ such that the facts used to score the offense
variables must be admitted by the defendant or established beyond a reasonable doubt to the trier
of fact. . . .” Slip op. at 5-6 n 11. The Lockridge Court answered this question in the affirmative,
holding that the sentencing guidelines violated Alleyne. Id. at 1-2. Specifically, the guidelines
were constitutionally deficient “[to] the extent to which the guidelines require judicial fact-
finding beyond facts admitted by the defendant or found by the jury to score [OVs] . . . that
mandatorily increase the floor of the guidelines minimum sentence range, i.e. the ‘mandatory
minimum’ sentence under Alleyne.” Id.
To remedy the deficiency, the Lockridge Court made the sentencing guidelines’ advisory
only as opposed to mandatory and struck down the requirement in MCL 769.34(3) “that a
sentencing court that departs from the applicable guidelines range must articulate a substantial
and compelling reason for that departure.” Id. at 2. Henceforth, “a sentencing court must
determine the applicable guidelines range and take it into account when imposing a sentence . . .
[however] a guidelines minimum sentence range . . . is advisory only and . . . sentences that
depart from that threshold are to be reviewed by appellate courts for reasonableness.” Id. In
other words, a sentencing court may engage in judicial fact finding to score the OVs—indeed it
must continue to score the OVs2—but the recommended minimum sentencing range that such
fact-finding produces is no longer mandatory, but rather is advisory only. In short, under
Lockridge, a sentencing court now has discretion to consider the recommended minimum
sentencing range and impose a sentence that it deems is reasonable and it need not articulate
substantial and compelling reasons for departing from the guidelines’ sentencing range. See slip
op. at 29 (explaining “[b]ecause sentencing courts will hereafter not be bound by the applicable
sentencing guidelines range, this remedy cures the Sixth Amendment flaw in our guidelines
scheme by removing the unconstitutional constraint on the court’s discretion.”).
In this case, the jury did not find the facts to support the scoring of the OVs beyond a
reasonable doubt as they were not part of the elements of CSC II and defendant did not admit
2
The Lockridge Court explained, “Our holding today does nothing to undercut the requirement
that the highest number of points must be assessed for all OVs, whether using judge-found facts
or not.” Slip op. at 29 n 28, citing MCL 777.21(1)(a) (emphasis in original).
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these facts; therefore, the sentencing court engaged in judicial fact-finding to score the OVs.
Accordingly, because those facts established the guidelines’ minimum sentence, “an
unconstitutional constraint [on the judge’s discretion] actually impaired the defendant’s Sixth
Amendment right.” Lockridge, ___Mich at___ (Slip op. at 32). The Lockridge Court explained
the remedy for this type of situation as follows:
We conclude that all defendants (1) who can demonstrate that their
guidelines minimum sentence range was actually constrained by the violation of
the Sixth Amendment and (2) whose sentences were not subject to an upward
departure can establish a threshold showing of the potential for plain error
sufficient to warrant a remand to the trial court for further inquiry. We reach this
conclusion in part on the basis of our agreement with the following analysis from
United States v Crosby, 397 F3d 103, 117-118 (CA 2, 2005):
Some might suppose that the only choice for an appellate court in a case
presenting a procedural error in imposing a sentence is between disregarding the
error and requiring a new sentencing. However, the choice is not so limited. . . .
Bearing in mind the several considerations outlined above that shape the context
in which a disposition decision is to be made, we conclude that the ‘further
sentencing proceedings’ generally appropriate for pre-Booker/Fanfann sentences
pending on direct review will be a remand to the district court, not for the purpose
of a required resentencing, but only for the more limited purpose of permitting the
sentencing judge to determine whether to resentence, now fully informed of the
new sentencing regime, and if so, to resentence. . . .
A remand for determination of whether to resentence is appropriate in
order to undertake a proper application of the plain error and harmless error
doctrines. Without knowing whether a sentencing judge would have imposed a
materially different sentence, . . . an appellate court will normally be unable to
assess the significance of any error that might have been made. . . .
Obviously, any of the errors in the procedure for selecting the original
sentence discussed in this opinion would be harmless, and not prejudicial under
plain error analysis, if the judge decides on remand, in full compliance with now
applicable requirements, that under the post-Booker/Fanfan regime the sentence
would have been essentially the same as originally imposed. Conversely, a
district judge’s decision that the original sentence would have differed in a
nontrivial manner from that imposed will demonstrate that the error in imposing
the original sentence was harmful and satisfies plain error analysis.
In short, a sentence imposed under a mistaken perception of the
requirements of law will satisfy plain error analysis if the sentence imposed under
a correct understanding would have been materially different. [Lockridge,
___Mich at ___ (Slip op. at 33-34) (footnotes omitted).]
The Lockridge Court provided the following guidance for Michigan circuit courts on
Crosby remands as follows:
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Thus, in accordance with [Crosby’s] analysis, in cases in which a
defendant’s minimum sentence was established by application of the sentencing
guidelines in a manner that violated the Sixth Amendment, the case should be
remanded to the trial court to determine whether that court would have imposed a
materially different sentence but for the constitutional error. If the trial court
determines that the answer to that question is yes, the court shall order
resentencing. [Id. at 34 (emphasis added).]
In this case, defendant’s minimum sentence was established by application of the
sentencing guidelines in a manner that violated the Sixth Amendment—i.e. the judge made
factual findings to score the OVs that formed the guidelines’ mandatory minimum sentence.
Accordingly, we remand this case to the trial court for a determination of whether the court
would have imposed a materially different sentence had it been aware that the guidelines’
recommended minimum sentencing range was advisory as opposed to mandatory. If the answer
to this inquiry is yes, then the trial court must resentence defendant. If the answer to this inquiry
is no, then defendant is not entitled to resentencing.
We affirm defendant’s conviction and remand for further proceedings consistent with this
opinion. We do not retain jurisdiction.
/s/ Stephen L. Borrello
/s/ Joel P. Hoekstra
/s/ Peter D. O’Connell
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