People v. Howard , 233 Mich. App. 52 ( 1999 )

595 N.W.2d 497 (1998) 233 Mich. App. 52

PEOPLE of the State of Michigan, Plaintiff-Appellant,
v.
Troy HOWARD, Defendant-Appellee.

Docket No. 201907.

Court of Appeals of Michigan.

Submitted October 6, 1998, at Detroit. Decided December 4, 1998, at 9:05 a.m. Released for Publication March 12, 1999.

Frank J. Kelley, Attorney General, Thomas L. Casey, Solicitor General, John D. O'Hair, Prosecuting Attorney, and Timothy A. Baughman, Chief of Research, Training, and Appeals, for the people.

Steven Fishman, Detroit, for the defendant.

Before: HOEKSTRA, P.J., and MARK J. CAVANAGH and O'CONNELL, JJ.

O'CONNELL, J.

Defendant was charged with possession with intent to deliver fifty grams or more, but less than 225 grams, of cocaine, M.C.L. § 333.7401(2)(a)(iii); MSA 14.15(7401)(2)(a)(iii), and possession with intent to deliver less than fifty grams of heroin, M.C.L. § 333.7401(2)(a)(iv); MSA 14.15(7401)(2)(a)(iv). The drugs were seized during the execution of a search warrant. Defendant moved to suppress the evidence on the basis of a violation of the knock-and-announce statute, M.C.L. § 780.656; MSA 28.1259(6). The trial court granted the motion and dismissed the charges. The prosecutor appeals as of right. We reverse and remand.

This case affords this Court an opportunity to pass further on the question whether the necessary response to violations of the knock-and-announce statute is to suppress the evidence seized, in the manner of violations of Fourth Amendment search-and-seizure principles.^[1] We hold that suppression is not necessarily required.

In the present case, after conducting an evidentiary hearing and entertaining arguments, the trial court found that the officers did knock and announce their presence, but that they did not give the occupants of the house sufficient time to respond before opening the door by force. The court then stated, "[I]f I were truly faithful to my oath, I would go on to say that ... the way in which entry was procured... did not result in the seizure of the evidence and, therefore, I would deny suppression." The court explained that apart from the failure of the police to comply with the requirements of the knock-and-announce statute, the seizure of the drugs flowed from the execution of a lawful search warrant and not from any failure to give the occupants adequate time to answer the door. However, the court declined to rule in favor of the prosecution on that ground because of the lack of precedential authority. Instead, the court granted defendant's motion and invited the prosecutor to appeal the court's "erroneous ruling."

This Court reviews a trial court's ruling regarding a motion to suppress for clear error. People v. Truong (After Remand), 218 Mich.App. 325, 334, 553 N.W.2d 692 (1996). "A decision is clearly erroneous if, although there is evidence to support it, this Court is left with a definite and firm conviction that a mistake has been made." People v. Vasquez (On Remand), 227 Mich.App. 108, 110, 575 N.W.2d 294 (1997). Although we do not disturb a trial court's factual findings absent clear error, we afford a trial court's application of constitutional standards no such deference. Truong, supra at 334, 553 N.W.2d 692. That is a question of law calling for review de novo. People v. Melotik, 221 Mich.App. 190, 198, 561 N.W.2d 453 (1997).

The knock-and-announce statute provides as follows:

The officer to whom a warrant is directed, or any person assisting him, may break any outer or inner door or window of a house or building, or anything therein, in order to execute the warrant, if, after notice of his authority and purpose, he is refused admittance, or when necessary to liberate himself or any person assisting him in execution of the warrant. [MCL 780.656; MSA 28.1259(6).]

Because the statute's requirement that officers knock and announce themselves before entering a house or building to execute a search warrant "has its roots in the Fourth Amendment ..., when the method of entry violates the knock-and-announce statute, the exclusionary rule may come into play if the Fourth Amendment standard of reasonableness is also offended." People v. Polidori, 190 Mich.App. 673, 676-677, 476 N.W.2d 482 (1991). In Polidori, this Court noted that failure to comply with the statute may be excused when exigent circumstances are present, as where evidence would be destroyed or lives endangered by the delay, or when compliance with the statute would be a "useless gesture." Id. at 677, 476 N.W.2d 482. Those circumstances being absent in Polidori, this Court held that because the police violated the statute by failing to allow a reasonable time for the occupants of the house to answer the door, "the search and seizure was constitutionally invalid" despite the existence of a warrant, id., and that suppression of the evidence was the appropriate remedy, id. at 677-678, 476 N.W.2d 482.

In People v. Williams (After Remand), 198 Mich.App. 537, 499 N.W.2d 404 (1993), this Court affirmed the denial of a motion to suppress, finding that pursuant to the exceptions noted in Polidori, compliance with the knock-and-announce statute was excused because the officers were observed before knocking and, after knocking, the occupants were seen running toward the back of the house. Id. at 544-546, 499 N.W.2d 404.

In People v. Asher, 203 Mich.App. 621, 513 N.W.2d 144 (1994), the police had violated the statute by failing to give the occupants a reasonable time to answer the door. Judges Sawyer and Weaver (now Justice Weaver) stated that they

would not conclude that a timing error in the execution of a valid search warrant offends the Fourth Amendment reasonableness requirement. However, in Polidori, this Court held that if the method of entry violates the knock-and-announce statute, the exclusionary rule must apply. Consequently, we are compelled by Administrative Order No.1990-6 to follow Polidori and conclude that the evidence recovered must be suppressed. Were it not for the administrative order, we would not require the evidence to be suppressed. [Id. at 624, 513 N.W.2d 144.]

Judge Gage dissented, stating that Polidori did not adopt a blanket rule "requiring suppression for every violation of the knock-and-announce statute," but simply "cited broader principles of Fourth Amendment reasonableness as the test for whether a knock-and-announce violation requires suppression." Id. at 625-626, 513 N.W.2d 144 (Gage, J., dissenting). She was of the opinion that the search was not unreasonable for Fourth Amendment purposes solely because of the timing error in effectuating entry according to state statute, and thus that suppression was not required. Id. at 627, 513 N.W.2d 144 (Gage, J., dissenting).^[2] As Judge Gage observed, MCL 780.656; MSA 28.1259(6) permits an officer to break the door or window of a building to execute a warrant if, after notice of his authority and purpose, he is refused admittance. The statute does not provide for suppression of evidence seized in noncompliance with the statute; rather, violation of the statute is punishable as a misdemeanor. [Asher, supra at 625, 513 N.W.2d 144 (Gage, J., dissenting), citing M.C.L. § 780.657; MSA 28.1259(7).]

We share Judge Gage's concern that the Asher majority effectively disregarded the statutory misdemeanor sanction for violations of the knock-and-announce statute and attempted to elevate some, if not all, such violations to constitutional violations requiring suppression.^[3] We do not feel that Polidori compels this result, nor are we aware of any other state that requires so harsh a remedy for every knock-and-announce violation.^[4]

In People v. Ortiz (After Second Remand), 224 Mich.App. 468, 569 N.W.2d 653 (1997), the police broke down the door to the enclosed front porch of the defendant's home without providing proper notice. Before they reached the entrance to the house proper, shots were fired and the officers retreated. "For the next hour, the officers waited, occasionally using the bullhorn to announce their continued presence and ask defendant to surrender. Eventually, defendant and another occupant of the home surrendered. It was at this time the officers finally entered the home, initially to secure the premises, and executed the search." Id. at 488, 569 N.W.2d 653 (Murphy, J., dissenting). The trial court suppressed the evidence on the basis of the violation of the knock-and-announce statute. Id. at 481, 569 N.W.2d 653. This Court affirmed, rejecting as unpreserved for appeal the prosecutor's argument that the delay in the execution of the warrant purged any taint caused by the initial violation of the statute. Id.^[5]

Concluding that review of the issue was proper, Judge Murphy dissented. He stated that when suppression of evidence is sought in response to "unlawful government misconduct, the appropriate inquiry ``is whether the evidence was procured by an exploitation of the illegality or, instead, by means sufficiently distinguishable to be purged of the primary taint.'" Id. at 487, 569 N.W.2d 653 (Murphy, J., dissenting), quoting People v. Lambert, 174 Mich.App. 610, 617, 436 N.W.2d 699 (1989). With that test in mind, Judge Murphy concluded as follows:

I do not consider the purpose and flagrancy of the violation [of the knock-and-announce statute] to rise to such a level that it irreparably tainted the seizure of the evidence.... The officers were executing a drug warrant, and physical violence and evidence destruction frequently occur during the execution of such warrants. While there was no testimony or evidence ... that indicates that the officers had a reasonable suspicion of such risk, which would have justified a no-knock entry, such risks were nonetheless legitimate[ ] and ...

proper concerns. In addition, the officers knew they were initially entering a porch, as opposed to living quarters, ... which ... mitigates the flagrancy of, if not totally precludes, any violation of the knock-and-announce statute.

... [I]t would certainly be a stretch to say that the officers exploited their initial entry to obtain the evidence seized. If anything, they were placed at a disadvantage by their initial entry. The standoff gave defendant an opportunity to destroy evidence.... The time and intervening circumstances between the initial entry and the seizure of the evidence clearly favor a purging of the taint of any illegality, and the purpose and flagrancy of the illegality was not so great as to mandate a contrary holding. [Id. at 488-489, 569 N.W.2d 653 (Murphy, J., dissenting) (internal quotation marks and citation omitted).]

Our Supreme Court granted leave to appeal Ortiz and reversed "for the reasons stated by the dissenting opinion" of Judge Murphy. People v. Ortiz, 456 Mich. 945, 587 N.W.2d 634 (1998). Thus the Supreme Court has overruled this Court's decision in Ortiz and adopted Judge Murphy's dissent. We note that Judge Murphy's opinion is in accord with Judge Gage's dissent in Asher (that a timing error in effectuating entry did not by itself render a search unreasonable, and thus suppression was not required). In light of these developments, we conclude that only where a violation of the knock-and-announce statute also constitutes a violation of the Fourth Amendment is suppression of evidence appropriate; any violation of the statute that falls short of unreasonable police conduct for purposes of the Fourth Amendment does not warrant suppression.^[6]

We agree that Polidori did not require blanket suppression for every violation of the knock-and-announce statute, but instead simply cited broader principles of Fourth Amendment reasonableness as the test for whether a knock-and-announce violation requires suppression. Asher, supra at 625-626, 513 N.W.2d 144 (Gage, J., dissenting). This reading of Polidori is in accord with the Supreme Court's disposal of Ortiz.

When this Court's decision in Polidori, supra, is understood in its proper factual context, the propriety of the remedy for a violation of the knock-and-announce statute in light of Fourth Amendment suppression requirements must be determined case by case, and suppression is not automatically required for every violation of the statute. Support for this position comes from Polidori itself, where this Court stated, "Because the primary purpose of the constitutional guarantee is to prevent unreasonable invasions, if a police officer has reasonable cause to enter a dwelling to make an arrest, his entry and search are not unreasonable." Id. at 677, 476 N.W.2d 482. Polidori further held that strict compliance with the statute may be excused under certain circumstances. Id.

We conclude that the remedy of suppression is appropriate for violations of the knock-and-announce statute only where the police conduct is unreasonable by Fourth Amendment standards. If the police misconduct is not so egregious as to be constitutionally unreasonable, suppression of the evidence seized is not warranted.

In the present case, the trial court properly determined that the seizure of the contraband flowed from the execution of a lawful search warrant and not from the failure to give the occupants of the house adequate time to answer the door.

However, the learned judge declined to admit the evidence out of concern for precedential authority. We believe the trial court was correct when it ruled that the seizure of the drugs flowed from the execution of the search warrant and not from the timing violation of the knock-and-announce rule. We do not believe this timing error rises to the level of unreasonable police conduct for purposes of a Fourth Amendment violation. Accordingly, we affirm the reasoning of the trial court and accept its invitation to reverse its reluctantly made decision.

Reversed and remanded for proceedings consistent with this opinion. We do not retain jurisdiction.

HOEKSTRA, P.J., concurs.

MARK J. CAVANAGH, J., concurring.

I concur in the result only.

NOTES

[1] We note that the Supreme Court has granted leave to appeal the unpublished case of People v. Stevens, unpublished opinion of the Court of Appeals, decided October 28, 1997 (Docket No. 199175), lv gtd 458 Mich. 875, 586 N.W.2d 85 (1998). That case concerns the same issue that we here address.

[2] Following this Court's decision in Asher, this Court, in People v. Tanner, 222 Mich.App. 626, 564 N.W.2d 197 (1997), recognized Polidori's holding that "[t]he exclusionary rule may come into play where the police fail to comply with the knock and announce rule and their entrance otherwise violates the Fourth Amendment standard of reasonableness," id. at 635, 564 N.W.2d 197, but did not have occasion to address it further because the trial court had improperly denied the defendant's motion for an evidentiary hearing regarding the issue of the officers' compliance with the statute, id. at 635-636, 564 N.W.2d 197. In the meantime, the United States Supreme Court, in Wilson v. Arkansas, 514 U.S. 927, 115 S.Ct. 1914, 131 L.Ed.2d 976 (1995), declined an opportunity to determine whether suppression was required pursuant to a violation of the knock-and-announce principle (the state, analogizing to the "independent source" doctrine and "inevitable discovery" rule, had argued that any evidence seized was causally disconnected from the constitutional violation), because the "issue was not addressed by the court below and is not within the narrow question on which [the Court] granted certiorari...." Id. at 937, n. 4, 115 S.Ct. 1914.

[3] We note that the Asher majority was uncomfortable with its own conclusion, stating in dicta that it "would not conclude that a timing error in the execution of a valid search warrant offends the Fourth Amendment." Asher, supra at 624, 513 N.W.2d 144.

[4] We believe that Asher and Polidori can be read so they do not conflict with each other. However, to the extent that Asher conflicts with Polidori, the latter must prevail, it being the first of the two to be published after November 1990. People v. Young, 212 Mich.App. 630, 639, 538 N.W.2d 456 (1995), remanded on other grounds 453 Mich. 976, 557 N.W.2d 315 (1996).

[5] The Court also rejected the argument presented here, that application of the exclusionary rule is too harsh a remedy, because the prosecutor relied on Wilson, supra, and this Court "decline[d] to view the [United States Supreme] Court's refusal to address the application of the exclusionary rule to violations of the knock-and-announce principle as an indication of support for the prosecutor's argument." Ortiz, supra at 483-484, 569 N.W.2d 653.

[6] In the case at bar, the trial court declared that the police entry was unreasonable under the Fourth Amendment, in which case suppression of the evidence seized would be required regardless of the implications of the knock-and-announce statute. However, our reading of the transcript suggests that the trial court was simply equating a violation of the knock-and-announce statute with a Fourth Amendment violation.