People of Michigan v. Juan Jose Del Cid ( 2022 )

If this opinion indicates that it is “FOR PUBLICATION,” it is subject to
revision until final publication in the Michigan Appeals Reports.
STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
November 10, 2022
Plaintiff-Appellee,
v No. 360759
Ottawa Circuit Court
JUAN JOSE DEL CID, LC No. 16-040357-FC
Defendant-Appellant.
Before: RIORDAN, P.J., and BOONSTRA and GADOLA, JJ.
PER CURIAM.
In this interlocutory appeal, defendant appeals by delayed leave granted1 the trial court’s
order regarding the disclosure of privileged records following in camera review under People v
Stanaway, 446 Mich 643; 521 NW2d 557 (1994). We affirm, but direct the trial court on remand
to disclose all material, necessary evidence in the form of redacted records, consistent with this
opinion.
I. PERTINENT FACTS AND PROCEDURAL HISTORY
Defendant was previously convicted by a jury of two counts of first-degree criminal sexual
conduct, MCL 750.520b(2)(b) (sexual penetration of a person less than 13 years of age by a
defendant 17 years or older) and (1)(b)(i) (sexual penetration of a person at least 13 years old but
less than 16 by a member of the same household). At his first trial, the complainant, AC, accused
defendant of repeatedly sexually abusing her while she was between the ages of 8 and 13 years
old. Defendant denied these allegations. Defendant’s convictions and sentences were later vacated
after this Court determined that the prosecution’s expert had inappropriately vouched for AC’s
credibility and that the error affected defendant’s substantial rights. People v Del Cid (On
1
People v Del Cid, unpublished order of the Court of Appeals, entered June 16, 2022 (Docket No.
360759).
-1-
Remand), 331 Mich App 532, 547, 550-551; 953 NW2d 440 (2020). Defendant’s case was
remanded for a new trial.
During pretrial proceedings on remand, defendant moved for discovery of privileged
information, specifically, “records regarding mental health assessments, treatments, and/or
counseling provided to or received by” AC, which defendant argued would be relevant to AC’s
credibility. Although the trial court initially denied defendant’s motion, on reconsideration the
trial court agreed that defendant had established a reasonable probability that AC’s records from
Holland Hospital and Pine Rest Christian Mental Health Services contained evidence necessary to
the defense. The court therefore ordered the prosecution to obtain records from those facilities for
a specified date range and provide those records to the trial court for in camera review.
After inspecting the privileged records, the trial court provided the parties with a
compilation of 10 quotations from the records that it deemed relevant to AC’s credibility and
necessary to the defense. Defendant filed a second motion for reconsideration, challenging the
trial court’s disclosure as too narrow in scope. The trial court denied reconsideration. This appeal
followed.
II. STANDARD OF REVIEW
Appellate courts review decisions regarding discovery for an abuse of discretion. People
v Phillips, 468 Mich 583, 587; 663 NW2d 463 (2003). A trial court abuses its discretion when its
decision “falls outside the range of principled outcomes.” People v Magnant, 508 Mich 151, 161;
973 NW2d 60 (2021).
We review unpreserved issues for plain error. People v Burkett, 337 Mich App 631, 635;
976 NW2d 864 (2021). “To establish entitlement to relief under plain-error review, the defendant
must establish that an error occurred, that the error was plain, i.e., clear or obvious, and that the
plain error affected substantial rights.” Id. (quotation marks and citation omitted). The last
requirement is satisfied if the error impacted the outcome of the proceedings. Id. Even if defendant
establishes a plain error affecting substantial rights, “[r]eversal is warranted only when the error
resulted in the conviction of an actually innocent defendant or seriously affected the fairness,
integrity, or public reputation of judicial proceedings independently of the defendant’s innocence.”
Id. (quotation marks and citation omitted).
III. SCOPE AND MANNER OF DISCLOSURE
Defendant argues that the trial court erred by providing a limited disclosure and that
additional information was necessary to his defense. We disagree that the scope of the trial court’s
disclosure was too narrow, but conclude that the trial court may have inadvertently omitted
additional statements regarding the subject matter it deemed material. We also agree with
defendant that the disclosure of the pertinent evidence should be in the form of redacted records
rather than a selection of quotations.
In Stanaway, 446 Mich at 649, the Michigan Supreme Court considered the circumstances
in which privileged records must be made available to a defendant to satisfy the defendant’s
constitutional right to obtain evidence necessary to his or her defense. After reviewing Michigan
-2-
precedent regarding discovery and evidence, as well as jurisprudence from other jurisdictions, the
Court concluded that an in camera inspection of privileged records by the trial court was
appropriate if the defendant establishes “a good-faith belief, grounded on some demonstrable fact,
that there is a reasonable probability that the records are likely to contain material information
necessary to the defense.” Id. at 677. In the event that the in camera review reveals evidence
necessary to the defense, that evidence is to be supplied to defense counsel. Id. at 679. The
procedure from Stanaway was later codified in MCR 6.201(C)(2). People v Davis-Christian, 316
Mich App 204, 208; 891 NW2d 250 (2016).
Defendant argues that the trial court’s disclosure was too limited, because additional
information regarding AC’s symptoms, diagnosis or diagnoses, and treatment plan contained in
the records is critical to his defense. We disagree. The Stanaway Court explained that during an
in camera review, the trial court must determine “whether the evidence is material and necessary
to the defense, with material meaning exculpatory evidence capable of raising a reasonable doubt
about the defendant’s guilt.” Stanaway, 446 Mich at 679 n 40. The trial court is simply asked “to
decide whether the evidence suspected of being contained in the records was in fact there.” Id.Defendant’s argument is premised on his belief that AC’s records contain specific
symptoms; diagnoses of serious, mind-altering mental health conditions; and particularized
treatment plans that would have bearing on the credibility of her allegations, memory, and
testimony. While we appreciate that defendant had a good-faith belief that such information would
be found in the records, his suspicion is ultimately unfounded. We have reviewed the privileged
records and agree with the trial court that they do not contain additional material evidence
necessary to the defense as defendant suspected they would.
However, our review revealed that the records contain three comments regarding the very
topic deemed material by the trial court that were not included in the trial court’s disclosure. Those
statements appear on Page 2 of the Admission Psychiatric Assessment from Pine Rest Christian
Mental Health Services, Page 12 of the July 5, 2016 records from Holland Hospital, and Page 9 of
the 33-page August 3, 2016 records from Holland Hospital. The trial court is directed to make
these statements available to defendant on remand.
Defendant also argues that the trial court erred by disclosing the material information by
way of a list of quotations from the records, rather than providing the actual redacted records to
defendant. We agree.
Neither Stanaway nor MCR 6.201(C)(2) specifically address this issue. In Stanaway, 446
Mich at 679, the Court said, “Only after the court has conducted the in camera inspection and is
satisfied that the records reveal evidence necessary to the defense is the evidence to be supplied to
the defense.” MCR 6.201(C)(2)(b) similarly states, “If the court is satisfied, following an in
camera inspection, that the records reveal evidence necessary to the defense, the court shall direct
that such evidence as is necessary to the defense be made available to defense counsel.” Inasmuch
as both articulations of the trial court’s duty seem to distinguish between “the records” and “the
evidence” contained therein, we conclude that neither authority explicitly requires that the actual
records (or duplicates) be made available to defendant.
-3-
However, defendant presents a persuasive argument regarding the potential evidentiary
difficulties that could flow from allowing disclosure of the material evidence in the form selected
by the trial court. If, for example, AC denies a history of hallucinations at trial, her statements
regarding this issue, as reported in the mental health records, would likely be admissible as
extrinsic evidence of a witness’s prior inconsistent statement under MRE 613(b). Assuming the
evidence would be otherwise admissible under hearsay exceptions, defendant could also attempt
to admit the statements as substantive evidence. See People v Steanhouse, 313 Mich App 1, 29;
880 NW2d 297 (2015) (noting that a prior inconsistent statement may only be admitted to prove
the truth of the matter asserted if it falls within an exception to the rule against hearsay), aff’d in
part and rev’d in part on other grounds 500 Mich 453 (2017). But the original of the writing is
generally required to prove its content, unless otherwise provided by the Michigan Rules of
Evidence or statute. MRE 1002. “A duplicate is admissible to the same extent as an original
unless (1) a genuine question is raised as to the authenticity of the original or (2) in the
circumstances it would be unfair to admit the duplicate in lieu of the original.” MRE 1003. “A
‘duplicate’ is a counterpart produced by the same impression as the original, or from the same
matrix, or by means of photography, including enlargements and miniatures, or by mechanical or
electronic re-recording, or by chemical reproduction, or by other equivalent techniques, which
accurately reproduces the original.” MRE 1001(4). While a photocopy would constitute a
duplicate, a summary of statements extracted from the records (prepared by the trial court) would
not necessarily be a reproduction of the original.2
Other evidence of the contents of a writing are admissible under four circumstances:
(1) Originals Lost or Destroyed. All originals are lost or have been
destroyed, unless the proponent lost or destroyed them in bad faith; or
(2) Original Not Obtainable. No original can be obtained by any available
judicial process or procedure; or
(3) Original in Possession of Opponent. At a time when an original was
under the control of the party against whom offered, that party was put on notice,
2
To the extent that the trial court’s list of quotations constitutes a summary, summaries are
governed by MRE 1006, which states:
The contents of voluminous writings, recordings, or photographs which
cannot conveniently be examined in court may be presented in the form of a chart,
summary, or calculation. The originals, or duplicates, shall be made available for
examination or copying, or both, by other parties at reasonable time and place. The
court may order that they be produced in court.
The records at issue are not overly voluminous. And to the extent that the records would need to
be made available to the parties (presumably in redacted form), there seems little sense in not
providing the redacted records in the first instance.
-4-
by the pleadings or otherwise, that the contents would be a subject of proof at the
hearing, and that party does not produce the original at the hearing; or
(4) Collateral Matters. The writing, recording, or photograph is not closely
related to a controlling issue. [MRE 1004(1) through (4).]
Here, MRE 1001(1) does not apply because the original is presumably still in the
possession of the healthcare facilities and a duplicate—which is generally admissible as an
original, MRE 1003—is in the possession of the trial court. MRE 1001(2) does not apply because
both Stanaway and MCR 6.201(C)(2) provide procedures for obtaining the original or a duplicate.
MRE 1001(3) does not apply because the original is not in the possession of the prosecution.
MRE 1001(4) does not apply because the evidence contained in AC’s records speak directly to
whether the jury should credit AC’s allegations or defendant’s denials. Extrinsic evidence tending
to prove a defense theory is not evidence on a collateral matter. People v Steele, 283 Mich App
472, 488-489; 769 NW2d 256 (2009).
Because the summary provided by the trial court could lead to evidentiary difficulties at
trial, we direct the trial court to provide defendant with copies of the relevant records, redacted to
reveal only the evidence that is necessary to the defense.3
IV. IN CAMERA REVIEW
Defendant also argues that the in camera review procedure established by Stanaway does
not satisfy the requirements of due process. Defendant argues that such a review by the trial court,
without involvement of defense counsel, violates due process because the trial court does not know
the details of the defense strategy and, therefore, cannot know whether information is necessary to
the defense. He also argues defense counsel’s review of the records might affect the “particulars”
of the defense in unanticipated ways. We disagree.
Defendant did not preserve this issue for review by raising it before the trial court. People
v Anderson, ___ Mich App ___, ___; ___ NW2d ___ (2022) (Docket No. 354860); slip op at 4,
app held in abeyance 978 NW2d 835 (2022). Our review is therefore limited to plain error.
Burkett, 337 Mich App at 635.
“Whether rooted directly in the Due Process Clause of the Fourteenth Amendment or in
the Compulsory Process or Confrontation Clauses of the Sixth Amendment, the Constitution
guarantees criminal defendants a meaningful opportunity to present a complete defense.” Holmes
v South Carolina, 547 US 319, 324; 126 S Ct 1727; 164 L Ed 2d 503 (2006) (quotation marks and
citation omitted). “But this right is not unlimited and is subject to reasonable restrictions.” People
3
Our instructions should not be viewed as suggesting that the trial court needs to provide defendant
with extensive pages of records that are entirely redacted. It would suffice to produce the relevant
pages, redacted to reveal only the pertinent statement, the patient’s name, the date, and the name
of the authoring medical provider, as well as cover pages or other identifying documents sufficient
to enable the records to be identified and categorized (e.g., a cover page identifying the record as
a mental health assessment, a progress note from a treatment provider, therapist’s notes, et cetera).
-5-
v King, 297 Mich App 465, 473; 824 NW2d 258 (2012). Moreover, the Constitution does not
afford a defendant facing criminal charges a general right to discovery. Stanaway, 446 Mich at
664.
Defendant’s argument was considered, and rejected, in Stanaway. Our Supreme Court in
Stanaway sought to balance the state’s interest in protecting the confidentiality of certain
privileged documents with the defendant’s right to obtain evidence necessary to his defense, and
settled on a procedure that would make evidence that is reasonably necessary to the defense
available while still avoiding needless disclosure of immaterial privileged information. Id. at 649-
650. The Stanaway Court considered whether defense counsel needed to be involved in the review
process and concluded that trial judges are well-equipped to recognize evidence that might be
material to the defense. Id. at 679. Defendant’s contention that the trial court’s review is
ineffective without participation by defense counsel, who knows the full defense strategy, is
unpersuasive because the first step of the Stanaway procedure requires the defendant to establish
a reasonable probability that the records are likely to contain information necessary to the defense.
Id. at 677. This step necessarily requires the defendant to identify enough of the defense to make
the relevance of the requested records apparent. At any rate, the Stanway Court observed, “The
presence of defense counsel at such an inspection is not essential to protect the defendant’s
constitutional rights and would undermine the privilege unnecessarily.” Id. at 679. This Court is
bound by the Supreme Court’s determination that the Constitution does not require defense
counsel’s presence at the in camera review of privileged records. People v Strickland, 293 Mich
App 393, 402; 810 NW2d 660 (2011).
Affirmed and remanded for further proceedings consistent with this opinion. We do not
retain jurisdiction.
/s/ Michael J. Riordan
/s/ Mark T. Boonstra
/s/ Michael F. Gadola
-6-