in Re J R Kellogg Minor ( 2020 )

If this opinion indicates that it is “FOR PUBLICATION,” it is subject to
revision until final publication in the Michigan Appeals Reports.
STATE OF MICHIGAN
COURT OF APPEALS
FOR PUBLICATION
In re J. R. KELLOGG, Minor. January 28, 2020
9:10 a.m.
No. 349930
Ionia Circuit Court
Family Division
LC No. 2019-000099-NA
Before: MARKEY, P.J., and GLEICHER and M. J. KELLY, JJ.
M. J. KELLY, J.
Following a bench trial, the trial court found that there were statutory grounds under
MCL 712A.2(b)(1) and (2) to assume jurisdiction over respondent’s minor children, DF and JK.
In this appeal by right,1 respondent argues that the trial court clearly erred by finding that there
were statutory grounds to exercise jurisdiction over JK. For the reasons stated in this opinion,
we vacate the order of adjudication and the subsequent dispositional order and remand for further
proceedings.
I. BASIC FACTS
In March 2019, the Department of Health and Human Services (DHHS) filed a petition
seeking the removal of the children from respondent’s care and asking the court to take
jurisdiction over them. The majority of the petition contained allegations that respondent did not
provide DF with proper care and custody. Specifically, the petition alleged that DF was removed
from respondent’s care in 2008 because she caused him a “mental injury.” DF was returned to
respondent’s care in 2017. In its petition, the DHHS alleged that respondent “aggressively”
yelled at DF for breaking her rules and that DF lived in a state of fear and anxiety as a result of
her yelling, harsh punishment, and unpredictable and inconsistent punishment based on different
behaviors. The petition also included allegations that respondent failed to comply or benefit
1
The order appealed refers to both DF and JK. However, no claim of appeal was filed in DF’s
case; therefore, we have no jurisdiction over his case and refer to him only as necessary.
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from services from previous Child Protective Services (CPS) cases, failed to participate in
mental-health treatment, and had difficulty implementing her parenting-skills training. As it
related to JK, the petition only asserted that respondent had “been observed by professionals to
become verbally aggressive with [JK] and unable to regulate her emotional state when
responding to him.” Following the preliminary hearing, the court authorized the petition, and the
matter was set for an adjudication trial. Subsequently, the court found that there were statutory
grounds to take jurisdiction because of respondent’s “failure to provide, when able to do so,
necessary care for the health or morals of the children” and because respondent’s home was “an
unfit environment by reason of neglect or depravity on her part.” Accordingly, the court entered
an order of adjudication assuming jurisdiction of both children.
This appeal follows.
II. JURISDICTION
A. STANDARD OF REVIEW
Respondent argues that the trial court clearly erred by finding statutory grounds to take
jurisdiction over JK. “To acquire jurisdiction, the factfinder must determine by a preponderance
of the evidence that the child comes within the statutory requirements of MCL 712A.2[.]” In re
Brock, 442 Mich. 101, 108-109; 499 NW2d 752 (1993). Challenges to the court’s decision to
exercise jurisdiction are reviewed “for clear error in light of the court’s finding of fact.” In re
BZ, 264 Mich. App. 286, 295; 690 NW2d 505 (2004). “A finding of fact is clearly erroneous if
the reviewing court has a definite and firm conviction that a mistake has been committed, giving
due regard to the trial court’s special opportunity to observe the witnesses.” Id. at 296-297.
B. ANALYSIS
In this case, the trial court assumed jurisdiction over the minor children under MCL
712A.2(b)(1) and (2), which provide:
(1) Whose parent or other person legally responsible for the care and
maintenance of the juvenile, when able to do so, neglects or refuses to provide
proper or necessary support, education, medical, surgical, or other care necessary
for his or her health or morals, who is subject to a substantial risk of harm to his
or her mental well-being, who is abandoned by his or her parents, guardian, or
other custodian, or who is without proper custody or guardianship. . . .
(2) Whose home or environment, by reason of neglect, cruelty,
drunkenness, criminality, or depravity on the part of a parent, guardian, nonparent
adult, or other custodian, is an unfit place for the juvenile to live in.
The fact that there are statutory grounds to assume jurisdiction over one minor child does not
automatically mean that there are statutory grounds to assume jurisdiction over a second minor
child. See In re Churchill/Belinski, 503 Mich. 895 (2018) (vacating the trial court’s order of
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adjudication and dispositional order over two of the respondent-mother’s children because
“[t]here is no independent basis to conclude that SLB or JWC come within the statutory
requirements of MCL 712A.2(b)”).2
In this case, as it relates to MCL 712A.2(b)(1), the court found that respondent, when
able to do so, neglected to provide care necessary for the children’s health or morals. And as it
pertains to MCL 712A.2(b)(2), the court found that respondent’s neglect and depravity rendered
the children’s home an unfit place for them to live. However, on the record before this Court,
there is no independent basis to support the court’s findings as they relate to JK.
Petitioner argued and presented evidence that the court should assume jurisdiction over
JK because of concerns with respondent’s overall mental health and because respondent was
yelling and swearing at JK, was neglecting JK’s educational needs, had failed to provide JK with
consistent rules and with a routine and structure, and had some difficulty managing JK’s wants
and controlling him. We address the evidentiary support for each allegation in turn.
With regard to respondent’s overall mental health, the caseworker referenced a 2008
psychological evaluation where respondent was apparently diagnosed with borderline personality
disorder.3 Yet, it is undisputed that respondent submitted to a psychological evaluation in 2017.
That evaluation, which was admitted into evidence, was conducted by Dr. Thomas Spahn, a
licensed psychologist. In the summary and conclusion section of his report, Dr. Spahn opined:
The psychological is essentially normative. There are no serious cautions such as
deficient problem-solving skills, serious psychopathology, highly problematic
personally pattern, or an authoritarian personality style that would raise cautions.
Further, although there was testimony that respondent was being treated for anxiety and had
some depression, there was no testimony explaining how those conditions affected her fitness as
a parent to JK, nor was there any testimony regarding the severity of the conditions. Regarding
respondent’s mental-health, there is also evidence that respondent admitted to Dr. Spahn that she
had difficulty managing stress, and the testimony from the caseworker and other service
providers corroborated her statement. The caseworker testified that an example of this was when
JK had a meltdown and respondent took her phone away from him. The caseworker stated that
in response to the stress of the situation, respondent returned the phone to him, which the
caseworker appeared to believe showed respondent was unable to handle the stress of parenting
JK. In light of all the evidence relating to respondent’s mental health, we conclude that
respondent has difficulty with stress, that over 10 years ago she had a negative diagnosis on a
psychological assessment, and that she currently has some anxiety and depression. The
testimony does not, however, rise to the level of establishing that respondent is unfit to parent
2
Orders from our Supreme Court are binding if they are a final disposition of an application
containing a concise statement of the applicable facts and the reason for the decision. See
DeFrain v State Farm Mut Auto Ins Co, 491 Mich. 359, 369; 817 NW2d 504 (2012).
3
The 2008 psychological evaluation was not admitted into evidence.
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JK, especially in light of the caseworker’s testimony it was “unknown” how removal of DF—a
significant source of stress in the home—would affect respondent’s parenting of JK.
The caseworker also suggested it was proper for the court to assume jurisdiction over JK
because respondent was verbally aggressive with him. At trial, several witnesses testified that
respondent was verbally aggressive with JK, and they recounted that she was loud and would
yell and swear at him. On one occasion, JK flinched when she was yelling at him. There was
also testimony that while yelling, respondent would have an intimidating presence because she
would stand over JK or invade his personal space. There were no allegations of physical
violence, and beyond the testimony that he flinched on one occasion, there was no indication that
JK was negatively affected by respondent’s yelling and swearing. A parent that yells and swears
at his or her child, stands over them, and invades their personal space, can fairly be characterized
as a less than ideal parent. But that fact standing alone does not prove a parent’s unfitness under
MCL 712A.2(b) because it is insufficient to show that there is “a substantial risk of harm to [the
child’s] mental well-being.” Nor does it establish that the child’s home environment is an unfit
place because of the parent’s neglect, cruelty, drunkenness, criminality, or depravity so as to
allow the court to assume jurisdiction under MCL 712A.2(b)(2). Something more than yelling
and swearing is necessary to prove parental unfitness.
The caseworker also suggests that the court could take jurisdiction over JK because
respondent was neglecting his educational needs. Notwithstanding the fact that JK was only
three years old at the time, the record reflects that he had an individualized educational plan
(IEP) to address a speech delay. Respondent did not consistently take him to his “school.” But
nothing on the record supports an inference that respondent was required by law or court order to
take him to school. Furthermore, the trial court found that this failure did not rise to the level of
educational neglect under MCL 712A.2(b). Accordingly, on this record, there is no indication
that JK’s “truancy” was a basis to find respondent an unfit parent.
There was also testimony from one of the service providers that respondent’s pattern of
inconsistent rules and lack of routine or structure was detrimental to both children. The
testimony, however, focused primarily on DF, who had a special need for structure and routine
because of his history of trauma, behavioral issues, and mental-health diagnosis. As it relates to
JK, the testimony was only that, generally, it is better for a child to have a consistent set of rules
and to have a routine and structure to his or her life. Wholly missing from the record is any
testimony indicating that the lack of structure and routine and the inconsistent application of
rules was actually having a negative impact on JK’s health or mental-wellbeing or that it was
creating an unfit home environment for him under MCL 712A.2(b)(2).
Finally, another witness testified that she observed respondent had some difficulties
managing JK’s wants and controlling him. The witness recounted that on occasions respondent
would be loud and verbally aggressive and that on one occasion she “plopped” JK onto her lap
somewhat aggressively. Parents, however, are allowed to have some difficulties managing the
wants of and controlling their children. MCL 712A.19b(2)(1) and (2) require more than “some
difficulty,” and in this case nothing more has not been offered.
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In conclusion, although the court found that respondent neglected to provide necessary
care for JK’s health and morals, we can discern no independent factual basis for that finding.
Accordingly, we conclude that the trial court clearly erred by finding grounds for jurisdiction
under MCL 712A.2(b)(1). Further, we cannot find evidentiary support for the court’s finding
that respondent’s “neglect” or “depravity” deprived JK of a fit home environment. Although
there is certainly evidence enough to support that respondent has not been a model parent, “[t]he
fundamental liberty interest of natural parents in the care, custody, and management of their
child does not evaporate simply because they have not been model parents . . . .” Santosky v
Kramer, 455 U.S. 745, 753; 102 SCt 1388; 71 L. Ed. 2d 599 (1982); see also In re Newman, 189
Mich. App. 61, 70; 472 NW2d 38 (1991) (determining that although the respondent-parents were
“less than ideal,” there was insufficient evidence to terminate their parental rights).
Our inquiry, however, cannot end with a determination that there is not an individual
factual basis for the court to assume jurisdiction over JK under MCL 712A.2(b). In cases with
multiple children, the doctrine of anticipatory neglect may apply to confer jurisdiction. In re BZ,
264 Mich. App. at 296. “The doctrine of anticipatory neglect recognizes that [h]ow a parent treats
one child is certainly probative of how that parent may treat other children.” In re AH, 245 Mich
App 77, 84; 627 NW2d 33 (2001) (quotation marks and citation omitted; emphasis added).
“Abuse or neglect of the second child is not a prerequisite for jurisdiction of that child and
application of the doctrine of anticipatory neglect.” In re Gazella, 264 Mich. App. 668, 680-681;
692 NW2d 708 (2005), superseded in part on other grounds In re Hansen, 285 Mich. App. 158,
163; 774 NW2d 698 (2009).
Here, respondent does not challenge that the court properly assumed jurisdiction over DF.
Moreover, although the trial court did not directly reference the doctrine of anticipatory neglect
in its findings, the petitioner argued to the trial court that jurisdiction over JK was proper on this
basis. Yet, even though jurisdiction may be properly assumed on the basis of the anticipatory
neglect doctrine, that does not also mean that it will always be sufficient. See In re LaFrance
minors, 306 Mich. App. 713; 858 NW2d 143 (2014).
In LaFrance, this Court held that the doctrine of anticipatory neglect allows an inference
that a parent’s treatment of one child is probative of how that parent may treat other children. Id.
at 730. However, the probative value of such an inference is decreased by differences between
the children, such as age and medical conditions. Id. at 730-731. In LaFrance, the respondent
parents had neglected their youngest child, but there was no evidence that they had ever abused
or neglected their three older children. Id. at 726-730. The trial court nevertheless found
grounds to terminate the respondents’ parental rights to all the children, relying heavily on the
parents’ failure to address their substance-abuse issues. Id. at 730. This Court reversed, finding
that the court’s reliance on the parents’ failure to control their substance-abuse issues and on the
doctrine of anticipatory neglect was insufficient to warrant termination when considered
alongside the fact (1) that the older children, whose ages ranged from five to twelve, had
different needs than the infant that was neglected; and (2) that, unlike their infant sibling, the
older children did not require special care for cerebral palsy. Id. at 730-731.
Similarly, in this case, there are marked and significant differences between DF and JK
that severely decrease the probative value of the anticipatory neglect doctrine. At the time of the
adjudication trial, DF was 12 years’ old and had not been in respondent’s care between 2008 and
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2017. JK was 3 years’ old and had always been in respondent’s care. JK had no history of
trauma or behavioral issues. In contrast, DF had a long-history of trauma. He was removed
from respondent’s care because of a “mental injury,” and he was placed with his father from
2008 until 2017. While with his father, he was subject to additional trauma. The exact nature of
the additional trauma was undefined, but the caseworker indicated that there were allegations of
physical and sexual abuse. Further, it was uncontroverted that DF had behavioral issues while in
his father’s care and that those issues continued in his mother’s care. Because of his history of
trauma and behavioral issues, DF had needs markedly different from JK’s needs. In addition, DF
was diagnosed with attention deficient disorder, oppositional defiance disorder, and post
traumatic stress disorder. JK was not diagnosed with any mental-health disorders. Thus, DF
required counseling; JK did not. Finally, and somewhat significantly, the caseworker testified
expressly and repeatedly, that respondent did not treat the children the same. Instead, she
showed “clear favoritism” toward JK. There was also testimony that she would provide
validation to JK, was physically close to him, and generally had a significantly better bond with
him than she had with DF. Given the substantial differences between the two children, we
conclude that the doctrine of anticipatory neglect is not sufficient to establish statutory grounds
for jurisdiction in this case.4
We vacate the order of adjudication and the order of disposition as they relate to JK, and
remand for further proceedings. We do not retain jurisdiction.
/s/ Michael J. Kelly
/s/ Jane E. Markey
/s/ Elizabeth L. Gleicher
4
Given our resolution, we decline to address whether the trial court erred by permitting the
caseworker to testify to statements made in the 2008 CPS report and 2008 psychological
evaluation.
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